The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADT INC | COM | 00090Q103 | 3,958,317 | 631,310,605 | SH | DFND | 2 | 0 | 631,310,604 | 0 | |
ADVANCED EMISSIONS SOLUTS IN | COM | 00770C101 | 16,318 | 1,099,575 | SH | DFND | 1 | 0 | 1,099,575 | 0 | |
ANTERO RES CORP | COM | 03674X106 | 252 | 83,401 | SH | DFND | 1 | 0 | 83,401 | 0 | |
APEX TECHNOLOGY ACQUISITN CO | UNIT 06/11/2026 | 03768F201 | 5,095 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 42,137 | 2,198,079 | SH | DFND | 1 | 0 | 2,198,079 | 0 | |
APOLLO INVT CORP | COM NEW | 03761U502 | 47,233 | 2,935,579 | SH | DFND | 1 | 0 | 2,935,579 | 0 | |
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 1,561 | 105,236 | SH | DFND | 1 | 0 | 105,236 | 0 | |
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 79 | 5,236 | SH | DFND | 1 | 0 | 5,236 | 0 | |
ARES CAP CORP | COM | 04010L103 | 6,772 | 363,400 | SH | Put | DFND | 1 | 0 | 363,400 | 0 |
AT HOME GROUP INC | COM | 04650Y100 | 3,848 | 400,000 | SH | DFND | 1 | 0 | 400,000 | 0 | |
AT HOME GROUP INC | COM | 04650Y100 | 4,810 | 500,000 | SH | Call | DFND | 1 | 0 | 500,000 | 0 |
AVAYA HLDGS CORP | COM | 05351X101 | 3,286 | 321,260 | SH | DFND | 1 | 0 | 321,260 | 0 | |
BK TECHNOLOGIES CORPORATION | COM | 05587G104 | 635 | 188,971 | SH | DFND | 1 | 0 | 188,971 | 0 | |
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 5,177 | 126,000 | SH | DFND | 1 | 0 | 126,000 | 0 | |
CHURCHILL CAP CORP II | UNIT 99/99/9999 | 17143G205 | 23,216 | 2,208,900 | SH | DFND | 1 | 0 | 2,208,900 | 0 | |
CLEARWAY ENERGY INC | CL A | 18539C105 | 55,017 | 3,172,846 | SH | DFND | 1 | 0 | 3,172,846 | 0 | |
CLEARWAY ENERGY INC | CL C | 18539C204 | 62,462 | 3,422,587 | SH | DFND | 1 | 0 | 3,422,587 | 0 | |
COLLIER CREEK HOLDINGS | UNIT 99/99/9999 | G22707122 | 9,095 | 850,000 | SH | DFND | 1 | 0 | 850,000 | 0 | |
CONYERS PK II ACQUISITION CO | UNIT 99/99/9999 | 212896203 | 1,598 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
DIAMOND EAGLE ACQUISITION CO | UNIT 06/30/2026 | 25258L208 | 5,085 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
EDISON INTL | COM | 281020107 | 47,138 | 625,000 | SH | Put | DFND | 1 | 0 | 625,000 | 0 |
ENBRIDGE INC | COM | 29250N105 | 4,534 | 129,250 | SH | DFND | 1 | 0 | 129,250 | 0 | |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 4,827 | 369,000 | SH | DFND | 1 | 0 | 369,000 | 0 | |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 19,620 | 1,500,000 | SH | Call | DFND | 1 | 0 | 1,500,000 | 0 |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 3,573 | 125,000 | SH | DFND | 1 | 0 | 125,000 | 0 | |
EQM MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 26885B100 | 2,616 | 80,000 | SH | DFND | 1 | 0 | 80,000 | 0 | |
EXELA TECHNOLOGIES INC | COM | 30162V102 | 33,804 | 28,647,136 | SH | DFND | 2 | 0 | 28,647,136 | 0 | |
GANNETT CO INC | NOTE 4.750% 4/1 | 36473HAB0 | 67,543 | 62,300,000 | PRN | DFND | 1 | 0 | 62,300,000 | 0 | |
GENCO SHIPPING & TRADING LTD | SHS | Y2685T131 | 49,825 | 5,415,805 | SH | DFND | 1 | 0 | 5,415,805 | 0 | |
GORES HOLDINGS III INC | UNIT 09/07/2024 | 38286G208 | 5,275 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
GORES METROPOULOS INC | UNIT 99/99/9999 | 382872208 | 15,900 | 1,500,000 | SH | DFND | 1 | 0 | 1,500,000 | 0 | |
