The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
NEBULA ACQUISITION CORP | *W EXP 03/12/202 | 629076118 | 292 | 333,333 | SH | SOLE | 333,333 | 0 | 0 | ||
ZIONS BANCORPORATION N A | *W EXP 05/21/202 | 989701115 | 16,433 | 1,376,859 | SH | SOLE | 1,376,859 | 0 | 0 | ||
FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 1,195 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | *W EXP 06/12/202 | 36255F110 | 710 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
SENTINEL ENERGY SVCS INC | *W EXP 11/02/202 | 81728P113 | 81 | 233,333 | SH | SOLE | 233,333 | 0 | 0 | ||
FORTIVE CORP | 5% PFD CNV SER A | 34959J207 | 18,601 | 20,633 | SH | DFND | 1 | 0 | 20,633 | 0 | |
SEMPRA ENERGY | 6% PFD CONV A | 816851406 | 38,854 | 328,517 | SH | DFND | 1 | 0 | 328,517 | 0 | |
AVANTOR INC | 6.25 PFD CNV SR | 05352A209 | 5,346 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
CROWN CASTLE INTL CORP NEW | 6.875% CON PFD A | 22822V309 | 40,597 | 32,100 | SH | DFND | 1 | 0 | 32,100 | 0 | |
QUDIAN INC | ADR | 747798106 | 13,811 | 2,004,500 | SH | Put | SOLE | 2,004,500 | 0 | 0 | |
MOMO INC | ADR | 60879B107 | 56,727 | 1,831,100 | SH | Put | SOLE | 1,831,100 | 0 | 0 | |
UXIN LTD | ADS | 91818X108 | 720 | 293,900 | SH | DFND | 1 | 0 | 293,900 | 0 | |
UXIN LTD | ADS | 91818X108 | 720 | 293,900 | SH | Put | DFND | 1 | 0 | 293,900 | 0 |
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 33,741 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 173,290 | 141,908 | SH | SOLE | 141,908 | 0 | 0 | ||
ALTICE USA INC | CL A | 02156K103 | 3,825 | 133,375 | SH | SOLE | 133,375 | 0 | 0 | ||
CARVANA CO | CL A | 146869102 | 5,273 | 79,900 | SH | DFND | 1 | 0 | 79,900 | 0 | |
CARVANA CO | CL A | 146869102 | 5,273 | 79,900 | SH | Put | DFND | 1 | 0 | 79,900 | 0 |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 167,043 | 405,326 | SH | SOLE | 405,326 | 0 | 0 | ||
GREENSKY INC | CL A | 39572G100 | 1,164 | 170,000 | SH | DFND | 1 | 0 | 170,000 | 0 | |
GREENSKY INC | CL A | 39572G100 | 1,165 | 170,200 | SH | Put | DFND | 1 | 0 | 170,200 | 0 |
FASTLY INC | CL A | 31188V100 | 2,294 | 95,600 | SH | DFND | 1 | 0 | 95,600 | 0 | |
FASTLY INC | CL A | 31188V100 | 2,342 | 97,600 | SH | Put | DFND | 1 | 0 | 97,600 | 0 |
GAMESTOP CORP NEW | CL A | 36467W109 | 2,481 | 449,500 | SH | DFND | 1 | 0 | 449,500 | 0 | |
GAMESTOP CORP NEW | CL A | 36467W109 | 2,482 | 449,600 | SH | Put | DFND | 1 | 0 | 449,600 | 0 |
FACEBOOK INC | CL A | 30303M102 | 130,257 | 731,454 | SH | SOLE | 731,454 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 106,848 | 600,000 | SH | Call | SOLE | 600,000 | 0 | 0 | |
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 10,537 | 180,700 | SH | DFND | 1 | 0 | 180,700 | 0 | |
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 2,332 | 40,000 | SH | Call | DFND | 1 | 0 | 40,000 | 0 |
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 10,659 | 182,800 | SH | Put | DFND | 1 | 0 | 182,800 | 0 |
DILLARDS INC | CL A | 254067101 | 6,677 | 101,000 | SH | DFND | 1 | 0 | 101,000 | 0 | |
