The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 257 1,459 SH   DFND 1,2 1,459 0 0
8I ENTERPRISES ACQUISITIN CO RIGHT 10/29/2020 G2956M120 229 600,000 SH   DFND 1,2 600,000 0 0
8I ENTERPRISES ACQUISITIN CO SHS G2956M104 2,832 282,610 SH   DFND 1,2 282,610 0 0
ABERDEEN INCOME CR STRATEGIE COM 003057106 1,087 94,407 SH   DFND 1,2 94,407 0 0
ACAMAR PARTNERS ACQSITION CO *W EXP 02/26/202 004285110 46 66,666 SH   DFND 1,2 66,666 0 0
ACAMAR PARTNERS ACQSITION CO CL A 004285102 2,044 203,998 SH   DFND 1,2 203,998 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 252 1,199 SH   DFND 1,2 1,199 0 0
ACT II GLOBAL ACQUISITION CO *W EXP 04/30/202 G0080J120 28 25,000 SH   DFND 1,2 25,000 0 0
ACT II GLOBAL ACQUISITION CO CL A SHS G0080J104 506 50,000 SH   DFND 1,2 50,000 0 0
ADOBE INC COM 00724F101 251 760 SH   DFND 1,2 760 0 0
AGBA ACQUISITION LTD *W EXP 05/10/202 G0120M117 49 475,000 SH   DFND 1,2 475,000 0 0
AGBA ACQUISITION LTD UNIT 05/10/2024 G0120M133 1,029 100,000 SH   DFND 1,2 100,000 0 0
AGBA ACQUISITION LTD SHS G0120M109 1,868 185,000 SH   DFND 1,2 185,000 0 0
AGBA ACQUISITION LTD RIGHT 05/10/2024 G0120M125 100 475,000 SH   DFND 1,2 475,000 0 0
AIR PRODS & CHEMS INC COM 009158106 249 1,058 SH   DFND 1,2 1,058 0 0
ALBERTON ACQUISITION CORP *W EXP 04/26/202 G35006124 1 21,490 SH   DFND 1,2 21,490 0 0
ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 72 300,000 SH   DFND 1,2 300,000 0 0
ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 484 310,000 PRN   DFND 1,2 0 0 0
ALLEGRO MERGER CORP COM 01749N103 274 26,842 SH   DFND 1,2 26,842 0 0
ALLERGAN PLC SHS G0177J108 25,568 133,744 SH   DFND 1,2 133,744 0 0
ALLIANCE DATA SYSTEMS CORP COM 018581108 1,304 11,626 SH   DFND 1,2 11,626 0 0
ALPHABET INC CAP STK CL C 02079K107 243 182 SH   DFND 1,2 182 0 0
ALPHABET INC CAP STK CL A 02079K305 244 182 SH   DFND 1,2 182 0 0
AMAZON COM INC COM 023135106 255 138 SH   DFND 1,2 138 0 0
AMCI ACQUISITION CORP *W EXP 05/20/202 00165R119 78 250,000 SH   DFND 1,2 250,000 0 0
AMERICAN NATL INS CO COM 028591105 252 2,139 SH   DFND 1,2 2,139 0 0
AMERICAN STS WTR CO COM 029899101 245 2,833 SH   DFND 1,2 2,833 0 0
AMERICAN WTR WKS CO INC NEW COM 030420103 250 2,034 SH   DFND 1,2 2,034 0 0
AMERIPRISE FINL INC COM 03076C106 246 1,474 SH   DFND 1,2 1,474 0 0
AMPLIFY ENERGY CORP NEW COM 03212B103 179 27,057 SH   DFND 1,2 27,057 0 0
AMPLITUDE HLTHCRE AQUSTIN CO UNIT 12/01/2026 03212A204 4,783 475,000 SH   DFND 1,2 475,000 0 0
ANDINA ACQUISITION CORP III *W EXP 07/31/202 G04415124 317 1,511,034 SH   DFND 1,2 1,511,034 0 0
ANDINA ACQUISITION CORP III RIGHT 07/31/2020 G04415132 11 37,834 SH   DFND 1,2 37,834 0 0
ANTHEM INC COM 036752103 254 841 SH   DFND 1,2 841 0 0
ANWORTH MORTGAGE ASSET CP COM 037347101 591 167,823 SH   DFND 1,2 167,823 0 0
APPLE INC COM 037833100 259 882 SH   DFND 1,2 882 0 0
ARCHER DANIELS MIDLAND CO COM 039483102 252 5,443 SH   DFND 1,2 5,443 0 0
ARYA SCIENCES ACQUISITION CO SHS CL A G3165V109 497 47,800 SH   DFND 1,2 47,800 0 0
ARYA SCIENCES ACQUISITION CO *W EXP 10/10/202 G3165V125 37 21,400 SH   DFND 1,2 21,400 0 0
