The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 2,262 | 410,000 | SH | SOLE | 410,000 | 0 | 0 | ||
| ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 1,968 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
| AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 18,189 | 15,700,000 | PRN | SOLE | 15,700,000 | 0 | 0 | ||
| BAIDU INC | SPON ADR REP A | 056752108 | 2,576 | 15,700 | SH | SOLE | 15,700 | 0 | 0 | ||
| BLACKBERRY LTD | COM | 09228F103 | 7,322 | 877,080 | SH | SOLE | 877,080 | 0 | 0 | ||
| BRAEMAR HOTELS & RESORTS INC | 5.5 CUM CV PFD B | 10482B200 | 1,892 | 76,720 | SH | SOLE | 76,720 | 0 | 0 | ||
| BRANDYWINEGBL GLBAL INM OPRT | COM | 10537L104 | 2,606 | 158,948 | SH | SOLE | 158,948 | 0 | 0 | ||
| BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 2,438 | 32,500 | SH | SOLE | 32,500 | 0 | 0 | ||
| BROOKFIELD BUSINESS PARTNERS | UNIT LTD LP | G16234109 | 1,896 | 35,280 | SH | SOLE | 35,280 | 0 | 0 | ||
| BROOKFIELD BUSINESS PARTNERS | UNIT LTD LP | G16234109 | 1,896 | 35,280 | SH | SOLE | 35,280 | 0 | 0 | ||
| BROOKFIELD PROPERTY PARTRS L | UNIT LTD PARTN | G16249107 | 10,770 | 453,875 | SH | SOLE | 453,875 | 0 | 0 | ||
| CLOUDERA INC | COM | 18914U100 | 4,407 | 291,900 | SH | SOLE | 291,900 | 0 | 0 | ||
| COLFAX CORP | COM | 194014106 | 1,446 | 30,617 | SH | SOLE | 30,617 | 0 | 0 | ||
| COLONY CAP INC NEW CL A COM | CL A COM | 19626G108 | 5,266 | 853,974 | SH | SOLE | 853,974 | 0 | 0 | ||
| DESPEGAR COM CORP ORD | SHS | G27358103 | 667 | 38,100 | SH | SOLE | 38,100 | 0 | 0 | ||
| EGAIN CORP | COM | 28225C806 | 11,375 | 1,106,345 | SH | SOLE | 1,106,345 | 0 | 0 | ||
| ELEMENT SOLUTIONS INC | COM | 28618M106 | 6,084 | 401,233 | SH | SOLE | 401,233 | 0 | 0 | ||
| ENBRIDGE INC | COM | 29250N105 | 1,532 | 30,885 | SH | SOLE | 30,885 | 0 | 0 | ||
| ENERGY FUELS INC | *W EXP 09/20/202 | 292671179 | 146 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| FIRST TR SR FLG RTE INCM FD | COM | 33733U108 | 1,629 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| GLOBAL EAGLE ENTMT INC | NOTE 2.750% 2/1 | 37951DAB8 | 3,065 | 5,750,000 | PRN | SOLE | 5,750,000 | 0 | 0 | ||
| GOPRO INC | NOTE 3.500% 4/1 | 38268TAB9 | 1,269 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
| HANESBRANDS INC | COM | 410345102 | 6,736 | 349,411 | SH | SOLE | 349,411 | 0 | 0 | ||
| HOWARD HUGHES CORP | COM | 44267D107 | 18,592 | 112,942 | SH | SOLE | 112,942 | 0 | 0 | ||
| INFINERA CORPORATION | NOTE 2.125% 9/0 | 45667GAC7 | 9,806 | 7,134,000 | PRN | SOLE | 7,134,000 | 0 | 0 | ||
| INVESCO SR INCOME TR | COM | 46131H107 | 1,671 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| JD COM INC | SPON ADR CL A | 47215P106 | 12,934 | 282,805 | SH | SOLE | 282,805 | 0 | 0 | ||
| KKR & CO INC | CL A | 48251W104 | 18,269 | 482,440 | SH | SOLE | 482,440 | 0 | 0 | ||
