The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| BOOKING HOLDINGS INC | COM | 09857L108 | 13,465 | 6,861 | SH | SOLE | 6,861 | 0 | 0 | ||
| ALLOGENE THERAPEUTICS INC | COM | 019770106 | 24,698 | 906,194 | SH | SOLE | 906,194 | 0 | 0 | ||
| COSTAR GROUP INC | COM | 22160N109 | 63,233 | 106,597 | SH | SOLE | 106,597 | 0 | 0 | ||
| ENTERA BIO LTD | SHS | M40527109 | 481 | 193,190 | SH | SOLE | 193,190 | 0 | 0 | ||
| FACEBOOK INC-CLASS A | CL A | 30303M102 | 11,852 | 66,553 | SH | SOLE | 66,553 | 0 | 0 | ||
| GRITSTONE ONCOLOGY INC | COM | 39868T105 | 206 | 23,902 | SH | SOLE | 23,902 | 0 | 0 | ||
| GOOSEHEAD INSURANCE INC -A | COM CL A | 38267D109 | 7,209 | 146,078 | SH | SOLE | 146,078 | 0 | 0 | ||
| GUIDEWIRE SOFTWARE INC | COM | 40171V100 | 9,565 | 90,768 | SH | SOLE | 90,768 | 0 | 0 | ||
| MAGNOLIA OIL & GAS CORP - A | CL A | 559663109 | 9,963 | 897,534 | SH | SOLE | 897,534 | 0 | 0 | ||
| NANTKWEST INC | COM | 63016Q102 | 600 | 492,000 | SH | SOLE | 492,000 | 0 | 0 | ||
| PAGSEGURO DIGITAL LTD-CL A | COM CL A | G68707101 | 4,258 | 91,950 | SH | SOLE | 91,950 | 0 | 0 | ||
| PLAYA HOTELS & RESORTS NV | SHS | N70544106 | 2,349 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| SABINE ROYALTY TRUST | UNIT BEN INT | 785688102 | 14,474 | 335,564 | SH | SOLE | 335,564 | 0 | 0 | ||
| UROGEN PHARMA LTD | COM | M96088105 | 12,705 | 533,139 | SH | SOLE | 533,139 | 0 | 0 | ||
| SLACK TECHNOLOGIES INC- CL A | COM CL A | 83088V102 | 3,241 | 136,558 | SH | SOLE | 136,558 | 0 | 0 | ||
| ISHARES TR | CALL | 464287904 | 182 | 111,800 | SH | Call | DFND | 111,800 | 0 | 0 | |
| ISHARES INC | CALL | 464286900 | 72 | 80,400 | SH | Call | DFND | 80,400 | 0 | 0 | |
| ISHARES INC | PUT | 464286955 | 100 | 92,000 | SH | Put | DFND | 92,000 | 0 | 0 | |
| NANTHEALTH INC | COM | 630104107 | 59 | 81,870 | SH | DFND | 81,870 | 0 | 0 | ||
| UROGEN PHARMA LTD | COM | M96088105 | 12,461 | 522,923 | SH | DFND | 522,923 | 0 | 0 | ||
| GW PHARMACEUTICALS PLC | ADS | 36197T103 | 805 | 7,000 | SH | DFND | 7,000 | 0 | 0 | ||
| NUCANA PLC | SPONSORED ADR | 67022C106 | 3,819 | 527,487 | SH | DFND | 527,487 | 0 | 0 | ||
| OPTINOSE INC | COM | 68404V100 | 3,628 | 518,250 | SH | DFND | 518,250 | 0 | 0 | ||
| UROVANT SCIENCES LTD | SHS | G9381B108 | 2,083 | 219,975 | SH | DFND | 219,975 | 0 | 0 | ||
| ISHARES TR | IBOXX INV CP ETF | 464287242 | 9,341 | 73,666 | SH | DFND | 73,666 | 0 | 0 | ||
| ISHARES TR | JPMORGAN USD EMG | 464288281 | 8,625 | 76,632 | SH | DFND | 76,632 | 0 | 0 | ||
| VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 3,104 | 34,977 | SH | DFND | 34,977 | 0 | 0 | ||
| ISHARES TR | 20 YR TR BD ETF | 464287432 | 3,072 | 21,544 | SH | DFND | 21,544 | 0 | 0 | ||
| CAMECO CORP | COM | 13321L108 | 4,750 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
| ISHARES TR | NATIONAL MUN ETF | 464288414 | 5,005 | 44,041 | SH | DFND | 44,041 | 0 | 0 | ||