HAYMAKER ACQUISITION CORP II | UNIT 10/31/2026 | 42087L200 | 5,165 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 140,518 | 1,612,000 | SH | Put | DFND | 1 | 0 | 1,612,000 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 22,625 | 149,500 | SH | Put | DFND | 1 | 0 | 149,500 | 0 |
LANDCADIA HLDGS II INC | UNIT 05/09/2026 | 51476X204 | 12,625 | 1,250,000 | SH | DFND | 1 | 0 | 1,250,000 | 0 | |
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 7,256 | 305,000 | SH | DFND | 1 | 0 | 305,000 | 0 | |
MPLX LP | COM UNIT REP LTD | 55336V100 | 6,764 | 241,474 | SH | DFND | 1 | 0 | 241,474 | 0 | |
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 5,270 | 494,835 | SH | DFND | 1 | 0 | 494,835 | 0 | |
NORDSTROM INC | COM | 655664100 | 10,101 | 300,000 | SH | DFND | 1 | 0 | 300,000 | 0 | |
NRG ENERGY INC | COM NEW | 629377508 | 39,600 | 1,000,000 | SH | Put | DFND | 1 | 0 | 1,000,000 | 0 |
ONEMAIN HLDGS INC | COM | 68268W103 | 1,598,585 | 43,581,932 | SH | DFND | 1,2 | 0 | 43,581,932 | 0 | |
PATTERN ENERGY GROUP INC | NOTE 4.000% 7/1 | 70338PAB6 | 53,212 | 50,715,000 | PRN | DFND | 1 | 0 | 50,715,000 | 0 | |
PLAYAGS INC | COM | 72814N104 | 84,379 | 8,208,076 | SH | DFND | 2 | 0 | 8,208,076 | 0 | |
PRESIDIO INC | COM | 74102M103 | 593,613 | 35,125,000 | SH | DFND | 2 | 0 | 35,125,000 | 0 | |
REGALWOOD GLOBAL ENERGY LTD | UNIT 99/99/9999 | G74760110 | 7,752 | 739,726 | SH | DFND | 1 | 0 | 739,726 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 975 | 1,740,032 | SH | DFND | 1 | 0 | 1,740,032 | 0 | |
SPARTAN ENERGY ACQUISITON CO | *W EXP 08/27/202 | 846784122 | 5,616 | 9,360,000 | SH | DFND | 3 | 0 | 9,360,000 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 58,464 | 197,000 | SH | Put | DFND | 1 | 0 | 197,000 | 0 |
SPDR SERIES TRUST | BLOMBERG BRC INV | 78468R200 | 151,978 | 4,940,758 | SH | DFND | 1 | 0 | 4,940,758 | 0 | |
SPDR SERIES TRUST | PORTFOLIO SHORT | 78464A474 | 24,608 | 800,000 | SH | DFND | 1 | 0 | 800,000 | 0 | |
TALOS ENERGY INC | COM | 87484T108 | 390,162 | 19,191,451 | SH | DFND | 2,3 | 0 | 19,191,451 | 0 | |
TC ENERGY CORP | COM | 87807B107 | 7,924 | 153,000 | SH | DFND | 1 | 0 | 153,000 | 0 | |
TENNECO INC | CL A VTG COM STK | 880349105 | 15,024 | 1,200,000 | SH | Call | DFND | 1 | 0 | 1,200,000 | 0 |
TESLA INC | NOTE 2.000% 5/1 | 88160RAG6 | 10,212 | 10,000,000 | PRN | DFND | 1 | 0 | 10,000,000 | 0 | |
TEVA PHARMACEUTICAL FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | 5,923 | 6,500,000 | PRN | DFND | 1 | 0 | 6,500,000 | 0 | |
TWIN RIV WORLDWIDE HLDGS INC | COM | 90171V204 | 39,771 | 1,742,038 | SH | DFND | 1 | 0 | 1,742,038 | 0 | |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 29,783 | 250,000 | SH | Put | DFND | 1 | 0 | 250,000 | 0 |
VEDANTA LTD | SPONSORED ADR | 92242Y100 | 2,387 | 275,000 | SH | DFND | 1 | 0 | 275,000 | 0 | |
VICI PPTYS INC | COM | 925652109 | 87,344 | 3,856,255 | SH | DFND | 1 | 0 | 3,856,255 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 368,654 | 13,791,762 | SH | DFND | 1,2,3 | 0 | 13,791,762 | 0 | |
WAYFAIR INC | NOTE 0.375% 9/0 | 94419LAB7 | 12,389 | 10,000,000 | PRN | DFND | 1 | 0 | 10,000,000 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 7,201 | 299,280 | SH | DFND | 1 | 0 | 299,280 | 0 |