The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 930 5,270 SH   DFND   930 0 0
8I ENTERPRISES ACQUISITIN CO SHS G2956M104 7,316 730,100 SH   DFND   7,316 0 0
ACAMAR PARTNERS ACQSITION CO CL A 004285102 759 76,000 SH   DFND   759 0 0
CHINA LODGING GROUP LTD NOTE 0.375%11/0 16949NAC3 2,235 2,000,000 SH   DFND   2,235 0 0
AGBA ACQUISITION LTD SHS G0120M109 2,929 290,002 SH   DFND   2,929 0 0
AIR PRODS & CHEMS INC COM 009158106 215 915 SH   DFND   215 0 0
ALBERTON ACQUISITION CORP ORD SHS G35006108 13,698 1,323,500 SH   DFND   13,698 0 0
ALLEGRO MERGER CORP COM 01749N103 11,245 1,100,300 SH   DFND   11,245 0 0
AMCI ACQUISITION CORP CLASS A 00165R101 2,406 237,705 SH   DFND   2,406 0 0
AMERICAN EXPRESS CO COM 025816109 656 5,270 SH   DFND   656 0 0
ANDINA ACQUISITION CORP III SHS G04415108 6,572 647,500 SH   DFND   6,572 0 0
APPLE INC COM 037833100 1,548 5,270 SH   DFND   1,548 0 0
ARYA SCIENCES ACQUISITION CO SHS CL A G3165V109 250 24,024 SH   DFND   250 0 0
B RILEY PRINCIPAL MERGER COR CL A 05586Y106 619 61,800 SH   DFND   619 0 0
BANK AMER CORP 7.25%CNV PFD L 060505682 5,584 3,854 SH   DFND   5,584 0 0
BECTON DICKINSON & CO PFD SHS CONV A 075887208 2,477 37,849 SH   DFND   2,477 0 0
BLACKSTONE MTG TR INC NOTE 4.375% 5/0 09257WAB6 494 469,000 SH   DFND   494 0 0
BOEING CO COM 097023105 1,717 5,270 SH   DFND   1,717 0 0
BROOGE HLDGS LTD SHS G1611B107 145 16,400 SH   DFND   145 0 0
CATERPILLAR INC DEL COM 149123101 778 5,270 SH   DFND   778 0 0
CF FIN ACQUISITION CORP COM CL A 12528N107 526 51,350 SH   DFND   526 0 0
CHARTER COMMUNICATIONS INC N CL A 16119P108 1,019 2,100 SH   DFND   1,019 0 0
CHEGG INC NOTE 0.250% 5/1 163092AB5 8,926 5,900,000 SH   DFND   8,926 0 0
CHEVRON CORP NEW COM 166764100 1,483 12,304 SH   DFND   1,483 0 0
CISCO SYS INC COM 17275R102 253 5,270 SH   DFND   253 0 0
COCA COLA CO COM 191216100 292 5,270 SH   DFND   292 0 0
COLONY STARWOOD HOMES NOTE 3.500% 1/1 19625XAB8 673 500,000 SH   DFND   673 0 0
CRESCENT ACQUISITION CORP COM CL A 22564L105 289 28,870 SH   DFND   289 0 0
CTRIP COM INTL LTD NOTE 1.000% 7/0 22943FAF7 1,969 2,000,000 SH   DFND   1,969 0 0
DD3 ACQUISITION CORP SHS G2692M103 3,092 302,500 SH   DFND   3,092 0 0
DEXCOM INC NOTE 0.750%12/0 252131AH0 1,999 1,348,000 SH   DFND   1,999 0 0
DOW INC COM 260557103 457 8,347 SH   DFND   457 0 0
ECOLAB INC COM 278865100 201 1,041 SH   DFND   201 0 0
EDTECHX HLDGS ACQUISITION CO COM 28138X103 2,430 236,567 SH   DFND   2,430 0 0
EURONET WORLDWIDE INC COM 298736109 3,072 19,500 SH   DFND   3,072 0 0
EXTRA SPACE STORAGE INC COM 30225T102 2,201 20,841 SH   DFND   2,201 0 0
EXXON MOBIL CORP COM 30231G102 1,299 18,620 SH   DFND   1,299 0 0
FELLAZO INC SHS G3362K112 5,182 520,400 SH   DFND   5,182 0 0
FINTECH ACQUISITION CORP III COM CL A 31811A101 554 54,792 SH   DFND   554 0 0
FORUM MERGER II CORP CL A 34986F103 2,126 208,231 SH   DFND   2,126 0 0
FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 935 746,000 SH   DFND   935 0 0
GALILEO ACQUISITION CORP SHS G3770A102 549 56,010 SH   DFND   549 0 0
