The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AMCI ACQUISITION CORP UNIT 01/07/2019 00165R200 1,045 100,000 SH   SOLE   100,000 0 0
AT&T INC COM 00206R102 1,373 35,129 SH   SOLE   35,129 0 0
ABERDEEN EMRG MRKTS EQT INM COM 00301W105 656 86,041 SH   SOLE   86,041 0 0
ACHILLION PHARMACEUTICALS IN COM 00448Q201 1,040 172,471 SH   SOLE   172,471 0 0
AECOM COM 00766T100 436 10,100 SH   SOLE   10,100 0 0
ADVANCED DISP SVCS INC DEL COM 00790X101 12,858 391,168 SH   SOLE   391,168 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1,055 4,975 SH   SOLE   4,975 0 0
ALLEGRO MERGER CORP COM 01749N103 2,046 200,000 SH   SOLE   200,000 0 0
ALLEGRO MERGER CORP *W EXP 01/06/202 01749N111 36 200,000 SH   SOLE   200,000 0 0
ALLEGRO MERGER CORP RIGHT 12/31/2023 01749N129 64 200,000 SH   SOLE   200,000 0 0
ALLIED ESPORTS ENTMT INC COM 019170109 103 39,600 SH   SOLE   39,600 0 0
ANIXTER INTL INC COM 035290105 461 5,000 SH   SOLE   5,000 0 0
AVAYA HLDGS CORP COM 05351X101 380 28,151 SH   SOLE   28,151 0 0
B RILEY PRINCIPAL MERGER COR CL A 05586Y106 1,006 100,500 SH   SOLE   100,500 0 0
B RILEY PRINCIPAL MERGER COR *W EXP 04/08/202 05586Y114 41 50,250 SH   SOLE   50,250 0 0
BANCORP NEW JERSEY INC NEW COM 059915108 1,576 81,665 SH   SOLE   81,665 0 0
BIG ROCK PARTNERS ACQUISI CO COM 089482103 1,749 165,000 SH   SOLE   165,000 0 0
BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 15 82,500 SH   SOLE   82,500 0 0
BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 46 165,000 SH   SOLE   165,000 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 514 8,000 SH Put SOLE   8,000 0 0
BRISTOL MYERS SQUIBB CO COM 110122157 412 136,820 SH   SOLE   136,820 0 0
BROADMARK RLTY CAP INC *W EXP 11/15/202 11135B118 130 341,868 SH   SOLE   341,868 0 0
BROOKDALE SR LIVING INC COM 112463104 930 127,900 SH   SOLE   127,900 0 0
BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 1,069 76,640 SH   SOLE   76,640 0 0
CAESARS ENTMT CORP COM 127686103 21,896 1,610,000 SH   SOLE   1,610,000 0 0
CHASERG TECHNLGY ACQUISITN C CLASS A 16166A103 988 91,060 SH   SOLE   91,060 0 0
CHASERG TECHNLGY ACQUISITN C *W EXP 04/10/202 16166A111 100 45,530 SH   SOLE   45,530 0 0
CLOUGH GLOBAL DIVND AND INC COM 18913Y103 226 20,609 SH   SOLE   20,609 0 0
CONCRETE PUMPING HLDGS INC COM 206704108 439 80,246 SH   SOLE   80,246 0 0
CONDOR HOSPITALITY TR INC COM NEW 20676Y403 3,042 275,500 SH   SOLE   275,500 0 0
CORNERSTONE STRATEGIC VALUE COM 21924B302 13,463 1,200,989 SH   SOLE   1,200,989 0 0
CORNERSTONE TOTAL RTRN FD IN COM 21924U300 8,269 752,417 SH   SOLE   752,417 0 0
CUSHING RENAISSANCE FD COM 231647108 1,334 98,505 SH   SOLE   98,505 0 0
CYPRESS SEMICONDUCTOR CORP COM 232806109 4,509 193,263 SH   SOLE   193,263 0 0
DISCOVERY INC COM SER C 25470F302 8,379 274,803 SH   SOLE   274,803 0 0
DUPONT DE NEMOURS INC COM 26614N102 4,905 76,400 SH   SOLE   76,400 0 0
EL PASO ELEC CO COM NEW 283677854 10,920 160,848 SH   SOLE   160,848 0 0
