The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
10X GENOMICS INC | CL A COM | 88025U109 | 6,660 | 87,340 | SH | SOLE | 87,340 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 115 | 1,370 | SH | Put | SOLE | 1,370 | 0 | 0 | |
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 802 | 245,250 | SH | SOLE | 245,250 | 0 | 0 | ||
ABIOMED INC | COM | 003654100 | 400 | 860 | SH | Put | SOLE | 860 | 0 | 0 | |
ABIOMED INC | COM | 003654100 | 923 | 810 | SH | Put | SOLE | 810 | 0 | 0 | |
ABIOMED INC | COM | 003654100 | 86 | 100 | SH | Put | SOLE | 100 | 0 | 0 | |
ACHIEVE LIFE SCIENCE INC | COM NEW | 004468203 | 883 | 1,666,666 | SH | SOLE | 1,666,666 | 0 | 0 | ||
ADAPTIVE BIOTECHNOLOGIES COR | COM | 00650F109 | 1,616 | 54,010 | SH | SOLE | 54,010 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 9,430 | 87,190 | SH | SOLE | 87,190 | 0 | 0 | ||
ALKERMES PLC | SHS | G01767105 | 1,112 | 54,500 | SH | SOLE | 54,500 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 13,334 | 69,750 | SH | SOLE | 69,750 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 740 | 34,501 | SH | SOLE | 34,501 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 237 | 2,180 | SH | Put | SOLE | 2,180 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 132 | 2,180 | SH | Put | SOLE | 2,180 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 193 | 2,180 | SH | Put | SOLE | 2,180 | 0 | 0 | |
APPLIED THERAPEUTICS INC | COM | 03828A101 | 595 | 21,810 | SH | SOLE | 21,810 | 0 | 0 | ||
APYX MED CORP | COM | 03837C106 | 4,854 | 573,782 | SH | SOLE | 573,782 | 0 | 0 | ||
ARDELYX INC | COM | 039697107 | 2,046 | 272,605 | SH | SOLE | 272,605 | 0 | 0 | ||
AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 5,410 | 267,050 | SH | SOLE | 267,050 | 0 | 0 | ||
AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 823 | 109,000 | SH | SOLE | 109,000 | 0 | 0 | ||
AXONICS MODULATION TECH INC | COM | 05465P101 | 4,530 | 163,490 | SH | SOLE | 163,490 | 0 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 195 | 2,055 | SH | Call | SOLE | 2,055 | 0 | 0 | |
BEYOND MEAT INC | COM | 08862E109 | 152 | 540 | SH | Put | SOLE | 540 | 0 | 0 | |
BIOCRYST PHARMACEUTICALS | COM | 09058V103 | 7,521 | 2,179,950 | SH | SOLE | 2,179,950 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 2,534 | 3,270 | SH | Call | SOLE | 3,270 | 0 | 0 | |
CABALETTA BIO INC | COM | 12674W109 | 2,162 | 154,792 | SH | SOLE | 154,792 | 0 | 0 | ||
CANOPY GROWTH CORP | COM | 138035100 | 38 | 3,000 | SH | Put | SOLE | 3,000 | 0 | 0 | |
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 175 | 1,090 | SH | Put | SOLE | 1,090 | 0 | 0 | |
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 205 | 1,090 | SH | Put | SOLE | 1,090 | 0 | 0 | |
CIGNA CORP NEW | COM | 125523100 | 106 | 220 | SH | Put | SOLE | 220 | 0 | 0 | |
CONMED CORP | COM | 207410101 | 5,181 | 46,330 | SH | SOLE | 46,330 | 0 | 0 | ||
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 17 | 3,270 | SH | Call | SOLE | 3,270 | 0 | 0 | |
DAVITA INC | COM | 23918K108 | 25 | 1,120 | SH | Put | SOLE | 1,120 | 0 | 0 | |
DERMIRA INC | COM | 24983L104 | 1,673 | 110,350 | SH | SOLE | 110,350 | 0 | 0 | ||
DEXCOM INC | COM | 252131107 | 12,049 | 55,082 | SH | SOLE | 55,082 | 0 | 0 | ||
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 18,881 | 682,600 | SH | SOLE | 682,600 | 0 | 0 | ||
ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 | 203 | 3,000 | SH | Call | SOLE | 3,000 | 0 | 0 | |
EVOLUS INC | COM | 30052C107 | 2,380 | 195,583 | SH | SOLE | 195,583 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 200 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 73 | 1,630 | SH | Put | SOLE | 1,630 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 90 | 1,060 | SH | Put | SOLE | 1,060 | 0 | 0 | |
FLUIDIGM CORP DEL | COM | 34385P108 | 3,796 | 1,090,830 | SH | SOLE | 1,090,830 | 0 | 0 | ||
