The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3-D SYS CORP DEL COM NEW 88554D205 269 30,000 SH   DFND 3 0 30,000 0
3M CO COM 88579Y101 1,012 5,710 SH   DFND 3 0 5,710 0
ABBOTT LABS COM 002824100 2,854 32,655 SH   DFND 3 0 32,655 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 764 3,600 SH   DFND 3 0 3,600 0
ACTIVISION BLIZZARD INC COM 00507V109 1,077 18,200 SH   DFND 3 0 18,200 0
ADOBE INC COM 00724F101 413 1,250 SH   DFND 3 0 1,250 0
AGILENT TECHNOLOGIES INC COM 00846U101 868 10,160 SH   DFND 3 0 10,160 0
AGNICO EAGLE MINES LTD COM 008474108 1,551 25,300 SH   DFND 3 0 25,300 0
AKAMAI TECHNOLOGIES INC COM 00971T101 683 7,900 SH   DFND 3 0 7,900 0
ALBEMARLE CORP COM 012653101 593 8,230 SH   DFND 3 0 8,230 0
ALEXION PHARMACEUTICALS INC COM 015351109 757 7,000 SH   DFND 3 0 7,000 0
ALGONQUIN PWR UTILS CORP COM 015857105 1,898 77,670 SH   DFND 3 0 77,670 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 785 3,700 SH   DFND   0 3,700 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4,848 22,500 SH   DFND 3 0 22,500 0
ALPHABET INC CAP STK CL A 02079K305 6,582 4,859 SH   DFND 3 0 4,859 0
ALPHABET INC CAP STK CL C 02079K107 3,369 2,492 SH   DFND 3 0 2,492 0
ALTRIA GROUP INC COM 02209S103 1,925 38,190 SH   DFND 3 0 38,190 0
AMAZON COM INC COM 023135106 3,682 1,969 SH   DFND 3 0 1,969 0
AMERICAN EXPRESS CO COM 025816109 1,296 10,355 SH   DFND 3 0 10,355 0
AMERICAN RLTY CAP PPTYS INC NOTE 3.750% 12/1 02917TAB0 28,818 28,319,000 SH   DFND 1 0 28,319,000 0
AMERICAN RLTY CAP PPTYS INC NOTE 3.750% 12/1 02917TAB0 9,158 9,000,000 SH   DFND   0 9,000,000 0
AMERICAN RLTY CAP PPTYS INC NOTE 3.750% 12/1 02917TAB0 1,522 1,500,000 SH   DFND 4 0 1,500,000 0
AMERICAN TOWER CORP NEW COM 03027X100 318 1,387 SH   DFND 3 0 1,387 0
AMGEN INC COM 031162100 251 1,040 SH   DFND 3 0 1,040 0
AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 88,725 18,407,656 SH   DFND   0 18,407,656 0
AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 15,008 3,113,645 SH   DFND 2 0 3,113,645 0
AMPHENOL CORP NEW CL A 032095101 1,184 10,960 SH   DFND 3 0 10,960 0
ANTERO MIDSTREAM CORP COM 03676B102 355 48,000 SH   DFND 3 0 48,000 0
APACHE CORP COM 037411105 731 28,000 SH   DFND 3 0 28,000 0
APPLE INC COM 037833100 5,152 17,780 SH   DFND 3 0 17,780 0
APTIV PLC SHS G6095L109 963 10,000 SH   DFND 3 0 10,000 0
ARES CAP CORP NOTE 3.750% 2/0 04010LAT0 31,035 30,000,000 SH   DFND 1 0 30,000,000 0
ARES CAP CORP COM 04010L103 3,329 178,707 SH   DFND 3 0 178,707 0
AVNET INC COM 053807103 1,361 32,000 SH   DFND 3 0 32,000 0
BALL CORP COM 058498106 289 4,470 SH   DFND 3 0 4,470 0
BANK AMER CORP COM 060505104 286 8,100 SH   DFND 3 0 8,100 0
BARRICK GOLD CORPORATION COM 067901108 1,038 45,500 SH   DFND 3 0 45,500 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 2,034 6 SH   DFND 3 0 6 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,741 7,700 SH   DFND 3 0 7,700 0