GIGCAPITAL2 INC COM 375036100 397 39,932 SH   DFND   397 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 1,212 5,270 SH   DFND   1,212 0 0
GORDON POINTE ACQUISITION CO COM CLASS A 382788107 11,452 1,085,500 SH   DFND   11,452 0 0
GRAF INDL CORP COM 384278107 715 70,174 SH   DFND   715 0 0
GREENBRIER COS INC NOTE 2.875% 2/0 393657AK7 3,215 3,332,000 SH   DFND   3,215 0 0
GREENVISION ACQUISITION CORP COM 39678G103 2,949 300,000 SH   DFND   2,949 0 0
GX ACQUISITION CORP COM CL A 36251A107 1,119 112,500 SH   DFND   1,119 0 0
HANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0 41068XAB6 237 194,000 SH   DFND   237 0 0
HAYMAKER ACQUISITION CORP II COM CL A 42087L101 503 50,000 SH   DFND   503 0 0
HENNESSY CAP ACQUSTION CORP CL A COM 42589C104 175 17,273 SH   DFND   175 0 0
HL ACQUISITIONS CORP SHS G4603R106 6,200 600,200 SH   DFND   6,200 0 0
HOME DEPOT INC COM 437076102 1,151 5,270 SH   DFND   1,151 0 0
HORIZON PHARMA INVT LTD NOTE 2.500% 3/1 44052TAB7 6,635 5,000,000 SH   DFND   6,635 0 0
HUBSPOT INC NOTE 0.250% 6/0 443573AB6 6,235 3,600,000 SH   DFND   6,235 0 0
INSULET CORP NOTE 1.375%11/1 45784PAH4 5,858 3,082,000 SH   DFND   5,858 0 0
INSURANCE ACQUISITION CORP CL A 457867109 1,293 129,320 SH   DFND   1,293 0 0
INTEL CORP COM 458140100 315 5,270 SH   DFND   315 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 706 5,270 SH   DFND   706 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 10,651 50,075 SH   DFND   10,651 0 0
ISHARES TR U.S. REAL ES ETF 464287739 1,023 10,992 SH   DFND   1,023 0 0
JAZZ INVESTMENTS I LTD NOTE 1.875% 8/1 472145AB7 1,994 1,950,000 SH   DFND   1,994 0 0
JOHNSON & JOHNSON COM 478160104 769 5,270 SH   DFND   769 0 0
JPMORGAN CHASE & CO COM 46625H100 735 5,270 SH   DFND   735 0 0
KBL MERGER CORP IV COM 48242A104 4,490 421,943 SH   DFND   4,490 0 0
LANDCADIA HLDGS II INC CL A 51476X105 840 85,033 SH   DFND   840 0 0
LEGACY ACQUISITION CORP COM CL A 524643103 22,090 2,144,700 SH   DFND   22,090 0 0
LEISURE ACQUISITION CORP COM 52539T107 3,249 311,759 SH   DFND   3,249 0 0
LEO HOLDINGS CORP COM CL A G5463L105 14,834 1,434,602 SH   DFND   14,834 0 0
LF CAP ACQUISITION CORP CL A 50200K108 2,401 231,725 SH   DFND   2,401 0 0
LINDE PLC SHS G5494J103 475 2,229 SH   DFND   475 0 0
LONGEVITY ACQUISITION CORP ORD SHS G56372132 3,926 376,976 SH   DFND   3,926 0 0
MCDONALDS CORP COM 580135101 1,041 5,270 SH   DFND   1,041 0 0
MEGALITH FINL ACQUISITION CO CL A COM 58518F109 6,005 585,300 SH   DFND   6,005 0 0
MERCK & CO INC COM 58933Y105 479 5,270 SH   DFND   479 0 0
MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 21,487 10,000,000 SH   DFND   21,487 0 0
MICROSOFT CORP COM 594918104 831 5,270 SH   DFND   831 0 0
MOSAIC ACQUISITION CORP COM CL A 61946M100 10,227 994,407 SH   DFND   10,227 0 0
NETFIN ACQUISITION CORP SHS CL A G6455A107 2,158 216,896 SH   DFND   2,158 0 0
NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 5,729 3,742,000 SH   DFND   5,729 0 0
NEW PROVIDENCE ACQUISITIN CO COM CL A 64822P106 3,041 308,150 SH   DFND   3,041 0 0
NIKE INC CL B 654106103 534 5,270 SH   DFND   534 0 0
