SC 13G 1 sc13g0220union_unionacqu2.htm SCHEDULE 13G

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

  

 

 

SCHEDULE 13G

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

 

(Amendment No. __)*

 

UNION ACQUISITION CORP. II

(Name of Issuer)

 

Ordinary Shares, par value $0.0001 per share

(Title of Class of Securities)

 

G9402Q 100

(CUSIP Number)

 

December 31, 2019

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

Rule 13d-1(b)

Rule 13d-1(c)

☒ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

   

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

 

Union Acquisition Associates II, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a) 

(b) ☐

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

New York

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5

SOLE VOTING POWER

 

2,352,500 Shares

6

SHARED VOTING POWER

 

0 Shares

7

SOLE DISPOSITIVE POWER

 

2,352,500 Shares

8

SHARED DISPOSITIVE POWER

 

0 Shares

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,352,500 Shares

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

9.4%

12

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

OO

  

2

 

   

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

 

Kyle Bransfield

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a)
(b)
3

SEC USE ONLY

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5

SOLE VOTING POWER

 

2,502,500 Shares

6

SHARED VOTING POWER

 

0 Shares

7

SOLE DISPOSITIVE POWER

 

2,502,500 Shares

8

SHARED DISPOSITIVE POWER

 

0 Shares

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,502,500 Shares

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

10.0%

12

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

 

3

 

 

Item 1(a).Name of Issuer:

 

Union Acquisition Corp. II (“Issuer”)

 

Item 1(b.)Address of Issuer’s Principal Executive Offices:

 

509 Madison Avenue, 9th Floor, New York, NY 10017.

 

Item 2(a).Name of Person Filing:

 

This Statement is filed by each of the entities and persons listed below, all of whom together are referred to herein as the “Reporting Persons”:

 

(i)Union Acquisition Associates II, LLC is an entity controlled by Mr. Bransfield.
(ii)Mr. Kyle Bransfield has sole control over the shares held individually by him.

 

Item 2(b).Address of Principal Business Office or, if None, Residence:

 

The address of the principal business office of each of the Reporting Persons is:

c/o Union Acquisition Corp. II

509 Madison Avenue, 9th Floor, New York, NY 10017.

 

Item 2(c).Citizenship:

 

Union Acquisition Associates II, LLC – New York, United States.

Kyle Bransfield – United States

 

Item 2(d).Title of Class of Securities:

 

Ordinary Shares, par value $0.0001 per share (“Ordinary Shares”)

 

Item 2(e).CUSIP Number:

 

G9402Q 100

 

Item 3.If This Statement is Filed Pursuant to Rules 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

 

  (a) Broker or dealer registered under Section 15 of the Exchange Act;
  (b) Bank as defined in Section 3(a)(6) of the Exchange Act;
  (c) Insurance company as defined in Section 3(a)(19) of the Exchange Act;
  (d) Investment company registered under Section 8 of the Investment Company Act;
  (e) An investment adviser in accordance with Rule 13d-1(b)(ii)(E);
  (f) An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
  (g) A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G)
  (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
  (i) A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
  (j) A non-U.S. institution, in accordance with Rule 13d-1(b)(1)(ii)(J).
  (k) Group, in accordance with Rule 13d-1(b)(1)(ii)(K).

 

If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution:

  

4

 

Item 4.Ownership.

 

(a) Amount Beneficially Owned: 2,502,500 Ordinary Shares.

 

This amount includes 2,352,500 Ordinary Shares owned by Union Acquisition Associates II, LLC, an entity controlled by Kyle Bransfield and 150,000 Ordinary Shares held by PENSCO Trust Company as a beneficiary for Kyle Bransfield. This amount does not include an aggregate of 3,125,000 Ordinary Shares issuable upon the exercise of warrants held by Union Acquisition Associates II, LLC, none of which are exercisable and will not be exercisable within 60 days. Mr. Bransfield disclaims beneficial ownership over the Ordinary Shares held by Union Acquisition Associates II, LLC, except to the extent of his pecuniary interest therein.

 

(b) Percent of Class: 10.0%

 

(c) Number of shares as to which the person has

 

(i) Sole power to vote or direct the vote: 150,000

 

(ii) Shared power to vote or direct the vote: 2,352,500

 

(iii) Sole power to dispose or direct the disposition: 150,000

 

(iv) Shared power to dispose or direct the disposition: 2,352,500

 

Item 5.Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ☐

 

Item 6.Ownership of More than Five Percent on Behalf of Another Person.

 

None.

 

Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

 

None.

 

Item 8.Identification and Classification of Members of the Group.

 

None.

 

Item 9.Notice of Dissolution of Group.

 

None.

 

Item 10.Certifications.

 

None.

  

5

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 12, 2020

  

  UNION ACQUISITION ASSOCIATES II, LLC
   
  By: /s/ Kyle P. Bransfield
    Name: Kyle P. Bransfield
    Title: Managing Member
   
    /s/ Kyle P. Bransfield
    Kyle P. Bransfield

 

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Exhibit 1

 

JOINT FILING AGREEMENT

 

The undersigned hereby agree that this Schedule 13G (as so amended, the “Schedule 13G”) with respect to the Ordinary Shares of Union Acquisition Corp. II is, and any additional amendment thereto signed by each of the undersigned shall be, filed on behalf of each undersigned pursuant to and in accordance with the provisions of 13d-1(k) under the Securities Exchange Act of 1934, as amended, and that all subsequent amendments to the Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the other, except to the extent that it knows or has reason to believe that such information is inaccurate.

 

Dated: February 12, 2020

  

  UNION ACQUISITION ASSOCIATES II, LLC
   
  By: /s/ Kyle P. Bransfield
    Name: Kyle P. Bransfield
    Title: Managing Member
   
    /s/ Kyle P. Bransfield
    Kyle P. Bransfield

 

 

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