ELANCO ANIMAL HEALTH INC COM 28414H103 594 20,157 SH   SOLE   20,157 0 0
ENTEGRA FINL CORP COM 29363J108 1,206 39,976 SH   SOLE   39,976 0 0
FINTECH ACQUISITION CORP III UNIT 12/01/2023 31811A309 1,728 160,000 SH   SOLE   160,000 0 0
FIRSTHAND TECH VALUE FD INC COM 33766Y100 581 90,343 SH   SOLE   90,343 0 0
FORUM MERGER II CORP UNIT 09/30/2025 34986F202 1,288 120,000 SH   SOLE   120,000 0 0
FRANKLIN LTD DURATION INC TR COM 35472T101 937 97,720 SH   SOLE   97,720 0 0
GABELLI DIVD & INCOME TR COM 36242H104 998 45,450 SH   SOLE   45,450 0 0
GX ACQUISITION CORP UNIT 05/24/2026 36251A206 1,945 187,000 SH   SOLE   187,000 0 0
GIGCAPITAL2 INC UNIT 02/28/2026 375036209 4,298 411,315 SH   SOLE   411,315 0 0
GORDON POINTE ACQUISITION CO COM CLASS A 382788107 2,118 200,000 SH   SOLE   200,000 0 0
GORDON POINTE ACQUISITION CO *W EXP 07/30/202 382788115 72 200,000 SH   SOLE   200,000 0 0
GRAF INDL CORP UNIT 12/31/2025 384278206 2,556 240,000 SH   SOLE   240,000 0 0
HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 528 50,000 SH   SOLE   50,000 0 0
HEALTH INS INNOVATIONS INC COM CL A 42225K106 1,157 59,989 SH   SOLE   59,989 0 0
HERTZ GLOBAL HLDGS INC COM 42806J106 214 13,567 SH   SOLE   13,567 0 0
HIGHLAND INCOME FUND HIGHLAND INCOME 43010E404 483 38,896 SH   SOLE   38,896 0 0
IAC INTERACTIVECORP COM 44919P508 8,557 34,350 SH   SOLE   34,350 0 0
INSURANCE ACQUISITION CORP CL A 457867307 798 75,000 SH   SOLE   75,000 0 0
JUNIPER INDL HLDGS INC UNIT 11/13/2026 48205G205 2,053 201,000 SH   SOLE   201,000 0 0
KBL MERGER CORP IV COM 48242A104 2,673 250,000 SH   SOLE   250,000 0 0
KBL MERGER CORP IV *W EXP 01/15/202 48242A112 32 400,000 SH   SOLE   400,000 0 0
KBL MERGER CORP IV RIGHT 04/09/2020 48242A120 64 400,000 SH   SOLE   400,000 0 0
KALEYRA INC COM 483379103 9,589 1,128,081 SH   SOLE   1,128,081 0 0
KALEYRA INC *W EXP 12/12/202 483379111 269 238,474 SH   SOLE   238,474 0 0
LF CAP ACQUISITION CORP UNIT 06/19/2025 50200K207 2,734 250,000 SH   SOLE   250,000 0 0
LEGACY ACQUISITION CORP COM CL A 524643103 3,081 300,000 SH   SOLE   300,000 0 0
LEISURE ACQUISITION CORP COM 52539T107 2,313 222,000 SH   SOLE   222,000 0 0
LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 115 111,000 SH   SOLE   111,000 0 0
LIBERTY ALL-STAR GROWTH FD I COM 529900102 125 19,160 SH   SOLE   19,160 0 0
LOEWS CORP COM 540424108 2,016 38,398 SH   SOLE   38,398 0 0
MEDLEY MGMT INC CL A COM 58503T106 55 18,508 SH   SOLE   18,508 0 0
MERIDA MERGER CORP I COM 58953M106 3,166 325,000 SH   SOLE   325,000 0 0
MERIDA MERGER CORP I *W EXP 11/07/202 58953M114 81 162,499 SH   SOLE   162,499 0 0
MERRIMACK PHARMACEUTICALS IN COM NEW 590328209 211 66,934 SH   SOLE   66,934 0 0
MONOCLE ACQUISITION CORP COM 609754106 4,072 400,000 SH   SOLE   400,000 0 0
MONOCLE ACQUISITION CORP *W EXP 12/06/202 609754114 300 400,000 SH   SOLE   400,000 0 0
MORGAN STANLEY INDIA INVS FD COM 61745C105 1,253 62,977 SH   SOLE   62,977 0 0
MUDRICK CAP ACQUISITION CORP UNIT 02/01/2023 624745204 1,601 150,000 SH   SOLE   150,000 0 0