| LEAF GROUP LTD | COM | 52177G102 | 6,440 | 1,240,227 | SH | SOLE | 1,240,227 | 0 | 0 | ||
| LIBERTY LATIN AMERICA LTD | COM CL A | G9001E102 | 8,287 | 330,747 | SH | SOLE | 330,747 | 0 | 0 | ||
| LILIS ENERGY INC | COM | 532403201 | 1,394 | 2,825,000 | SH | SOLE | 2,825,000 | 0 | 0 | ||
| MAXAR TECHNOLOGIES INC | COM | 57778K105 | 15,494 | 761,001 | SH | SOLE | 761,001 | 0 | 0 | ||
| MIDDLEBY CORP | COM | 596278101 | 10,663 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| PAR TECHNOLOGY CORP | COM | 698884103 | 4,493 | 112,600 | SH | SOLE | 112,600 | 0 | 0 | ||
| PARATEK PHARMACEUTICALS INC | NOTE 4.750% 5/0 | 699374AB0 | 14,659 | 15,560,000 | PRN | SOLE | 15,560,000 | 0 | 0 | ||
| PIONEER FLOATING RATE TR | COM | 72369J102 | 1,424 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| POINTS INTL LTD | COM | 730843208 | 3,882 | 195,857 | SH | SOLE | 195,857 | 0 | 0 | ||
| QUMU CORP | COM | 749063103 | 1,694 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| SANDRIDGE ENERGY INC | COM | 80007P869 | 5,099 | 926,325 | SH | SOLE | 926,325 | 0 | 0 | ||
| SS&C TECHNOLOGIES HLDGS INC | COM | 78467J100 | 19,118 | 239,850 | SH | SOLE | 239,850 | 0 | 0 | ||
| STARBUCKS CORP | COM | 855244109 | 308 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
| STARWOOD PPTY TR INC | COM | 85571B105 | 318 | 9,850 | SH | SOLE | 9,850 | 0 | 0 | ||
| SUNPOWER CORP | DBCV 0.875% 6/0 | 867652AJ8 | 18,780 | 15,404,000 | PRN | SOLE | 15,404,000 | 0 | 0 | ||
| SUNPOWER CORP | DBCV 4.000% 1/1 | 867652AL3 | 15,065 | 13,867,000 | PRN | SOLE | 13,867,000 | 0 | 0 | ||
| SYNALLOY CP DEL | COM | 871565107 | 3,066 | 182,917 | SH | SOLE | 182,917 | 0 | 0 | ||
| TASEKO MINES LTD | COM | 876511106 | 388 | 615,959 | SH | SOLE | 615,959 | 0 | 0 | ||
| TUTOR PERINI CORP | NOTE 2.875% 6/1 | 901109AD0 | 11,705 | 9,500,000 | PRN | SOLE | 9,500,000 | 0 | 0 | ||
| TUTOR PERINI CORP | COM | 901109108 | 341 | 20,400 | SH | SOLE | 20,400 | 0 | 0 | ||
| TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 13,296 | 10,500,000 | PRN | SOLE | 10,500,000 | 0 | 0 | ||
| UPLAND SOFTWARE INC | COM | 91544A109 | 1,650 | 35,586 | SH | SOLE | 35,586 | 0 | 0 | ||
| WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 1,119 | 60,406 | SH | SOLE | 60,406 | 0 | 0 | ||
| WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 2,247 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| WYNN RESORTS LTD | COM | 983134107 | 8,004 | 44,400 | SH | SOLE | 44,400 | 0 | 0 | ||
| YATRA ONLINE INC ORD | SHS | G98338109 | 221 | 54,112 | SH | SOLE | 54,112 | 0 | 0 | ||
| ZILLOW GROUP INC | NOTE 1.500% 7/0 | 98954MAC5 | 11,673 | 9,380,000 | SH | SOLE | 9,380,000 | 0 | 0 | ||
| ZILLOW INC | C STK | 98954M200 | 16,788 | 281,500 | PRN | SOLE | 281,500 | 0 | 0 | ||