SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
LIV Capital Acquisition Sponsor, L.P.

(Last) (First) (Middle)
C/O LIV CAPITAL TORRE VIRREYES PEDREGAL
NO. 24, PISO 6-601 COL. MOLINO DEL REY

(Street)
CDMX O5 CP 11040

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/10/2019
3. Issuer Name and Ticker or Trading Symbol
LIV Capital Acquisition Corp. [ LIVK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Ordinary Shares (1) (1) Class B Ordinary Shares 1,725,000(2) (1) D(3)
1. Name and Address of Reporting Person*
LIV Capital Acquisition Sponsor, L.P.

(Last) (First) (Middle)
C/O LIV CAPITAL TORRE VIRREYES PEDREGAL
NO. 24, PISO 6-601 COL. MOLINO DEL REY

(Street)
CDMX O5 CP 11040

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
LIV GP Master, S.A.P.I. de C.V.

(Last) (First) (Middle)
C/O LIV CAPITAL TORRE VIRREYES PEDREGAL
NO. 24, PISO 6-601 COL. MOLINO DEL REY

(Street)
CDMX O5 CP 11040

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. As described in the issuer's registration statement on Form S-1 (File No. 333-234799) under the heading "Description of Securities - Founders Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares on the first day following the completion of the issuer's initial business combination on a one-for-one basis, subject to adjustment in accordance with certain anti-dilution rights and have no expiration date.
2. These shares represent Class B ordinary shares held by LIV Capital Acquisition Sponsor, L.P., acquired pursuant to a subscription agreement by and between LIV Capital Acquisition Sponsor, L.P. and the issuer. The Class B ordinary shares owned by LIV Capital Acquisition Sponsor, L.P. includes up to 225,000 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.
3. These shares are owned directly by LIV Capital Acquisition Sponsor, L.P. LIV GP Master, S.A.P.I. de C.V. is the sole general partner of LIV Capital Acquisition Sponsor, L.P.
Remarks:
Exhibit List - Exhibit 24.1 - Power of Attorney
/s/ Mariana Romero, as attorney-in-fact for LIV Capital Acquisition Sponsor, L.P. and LIV GP Master, S.A.P.I. de C.V. 12/10/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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