NII HLDGS INC COM PAR 62913F508 10,968 5,054,152 SH   SOLE   5,054,152 0 0
NEW PROVIDENCE ACQUISITIN CO UNIT 09/01/2024 64822P205 925 90,100 SH   SOLE   90,100 0 0
NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 6,433 363,218 SH   SOLE   363,218 0 0
OCCIDENTAL PETE CORP COM 674599105 2,473 59,999 SH   SOLE   59,999 0 0
OPES ACQUISITION CORP COM 68373P100 1,271 120,730 SH   SOLE   120,730 0 0
OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 22 120,730 SH   SOLE   120,730 0 0
ORGANOGENESIS HLDGS INC COM 68621F102 69 14,250 SH   SOLE   14,250 0 0
PENNANTPARK FLOATING RATE CA COM 70806A106 662 54,334 SH   SOLE   54,334 0 0
PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 99 300,000 SH   SOLE   300,000 0 0
PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 174 600,000 SH   SOLE   600,000 0 0
PIVOTAL INVT CORP II UNIT 06/01/2025 72582K209 1,020 100,000 SH   SOLE   100,000 0 0
PROFICIENT ALPHA ACQUSTN COR UNIT 04/30/2026 74317H204 2,833 275,000 SH   SOLE   275,000 0 0
PROPTECH ACQUISITION CORPORA UNIT 10/01/2026 74349F200 1,551 150,000 SH   SOLE   150,000 0 0
PURE ACQUISITION CORP CL A 74621Q106 7,259 699,998 SH   SOLE   699,998 0 0
PURE ACQUISITION CORP *W EXP 04/17/202 74621Q114 345 349,999 SH   SOLE   349,999 0 0
REALNETWORKS INC COM NEW 75605L708 32 26,522 SH   SOLE   26,522 0 0
REAVES UTIL INCOME FD COM SH BEN INT 756158101 1,780 48,027 SH   SOLE   48,027 0 0
RED ROBIN GOURMET BURGERS IN COM 75689M101 1,048 31,733 SH   SOLE   31,733 0 0
RIVERNORTH OPPRTUNITIES FD I COM 76881Y109 643 39,379 SH   SOLE   39,379 0 0
RIVERNORTH MARKETPLACE LENDI COM 76882B108 583 31,974 SH   SOLE   31,974 0 0
RIVERNORTH DOUBLELINE STRATE COM 76882G107 1,122 68,299 SH   SOLE   68,299 0 0
ROYCE VALUE TR INC COM 780910105 461 31,232 SH   SOLE   31,232 0 0
SAFEGUARD SCIENTIFICS INC COM NEW 786449207 9,322 848,972 SH   SOLE   848,972 0 0
SANOFI RIGHT 12/31/2020 80105N113 133 155,177 SH   SOLE   155,177 0 0
SCHULTZE SPL PURP ACQUSTN CO UNIT 12/31/2023 80821R208 2,249 213,333 SH   SOLE   213,333 0 0
SOFTWARE ACQUISITION GROUP I UNIT 10/01/2026 83406B200 1,524 150,000 SH   SOLE   150,000 0 0
SPIRIT MTA REIT COM SHS BEN IN 84861U105 844 1,099,330 SH   SOLE   1,099,330 0 0
STABLE RD ACQUISITION CORP UNIT 05/15/2026 85236Q208 1,029 100,000 SH   SOLE   100,000 0 0
STARS GROUP INC COM 85570W100 365 14,000 SH   SOLE   14,000 0 0
STEEL CONNECT INC COM 858098106 80 54,804 SH   SOLE   54,804 0 0
STEWART INFORMATION SVCS COR COM 860372101 1,131 27,722 SH   SOLE   27,722 0 0
TALLGRASS ENERGY LP CLASS A SHS 874696107 2,641 119,374 SH   SOLE   119,374 0 0
TIBERIUS ACQUISITION CORP COM 88633A107 2,095 200,000 SH   SOLE   200,000 0 0
TIBERIUS ACQUISITION CORP *W EXP 02/28/202 88633A115 228 200,000 SH   SOLE   200,000 0 0
TIFFANY & CO NEW COM 886547108 414 3,100 SH   SOLE   3,100 0 0
TORTOISE MIDSTRM ENERGY FD I COM 89148B101 1,392 126,997 SH   SOLE   126,997 0 0
TRINE ACQUISITION CORP UNIT 03/31/2021 89628U207 1,641 160,000 SH   SOLE   160,000 0 0
