The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| BOOKING HOLDINGS INC | COM | 09857L108 | 14,091 | 6,861 | SH | SOLE | 6,861 | 0 | 0 | ||
| ALLOGENE THERAPEUTICS INC | COM | 019770106 | 31,223 | 1,201,826 | SH | SOLE | 1,201,826 | 0 | 0 | ||
| AQUESTIVE THERAPEUTICS INC | COM | 03843E104 | 2,650 | 455,358 | SH | SOLE | 455,358 | 0 | 0 | ||
| COSTAR GROUP INC | COM | 22160N109 | 58,270 | 97,392 | SH | SOLE | 97,392 | 0 | 0 | ||
| ENTERA BIO LTD | SHS | M40527109 | 384 | 179,526 | SH | SOLE | 179,526 | 0 | 0 | ||
| FACEBOOK INC | CL A | 30303M102 | 13,660 | 66,553 | SH | SOLE | 66,553 | 0 | 0 | ||
| GOOSEHEAD INS INC | COM CL A | 38267D109 | 7,525 | 177,478 | SH | SOLE | 177,478 | 0 | 0 | ||
| GUIDEWIRE SOFTWARE INC | COM | 40171V100 | 9,964 | 90,768 | SH | SOLE | 90,768 | 0 | 0 | ||
| MAGNOLIA OIL & GAS CORP | CL A | 559663109 | 10,756 | 854,997 | SH | SOLE | 854,997 | 0 | 0 | ||
| PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | 8,700 | 254,686 | SH | SOLE | 254,686 | 0 | 0 | ||
| PLAYA HOTELS & RESORTS NV | SHS | N70544106 | 2,520 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| SABINE ROYALTY TR | UNIT BEN INT | 785688102 | 13,424 | 335,564 | SH | SOLE | 335,564 | 0 | 0 | ||
| UROGEN PHARMA LTD | COM | M96088105 | 17,791 | 533,139 | SH | SOLE | 533,139 | 0 | 0 | ||
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 77,549 | 1,139,755 | SH | SOLE | 1,139,755 | 0 | 0 | ||
| NANTHEALTH INC | COM | 630104107 | 84 | 81,870 | SH | DFND | 81,870 | 0 | 0 | ||
| UROGEN PHARMA LTD | COM | M96088105 | 20,780 | 622,723 | SH | DFND | 622,723 | 0 | 0 | ||
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 9,643 | 110,120 | SH | DFND | 110,120 | 0 | 0 | ||
| ISHARES TR | IBOXX INV CP ETF | 464287242 | 7,840 | 61,428 | SH | DFND | 61,428 | 0 | 0 | ||
| GW PHARMACEUTICALS PLC | ADS | 36197T103 | 732 | 7,000 | SH | DFND | 7,000 | 0 | 0 | ||
| NUCANA PLC | SPONSORED ADR | 67022C106 | 3,218 | 527,487 | SH | DFND | 527,487 | 0 | 0 | ||
| OPTINOSE INC | COM | 68404V100 | 3,611 | 391,607 | SH | DFND | 391,607 | 0 | 0 | ||
| UROVANT SCIENCES LTD | SHS | G9381B108 | 3,412 | 219,975 | SH | DFND | 219,975 | 0 | 0 | ||
| ISHARES TR | JPMORGAN USD EMG | 464288281 | 8,012 | 70,189 | SH | DFND | 70,189 | 0 | 0 | ||
| VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 5,398 | 57,607 | SH | DFND | 57,607 | 0 | 0 | ||
| GRUPO FINANCIERO GALICIA S A | SPONSORED ADR | 399909100 | 2,765 | 170,379 | SH | DFND | 170,379 | 0 | 0 | ||
| YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | 2,579 | 222,685 | SH | DFND | 222,685 | 0 | 0 | ||
| CAMECO CORP | COM | 13321L108 | 4,450 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
| ISHARES TR | NATIONAL MUN ETF | 464288414 | 5,003 | 44,000 | SH | DFND | 44,000 | 0 | 0 | ||
| ISHARES TR | PUT | 464287955 | 210 | 20,400 | SH | Put | DFND | 20,400 | 0 | 0 | |
| UNITED STATES NATL GAS FUND | CALL | 912318900 | 260 | 294,000 | SH | Call | DFND | 294,000 | 0 | 0 | |
| BARCLAYS BK PLC | CALL | 06746P901 | 132 | 191,400 | SH | Call | DFND | 191,400 | 0 | 0 | |