The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
360 FINANCE INC | ADS | 88557W101 | 244 | 25,000 | SH | SOLE | N/A | 25,000 | 0 | 0 | |
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 174 | 46,000 | SH | Call | SOLE | N/A | 46,000 | 0 | 0 |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 2,752 | 60,000 | SH | SOLE | N/A | 60,000 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 2,897 | 500,000 | PRN | SOLE | N/A | 500,000 | 0 | 0 | |
AFYA LTD | CL A COM | G01125106 | 656 | 24,200 | SH | SOLE | N/A | 24,200 | 0 | 0 | |
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 600 | 75,000 | SH | SOLE | N/A | 75,000 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,439 | 11,500 | SH | SOLE | N/A | 11,500 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 5,505 | 4,110 | SH | SOLE | N/A | 4,110 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 4,620 | 2,500 | SH | SOLE | N/A | 2,500 | 0 | 0 | |
APPLE INC | COM | 037833100 | 1,175 | 4,000 | SH | SOLE | N/A | 4,000 | 0 | 0 | |
APPLIED THERAPEUTICS INC | COM | 03828A101 | 325 | 11,901 | SH | SOLE | N/A | 11,901 | 0 | 0 | |
AQUESTIVE THERAPEUTICS INC | COM | 03843E104 | 932 | 160,099 | SH | SOLE | N/A | 160,099 | 0 | 0 | |
ARQULE INC | COM | 04269E107 | 5,988 | 300,000 | SH | Call | SOLE | N/A | 300,000 | 0 | 0 |
AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 2,026 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
AXOGEN INC | COM | 05463X106 | 895 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
BEASLEY BROADCAST GROUP INC | CL A | 074014101 | 170 | 55,167 | SH | SOLE | N/A | 55,167 | 0 | 0 | |
BILIBILI INC | SPONS ADS REP Z | 090040106 | 616 | 33,100 | SH | SOLE | N/A | 33,100 | 0 | 0 | |
BOOT BARN HLDGS INC | COM | 099406100 | 4,782 | 107,392 | SH | SOLE | N/A | 107,392 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 3,763 | 1,250,000 | SH | SOLE | N/A | 1,250,000 | 0 | 0 | |
CANADA GOOSE HOLDINGS INC | SHS SUB VTG | 135086106 | 1,450 | 40,000 | SH | SOLE | N/A | 40,000 | 0 | 0 | |
CAREDX INC | COM | 14167L103 | 2,475 | 114,722 | SH | SOLE | N/A | 114,722 | 0 | 0 | |
CELLECTIS S A | SPONSORED ADS | 15117K103 | 171 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
CHANGYOU COM LTD | ADS REP CL A | 15911M107 | 381 | 38,967 | SH | SOLE | N/A | 38,967 | 0 | 0 | |
DAQO NEW ENERGY CORP | SPNSRD ADR NEW | 23703Q203 | 1,009 | 19,702 | SH | SOLE | N/A | 19,702 | 0 | 0 | |
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 2,614 | 42,000 | SH | SOLE | N/A | 42,000 | 0 | 0 | |
DIAMEDICA THERAPEUTICS INC | COM NEW | 25253X207 | 1,102 | 227,230 | SH | SOLE | N/A | 227,230 | 0 | 0 | |
DIREXION SHS ETF TR | CSI 300 BULL2X | 25490K869 | 2,130 | 87,300 | SH | SOLE | N/A | 87,300 | 0 | 0 | |
ENPHASE ENERGY INC | COM | 29355A107 | 366 | 14,000 | SH | SOLE | N/A | 14,000 | 0 | 0 | |
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 238 | 8,600 | SH | SOLE | N/A | 8,600 | 0 | 0 | |