TUSCAN HOLDINGS CORP UNIT 99/99/9999 90069K203 2,392 225,000 SH   SOLE   225,000 0 0
TUSCAN HLDGS CORP II UNIT 04/01/2026 90070A202 2,494 247,080 SH   SOLE   247,080 0 0
WABCO HLDGS INC COM 92927K102 11,793 87,036 SH   SOLE   87,036 0 0
WELLCARE HEALTH PLANS INC COM 94946T106 1,766 5,347 SH   SOLE   5,347 0 0
WESCO AIRCRAFT HLDGS INC COM 950814103 572 51,890 SH   SOLE   51,890 0 0
ZAYO GROUP HLDGS INC COM 98919V105 13,459 388,439 SH   SOLE   388,439 0 0
ACT II GLOBAL ACQUISITION CO CL A SHS G0080J104 1,012 100,000 SH   SOLE   100,000 0 0
ACT II GLOBAL ACQUISITION CO *W EXP 04/30/202 G0080J120 50 50,000 SH   SOLE   50,000 0 0
AIRCASTLE LTD COM G0129K104 320 10,000 SH   SOLE   10,000 0 0
ALLERGAN PLC SHS G0177J108 18,418 96,345 SH   SOLE   96,345 0 0
ALUSSA ENERGY ACQUISITION CO UNIT 10/31/2026 G0232J127 1,383 137,200 SH   SOLE   137,200 0 0
AXALTA COATING SYS LTD COM G0750C108 1,462 48,095 SH   SOLE   48,095 0 0
BIOCERES CROP SOLUTIONS CORP *W EXP 03/14/202 G1117K106 40 251,200 SH   SOLE   251,200 0 0
BROOGE HLDGS LTD SHS G1611B107 150 16,999 SH   SOLE   16,999 0 0
CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 857 189,165 SH   SOLE   189,165 0 0
ESTRE AMBIENTAL INC *W EXP 12/21/202 G3206V118 1 124,450 SH   SOLE   124,450 0 0
GALILEO ACQUISITION CORP UNIT 99/99/9999 G3770A128 4,346 423,000 SH   SOLE   423,000 0 0
HL ACQUISITIONS CORP SHS G4603R106 1,488 144,000 SH   SOLE   144,000 0 0
HL ACQUISITIONS CORP *W EXP 06/21/202 G4603R122 50 144,000 SH   SOLE   144,000 0 0
HL ACQUISITIONS CORP RIGHT 07/17/2023 G4603R130 36 144,000 SH   SOLE   144,000 0 0
LIBERTY GLOBAL PLC SHS CL C G5480U120 4,504 206,662 SH   SOLE   206,662 0 0
LIV CAP ACQUISITION CORP UNIT 99/99/9999 G5510C124 1,207 120,000 SH   SOLE   120,000 0 0
LONGEVITY ACQUISITION CORP UNIT 08/29/2024 G56372108 545 50,000 SH   SOLE   50,000 0 0
NETFIN ACQUISITION CORP UNIT 08/01/2024 G6455A123 5,123 500,000 SH   SOLE   500,000 0 0
NIELSEN HLDGS PLC SHS EUR G6518L108 1,218 60,000 SH   SOLE   60,000 0 0
THUNDER BRDG ACQUISTION II L UNIT 99/99/9999 G8857S124 1,568 150,000 SH   SOLE   150,000 0 0
TKK SYMPHONY ACQUISITION COR ORD SHS G88950103 3,817 372,000 SH   SOLE   372,000 0 0
TKK SYMPHONY ACQUISITION COR *W EXP 02/20/202 G88950129 22 372,000 SH   SOLE   372,000 0 0
TKK SYMPHONY ACQUISITION COR RIGHT 02/20/2020 G88950137 93 372,000 SH   SOLE   372,000 0 0
LIBERTY LATIN AMERICA LTD COM CL A G9001E102 359 18,599 SH   SOLE   18,599 0 0
BROOGE HLDGS LTD *W EXP 12/20/202 G9145A115 200 270,000 SH   SOLE   270,000 0 0
UNION ACQUISITION CORP II UNIT 99/99/9999 G9402Q118 2,044 200,000 SH   SOLE   200,000 0 0
YATRA ONLINE INC ORD SHS G98338109 4,732 1,502,235 SH   SOLE   1,502,235 0 0
AKAZOO SA SHS L0164E108 152 28,861 SH   SOLE   28,861 0 0
AKAZOO SA *W EXP 09/11/202 L0164E116 90 180,000 SH   SOLE   180,000 0 0
MELLANOX TECHNOLOGIES LTD SHS M51363113 10,886 92,900 SH   SOLE   92,900 0 0
WRIGHT MED GROUP N V ORD SHS N96617118 2,295 75,300 SH   SOLE   75,300 0 0