ASSURED GUARANTY LTD COM G0585R106 410 8,371 SH   DFND 1,2 8,371 0 0
ATMOS ENERGY CORP COM 049560105 250 2,239 SH   DFND 1,2 2,239 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 251 1,472 SH   DFND 1,2 1,472 0 0
BANCORP NEW JERSEY INC NEW COM 059915108 894 50,000 SH   DFND 1,2 50,000 0 0
BANK NEW YORK MELLON CORP COM 064058100 243 4,836 SH   DFND 1,2 4,836 0 0
BARCLAYS BK PLC IPATH B SHRT TRM 06746P621 493 32,600 SH   DFND 1,2 32,600 0 0
BARINGS BDC INC COM 06759L103 6,468 629,144 SH   DFND 1,2 629,144 0 0
BARINGS GLOBAL SHORT DURATIO COM 06760L100 192 10,964 SH   DFND 1,2 10,964 0 0
BECTON DICKINSON & CO PFD SHS CONV A 075887208 37,967 580,000 SH   DFND 1,2 580,000 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 248 1,096 SH   DFND 1,2 1,096 0 0
BGC PARTNERS INC CL A 05541T101 175 29,491 SH   DFND 1,2 29,491 0 0
BIG ROCK PARTNERS ACQUISI CO COM 089482103 876 82,668 SH   DFND 1 82,668 0 0
BIOMX INC *W EXP 10/16/202 09090D111 186 396,370 SH   DFND 1,2 396,370 0 0
BLACKROCK INC COM 09247X101 248 494 SH   DFND 1,2 494 0 0
BLUEGREEN VACATIONS CORP COM 09629F108 19,475 1,883,446 SH   DFND 1,2 1,883,446 0 0
BOEING CO COM 097023105 222 681 SH   DFND 1,2 681 0 0
BOOKING HLDGS INC COM 09857L108 2,727 1,328 SH   DFND 1,2 1,328 0 0
BOXWOOD MERGER CORP *W EXP 11/26/202 10319T119 284 458,333 SH   DFND 1,2 458,333 0 0
BOXWOOD MERGER CORP COM CL A 10319T101 5,842 575,000 SH   DFND 1,2 575,000 0 0
BRIGHTSPHERE INVT GROUP INC COM 10948W103 180 17,614 SH   DFND 1,2 17,614 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 248 3,870 SH   DFND 1,2 3,870 0 0
BRISTOL MYERS SQUIBB CO RIGHT 99/99/9999 110122157 2,308 766,829 SH   DFND 1,2 766,829 0 0
BROADMARK RLTY CAP INC *W EXP 11/15/202 11135B118 7 17,584 SH   DFND 1,2 17,584 0 0
BROADMARK RLTY CAP INC COM 11135B100 6,415 503,118 SH   DFND 1,2 503,118 0 0
BRP GROUP INC COM CL A 05589G102 417 25,962 SH   DFND 1,2 25,962 0 0
CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 100,657 52,977,503 PRN   DFND 1,2 0 0 0
CAESARS ENTMT CORP COM 127686103 957 70,403 SH   DFND 1,2 70,403 0 0
CAI INTERNATIONAL INC COM 12477X106 40,697 1,404,315 SH   DFND 1,2 1,404,315 0 0
CALIFORNIA WTR SVC GROUP COM 130788102 259 5,029 SH   DFND 1,2 5,029 0 0
CANADIAN NAT RES LTD COM 136385101 808 25,000 SH   DFND 1,2 25,000 0 0
CATERPILLAR INC DEL COM 149123101 248 1,676 SH   DFND 1,2 1,676 0 0
CF FIN ACQUISITION CORP *W EXP 04/30/202 12528N115 14 15,000 SH   DFND 1,2 15,000 0 0
CHASERG TECHNLGY ACQUISITN C CLASS A 16166A103 1,393 128,828 SH   DFND 1,2 128,828 0 0
CHASERG TECHNLGY ACQUISITN C *W EXP 04/10/202 16166A111 269 122,200 SH   DFND 1,2 122,200 0 0
CHENIERE ENERGY INC COM NEW 16411R208 1,016 16,640 SH   DFND 1,2 16,640 0 0
CHEVRON CORP NEW COM 166764100 255 2,120 SH   DFND 1,2 2,120 0 0
CHP MERGER CORP UNIT 11/22/2024 12558Y205 8,136 800,000 SH   DFND 1,2 800,000 0 0
CHURCHILL CAP CORP II *W EXP 07/02/202 17143G114 119 83,333 SH   DFND 1,2 83,333 0 0
CIIG MERGER CORP UNIT 12/31/2026 12559C202 6,096 600,000 SH   DFND 1,2 600,000 0 0