NIO INC SPON ADS 62914V106 2,010 500,100 SH   DFND   2,010 0 0
NIO INC SPON ADS 62914V106 60 500,100 SH Put DFND   60 0 0
NOBLE ENERGY INC COM 655044105 310 12,472 SH   DFND   310 0 0
NUANCE COMMUNICATIONS INC DBCV 1.000%12/1 67020YAK6 3,826 3,812,000 SH   DFND   3,826 0 0
NUTANIX INC NOTE 1/1 67059NAB4 1,733 1,750,000 SH   DFND   1,733 0 0
NUVASIVE INC NOTE 2.250% 3/1 670704AG0 4,659 3,500,000 SH   DFND   4,659 0 0
OKTA INC NOTE 0.250% 2/1 679295AB1 12,124 5,000,000 SH   DFND   12,124 0 0
ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 12,346 9,064,000 SH   DFND   12,346 0 0
OPES ACQUISITION CORP COM 68373P100 12,394 1,177,000 SH   DFND   12,394 0 0
ORISUN ACQUISITION CORP COM 68632T109 1,829 183,810 SH   DFND   1,829 0 0
OSPREY TECHNLGY AQUISTION CO COM CL A 68839R104 352 36,100 SH   DFND   352 0 0
PALO ALTO NETWORKS INC COM 697435105 694 3,000 SH   DFND   694 0 0
PFIZER INC COM 717081103 206 5,270 SH   DFND   206 0 0
PROCTER & GAMBLE CO COM 742718109 658 5,270 SH   DFND   658 0 0
PROFICIENT ALPHA ACQUSTN COR COM 74317H105 11,981 1,191,000 SH   DFND   11,981 0 0
PROOFPOINT INC COM 743424103 1,481 12,900 SH   DFND   1,481 0 0
PURE ACQUISITION CORP CL A 74621Q106 21,799 2,102,086 SH   DFND   21,799 0 0
Q2 HLDGS INC COM 74736L109 973 12,000 SH   DFND   973 0 0
REPLAY ACQUISITION CORP COM G75130107 9,294 926,600 SH   DFND   9,294 0 0
SC HEALTH CORP COM CL A G78516203 4,244 426,974 SH   DFND   4,244 0 0
SCHULTZE SPL PURP ACQUSTN CO COM 80821R109 3,121 308,697 SH   DFND   3,121 0 0
SCORPIO TANKERS INC NOTE 3.000% 5/1 80918TAB5 9,211 7,500,000 SH   DFND   9,211 0 0
SEA LTD SPONSORED ADS 81141R100 463 11,500 SH   DFND   463 0 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 14,172 113,000 SH   DFND   14,172 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 775 12,000 SH   DFND   775 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 12,834 126,000 SH   DFND   12,834 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 277 9,000 SH   DFND   277 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 7,658 94,000 SH   DFND   7,658 0 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 11,367 124,000 SH   DFND   11,367 0 0
SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 2,842 53,000 SH   DFND   2,842 0 0
SILVER SPIKE ACQUISITION COR CL A SHS G8136L106 10,777 1,087,500 SH   DFND   10,777 0 0
SILVER STD RES INC NOTE 2.875% 2/0 82823LAC0 2,005 2,000,000 SH   DFND   2,005 0 0
SOUTH MTN MERGER CORP COM CL A 838884104 4,096 415,000 SH   DFND   4,096 0 0
SPARTAN ENERGY ACQUISITON CO CL A COM STK 846784106 5,559 546,670 SH   DFND   5,559 0 0
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 79,321 278,108 SH   DFND   79,321 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1,384,554 4,299,431 SH   DFND   1,384,554 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 102 4,299,431 SH Put DFND   102 0 0
SPLUNK INC NOTE 0.500% 9/1 848637AC8 2,404 2,000,000 SH   DFND   2,404 0 0
SWITCHBACK ENERGY ACQUISITIO COM CL A 87105M102 1,626 165,900 SH   DFND   1,626 0 0