EVERBRIDGE INC | COM | 29978A104 | 4,763 | 61,000 | SH | SOLE | N/A | 61,000 | 0 | 0 | |
EXICURE INC | COM | 30205M101 | 2,932 | 1,025,000 | SH | SOLE | N/A | 1,025,000 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 6,650 | 32,400 | SH | SOLE | N/A | 32,400 | 0 | 0 | |
FIVE BELOW INC | COM | 33829M101 | 2,174 | 17,000 | SH | SOLE | N/A | 17,000 | 0 | 0 | |
GLOBAL EAGLE ENTMT INC | NOTE 2.750% 2/1 | 37951DAB8 | 241 | 500,000 | PRN | SOLE | N/A | 500,000 | 0 | 0 | |
IMMUNOVANT INC | COM | 45258J102 | 3,491 | 220,000 | SH | SOLE | N/A | 220,000 | 0 | 0 | |
INFINERA CORPORATION | COM | 45667G103 | 397 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 180,719 | 850,000 | SH | Put | SOLE | N/A | 850,000 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 66,268 | 400,000 | SH | Call | SOLE | N/A | 400,000 | 0 | 0 |
ISHARES TR | EXPANDED TECH | 464287515 | 9,322 | 40,000 | SH | Put | SOLE | N/A | 40,000 | 0 | 0 |
ISHARES TR | U.S. REAL ES ETF | 464287739 | 9,308 | 100,000 | SH | Put | SOLE | N/A | 100,000 | 0 | 0 |
KRANESHARES TR | CSI CHI INTERNET | 500767306 | 910 | 18,700 | SH | SOLE | N/A | 18,700 | 0 | 0 | |
KRANESHARES TR | CSI CHI INTERNET | 500767306 | 12,170 | 250,000 | SH | Call | SOLE | N/A | 250,000 | 0 | 0 |
LEXINFINTECH HLDGS LTD | ADR | 528877103 | 600 | 43,201 | SH | SOLE | N/A | 43,201 | 0 | 0 | |
LULULEMON ATHLETICA INC | COM | 550021109 | 2,826 | 12,200 | SH | SOLE | N/A | 12,200 | 0 | 0 | |
LUMENTUM HLDGS INC | NOTE 0.250% 3/1 | 55024UAB5 | 2,478 | 1,700,000 | PRN | SOLE | N/A | 1,700,000 | 0 | 0 | |
MAGNACHIP SEMICONDUCTOR SA | NOTE 5.000% 3/0 | 55932XAB0 | 754 | 500,000 | PRN | SOLE | N/A | 500,000 | 0 | 0 | |
MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 5,832 | 2,700,000 | SH | SOLE | N/A | 2,700,000 | 0 | 0 | |
MELCO RESORTS AND ENTMT LTD | ADR | 585464100 | 363 | 15,000 | SH | SOLE | N/A | 15,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 2,151 | 40,000 | SH | SOLE | N/A | 40,000 | 0 | 0 | |
MOMO INC | ADR | 60879B107 | 2,848 | 85,000 | SH | SOLE | N/A | 85,000 | 0 | 0 | |
MOTUS GI HLDGS INC | COM | 62014P108 | 763 | 333,333 | SH | SOLE | N/A | 333,333 | 0 | 0 | |
NETEASE INC | SPONSORED ADS | 64110W102 | 613 | 2,000 | SH | SOLE | N/A | 2,000 | 0 | 0 | |
NETSCOUT SYS INC | COM | 64115T104 | 231 | 9,602 | SH | SOLE | N/A | 9,602 | 0 | 0 | |
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 606 | 5,000 | SH | SOLE | N/A | 5,000 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 706 | 3,000 | SH | SOLE | N/A | 3,000 | 0 | 0 | |
OLLIES BARGAIN OUTLT HLDGS I | COM | 681116109 | 1,567 | 24,000 | SH | SOLE | N/A | 24,000 | 0 | 0 | |
OVID THERAPEUTICS INC | COM | 690469101 | 1,445 | 348,263 | SH | SOLE | N/A | 348,263 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 1,947 | 18,000 | SH | SOLE | N/A | 18,000 | 0 | 0 | |