CINCINNATI BELL INC NEW PFD CV DEP1/20 171871403 209 4,409 SH   DFND 1,2 4,409 0 0
CISCO SYS INC COM 17275R102 252 5,253 SH   DFND 1,2 5,253 0 0
CLARIVATE ANALYTICS PLC *W EXP 05/13/202 G21810117 3,199 511,811 SH   DFND 1,2 511,811 0 0
CME GROUP INC COM 12572Q105 254 1,266 SH   DFND 1,2 1,266 0 0
COCA COLA CO COM 191216100 253 4,575 SH   DFND 1,2 4,575 0 0
COHEN & STEERS INFRASTRUCTUR COM 19248A109 390 14,867 SH   DFND 1,2 14,867 0 0
COLGATE PALMOLIVE CO COM 194162103 257 3,739 SH   DFND 1,2 3,739 0 0
COLLIER CREEK HOLDINGS COM CL A G22707106 524 51,000 SH   DFND 1,2 51,000 0 0
CONOCOPHILLIPS COM 20825C104 271 4,164 SH   DFND 1,2 4,164 0 0
CONSOLIDATED TOMOKA LD CO NOTE 4.500% 3/1 210226AB2 7,538 7,500,000 PRN   DFND 1,2 0 0 0
CONYERS PK II ACQUISITION CO *W EXP 07/18/202 212896112 47 25,000 SH   DFND 1,2 25,000 0 0
CONYERS PK II ACQUISITION CO COM CL A 212896104 1,041 100,000 SH   DFND 1,2 100,000 0 0
COSTCO WHSL CORP NEW COM 22160K105 248 845 SH   DFND 1,2 845 0 0
CUMMINS INC COM 231021106 244 1,364 SH   DFND 1,2 1,364 0 0
CYPRESS SEMICONDUCTOR CORP NOTE 2.000% 2/0 232806AP4 3,921 3,194,000 PRN   DFND 1,2 0 0 0
CYPRESS SEMICONDUCTOR CORP NOTE 4.500% 1/1 232806AM1 11,993 6,883,000 PRN   DFND 1,2 0 0 0
DANAHER CORPORATION COM 235851102 267 1,740 SH   DFND 1,2 1,740 0 0
DD3 ACQUISITION CORP *W EXP 10/20/202 G2692M111 199 390,800 SH   DFND 1,2 390,800 0 0
DD3 ACQUISITION CORP SHS G2692M103 1,391 136,065 SH   DFND 1,2 136,065 0 0
DEERE & CO COM 244199105 248 1,429 SH   DFND 1,2 1,429 0 0
DESIGNER BRANDS INC CL A 250565108 162 10,287 SH   DFND 1,2 10,287 0 0
DHT HOLDINGS INC NOTE 4.500% 8/1 23335SAD8 9,828 7,290,000 PRN   DFND 1,2 0 0 0
DIAMOND EAGLE ACQUISITION CO *W EXP 06/30/202 25258L117 886 369,023 SH   DFND 1,2 369,023 0 0
DIAMONDPEAK HLDGS COR COM CL A 25280H100 647 64,999 SH   DFND 1,2 64,999 0 0
DISNEY WALT CO COM DISNEY 254687106 244 1,686 SH   DFND 1,2 1,686 0 0
EDTECHX HLDGS ACQUISITION CO *W EXP 12/31/202 28138X111 138 381,025 SH   DFND 1,2 381,025 0 0
EDTECHX HLDGS ACQUISITION CO COM 28138X103 3,511 341,833 SH   DFND 1,2 341,833 0 0
EMERSON ELEC CO COM 291011104 247 3,243 SH   DFND 1,2 3,243 0 0
ENERPLUS CORP COM 292766102 139 19,540 SH   DFND 1,2 19,540 0 0
EPR PPTYS CONV PFD 9% SR E 26884U307 35,775 936,773 SH   DFND 1,2 936,773 0 0
EPR PPTYS COM SH BEN INT 26884U109 21,192 300,000 SH Put DFND 1,2 0 0 0
EPR PPTYS PFD C CNV 5.75% 26884U208 36,506 1,162,600 SH   DFND 1,2 1,162,600 0 0
EVERBRIDGE INC COM 29978A104 2,975 38,100 SH   DFND 1,2 38,100 0 0
EXXON MOBIL CORP COM 30231G102 246 3,530 SH   DFND 1,2 3,530 0 0
FAR PT ACQUISITION CORP *W EXP 06/01/202 30734W117 190 147,000 SH   DFND 1,2 147,000 0 0
FELLAZO INC *W EXP 05/15/202 G3362K120 13 254,000 SH   DFND 1,2 254,000 0 0
FELLAZO INC RIGHT 05/26/2026 G3362K146 43 254,000 SH   DFND 1,2 254,000 0 0
FELLAZO INC SHS G3362K112 3,490 350,376 SH   DFND 1,2 350,376 0 0
FINSERV ACQUISITION CORP *W EXP 11/04/202 318085115 375 379,303 SH   DFND 1,2 379,303 0 0
FINSERV ACQUISITION CORP CL A 318085107 7,396 758,607 SH   DFND 1,2 758,607 0 0
FRANKLIN RES INC COM 354613101 246 9,477 SH   DFND 1,2 9,477 0 0
