The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADAPTIMMUNE THERAPEUTICS PLC | ADR | 00653A107 | 18,999 | 15,832,611 | SH | DFND | 15,832,611 | 0 | 0 | ||
| AFFIMED NV | COM | N01045108 | 16,787 | 6,126,488 | SH | DFND | 6,126,488 | 0 | 0 | ||
| AKARI THERAPEUTICS PLC | ADR | 00972G108 | 791 | 452,167 | SH | DFND | 452,167 | 0 | 0 | ||
| ALLAKOS INC | COM | 01671P100 | 216,294 | 2,268,188 | SH | DFND | 2,268,188 | 0 | 0 | ||
| ARDELYX INC | COM | 039697107 | 121,013 | 16,135,047 | SH | DFND | 16,135,047 | 0 | 0 | ||
| AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 104,799 | 5,172,683 | SH | DFND | 5,172,683 | 0 | 0 | ||
| AVEO PHARMACEUTICALS INC | COM | 053588109 | 15,760 | 25,243,865 | SH | DFND | 25,243,865 | 0 | 0 | ||
| BLOOM ENERGY CORP | COM CL A | 093712107 | 9,960 | 1,333,333 | SH | DFND | 1,333,333 | 0 | 0 | ||
| CHAMPIONS ONCOLOGY INC | COM NEW | 15870P307 | 13,016 | 1,562,500 | SH | DFND | 1,562,500 | 0 | 0 | ||
| CLOUDFLARE INC | CL A COM | 18915M107 | 71,242 | 4,059,376 | SH | DFND | 4,059,376 | 0 | 0 | ||
| CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 127,322 | 2,090,678 | SH | DFND | 2,090,678 | 0 | 0 | ||
| CTI BIOPHARMA CORP | COM NEW | 12648L601 | 5,825 | 3,750,000 | SH | DFND | 3,750,000 | 0 | 0 | ||
| DASAN ZHONE SOLUTIONS INC | COM NEW | 23305L206 | 8,472 | 956,255 | SH | DFND | 956,255 | 0 | 0 | ||
| DERMIRA INC | COM | 24983L104 | 53,161 | 3,506,649 | SH | DFND | 3,506,649 | 0 | 0 | ||
| ENDOLOGIX INC | COM | 29266S106 | 393 | 249,021 | SH | DFND | 249,021 | 0 | 0 | ||
| EPIZYME INC | COM | 29428V104 | 107,687 | 4,377,518 | SH | DFND | 4,377,518 | 0 | 0 | ||
| ERYTECH PHARMA SA | ADR | 29604W108 | 4,606 | 625,000 | SH | DFND | 625,000 | 0 | 0 | ||
| GALERA THERAPEUTICS INC | COM | 36338D108 | 57,417 | 4,362,986 | SH | DFND | 4,362,986 | 0 | 0 | ||
| GENOCEA BIOSCIENCES INC | COM | 372427104 | 14,957 | 7,225,676 | SH | DFND | 7,225,676 | 0 | 0 | ||
| GLYCOMIMETICS INC | COM | 38000Q102 | 48,081 | 9,089,041 | SH | DFND | 9,089,041 | 0 | 0 | ||
| LEXICON PHARMACEUTICALS INC | COM NEW | 528872302 | 9,886 | 2,382,286 | SH | DFND | 2,382,286 | 0 | 0 | ||
| LIQUIDIA TECHNOLOGIES INC | COM | 53635D202 | 10,640 | 2,486,062 | SH | DFND | 2,486,062 | 0 | 0 | ||
| MARKER THERAPEUTICS INC | COM | 57055L107 | 14,400 | 5,000,000 | SH | DFND | 5,000,000 | 0 | 0 | ||
| MEI PHARMA INC | COM NEW | 55279B202 | 21,162 | 8,533,072 | SH | DFND | 8,533,072 | 0 | 0 | ||
| MERSANA THERAPEUTICS INC | COM | 59045L106 | 68,552 | 11,963,649 | SH | DFND | 11,963,649 | 0 | 0 | ||
| MILLENDO THERAPEUTICS INC | COM | 60040X103 | 11,908 | 1,766,779 | SH | DFND | 1,766,779 | 0 | 0 | ||
| MIRUM PHARMACEUTICALS INC | COM | 604749101 | 102,685 | 4,187,801 | SH | DFND | 4,187,801 | 0 | 0 | ||
| OBSEVA SA | COM | H5861P103 | 17,521 | 4,586,563 | SH | DFND | 4,586,563 | 0 | 0 | ||
| OYSTER POINT PHARMA INC | COM | 69242L106 | 144,814 | 5,925,287 | SH | DFND | 5,925,287 | 0 | 0 | ||
| PHASEBIO PHARMACEUTICALS INC | COM | 717224109 | 40,593 | 6,643,704 | SH | DFND | 6,643,704 | 0 | 0 | ||
| RA PHARMACEUTICALS INC | COM | 74933V108 | 288,094 | 6,138,797 | SH | DFND | 6,138,797 | 0 | 0 | ||
| REGULUS THERAPEUTICS INC | COM NEW | 75915K200 | 1,827 | 2,052,455 | SH | DFND | 2,052,455 | 0 | 0 | ||
| RHYTHM PHARMACEUTICALS INC | COM | 76243J105 | 112,787 | 4,912,306 | SH | DFND | 4,912,306 | 0 | 0 | ||
| RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 6,940 | 3,243,150 | SH | DFND | 3,243,150 | 0 | 0 | ||
| SENSEONICS HOLDINGS INC | COM | 81727U105 | 28,417 | 30,888,266 | SH | DFND | 30,888,266 | 0 | 0 | ||
| SPROUT SOCIAL INC | COM CL A | 85209W109 | 145,190 | 9,046,080 | SH | DFND | 9,046,080 | 0 | 0 | ||
| STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 8,665 | 4,141,308 | SH | DFND | 4,141,308 | 0 | 0 | ||
| SUNESIS PHARMACEUTICALS INC | COM PAR | 867328700 | 438 | 1,298,274 | SH | DFND | 1,298,274 | 0 | 0 | ||
| SURFACE ONCOLOGY INC | COM | 86877M209 | 6,232 | 3,315,149 | SH | DFND | 3,315,149 | 0 | 0 | ||
| SYNLOGIC INC | COM | 87166L100 | 10,912 | 4,229,410 | SH | DFND | 4,229,410 | 0 | 0 | ||
| TRACON PHARMACEUTICALS INC | COM | 89237H100 | 811 | 346,718 | SH | DFND | 346,718 | 0 | 0 | ||
| TREVENA INC | COM | 89532E109 | 3,205 | 3,811,691 | SH | DFND | 3,811,691 | 0 | 0 | ||
| TREVI THERAPEUTICS INC | COM | 89532M101 | 16,655 | 4,441,360 | SH | DFND | 4,441,360 | 0 | 0 | ||
| TRILLIUM THERAPEUTICS INC | COM NEW | 89620X506 | 2,163 | 2,100,000 | SH | DFND | 2,100,000 | 0 | 0 | ||
| VERONA PHARMA PLC | ADS | 925050106 | 7,013 | 1,219,674 | SH | DFND | 1,219,674 | 0 | 0 | ||
| XENON PHARMACEUTICALS INC | COM | 98420N105 | 13,007 | 992,107 | SH | DFND | 992,107 | 0 | 0 | ||
| X4 PHARMACEUTICALS INC | COM | 98420X103 | 3,567 | 333,333 | SH | DFND | 333,333 | 0 | 0 | ||