The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 5,188 | 58,600 | SH | SOLE | 58,600 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN IN | 00326L100 | 2,519 | 281,417 | SH | SOLE | 281,417 | 0 | 0 | ||
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 318 | 83,875 | SH | SOLE | 83,875 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 3,898 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 495 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 4,607 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 7,688 | 5,750 | SH | SOLE | 5,750 | 0 | 0 | ||
ALTERYX INC | COM CL A | 02156B103 | 500 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 3,216 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 3,013 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 734 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
APTINYX INC | COM | 03836N103 | 312 | 91,300 | SH | SOLE | 91,300 | 0 | 0 | ||
APTIV PLC | SHS | G6095L109 | 475 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 3,531 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 5,862 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 5,635 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 1,360 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 | 71 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 693 | 58,783 | SH | SOLE | 58,783 | 0 | 0 | ||
BOX INC | CL A | 10316T104 | 587 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
BOX INC | CL A | 10316T104 | 252 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 3,819 | 59,500 | SH | SOLE | 59,500 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 5,992 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 719 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
ENCANA CORP | COM | 292505104 | 2,310 | 492,500 | SH | SOLE | 492,500 | 0 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 257 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ERICSSON | ADR B SEK 10 | 294821608 | 307 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 894 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
FIBROGEN INC | COM | 31572Q808 | 751 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
FRESENIUS MED CARE AG&CO KGA | SPONSORED ADR | 358029106 | 1,381 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
VANECK VECTORS ETF TRUST | GOLD MINERS ETF | 92189F106 | 732 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 5,716 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 2,184 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 546 | 2,500 | SH | Call | SOLE | 2,500 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 2,011 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
IDERA PHARMACEUTICALS INC | COM PAR | 45168K405 | 93 | 51,051 | SH | SOLE | 51,051 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 1,129 | 21,000 | SH | Call | SOLE | 21,000 | 0 | 0 | |
INCYTE CORP | COM | 45337C102 | 3,929 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 599 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 16,060 | 468,073 | SH | SOLE | 468,073 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 2,900 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 3,313 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
KIRKLANDS INC | COM | 497498105 | 331 | 267,119 | SH | SOLE | 267,119 | 0 | 0 | ||
MACYS INC | COM | 55616P104 | 1,275 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
MACYS INC | COM | 55616P104 | 510 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
MATINAS BIOPHARMA HLDGS INC | COM | 576810105 | 622 | 274,009 | SH | SOLE | 274,009 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 8,067 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 928 | 43,000 | SH | SOLE | 43,000 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 557 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 371 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
NORTONLIFELOCK INC | COM | 668771108 | 1,021 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 445 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 3,444 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 882 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 5,031 | 13,400 | SH | SOLE | 13,400 | 0 | 0 | ||
SANGAMO THERAPEUTICS INC | COM | 800677106 | 451 | 53,900 | SH | SOLE | 53,900 | 0 | 0 | ||
SANGAMO THERAPEUTICS INC | COM | 800677106 | 124 | 14,800 | SH | Call | SOLE | 14,800 | 0 | 0 | |
SEATTLE GENETICS INC | COM | 812578102 | 1,942 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 2,010 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 9,289 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,609 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 313 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SQUARE INC | CL A | 852234103 | 938 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 1,283 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 921 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 4,298 | 70,000 | SH | Call | SOLE | 70,000 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 1,179 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
XENCOR INC | COM | 98401F105 | 1,940 | 56,425 | SH | SOLE | 56,425 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 1,540 | 15,750 | SH | SOLE | 15,750 | 0 | 0 |