GALILEO ACQUISITION CORP *W EXP 10/31/202 G3770A110 74 155,000 SH   DFND 1,2 155,000 0 0
GALILEO ACQUISITION CORP SHS G3770A102 5,439 555,000 SH   DFND 1,2 555,000 0 0
GENERAL DYNAMICS CORP COM 369550108 244 1,382 SH   DFND 1,2 1,382 0 0
GENESCO INC COM 371532102 219 4,562 SH   DFND 1,2 4,562 0 0
GILEAD SCIENCES INC COM 375558103 260 4,007 SH   DFND 1,2 4,007 0 0
GLOBE LIFE INC COM 37959E102 245 2,325 SH   DFND 1,2 2,325 0 0
GORES HOLDINGS III INC *W EXP 09/11/202 38286G117 909 586,333 SH   DFND 1,2 586,333 0 0
GORES HOLDINGS III INC CLASS A 38286G109 5,170 500,000 SH   DFND 1,2 500,000 0 0
GRAINGER W W INC COM 384802104 251 742 SH   DFND 1,2 742 0 0
GREEN PLAINS INC COM 393222104 185 11,985 SH   DFND 1,2 11,985 0 0
GREENLIGHT CAP RE LTD NOTE 4.000% 8/0 395366AB3 30,861 32,650,000 PRN   DFND 1,2 0 0 0
GREENVISION ACQUISITION CORP *W EXP 10/28/202 39678G111 63 450,000 SH   DFND 1,2 450,000 0 0
GREENVISION ACQUISITION CORP RIGHT 06/01/2021 39678G129 77 429,595 SH   DFND 1,2 429,595 0 0
GREENVISION ACQUISITION CORP COM 39678G103 4,424 450,000 SH   DFND 1,2 450,000 0 0
GS ACQUISITION HLDGS CORP *W EXP 06/12/202 36255F110 463 200,943 SH   DFND 1,2 200,943 0 0
GSV CAP CORP NOTE 4.750% 3/2 36191JAC5 3,480 3,725,000 PRN   DFND 1,2 0 0 0
GUESS INC COM 401617105 203 9,057 SH   DFND 1,2 9,057 0 0
GX ACQUISITION CORP *W EXP 05/24/202 36251A115 20 25,000 SH   DFND 1,2 25,000 0 0
GX ACQUISITION CORP COM CL A 36251A107 500 50,000 SH   DFND 1,2 50,000 0 0
HAYMAKER ACQUISITION CORP II COM CL A 42087L101 503 49,998 SH   DFND 1,2 49,998 0 0
HAYMAKER ACQUISITION CORP II *W EXP 10/31/202 42087L119 23 16,666 SH   DFND 1,2 16,666 0 0
HEALTHCARE MERGER CORP UNIT 12/17/2021 42227L201 4,140 400,000 SH   DFND 1,2 400,000 0 0
HERSHEY CO COM 427866108 249 1,691 SH   DFND 1,2 1,691 0 0
HEWLETT PACKARD ENTERPRISE C COM 42824C109 179 11,271 SH   DFND 1,2 11,271 0 0
HL ACQUISITIONS CORP SHS G4603R106 869 84,109 SH   DFND 1,2 84,109 0 0
HOME DEPOT INC COM 437076102 247 1,131 SH   DFND 1,2 1,131 0 0
HONEYWELL INTL INC COM 438516106 250 1,412 SH   DFND 1,2 1,412 0 0
HORMEL FOODS CORP COM 440452100 250 5,552 SH   DFND 1,2 5,552 0 0
ILLINOIS TOOL WKS INC COM 452308109 248 1,379 SH   DFND 1,2 1,379 0 0
IMMUNOVANT INC *W EXP 12/18/202 45258J110 399 199,600 SH   DFND 1,2 199,600 0 0
INSURANCE ACQUISITION CORP *W EXP 03/31/202 457867117 292 245,000 SH   DFND 1,2 245,000 0 0
INTEL CORP COM 458140100 258 4,314 SH   DFND 1,2 4,314 0 0
INTERCONTINENTAL EXCHANGE IN COM 45866F104 248 2,685 SH   DFND 1,2 2,685 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 244 1,823 SH   DFND 1,2 1,823 0 0
IQIYI INC NOTE 3.750%12/0 46267XAB4 11,655 10,500,000 PRN   DFND 1,2 0 0 0
ISHARES INC MSCI BRAZIL ETF 464286400 6,667 140,500 SH   DFND 1,2 140,500 0 0
ISHARES INC MSCI STH AFR ETF 464286780 4,513 92,000 SH Put DFND 1,2 0 0 0
ISHARES INC MSCI STH KOR ETF 464286772 24,876 400,000 SH Put DFND 1 0 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 5,898 35,600 SH   DFND 1,2 35,600 0 0
ISHARES TR PFD AND INCM SEC 464288687 37,590 1,000,000 SH Put DFND 1,2 0 0 0