GLAUKOS CORP | COM | 377322102 | 772 | 1,320 | SH | Put | SOLE | 1,320 | 0 | 0 | |
GREENLANE HLDGS INC | CL A | 395330103 | 1,787 | 549,017 | SH | SOLE | 549,017 | 0 | 0 | ||
GRIFOLS S A | SP ADR REP B NVT | 398438408 | 13,476 | 578,620 | SH | SOLE | 578,620 | 0 | 0 | ||
GUARDANT HEALTH INC | COM | 40131M109 | 4,685 | 59,960 | SH | SOLE | 59,960 | 0 | 0 | ||
GUARDANT HEALTH INC | COM | 40131M109 | 163 | 660 | SH | Call | SOLE | 660 | 0 | 0 | |
HCA HEALTHCARE INC | COM | 40412C101 | 62 | 220 | SH | Put | SOLE | 220 | 0 | 0 | |
HEXO CORP | COM | 428304109 | 64 | 1,500 | SH | Put | SOLE | 1,500 | 0 | 0 | |
HOMOLOGY MEDICINES INC | COM | 438083107 | 1 | 21 | SH | Put | SOLE | 21 | 0 | 0 | |
HORIZON THERAPEUTICS PUB LTD | SHS | G46188101 | 676 | 1,090 | SH | Call | SOLE | 1,090 | 0 | 0 | |
ICU MED INC | COM | 44930G107 | 19,333 | 103,320 | SH | SOLE | 103,320 | 0 | 0 | ||
ICU MED INC | COM | 44930G107 | 643 | 710 | SH | Call | SOLE | 710 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 125 | 100 | SH | Call | SOLE | 100 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 420 | 420 | SH | Call | SOLE | 420 | 0 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 191 | 2,180 | SH | Put | SOLE | 2,180 | 0 | 0 | |
IMMUNOVANT INC | UNIT 12/18/2024 | 45258J201 | 4,047 | 165,170 | SH | SOLE | 165,170 | 0 | 0 | ||
INOVALON HLDGS INC | COM CL A | 45781D101 | 13,333 | 708,470 | SH | SOLE | 708,470 | 0 | 0 | ||
INOVALON HLDGS INC | COM CL A | 45781D101 | 65 | 1,090 | SH | Call | SOLE | 1,090 | 0 | 0 | |
INSPIRE MED SYS INC | COM | 457730109 | 28,470 | 383,640 | SH | SOLE | 383,640 | 0 | 0 | ||
INSPIRE MED SYS INC | COM | 457730109 | 1,540 | 1,630 | SH | Call | SOLE | 1,630 | 0 | 0 | |
INTERSECT ENT INC | COM | 46071F103 | 18,186 | 730,360 | SH | SOLE | 730,360 | 0 | 0 | ||
INTERSECT ENT INC | COM | 46071F103 | 1,782 | 3,270 | SH | Call | SOLE | 3,270 | 0 | 0 | |
INTERSECT ENT INC | COM | 46071F103 | 1,226 | 3,270 | SH | Call | SOLE | 3,270 | 0 | 0 | |
INVACARE CORP | COM | 461203101 | 12,073 | 1,338,493 | SH | SOLE | 1,338,493 | 0 | 0 | ||
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 172 | 1,090 | SH | Call | SOLE | 1,090 | 0 | 0 | |
ISHARES TR | U.S. MED DVC ETF | 464288810 | 95 | 1,090 | SH | Put | SOLE | 1,090 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 158 | 1,580 | SH | Put | SOLE | 1,580 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 47 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
KALA PHARMACEUTICALS INC | COM | 483119103 | 1,968 | 533,287 | SH | SOLE | 533,287 | 0 | 0 | ||
KALA PHARMACEUTICALS INC | COM | 483119103 | 0 | 167 | SH | Put | SOLE | 167 | 0 | 0 | |
MASIMO CORP | COM | 574795100 | 3,858 | 24,409 | SH | SOLE | 24,409 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 348 | 2,660 | SH | Call | SOLE | 2,660 | 0 | 0 | |
MERIT MED SYS INC | COM | 589889104 | 330 | 1,420 | SH | Call | SOLE | 1,420 | 0 | 0 | |
MOMENTA PHARMACEUTICALS INC | COM | 60877T100 | 3,226 | 163,490 | SH | SOLE | 163,490 | 0 | 0 | ||
NANOSTRING TECHNOLOGIES INC | COM | 63009R109 | 26,834 | 964,570 | SH | SOLE | 964,570 | 0 | 0 | ||
NANOSTRING TECHNOLOGIES INC | COM | 63009R109 | 512 | 5,990 | SH | Call | SOLE | 5,990 | 0 | 0 | |
NANOSTRING TECHNOLOGIES INC | COM | 63009R109 | 0 | 550 | SH | Call | SOLE | 550 | 0 | 0 | |
NATERA INC | COM | 632307104 | 2,571 | 76,300 | SH | SOLE | 76,300 | 0 | 0 | ||
NATERA INC | COM | 632307104 | 10 | 540 | SH | Call | SOLE | 540 | 0 | 0 | |
NEOLEUKIN THERAPEUTICS INC | COM | 64049K104 | 1,579 | 128,180 | SH | SOLE | 128,180 | 0 | 0 | ||
NEVRO CORP | COM | 64157F103 | 562 | 920 | SH | Call | SOLE | 920 | 0 | 0 | |
NOVAVAX INC | COM NEW | 670002401 | 8 | 3,034 | SH | Call | SOLE | 3,034 | 0 | 0 | |
NOVAVAX INC | COM NEW | 670002401 | 1 | 244 | SH | Call | SOLE | 244 | 0 | 0 | |