BEST INC SPONSORED ADS 08653C106 36,885 6,634,021 SH   DFND   0 6,634,021 0
BEYONDSPRING INC SHS G10830100 2,773 178,923 SH   DFND 2 0 178,923 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 428 5,000 SH   DFND 3 0 5,000 0
BLACKROCK INC COM 09247X101 3,185 6,332 SH   DFND 3 0 6,332 0
BLACKSTONE GROUP INC COM CL A 09260D107 1,889 33,650 SH   DFND 3 0 33,650 0
BOEING CO COM 097023105 297 900 SH   DFND 3 0 900 0
BOOKING HLDGS INC COM 09857L108 2,964 1,430 SH   DFND 3 0 1,430 0
BOSTON BEER INC CL A 100557107 455 1,200 SH   DFND 3 0 1,200 0
BOSTON SCIENTIFIC CORP COM 101137107 444 9,825 SH   DFND 3 0 9,825 0
BROADCOM INC COM 11135F101 601 1,900 SH   DFND 3 0 1,900 0
BROOKDALE SR LIVING INC COM 112463104 352 48,387 SH   DFND 1 0 48,387 0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 581 10,000 SH   DFND 3 0 10,000 0
BROOKFIELD BUSINESS PARTNERS UNIT LTD LP G16234109 2,365 56,000 SH   DFND 3 0 56,000 0
BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 9,608 120,000 SH   DFND 3 0 120,000 0
CAMECO CORP COM 13321L108 487 53,000 SH   DFND 3 0 53,000 0
CENTENE CORP DEL COM 15135B101 1,273 20,000 SH   DFND 3 0 20,000 0
CHECK CAP LTD SHS M2361E203 219 127,559 SH   DFND 2 0 127,559 0
CHECK CAP LTD *W EXP 02/28/202 M2361E120 4 333,333 SH   DFND 2 0 333,333 0
CHECK POINT SOFTWARE TECH LT ORD M22465104 201 1,800 SH   DFND 3 0 1,800 0
CHENIERE ENERGY INC COM NEW 16411R208 243 3,970 SH   DFND 3 0 3,970 0
CHINA INDEX HLDGS LTD SPNSRD ADS A 16954W101 6,225 1,710,180 SH   DFND 1 0 1,710,180 0
CHINA MOBILE LIMITED SPONSORED ADR 16941M109 673 16,000 SH   DFND 3 0 16,000 0
CHUBB LIMITED COM H1467J104 1,999 12,831 SH   DFND 3 0 12,831 0
CINTAS CORP COM 172908105 1,614 6,000 SH   DFND 3 0 6,000 0
CISCO SYS INC COM 17275R102 1,409 29,490 SH   DFND 3 0 29,490 0
CITIGROUP INC COM NEW 172967424 805 10,100 SH   DFND 3 0 10,100 0
CLEVELAND CLIFFS INC COM 185899101 822 100,000 SH   DFND 3 0 100,000 0
COEUR MNG INC COM NEW 192108504 1,076 135,000 SH   DFND 3 0 135,000 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 2,788 44,850 SH   DFND 3 0 44,850 0
COLGATE PALMOLIVE CO COM 194162103 924 13,350 SH   DFND 3 0 13,350 0
COLONY CAP INC NOTE 5.000% 4/1 19624RAA4 19,890 20,000,000 SH   DFND 1 0 20,000,000 0
COLONY CAP INC NOTE 3.875% 1/1 19624RAB2 39,597 40,000,000 SH   DFND 1 0 40,000,000 0
COMPUTER TASK GROUP INC COM 205477102 395 75,130 SH   DFND 3 0 75,130 0
CONTRAFECT CORP COM 212326102 4,621 7,453,857 SH   DFND 2 0 7,453,857 0
CTRIP COM INTL LTD NOTE 1.000% 7/0 22943FAF7 19,727 20,000,000 SH   DFND 1 0 20,000,000 0
CTRIP COM INTL LTD NOTE 1.990% 7/0 22943FAH3 527 500,000 SH   DFND 1 0 500,000 0
CUMMINS INC COM 231021106 723 4,000 SH   DFND 3 0 4,000 0
CYMABAY THERAPEUTICS INC COM 23257D103 989 504,613 SH   DFND 1 0 504,613 0
CYMABAY THERAPEUTICS INC COM 23257D103 363 185,000 SH   DFND   0 185,000 0
CYMABAY THERAPEUTICS INC COM 23257D103 154 78,529 SH   DFND 4 0 78,529 0
