The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACACIA RESH CORP | ACACIA TCH COM | 003881307 | 175 | 65,627 | SH | SOLE | 65,627 | 0 | 0 | ||
ADAPTIVE BIOTECHNOLOGIES COR | COM | 00650F109 | 1,167 | 39,000 | SH | SOLE | 39,000 | 0 | 0 | ||
AFFIMED N V | COM | N01045108 | 274 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
AIMMUNE THERAPEUTICS INC | COM | 00900T107 | 134 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 680 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 4,136 | 19,500 | SH | SOLE | 17,000 | 0 | 2,500 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 4,242 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 9,376 | 7,000 | SH | SOLE | 6,800 | 0 | 200 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 13,394 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 5,219 | 614,000 | SH | SOLE | 576,000 | 0 | 38,000 | ||
AMAZON COM INC | COM | 023135106 | 6,467 | 3,500 | SH | SOLE | 3,200 | 0 | 300 | ||
AMAZON COM INC | COM | 023135106 | 5,544 | 3,000 | SH | Call | SOLE | 3,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 2,320 | 7,900 | SH | Put | SOLE | 7,900 | 0 | 0 | |
APTINYX INC | COM | 03836N103 | 329 | 96,059 | SH | SOLE | 96,059 | 0 | 0 | ||
ARQULE INC | COM | 04269E107 | 998 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
ATLASSIAN CORP PLC | CL A | G06242104 | 1,203 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BARCLAYS BK PLC | IPATH B SHRT TRM | 06746P621 | 1,134 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
BARCLAYS BK PLC | IPATH B SHRT TRM | 06746P621 | 455 | 30,100 | SH | Call | SOLE | 30,100 | 0 | 0 | |
BARCLAYS PLC | ADR | 06738E204 | 952 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BAUDAX BIO INC | COM | 07160F107 | 121 | 17,523 | SH | SOLE | 17,523 | 0 | 0 | ||
BOYD GAMING CORP | COM | 103304101 | 6,826 | 228,000 | SH | SOLE | 228,000 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 3,615 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 1,598 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 448 | 43,000 | SH | Put | SOLE | 43,000 | 0 | 0 | |
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 853 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 1,122 | 22,500 | SH | SOLE | 20,000 | 0 | 2,500 | ||
DANAOS CORPORATION | SHS | Y1968P121 | 2,621 | 285,550 | SH | SOLE | 270,550 | 0 | 15,000 | ||
DARLING INGREDIENTS INC | COM | 237266101 | 2,808 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 3,216 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
DENNYS CORP | COM | 24869P104 | 298 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 519 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
DISH NETWORK CORP | CL A | 25470M109 | 1,241 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 15,258 | 105,500 | SH | SOLE | 99,000 | 0 | 6,500 | ||
EASTSIDE DISTILLING INC | COM | 277802302 | 340 | 115,152 | SH | SOLE | 115,152 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 4,515 | 42,000 | SH | SOLE | 38,000 | 0 | 4,000 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 1,505 | 14,000 | SH | Call | SOLE | 14,000 | 0 | 0 | |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 3,618 | 282,000 | SH | SOLE | 282,000 | 0 | 0 | ||
ENPHASE ENERGY INC | COM | 29355A107 | 366 | 14,000 | SH | Put | SOLE | 14,000 | 0 | 0 | |
EXICURE INC | COM | 30205M101 | 114 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 1,550 | 150,002 | SH | SOLE | 150,002 | 0 | 0 | ||
FASTLY INC | CL A | 31188V100 | 3,863 | 192,500 | SH | SOLE | 184,500 | 0 | 8,000 | ||
FASTLY INC | CL A | 31188V100 | 604 | 30,100 | SH | Call | SOLE | 30,100 | 0 | 0 | |
FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 390 | 117,254 | SH | SOLE | 117,254 | 0 | 0 | ||
FRONTLINE LTD | SHS NEW | G3682E192 | 463 | 36,000 | SH | SOLE | 36,000 | 0 | 0 | ||
FRONTLINE LTD | SHS NEW | G3682E192 | 386 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
FUNKO INC | COM CL A | 361008105 | 309 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
GENCO SHIPPING & TRADING LTD | SHS | Y2685T131 | 297 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
GLOBAL SHIP LEASE INC NEW | COM CL A | Y27183600 | 757 | 85,686 | SH | SOLE | 85,686 | 0 | 0 | ||
GOGO INC | COM | 38046C109 | 1,280 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,380 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
GORES HOLDINGS III INC | CLASS A | 38286G109 | 555 | 53,627 | SH | SOLE | 53,627 | 0 | 0 | ||
GUARDANT HEALTH INC | COM | 40131M109 | 4,079 | 52,200 | SH | SOLE | 48,800 | 0 | 3,400 | ||
GUARDANT HEALTH INC | COM | 40131M109 | 1,875 | 24,000 | SH | Call | SOLE | 24,000 | 0 | 0 | |
HANCOCK JAFFE LABORATORIES I | COM | 41015N106 | 33 | 60,679 | SH | SOLE | 60,679 | 0 | 0 | ||