JAGGED PEAK ENERGY INC COM 47009K107 160 18,900 SH   DFND 1,2 18,900 0 0
JOHNSON & JOHNSON COM 478160104 251 1,722 SH   DFND 1,2 1,722 0 0
JUNIPER INDL HLDGS INC *W EXP 11/13/202 48205G114 488 625,000 SH   DFND 1,2 625,000 0 0
JUNIPER INDL HLDGS INC COM CL A 48205G106 12,250 1,250,000 SH   DFND 1,2 1,250,000 0 0
KEARNY FINL CORP MD COM 48716P108 160 11,595 SH   DFND 1,2 11,595 0 0
KIMBERLY CLARK CORP COM 494368103 232 1,686 SH   DFND 1,2 1,686 0 0
LANDCADIA HLDGS II INC *W EXP 05/09/202 51476X113 120 166,666 SH   DFND 1,2 166,666 0 0
LAUDER ESTEE COS INC CL A 518439104 250 1,209 SH   DFND 1,2 1,209 0 0
LEGACY ACQUISITION CORP COM CL A 524643103 6,785 660,700 SH   DFND 1,2 660,700 0 0
LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 33 33,018 SH   DFND 1,2 33,018 0 0
LEISURE ACQUISITION CORP COM 52539T107 13,542 1,299,600 SH   DFND 1,2 1,299,600 0 0
LEO HOLDINGS CORP *W EXP 02/07/202 G5463L113 235 355,050 SH   DFND 1,2 355,050 0 0
LEO HOLDINGS CORP COM CL A G5463L105 4,106 397,100 SH   DFND 1,2 397,100 0 0
LGL SYS ACQUISITION CORP UNIT 10/24/2024 50201G205 1,019 100,000 SH   DFND 1,2 100,000 0 0
LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 53,146 61,441,000 PRN   DFND 1,2 0 0 0
LIBERTY MEDIA CORP DELAWARE NOTE 1.375%10/1 531229AB8 11,188 8,460,000 PRN   DFND 1 0 0 0
LILLY ELI & CO COM 532457108 250 1,905 SH   DFND 1,2 1,905 0 0
LINDE PLC SHS G5494J103 252 1,184 SH   DFND 1,2 1,184 0 0
LIV CAP ACQUISITION CORP UNIT 99/99/9999 G5510C124 3,012 300,000 SH   DFND 1,2 300,000 0 0
LOEWS CORP COM 540424108 252 4,806 SH   DFND 1,2 4,806 0 0
LONGEVITY ACQUISITION CORP *W EXP 07/31/202 G56372116 19 211,700 SH   DFND 1,2 211,700 0 0
LONGEVITY ACQUISITION CORP ORD SHS G56372132 503 48,264 SH   DFND 1,2 48,264 0 0
MAGNA INTL INC COM 559222401 252 4,605 SH   DFND 1,2 4,605 0 0
MASTERCARD INC CL A 57636Q104 250 837 SH   DFND 1,2 837 0 0
MBIA INC COM 55262C100 150 16,123 SH   DFND 1,2 16,123 0 0
MEDICINES CO NOTE 2.750% 7/1 584688AG0 108,424 63,037,000 PRN   DFND 1,2 0 0 0
MEDICINES CO NOTE 2.500% 1/1 584688AE5 44,343 17,500,000 PRN   DFND 1,2 0 0 0
MEDICINES CO NOTE 3.500% 1/1 584688AJ4 61,834 18,100,000 PRN   DFND 1,2 0 0 0
MEDTRONIC PLC SHS G5960L103 246 2,167 SH   DFND 1,2 2,167 0 0
MEGALITH FINL ACQUISITION CO *W EXP 08/26/202 58518F117 76 238,021 SH   DFND 1,2 238,021 0 0
MEGALITH FINL ACQUISITION CO CL A COM 58518F109 4,241 413,339 SH   DFND 1,2 413,339 0 0
MERCK & CO INC COM 58933Y105 250 2,752 SH   DFND 1,2 2,752 0 0
MGE ENERGY INC COM 55277P104 245 3,105 SH   DFND 1,2 3,105 0 0
MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 140,992 65,654,000 PRN   DFND 1,2 0 0 0
MICROSOFT CORP COM 594918104 252 1,598 SH   DFND 1,2 1,598 0 0
MIDDLESEX WATER CO COM 596680108 252 3,964 SH   DFND 1,2 3,964 0 0
MONOCLE ACQUISITION CORP *W EXP 12/06/202 609754114 20 25,000 SH   DFND 1,2 25,000 0 0
MONOCLE ACQUISITION CORP COM 609754106 3,509 344,740 SH   DFND 1,2 344,740 0 0
MOSAIC ACQUISITION CORP COM CL A 61946M100 12,469 1,212,300 SH   DFND 1,2 1,212,300 0 0