DECKERS OUTDOOR CORP COM 243537107 698 4,170 SH   DFND 3 0 4,170 0
DEUTSCHE BANK AG NAMEN AKT D18190898 10,202 1,323,000 SH   DFND 3 0 1,323,000 0
DISNEY WALT CO COM DISNEY 254687106 2,662 18,263 SH   DFND 3 0 18,263 0
EATON CORP PLC SHS G29183103 1,064 11,200 SH   DFND 3 0 11,200 0
ECOLAB INC COM 278865100 387 2,021 SH   DFND 3 0 2,021 0
EDAP TMS S A SPONSORED ADR 268311107 483 109,716 SH   DFND 3 0 109,716 0
ELECTRONIC ARTS INC COM 285512109 430 3,967 SH   DFND 3 0 3,967 0
EMCOR GROUP INC COM 29084Q100 993 11,400 SH   DFND 3 0 11,400 0
ENCANA CORP COM 292505104 1,050 162,200 SH   DFND 3 0 162,200 0
ENCOMPASS HEALTH CORP COM 29261A100 271 3,885 SH   DFND 3 0 3,885 0
EPAM SYS INC COM 29414B104 214 1,000 SH   DFND 3 0 1,000 0
EZCORP INC CL A NON VTG 302301106 80 12,000 SH   DFND 3 0 12,000 0
FACEBOOK INC CL A 30303M102 6,607 31,750 SH   DFND 3 0 31,750 0
FANG HLDGS LTD ADR NEW 30711Y201 7,943 2,777,346 SH   DFND 1 0 2,777,346 0
FANG HLDGS LTD ADR NEW 30711Y201 1,455 508,862 SH   DFND   0 508,862 0
FIAT CHRYSLER AUTOMOBILES N SHS N31738102 375 25,000 SH   DFND 3 0 25,000 0
FIRST MAJESTIC SILVER CORP COM 32076V103 595 50,000 SH   DFND 3 0 50,000 0
FISERV INC COM 337738108 1,171 10,000 SH   DFND 3 0 10,000 0
FOOT LOCKER INC COM 344849104 387 9,790 SH   DFND 3 0 9,790 0
FORTIS INC COM 349553107 2,720 38,340 SH   DFND 3 0 38,340 0
FORTUNA SILVER MINES INC COM 349915108 396 100,000 SH   DFND 3 0 100,000 0
GARMIN LTD SHS H2906T109 2,463 25,000 SH   DFND 3 0 25,000 0
GENERAL ELECTRIC CO COM 369604103 1,040 93,000 SH   DFND 3 0 93,000 0
GENERAL MLS INC COM 370334104 754 14,170 SH   DFND 3 0 14,170 0
GILEAD SCIENCES INC COM 375558103 5,618 86,459 SH   DFND 4 0 86,459 0
GILEAD SCIENCES INC COM 375558103 112 1,727 SH   DFND   0 1,727 0
GILEAD SCIENCES INC COM 375558103 11,837 182,157 SH   DFND 1 0 182,157 0
GILEAD SCIENCES INC COM 375558103 3,781 57,330 SH   DFND 3 0 57,330 0
GOLAR LNG LTD BERMUDA SHS G9456A100 416 30,000 SH   DFND 3 0 30,000 0
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 656 100,000 SH   DFND 3 0 100,000 0
GOLDMAN SACHS GROUP INC COM 38141G104 923 4,000 SH   DFND 3 0 4,000 0
GRAND CANYON ED INC COM 38526M106 368 3,800 SH   DFND 3 0 3,800 0
HARPOON THERAPEUTICS INC COM 41358P106 1,876 126,843 SH   DFND 1 0 126,843 0
HARPOON THERAPEUTICS INC COM 41358P106 941 63,640 SH   DFND   0 63,640 0
HDFC BANK LTD SPONSORED ADS 40415F101 3,548 56,220 SH   DFND 3 0 56,220 0
HILTON WORLDWIDE HLDGS INC COM 43300A203 1,034 9,200 SH   DFND 3 0 9,200 0
HOME DEPOT INC COM 437076102 594 2,700 SH   DFND 3 0 2,700 0
HONEYWELL INTL INC COM 438516106 428 2,424 SH   DFND 3 0 2,424 0
IAC INTERACTIVECORP COM 44919P508 1,263 5,000 SH   DFND 3 0 5,000 0
IAMGOLD CORP COM 450913108 545 150,000 SH   DFND 3 0 150,000 0
INTEL CORP COM 458140100 421 7,000 SH   DFND 3 0 7,000 0
INTERCONTINENTAL EXCHANGE IN COM 45866F104 341 3,665 SH   DFND 3 0 3,665 0