OMNICELL INC | COM | 68213N109 | 111 | 790 | SH | Put | SOLE | 790 | 0 | 0 | |
ONCOCYTE CORPORATION | COM | 68235C107 | 6,618 | 2,941,176 | SH | SOLE | 2,941,176 | 0 | 0 | ||
ORTHOPEDIATRICS CORP | COM | 68752L100 | 11,437 | 243,392 | SH | SOLE | 243,392 | 0 | 0 | ||
OTONOMY INC | COM | 68906L105 | 4,367 | 1,140,163 | SH | SOLE | 1,140,163 | 0 | 0 | ||
PERKINELMER INC | COM | 714046109 | 24 | 940 | SH | Put | SOLE | 940 | 0 | 0 | |
QIAGEN NV | SHS NEW | N72482123 | 4,218 | 124,780 | SH | SOLE | 124,780 | 0 | 0 | ||
QIAGEN NV | SHS NEW | N72482123 | 1,153 | 3,270 | SH | Call | SOLE | 3,270 | 0 | 0 | |
QIAGEN NV | SHS NEW | N72482123 | 572 | 2,660 | SH | Call | SOLE | 2,660 | 0 | 0 | |
QIAGEN NV | SHS NEW | N72482123 | 2,044 | 3,270 | SH | Put | SOLE | 3,270 | 0 | 0 | |
QUOTIENT LTD | SHS | G73268107 | 10,370 | 1,090,400 | SH | SOLE | 1,090,400 | 0 | 0 | ||
R1 RCM INC | COM | 749397105 | 10,509 | 809,610 | SH | SOLE | 809,610 | 0 | 0 | ||
R1 RCM INC | COM | 749397105 | 143 | 1,630 | SH | Call | SOLE | 1,630 | 0 | 0 | |
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 2,481 | 109,000 | SH | SOLE | 109,000 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 2,153 | 1,090 | SH | Put | SOLE | 1,090 | 0 | 0 | |
SAVARA INC | COM | 805111101 | 1,286 | 287,110 | SH | SOLE | 287,110 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 42 | 1,090 | SH | Put | SOLE | 1,090 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 67 | 760 | SH | Put | SOLE | 760 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 151 | 1,090 | SH | Put | SOLE | 1,090 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 45 | 1,090 | SH | Put | SOLE | 1,090 | 0 | 0 | |
SILVER SPIKE ACQUISITION COR | *W EXP 08/02/202 | G8136L114 | 20 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SMILEDIRECTCLUB INC | CL A COM | 83192H106 | 65 | 3,720 | SH | Put | SOLE | 3,720 | 0 | 0 | |
SMILEDIRECTCLUB INC | CL A COM | 83192H106 | 44 | 1,120 | SH | Put | SOLE | 1,120 | 0 | 0 | |
SMILEDIRECTCLUB INC | CL A COM | 83192H106 | 69 | 3,360 | SH | Put | SOLE | 3,360 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 230 | 2,340 | SH | Put | SOLE | 2,340 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 44 | 750 | SH | Put | SOLE | 750 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 263 | 1,420 | SH | Put | SOLE | 1,420 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 231 | 1,060 | SH | Put | SOLE | 1,060 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 313 | 2,160 | SH | Put | SOLE | 2,160 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 246 | 1,060 | SH | Put | SOLE | 1,060 | 0 | 0 | |
SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 5 | 2,180 | SH | Call | SOLE | 2,180 | 0 | 0 | |
STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 18,996 | 540,110 | SH | SOLE | 540,110 | 0 | 0 | ||
STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 679 | 3,270 | SH | Put | SOLE | 3,270 | 0 | 0 | |
STABLE RD ACQUISITION CORP | UNIT 05/15/2026 | 85236Q208 | 4,485 | 435,850 | SH | SOLE | 435,850 | 0 | 0 | ||
STEREOTAXIS INC | COM NEW | 85916J409 | 1,291 | 244,103 | SH | SOLE | 244,103 | 0 | 0 | ||
SUNESIS PHARMACEUTICALS INC | COM | 867328700 | 3 | 1,005 | SH | Call | SOLE | 1,005 | 0 | 0 | |
TG THERAPEUTICS INC | COM | 88322Q108 | 3,082 | 277,639 | SH | SOLE | 277,639 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 1,172 | 16,350 | SH | SOLE | 16,350 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 266 | 590 | SH | Put | SOLE | 590 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 25 | 350 | SH | Put | SOLE | 350 | 0 | 0 | |
VIEWRAY INC | COM | 92672L107 | 26,809 | 6,352,939 | SH | SOLE | 6,352,939 | 0 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 19,577 | 130,790 | SH | SOLE | 130,790 | 0 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 147 | 660 | SH | Call | SOLE | 660 | 0 | 0 |