MUDRICK CAP ACQUISITION CORP COM CLASS A 624745105 258 25,000 SH   DFND 1,2 25,000 0 0
NABORS INDUSTRIES LTD 6% PFD CNV SR A G6359F129 3,565 157,827 SH   DFND 1,2 157,827 0 0
NAVIENT CORPORATION COM 63938C108 161 11,797 SH   DFND 1,2 11,797 0 0
NEBULA ACQUISITION CORP COM CLASS A 629076100 3,334 316,325 SH   DFND 1,2 316,325 0 0
NEBULA ACQUISITION CORP *W EXP 03/12/202 629076118 71 57,000 SH   DFND 1,2 57,000 0 0
NETFIN ACQUISITION CORP SHS CL A G6455A107 696 70,000 SH   DFND 1,2 70,000 0 0
NEW FRONTIER HEALTH CORP *W EXP 11/30/202 G6461G114 258 168,400 SH   DFND 1,2 168,400 0 0
NEW YORK TIMES CO PUT 650111957 30,005 194,000 SH   DFND 1,2 194,000 0 0
NII HLDGS INC COM PAR 62913F508 10,185 4,693,447 SH   DFND 1,2 4,693,447 0 0
NIKE INC CL B 654106103 248 2,452 SH   DFND 1,2 2,452 0 0
NIO INC SPON ADS 62914V106 2,171 540,000 SH Put DFND 1,2 0 0 0
NIO INC DEBT 4.500% 2/0 G6525FAA0 1,198 2,250,000 PRN   DFND 1,2 0 0 0
NORBORD INC COM NEW 65548P403 247 9,237 SH   DFND 1,2 9,237 0 0
NORTHERN TR CORP COM 665859104 242 2,282 SH   DFND 1,2 2,282 0 0
NUTRIEN LTD COM 67077M108 246 5,142 SH   DFND 1,2 5,142 0 0
OAKTREE ACQUISITION CORP *W EXP 99/99/999 G67145113 146 153,466 SH   DFND 1,2 153,466 0 0
OAKTREE ACQUISITION CORP SHS CL A G67145105 4,950 499,998 SH   DFND 1,2 499,998 0 0
ONE GAS INC COM 68235P108 243 2,597 SH   DFND 1,2 2,597 0 0
OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 23 127,000 SH   DFND 1,2 127,000 0 0
OPES ACQUISITION CORP COM 68373P100 3,374 320,372 SH   DFND 1,2 320,372 0 0
ORACLE CORP COM 68389X105 245 4,619 SH   DFND 1,2 4,619 0 0
ORISUN ACQUISITION CORP *W EXP 05/31/202 68632T117 16 290,000 SH   DFND 1,2 290,000 0 0
ORISUN ACQUISITION CORP COM 68632T109 2,886 290,000 SH   DFND 1,2 290,000 0 0
ORISUN ACQUISITION CORP RIGHT 05/31/2024 68632T125 67 290,000 SH   DFND 1,2 290,000 0 0
OSPREY TECHNLGY AQUISTION CO *W EXP 10/30/202 68839R120 22 25,000 SH   DFND 1,2 25,000 0 0
OSPREY TECHNLGY AQUISTION CO COM CL A 68839R104 488 50,000 SH   DFND 1,2 50,000 0 0
PACCAR INC COM 693718108 236 2,985 SH   DFND 1,2 2,985 0 0
PARSLEY ENERGY INC CL A 701877102 516 27,269 SH   DFND 1,2 27,269 0 0
PATTERSON UTI ENERGY INC COM 703481101 196 18,627 SH   DFND 1,2 18,627 0 0
PEABODY ENERGY CORP NEW COM 704551100 166 18,244 SH   DFND 1,2 18,244 0 0
PEPSICO INC COM 713448108 248 1,814 SH   DFND 1,2 1,814 0 0
PFIZER INC COM 717081103 248 6,341 SH   DFND 1,2 6,341 0 0
PHILIP MORRIS INTL INC COM 718172109 245 2,878 SH   DFND 1,2 2,878 0 0
PROCTER & GAMBLE CO COM 742718109 248 1,989 SH   DFND 1,2 1,989 0 0
PROFICIENT ALPHA ACQUSTN COR RIGHT 04/30/2026 74317H121 253 1,263,054 SH   DFND 1,2 1,263,054 0 0
PROFICIENT ALPHA ACQUSTN COR *W EXP 04/30/202 74317H113 198 1,318,062 SH   DFND 1,2 1,318,062 0 0
PROGRESSIVE CORP OHIO COM 743315103 254 3,512 SH   DFND 1,2 3,512 0 0
PROPTECH ACQUISITION CORPORA UNIT 10/01/2026 74349F200 4,876 475,750 SH   DFND 1,2 475,750 0 0
PROSPECT CAPITAL CORPORATION NOTE 6.375% 3/0 74348TAT9 5,350 5,000,000 PRN   DFND 1,2 0 0 0
PROSPECT CAPITAL CORPORATION COM 74348T102 1,288 200,000 SH Put DFND 1,2 0 0 0