INTERNATIONAL BUSINESS MACHS COM 459200101 800 5,915 SH   DFND 3 0 5,915 0
INTUIT COM 461202103 1,306 4,891 SH   DFND 3 0 4,891 0
ISHARES TR IBOXX INV CP ETF 464287242 49,077 383,532 SH   DFND 4 0 383,532 0
ISHARES TR SH TR CRPORT ETF 464288646 37,179 693,256 SH   DFND 4 0 693,256 0
ISHARES TR USD INV GRDE ETF 464288620 8,589 147,320 SH   DFND 4 0 147,320 0
ISHARES TR US TREAS BD ETF 46429B267 6 22,661 SH   DFND 1 0 22,661 0
ISRAEL CHEMICALS LTD SHS M5920A109 281 60,000 SH   DFND 3 0 60,000 0
JOHNSON & JOHNSON COM 478160104 2,594 17,795 SH   DFND 3 0 17,795 0
JPMORGAN CHASE & CO COM 46625H100 3,594 25,830 SH   DFND 3 0 25,830 0
KEYCORP NEW COM 493267108 1,129 55,695 SH   DFND 3 0 55,695 0
KINROSS GOLD CORP COM 496902404 462 100,000 SH   DFND 3 0 100,000 0
LAM RESEARCH CORP COM 512807108 4,317 14,700 SH   DFND 3 0 14,700 0
LAS VEGAS SANDS CORP COM 517834107 1,461 20,947 SH   DFND 3 0 20,947 0
LAUDER ESTEE COS INC CL A 518439104 208 1,000 SH   DFND 3 0 1,000 0
LIBERTY GLOBAL PLC SHS CL A G5480U104 615 27,000 SH   DFND 3 0 27,000 0
LIGAND PHARMACEUTICALS INC COM NEW 53220K504 321 3,000 SH   DFND 3 0 3,000 0
LILLY ELI & CO COM 532457108 427 3,245 SH   DFND 3 0 3,245 0
LINDE PLC SHS G5494J103 13,087 61,370 SH   DFND 3 0 61,370 0
LKQ CORP COM 501889208 3,551 99,000 SH   DFND 3 0 99,000 0
LOCKHEED MARTIN CORP COM 539830109 260 660 SH   DFND 3 0 660 0
LOGITECH INTL S A SHS H50430232 789 17,560 SH   DFND 3 0 17,560 0
LULULEMON ATHLETICA INC COM 550021109 345 1,500 SH   DFND 3 0 1,500 0
MADDEN STEVEN LTD COM 556269108 352 8,250 SH   DFND 3 0 8,250 0
MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 1,777 77,598 SH   DFND 4 0 77,598 0
MANHATTAN ASSOCS INC COM 562750109 322 4,000 SH   DFND 3 0 4,000 0
MARSH & MCLENNAN COS INC COM 571748102 249 2,220 SH   DFND 3 0 2,220 0
MASIMO CORP COM 574795100 558 3,500 SH   DFND 3 0 3,500 0
MASTERCARD INC CL A 57636Q104 6,523 21,690 SH   DFND 3 0 21,690 0
MATCH GROUP INC COM 57665R106 210 2,500 SH   DFND 3 0 2,500 0
MCDONALDS CORP COM 580135101 1,050 5,300 SH   DFND 3 0 5,300 0
MEDTRONIC PLC SHS G5960L103 2,188 19,300 SH   DFND 3 0 19,300 0
MEET GROUP INC COM 58513U101 353 70,000 SH   DFND 3 0 70,000 0
MERCK & CO INC COM 58933Y105 1,261 13,780 SH   DFND 3 0 13,780 0
MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 65 30,000 SH   DFND 3 0 30,000 0
MICROSOFT CORP COM 594918104 7,275 45,765 SH   DFND 3 0 45,765 0
MOMO INC NOTE 1.250% 7/0 60879BAB3 39,520 42,523,000 SH   DFND 1 0 42,523,000 0
MSCI INC COM 55354G100 227 875 SH   DFND 3 0 875 0
MYLAN N V SHS EURO N59465109 907 46,000 SH   DFND 3 0 46,000 0
NASDAQ INC COM 631103108 238 2,200 SH   DFND 3 0 2,200 0
NATIONAL OILWELL VARCO INC COM 637071101 823 33,000 SH   DFND 3 0 33,000 0
NATURES SUNSHINE PRODUCTS IN COM 639027101 25,492 2,854,607 SH   DFND 2 0 2,854,607 0
NEW FRONTIER HEALTH CORP ORD SHS G6461G106 94,000 9,400,000 SH   DFND 2 0 9,400,000 0
NEWMONT GOLDCORP CORPORATION COM 651639106 4,518 105,793 SH   DFND 3 0 105,793 0
