The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 1895 BANCORP OF WIS INC | Common | 28252W105 | 108 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| ALCENTRA CAP CORP | Common | 01374T102 | 9,968 | 1,101,491 | SH | DFND | 1,101,491 | 0 | 0 | ||
| AMERANT BANCORP INC | CL A | 023576101 | 19,099 | 876,483 | SH | DFND | 876,483 | 0 | 0 | ||
| AMERANT BANCORP INC | CL B | 023576200 | 2,600 | 160,000 | SH | DFND | 0 | 160,000 | 0 | ||
| BRIGHTHOUSE FINL INC | Common | 10922N103 | 0 | 5 | SH | DFND | 5 | 0 | 0 | ||
| COMMUNITY FIRST BANCSHARES INC | Common | 20369M104 | 57 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
| COMMUNITY WEST BANCSHARES | Common | 204157101 | 421 | 37,900 | SH | DFND | 37,900 | 0 | 0 | ||
| DIREXION SHS ETF TR | DLY GOLD INDX 3X | 25460E844 | 174 | 5,000 | SH | DFND | 0 | 0 | 5,000 | ||
| ESSA BANCORP INC | Common | 29667D104 | 424 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
| FIRST BANCORP P R | Common | 318672706 | 7,236 | 683,280 | SH | DFND | 683,280 | 0 | 0 | ||
| FFBW INC | Common | 30258M107 | 69 | 6,000 | SH | DFND | 6,000 | 0 | 0 | ||
| FIRST SAVINGS FINL GROUP INC | Common | 33621E109 | 1,342 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
| FIRST SEACOAST BANCORP | Common | 33631P102 | 179 | 19,000 | SH | DFND | 19,000 | 0 | 0 | ||
| FS BANCORP INC | Common | 30263Y104 | 4,784 | 75,000 | SH | DFND | 75,000 | 0 | 0 | ||
| GARRISON CAPITAL INC | Common | 366554103 | 4,294 | 737,801 | SH | DFND | 737,801 | 0 | 0 | ||
| HARBORONE BANCORP INC NEW | Common | 41165Y100 | 306 | 27,883 | SH | DFND | 27,883 | 0 | 0 | ||
| HOME FED BANCORP INC LA NEW | Common | 43708L108 | 2,503 | 70,000 | SH | DFND | 70,000 | 0 | 0 | ||
| ICC HLDGS INC | Common | 44931Q104 | 352 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
| IF BANCORP INC | Common | 44951J105 | 511 | 22,219 | SH | DFND | 22,219 | 0 | 0 | ||
| KINGSWAY FINL SVCS INC | Common | 496904202 | 10,109 | 5,434,896 | SH | DFND | 5,434,896 | 0 | 0 | ||
| LAKE SHORE BANCORP INC | Common | 510700107 | 4,596 | 300,364 | SH | DFND | 300,364 | 0 | 0 | ||
| METLIFE INC | Common | 59156R108 | 3 | 60 | SH | DFND | 60 | 0 | 0 | ||
| MID SOUTHERN BANCORP INC | Common | 59548Q107 | 1,690 | 125,865 | SH | DFND | 125,865 | 0 | 0 | ||
| MVC CAPITAL INC | Common | 553829102 | 4,189 | 456,786 | SH | DFND | 456,786 | 0 | 0 | ||
| NI HLDGS INC | Common | 65342T106 | 2,535 | 147,364 | SH | DFND | 147,364 | 0 | 0 | ||
| OCONEE FED FINL CORP | Common | 675607105 | 1,816 | 69,835 | SH | DFND | 69,835 | 0 | 0 | ||
| OFG BANCORP | Common | 67103X102 | 41,077 | 1,739,798 | SH | DFND | 1,739,798 | 0 | 0 | ||
| OTTAWA BANCORP INC | Common | 689195105 | 708 | 51,208 | SH | DFND | 51,208 | 0 | 0 | ||
| PIONEER BANCORP INC | Common | 723561106 | 230 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
| POPULAR INC | Common | 733174700 | 1,175 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
| PRINCIPAL FINL GROUP INC | Common | 74251V102 | 30 | 547 | SH | DFND | 547 | 0 | 0 | ||
| PROVIDENT BANCORP INC | Common | 74383L105 | 623 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
| RHINEBECK BANCORP INC | Common | 762093102 | 170 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
| RICHMOND MUT BANCORPORATIN INC | Common | 76525P100 | 479 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
| SOUND FINL BANCORP INC | Common | 83607A100 | 7,726 | 214,600 | SH | DFND | 214,600 | 0 | 0 | ||
| THL CREDIT INC | Common | 872438106 | 4,151 | 657,851 | SH | DFND | 657,851 | 0 | 0 | ||
| VERICITY INC | Common | 92347D100 | 1,260 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| WHEELER REAL ESTATE INVT TR | Common | 963025705 | 1,447 | 882,099 | SH | DFND | 882,099 | 0 | 0 | ||
| WHEELER REAL ESTATE INVT TR | PFD CNV SER D | 963025606 | 749 | 49,967 | SH | DFND | 0 | 0 | 49,967 | ||