PRUDENTIAL FINL INC COM 744320102 243 2,589 SH   DFND 1,2 2,589 0 0
PUBLIC STORAGE COM 74460D109 234 1,098 SH   DFND 1,2 1,098 0 0
PURE ACQUISITION CORP *W EXP 04/17/202 74621Q114 912 930,684 SH   DFND 1,2 930,684 0 0
PURE ACQUISITION CORP CL A 74621Q106 18,766 1,807,900 SH   DFND 1,2 1,807,900 0 0
QUDIAN INC DEBT 1.000% 7/0 G7314VAA8 5,608 7,500,000 PRN   DFND 1,2 0 0 0
RANPAK HLDGS CORP *W EXP 06/03/202 75321W111 40 35,400 SH   DFND 1,2 35,400 0 0
RAYTHEON CO COM NEW 755111507 253 1,152 SH   DFND 1,2 1,152 0 0
REGIS CORP MINN COM 758932107 183 10,224 SH   DFND 1,2 10,224 0 0
REINSURANCE GRP OF AMERICA I COM NEW 759351604 243 1,490 SH   DFND 1,2 1,490 0 0
REPLAY ACQUISITION CORP COM G75130107 836 83,332 SH   DFND 1,2 83,332 0 0
REPLIGEN CORP COM 759916109 2,220 24,000 SH   DFND 1,2 24,000 0 0
RMG ACQUISITION CORP *W EXP 02/21/202 749641114 135 233,333 SH   DFND 1,2 233,333 0 0
ROCKWELL AUTOMATION INC COM 773903109 245 1,210 SH   DFND 1,2 1,210 0 0
SALESFORCE COM INC COM 79466L302 248 1,527 SH   DFND 1,2 1,527 0 0
SC HEALTH CORP *W EXP 99/99/999 G78516401 363 377,991 SH   DFND 1,2 377,991 0 0
SCHLUMBERGER LTD COM 806857108 250 6,225 SH   DFND 1,2 6,225 0 0
SEABRIDGE GOLD INC COM 811916105 17,990 1,300,000 SH   DFND 1 1,300,000 0 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2,943 32,100 SH   DFND 1,2 32,100 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 14,851 482,500 SH   DFND 1,2 482,500 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 11,420 190,199 SH   DFND 1,2 190,199 0 0
SILVER SPIKE ACQUISITION COR *W EXP 08/02/202 G8136L114 215 499,239 SH   DFND 1,2 499,239 0 0
SIMON PPTY GROUP INC NEW COM 828806109 262 1,757 SH   DFND 1,2 1,757 0 0
SOFTWARE ACQUISITION GROUP I UNIT 10/01/2026 83406B200 8,122 800,200 SH   DFND 1,2 800,200 0 0
SOUTH MTN MERGER CORP *W EXP 06/20/202 838884112 35 38,700 SH   DFND 1,2 38,700 0 0
SOUTH MTN MERGER CORP COM CL A 838884104 987 100,000 SH   DFND 1,2 100,000 0 0
SPARTAN ENERGY ACQUISITON CO CL A COM STK 846784106 305 29,951 SH   DFND 1,2 29,951 0 0
SPDR INDEX SHS FDS EURO STOXX 50 78463X202 10,381 254,500 SH Put DFND 1,2 0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 6,183 19,209 SH   DFND 1,2 19,209 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 81,592 253,500 SH Put DFND 1,2 0 0 0
SPDR SERIES TRUST S&P BIOTECH 78464A870 3,024 31,800 SH   DFND 1,2 31,800 0 0
SPDR SERIES TRUST S&P RETAIL ETF 78464A714 5,383 117,000 SH Put DFND 1,2 0 0 0
SPDR SERIES TRUST S&P OILGAS EXP 78464A730 1,751 73,900 SH   DFND 1,2 73,900 0 0
SPIRIT MTA REIT COM SHS BEN IN 84861U105 2,999 3,906,836 SH   DFND 1,2 3,906,836 0 0
SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 2,005 139,308 SH   DFND 1,2 139,308 0 0
SPROUT SOCIAL INC COM CL A 85209W109 2,809 175,000 SH   DFND 1,2 175,000 0 0
STANLEY BLACK & DECKER INC COM 854502101 17,504 105,611 SH   DFND 1,2 105,611 0 0
STARS GROUP INC COM 85570W100 1,304 50,000 SH   DFND 1,2 50,000 0 0
STATE STR CORP COM 857477103 244 3,083 SH   DFND 1,2 3,083 0 0
STEIN MART INC COM 858375108 11 16,934 SH   DFND 1,2 16,934 0 0