RINGCENTRAL INC | CL A | 76680R206 | 932 | 5,525 | SH | SOLE | N/A | 5,525 | 0 | 0 | |
SEA LTD | SPONSORED ADS | 81141R100 | 1,834 | 45,600 | SH | SOLE | N/A | 45,600 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 40,540 | 398,000 | SH | Put | SOLE | N/A | 398,000 | 0 | 0 |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 24,016 | 400,000 | SH | Call | SOLE | N/A | 400,000 | 0 | 0 |
SIENTRA INC | COM | 82621J105 | 6,267 | 701,000 | SH | SOLE | N/A | 701,000 | 0 | 0 | |
SMILEDIRECTCLUB INC | CL A COM | 83192H106 | 161 | 18,375 | SH | SOLE | N/A | 18,375 | 0 | 0 | |
SNAP INC | CL A | 83304A106 | 980 | 60,000 | SH | SOLE | N/A | 60,000 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 42,870 | 300,000 | SH | Call | SOLE | N/A | 300,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 64,372 | 200,000 | SH | Put | SOLE | N/A | 200,000 | 0 | 0 |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 23,778 | 250,000 | SH | Put | SOLE | N/A | 250,000 | 0 | 0 |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 11,850 | 500,000 | SH | Call | SOLE | N/A | 500,000 | 0 | 0 |
SPDR SERIES TRUST | S&P METALS MNG | 78464A755 | 11,716 | 400,000 | SH | Call | SOLE | N/A | 400,000 | 0 | 0 |
SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 728 | 200,000 | SH | Put | SOLE | N/A | 200,000 | 0 | 0 |
STOKE THERAPEUTICS INC | COM | 86150R107 | 374 | 13,200 | SH | SOLE | N/A | 13,200 | 0 | 0 | |
SUTRO BIOPHARMA INC | COM | 869367102 | 1,100 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 1,971 | 40,900 | SH | SOLE | N/A | 40,900 | 0 | 0 | |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 2,384 | 40,000 | SH | SOLE | N/A | 40,000 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 1,255 | 3,000 | SH | SOLE | N/A | 3,000 | 0 | 0 | |
TILRAY INC | DEBT 5.000%10/0 | U8961EAA4 | 5,720 | 11,000,000 | SH | SOLE | N/A | 11,000,000 | 0 | 0 | |
TURNING POINT THERAPEUTICS I | COM | 90041T108 | 230 | 3,700 | SH | SOLE | N/A | 3,700 | 0 | 0 | |
URBAN OUTFITTERS INC | COM | 917047102 | 1,111 | 40,000 | SH | SOLE | N/A | 40,000 | 0 | 0 | |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 5,656 | 40,000 | SH | Put | SOLE | N/A | 40,000 | 0 | 0 |
VICOR CORP | COM | 925815102 | 645 | 13,800 | SH | SOLE | N/A | 13,800 | 0 | 0 | |
VIPSHOP HLDGS LTD | SPONSORED ADS A | 92763W103 | 709 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 246 | 17,650 | SH | SOLE | N/A | 17,650 | 0 | 0 | |
WEIBO CORP | SPONSORED ADR | 948596101 | 232 | 5,000 | SH | SOLE | N/A | 5,000 | 0 | 0 | |
XENON PHARMACEUTICALS INC | COM | 98420N105 | 3,573 | 272,543 | SH | SOLE | N/A | 272,543 | 0 | 0 | |
ZENDESK INC | COM | 98936J101 | 1,992 | 26,000 | SH | SOLE | N/A | 26,000 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 4,514 | 86,600 | SH | SOLE | N/A | 86,600 | 0 | 0 | |
ZUMIEZ INC | COM | 989817101 | 1,209 | 35,000 | SH | SOLE | N/A | 35,000 | 0 | 0 |