TENZING ACQUISITION CORP ORD SHS G8708A116 6,674 638,044 SH   DFND   6,674 0 0
TERADYNE INC NOTE 1.250%12/1 880770AG7 46 21,000 SH   DFND   46 0 0
TESLA INC NOTE 2.000% 5/1 88160RAG6 12,186 8,071,000 SH   DFND   12,186 0 0
TESLA INC NOTE 1.250% 3/0 88160RAC5 2,545 1,996,000 SH   DFND   2,545 0 0
TRAVELERS COMPANIES INC COM 89417E109 722 5,270 SH   DFND   722 0 0
TKK SYMPHONY ACQUISITION COR ORD SHS G88950103 7,301 715,123 SH   DFND   7,301 0 0
TORTOISE ACQUISITION CORP CL A 89154L100 187 18,700 SH   DFND   187 0 0
TOTTENHAM ACQUISITION I LTD SHS G8959N106 4,898 467,159 SH   DFND   4,898 0 0
TUSCAN HOLDINGS CORP COM 90069K104 3,117 313,000 SH   DFND   3,117 0 0
TUSCAN HLDGS CORP II COM 90070A103 1,926 195,290 SH   DFND   1,926 0 0
TWILIO INC NOTE 0.250% 6/0 90138FAB8 3,817 2,500,000 SH   DFND   3,817 0 0
UNION ACQUISITION CORP II SHS G9402Q100 2,709 275,000 SH   DFND   2,709 0 0
UNITED TECHNOLOGIES CORP COM 913017109 789 5,270 SH   DFND   789 0 0
UNITEDHEALTH GROUP INC COM 91324P102 1,549 5,270 SH   DFND   1,549 0 0
AMPLITUDE HLTHCRE AQUSTIN CO UNIT 12/01/2026 03212A204 1,023 101,598 SH   DFND   1,023 0 0
COLLIER CREEK HOLDINGS UNIT 99/99/9999 G22707122 215 20,000 SH   DFND   215 0 0
DTE ENERGY CO UNIT 11/01/2022S 233331842 1,538 30,000 SH   DFND   1,538 0 0
FELLAZO INC UNIT 99/99/9999 G3362K104 468 46,311 SH   DFND   468 0 0
JUNIPER INDL HLDGS INC UNIT 11/13/2026 48205G205 1,511 148,179 SH   DFND   1,511 0 0
NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 6,744 132,146 SH   DFND   6,744 0 0
OSPREY TECHNLGY AQUISTION CO UNIT 10/30/2024 68839R401 810 79,600 SH   DFND   810 0 0
SOUTHERN CO UNIT 08/01/2022 842587602 2,681 50,000 SH   DFND   2,681 0 0
VANECK VECTORS ETF TRUST JR GOLD MINERS E 92189F791 1,690 40,000 SH   DFND   1,690 0 0
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3,062 33,000 SH   DFND   3,062 0 0
VECTOIQ ACQUISITION CORP COM 92243N103 1,281 124,166 SH   DFND   1,281 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 324 5,270 SH   DFND   324 0 0
VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 1,800 1,400,000 SH   DFND   1,800 0 0
VISA INC COM CL A 92826C839 990 5,270 SH   DFND   990 0 0
WALGREENS BOOTS ALLIANCE INC COM 931427108 311 5,270 SH   DFND   311 0 0
WALMART INC COM 931142103 626 5,270 SH   DFND   626 0 0
DISNEY WALT CO COM DISNEY 254687106 762 5,270 SH   DFND   762 0 0
WAYFAIR INC NOTE 0.375% 9/0 94419LAB7 1,531 1,408,000 SH   DFND   1,531 0 0
WEALTHBRIDGE ACQUISITION LTD SHS G4887W110 6,656 656,400 SH   DFND   6,656 0 0
WORKDAY INC NOTE 0.250%10/0 98138HAF8 3,187 2,500,000 SH   DFND   3,187 0 0
FELLAZO INC *W EXP 05/15/202 G3362K120 2 50,000 SH   DFND   2 0 0
LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 17 30,785 SH   DFND   17 0 0
ORISUN ACQUISITION CORP *W EXP 05/31/202 68632T117 3 49,012 SH   DFND   3 0 0
PURE ACQUISITION CORP *W EXP 04/17/202 74621Q114 1,135 1,151,345 SH   DFND   1,135 0 0
TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 10 99,800 SH   DFND   10 0 0
ZENDESK INC NOTE 0.250% 3/1 98936JAB7 7,878 5,768,000 SH   DFND   7,878 0 0