SWITCHBACK ENERGY ACQUISITIO COM CL A 87105M102 1,971 199,998 SH   DFND 1,2 199,998 0 0
SWITCHBACK ENERGY ACQUISITIO *W EXP 07/25/202 87105M110 40 66,666 SH   DFND 1,2 66,666 0 0
TARGET CORP COM 87612E106 247 1,926 SH   DFND 1,2 1,926 0 0
TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 165 318,098 SH   DFND 1,2 318,098 0 0
TD AMERITRADE HLDG CORP COM 87236Y108 242 4,864 SH   DFND 1,2 4,864 0 0
TENZING ACQUISITION CORP ORD SHS G8708A116 984 94,065 SH   DFND 1,2 94,065 0 0
TEXAS INSTRS INC COM 882508104 250 1,952 SH   DFND 1,2 1,952 0 0
TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 4,814 449,494 SH   DFND 1,2 449,494 0 0
THE CHARLES SCHWAB CORPORATI COM 808513105 241 5,068 SH   DFND 1,2 5,068 0 0
TIBERIUS ACQUISITION CORP *W EXP 02/28/202 88633A115 202 176,889 SH   DFND 1,2 176,889 0 0
TIBERIUS ACQUISITION CORP COM 88633A107 3,886 372,562 SH   DFND 1,2 372,562 0 0
TJX COS INC NEW COM 872540109 249 4,076 SH   DFND 1,2 4,076 0 0
TORTOISE ACQUISITION CORP *W EXP 03/04/202 89154L118 47 100,000 SH   DFND 1,2 100,000 0 0
TOTTENHAM ACQUISITION I LTD SHS G8959N106 575 54,758 SH   DFND 1,2 54,758 0 0
TRAVELERS COMPANIES INC COM 89417E109 252 1,839 SH   DFND 1,2 1,839 0 0
TRITON INTL LTD CL A G9078F107 3,015 75,000 SH Put DFND 1,2 0 0 0
TRITON INTL LTD CL A G9078F107 1,206 30,000 SH Call DFND 1,2 0 0 0
TUSCAN HLDGS CORP II *W EXP 99/99/999 90070A111 135 300,000 SH   DFND 1,2 300,000 0 0
TUSCAN HOLDINGS CORP COM 90069K104 996 100,000 SH   DFND 1,2 100,000 0 0
UBS AG LONDON BRH ETRACS MTH2XRE 90269A302 263 18,383 SH   DFND 1,2 18,383 0 0
UNION ACQUISITION CORP II SHS G9402Q100 9,850 1,000,000 SH   DFND 1,2 1,000,000 0 0
UNITED PARCEL SERVICE INC CL B 911312106 245 2,091 SH   DFND 1,2 2,091 0 0
UNITEDHEALTH GROUP INC COM 91324P102 248 842 SH   DFND 1,2 842 0 0
US BANCORP DEL COM NEW 902973304 243 4,104 SH   DFND 1,2 4,104 0 0
US ECOLOGY INC *W EXP 10/17/202 91734M111 2,169 187,024 SH   DFND 1,2 187,024 0 0
V F CORP COM 918204108 255 2,556 SH   DFND 1,2 2,556 0 0
VANECK VECTORS ETF TRUST JR GOLD MINERS E 92189F791 13,170 311,650 SH   DFND 1,2 311,650 0 0
VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 4,436 151,500 SH   DFND 1,2 151,500 0 0
VECTOR GROUP LTD COM 92240M108 167 12,446 SH   DFND 1,2 12,446 0 0
VIRTUS INVT PARTNERS INC PFD CV SER D 92828Q208 25,838 254,589 SH   DFND 1,2 254,589 0 0
VISA INC COM CL A 92826C839 251 1,334 SH   DFND 1,2 1,334 0 0
WADDELL & REED FINL INC CL A 930059100 174 10,395 SH   DFND 1,2 10,395 0 0
WALMART INC COM 931142103 245 2,058 SH   DFND 1,2 2,058 0 0
WEALTHBRIDGE ACQUISITION LTD *W EXP 01/31/202 G4887W128 67 838,000 SH   DFND 1,2 838,000 0 0
WEALTHBRIDGE ACQUISITION LTD SHS G4887W110 3,524 347,500 SH   DFND 1,2 347,500 0 0
WEALTHBRIDGE ACQUISITION LTD RIGHT 11/02/2023 G4887W136 113 343,000 SH   DFND 1,2 343,000 0 0
WRIGHT MED GROUP N V ORD SHS N96617118 201 6,600 SH   DFND 1,2 6,600 0 0
XAI OCTAGON FLOATNG RATE ALT COM 98400T106 106 13,066 SH   DFND 1,2 13,066 0 0
XP INC CL A G98239109 963 25,000 SH   DFND 1,2 25,000 0 0
YATRA ONLINE INC ORD SHS G98338109 2,115 671,334 SH   DFND 1,2 671,334 0 0