HUYA INC | ADS REP SHS A | 44852D108 | 269 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
INTELSAT S A | COM | L5140P101 | 703 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
INTELSAT S A | COM | L5140P101 | 352 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 8,504 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 747 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 332 | 12,000 | SH | Call | SOLE | 12,000 | 0 | 0 | |
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 3,215 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
KARUNA THERAPEUTICS INC | COM | 48576A100 | 678 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
KEZAR LIFE SCIENCES INC | COM | 49372L100 | 110 | 27,505 | SH | SOLE | 27,505 | 0 | 0 | ||
LOVESAC COMPANY | COM | 54738L109 | 963 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
LUCKIN COFFEE INC | SPONSORED ADS | 54951L109 | 2,362 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
LUCKIN COFFEE INC | SPONSORED ADS | 54951L109 | 2,362 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
MAGENTA THERAPEUTICS INC | COM | 55910K108 | 334 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
NOODLES & CO | COM CL A | 65540B105 | 942 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
OCCIDENTAL PETE CORP | COM | 674599105 | 742 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
ONCONOVA THERAPEUTICS INC | COM PAR | 68232V405 | 73 | 190,000 | SH | SOLE | 190,000 | 0 | 0 | ||
ONE STOP SYS INC | COM | 68247W109 | 250 | 124,000 | SH | SOLE | 124,000 | 0 | 0 | ||
PARTY CITY HOLDCO INC | COM | 702149105 | 404 | 172,500 | SH | SOLE | 165,000 | 0 | 7,500 | ||
PDL BIOPHARMA INC | COM | 69329Y104 | 406 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
PENN NATL GAMING INC | COM | 707569109 | 4,856 | 190,000 | SH | SOLE | 190,000 | 0 | 0 | ||
PENN NATL GAMING INC | COM | 707569109 | 1,278 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
PERSONALIS INC | COM | 71535D106 | 4,123 | 378,245 | SH | SOLE | 331,745 | 0 | 46,500 | ||
PROGYNY INC | COM | 74340E103 | 1,647 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
RELMADA THERAPEUTICS INC | COM | 75955J402 | 273 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
RUBICON PROJ INC | COM | 78112V102 | 4,080 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
RUBICON PROJ INC | COM | 78112V102 | 1,061 | 130,000 | SH | Put | SOLE | 130,000 | 0 | 0 | |
SCORPIO TANKERS INC | SHS | Y7542C130 | 1,190 | 30,239 | SH | SOLE | 30,239 | 0 | 0 | ||
SCORPIO TANKERS INC | SHS | Y7542C130 | 2,360 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
SEA LTD | SPONSORED ADS | 81141R100 | 10,960 | 272,500 | SH | SOLE | 260,000 | 0 | 12,500 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 3,722 | 62,000 | SH | SOLE | 58,000 | 0 | 4,000 | ||
SIGNET JEWELERS LIMITED | SHS | G81276100 | 652 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
SILK ROAD MEDICAL INC | COM | 82710M100 | 1,211 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
SONIM TECHNOLOGIES INC | COM | 83548F101 | 186 | 51,297 | SH | SOLE | 51,297 | 0 | 0 | ||
SONY CORP | SPONSORED ADR | 835699307 | 2,856 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 1,712 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
SPDR SERIES TRUST | S&P METALS MNG | 78464A755 | 4,394 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 2,370 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
SYNLOGIC INC | COM | 87166L100 | 283 | 109,800 | SH | SOLE | 109,800 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 5,142 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 1,224 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
TELARIA INC | COM | 879181105 | 2,396 | 272,000 | SH | SOLE | 272,000 | 0 | 0 | ||
THIRD PT REINS LTD | COM | G8827U100 | 2,020 | 192,000 | SH | SOLE | 192,000 | 0 | 0 | ||
TSAKOS ENERGY NAVIGATION LTD | SHS | G9108L108 | 218 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
TURTLE BEACH CORP | COM NEW | 900450206 | 1,323 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 2,231 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 2,974 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
VANECK VECTORS ETF TRUST | GOLD MINERS ETF | 92189F106 | 8,638 | 295,000 | SH | SOLE | 270,000 | 0 | 25,000 | ||
VANECK VECTORS ETF TRUST | OIL SVCS ETF | 92189F718 | 1,325 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
VENATOR MATLS PLC | SHS | G9329Z100 | 383 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
VIEWRAY INC | COM | 92672L107 | 169 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 253 | 31,600 | SH | Call | SOLE | 31,600 | 0 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 635 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
WIDEOPENWEST INC | COM | 96758W101 | 307 | 41,441 | SH | SOLE | 41,441 | 0 | 0 |