NEXTERA ENERGY INC COM 65339F101 575 2,370 SH   DFND 3 0 2,370 0
NIKE INC CL B 654106103 2,477 24,387 SH   DFND 3 0 24,387 0
NORFOLK SOUTHERN CORP COM 655844108 2,038 10,440 SH   DFND 3 0 10,440 0
NORTHERN TR CORP COM 665859104 315 2,942 SH   DFND 3 0 2,942 0
NUTRIEN LTD COM 67077M108 329 4,000 SH   DFND 3 0 4,000 0
NVIDIA CORP COM 67066G104 2,890 12,200 SH   DFND 3 0 12,200 0
OMEGA FLEX INC COM 682095104 225 2,000 SH   DFND 3 0 2,000 0
ORACLE CORP COM 68389X105 214 4,000 SH   DFND 3 0 4,000 0
PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 279 250,000 SH   DFND 3 0 250,000 0
PAN AMERICAN SILVER CORP COM 697900108 1,567 67,700 SH   DFND 3 0 67,700 0
PARKER HANNIFIN CORP COM 701094104 973 4,700 SH   DFND 3 0 4,700 0
PATTERN ENERGY GROUP INC CL A 70338P100 266 9,815 SH   DFND 3 0 9,815 0
PAYPAL HLDGS INC COM 70450Y103 1,489 13,610 SH   DFND 3 0 13,610 0
PEPSICO INC COM 713448108 298 2,165 SH   DFND 3 0 2,165 0
PFIZER INC COM 717081103 810 20,600 SH   DFND 3 0 20,600 0
PHILIP MORRIS INTL INC COM 718172109 2,503 29,000 SH   DFND 3 0 29,000 0
PLUG POWER INC COM NEW 72919P202 154 50,000 SH   DFND 3 0 50,000 0
PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 290 250,000 SH   DFND 3 0 250,000 0
PROCTER & GAMBLE CO COM 742718109 375 2,975 SH   DFND 3 0 2,975 0
QORVO INC COM 74736K101 510 4,361 SH   DFND 3 0 4,361 0
QUALCOMM INC COM 747525103 1,980 22,300 SH   DFND 3 0 22,300 0
QUTOUTIAO INC ADS REP SHS A 74915J107 2,507 735,073 SH   DFND 1 0 735,073 0
REGENERON PHARMACEUTICALS COM 75886F107 2,613 7,000 SH   DFND 3 0 7,000 0
RELIANCE STEEL & ALUMINUM CO COM 759509102 1,155 9,600 SH   DFND 3 0 9,600 0
RESOLUTE FST PRODS INC COM 76117W109 224 55,000 SH   DFND 3 0 55,000 0
RETRACTABLE TECHNOLOGIES INC COM 76129W105 112 76,425 SH   DFND 3 0 76,425 0
REVANCE THERAPEUTICS INC COM 761330109 7,669 472,532 SH   DFND 1 0 472,532 0
ROGERS COMMUNICATIONS INC CL B 775109200 350 4,120 SH   DFND 3 0 4,120 0
SCHLUMBERGER LTD COM 806857108 1,040 26,000 SH   DFND 3 0 26,000 0
SEADRILL LTD COM G7998G106 423 166,609 SH   DFND 1 0 166,609 0
SIERRA WIRELESS INC COM 826516106 176 11,000 SH   DFND 3 0 11,000 0
SINA CORP ORD G81477104 51,730 1,295,519 SH   DFND 1 0 1,295,519 0
SINA CORP ORD G81477104 12,577 314,974 SH   DFND   0 314,974 0
SINA CORP ORD G81477104 5,842 146,316 SH   DFND 4 0 146,316 0
SIRIUS XM HLDGS INC COM 82968B103 1,063 149,000 SH   DFND 3 0 149,000 0
SKYWORKS SOLUTIONS INC COM 83088M102 1,883 15,400 SH   DFND 3 0 15,400 0
SL GREEN RLTY CORP COM 78440X101 1,923 20,800 SH   DFND 3 0 20,800 0
SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 2,604 97,000 SH   DFND 3 0 97,000 0
SOHU COM LTD SPONSORED ADS 83410S108 1,999 178,775 SH   DFND 1 0 178,775 0
SOUTHWEST GAS HOLDINGS INC COM 844895102 231 3,070 SH   DFND 3 0 3,070 0
SPIRIT AIRLS INC COM 848577102 243 6,000 SH   DFND 3 0 6,000 0
SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 31,121 30,000,000 SH   DFND 1 0 30,000,000 0
SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 11,402 10,992,000 SH   DFND   0 10,992,000 0
SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 9,280 9,000,000 SH   DFND 4 0 9,000,000 0
STAMPS COM INC COM NEW 852857200 203 2,400 SH   DFND 3 0 2,400 0
STANLEY BLACK & DECKER INC COM 854502101 368 2,220 SH   DFND 3 0 2,220 0
STARBUCKS CORP COM 855244109 866 9,825 SH   DFND 3 0 9,825 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 4,544 77,720 SH   DFND 3 0 77,720 0
TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 384 25,000 SH   DFND 3 0 25,000 0
TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 370 31,000 SH   DFND 3 0 31,000 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 896 90,000 SH   DFND 3 0 90,000 0
THE CHARLES SCHWAB CORPORATI COM 808513105 1,373 28,400 SH   DFND 3 0 28,400 0
THOR INDS INC COM 885160101 566 7,610 SH   DFND 3 0 7,610 0
TJX COS INC NEW COM 872540109 211 3,460 SH   DFND 3 0 3,460 0
TOTAL S A SPONSORED ADS 89151E109 330 6,000 SH   DFND 3 0 6,000 0
TRANSDIGM GROUP INC COM 893641100 1,038 1,840 SH   DFND 3 0 1,840 0
TRANSGLOBE ENERGY CORP COM 893662106 3,262 2,351,983 SH   DFND 1 0 2,351,983 0
TWITTER INC NOTE 0.250% 6/1 90184LAF9 217 225,000 SH   DFND 3 0 225,000 0
UBS GROUP AG SHS H42097107 1,131 94,875 SH   DFND 3 0 94,875 0
ULTA BEAUTY INC COM 90384S303 1,316 5,200 SH   DFND 3 0 5,200 0
UNION PACIFIC CORP COM 907818108 912 5,030 SH   DFND 3 0 5,030 0
UNITED PARCEL SERVICE INC CL B 911312106 928 7,800 SH   DFND 3 0 7,800 0
UNITED TECHNOLOGIES CORP COM 913017109 3,387 22,540 SH   DFND 3 0 22,540 0
UNITEDHEALTH GROUP INC COM 91324P102 3,152 10,650 SH   DFND 3 0 10,650 0
UNIVERSAL FST PRODS INC COM 913543104 1,150 23,600 SH   DFND 3 0 23,600 0
VEON LTD SPONSORED ADR 91822M106 1,671 660,608 SH   DFND 1 0 660,608 0
VERIZON COMMUNICATIONS INC COM 92343V104 568 9,235 SH   DFND 3 0 9,235 0
VERRICA PHARMACEUTICALS INC COM 92511W108 1,100 69,243 SH   DFND 1 0 69,243 0
VERRICA PHARMACEUTICALS INC COM 92511W108 3,410 214,613 SH   DFND   0 214,613 0
VERRICA PHARMACEUTICALS INC COM 92511W108 2,050 129,013 SH   DFND 4 0 129,013 0
VIEWRAY INC COM 92672L107 100,518 23,819,500 SH   DFND   0 23,819,500 0
VISA INC COM CL A 92826C839 5,398 28,500 SH   DFND 3 0 28,500 0
WASTE MGMT INC DEL COM 94106L109 1,293 11,350 SH   DFND 3 0 11,350 0
WEIBO CORP NOTE 1.250% 11/1 948596AC5 85,848 90,730,000 SH   DFND 1 0 90,730,000 0
WELLS FARGO CO NEW COM 949746101 744 13,790 SH   DFND 3 0 13,790 0
WEYERHAEUSER CO COM 962166104 1,049 35,000 SH   DFND 3 0 35,000 0
WHEATON PRECIOUS METALS CORP COM 962879102 3,580 70,860 SH   DFND 3 0 70,860 0
XYLEM INC COM 98419M100 246 3,120 SH   DFND 3 0 3,120 0
YAMANA GOLD INC COM 98462Y100 65 17,000 SH   DFND 3 0 17,000 0
ZIX CORP COM 98974P100 204 30,000 SH   DFND 3 0 30,000 0
ZOETIS INC CL A 98978V103 2,665 20,000 SH   DFND 3 0 20,000 0