DILLARDS INC | CL A | 254067101 | 3,306 | 50,000 | SH | Call | DFND | 1 | 0 | 50,000 | 0 |
DILLARDS INC | CL A | 254067101 | 7,788 | 117,800 | SH | Put | DFND | 1 | 0 | 117,800 | 0 |
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 9,091 | 119,300 | SH | DFND | 1 | 0 | 119,300 | 0 | |
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 914 | 12,000 | SH | Call | DFND | 1 | 0 | 12,000 | 0 |
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 4,641 | 60,900 | SH | Put | DFND | 1 | 0 | 60,900 | 0 |
REVOLVE GROUP INC | CL A | 76156B107 | 1,655 | 70,800 | SH | DFND | 1 | 0 | 70,800 | 0 | |
REVOLVE GROUP INC | CL A | 76156B107 | 1,655 | 70,800 | SH | Put | DFND | 1 | 0 | 70,800 | 0 |
SENTINEL ENERGY SVCS INC | CL A | 81728P105 | 7,196 | 699,999 | SH | SOLE | 699,999 | 0 | 0 | ||
SNAP INC | CL A | 83304A106 | 3,801 | 240,600 | SH | DFND | 1 | 0 | 240,600 | 0 | |
SNAP INC | CL A | 83304A106 | 3,801 | 240,600 | SH | Put | DFND | 1 | 0 | 240,600 | 0 |
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 8,103 | 757,286 | SH | SOLE | 757,286 | 0 | 0 | ||
NEW YORK TIMES CO | CL A | 650111107 | 164,437 | 5,773,759 | SH | SOLE | 5,773,759 | 0 | 0 | ||
MASTERCARD INC | CL A | 57636Q104 | 236,400 | 870,493 | SH | SOLE | 870,493 | 0 | 0 | ||
PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 7,530 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
DATADOG INC | CL A COM | 23804L103 | 1,593 | 46,969 | SH | SOLE | 46,969 | 0 | 0 | ||
CLOUDFLARE INC | CL A COM | 18915M107 | 2,786 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
BLUE APRON HLDGS INC | CL A NEW | 09523Q200 | 298 | 35,300 | SH | DFND | 1 | 0 | 35,300 | 0 | |
BLUE APRON HLDGS INC | CL A NEW | 09523Q200 | 298 | 35,300 | SH | Put | DFND | 1 | 0 | 35,300 | 0 |
LENNAR CORP | CL B | 526057302 | 17,122 | 385,901 | SH | SOLE | 385,901 | 0 | 0 | ||
KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 1,273 | 273,200 | SH | DFND | 1 | 0 | 273,200 | 0 | |
KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 1,273 | 273,200 | SH | Put | DFND | 1 | 0 | 273,200 | 0 |
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 8,032 | 194,014 | SH | DFND | 1 | 0 | 194,014 | 0 | |
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 18,994 | 458,784 | SH | SOLE | 458,784 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 93,734 | 852,436 | SH | SOLE | 852,436 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 250,610 | 2,279,100 | SH | Call | SOLE | 2,279,100 | 0 | 0 | |
MATTEL INC | COM | 577081102 | 2,220 | 194,900 | SH | DFND | 1 | 0 | 194,900 | 0 | |
MATTEL INC | COM | 577081102 | 2,220 | 194,900 | SH | Put | DFND | 1 | 0 | 194,900 | 0 |
MEDALLIA INC | COM | 584021109 | 1,646 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 124,703 | 535,231 | SH | SOLE | 535,231 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 243,100 | 908,378 | SH | SOLE | 908,378 | 0 | 0 | ||
NEW AGE BEVERAGES CORP | COM | 64157V108 | 652 | 236,300 | SH | DFND | 1 | 0 | 236,300 | 0 | |
NEW AGE BEVERAGES CORP | COM | 64157V108 | 680 | 246,300 | SH | Put | DFND | 1 | 0 | 246,300 | 0 |
NATIONAL RETAIL PPTYS INC | COM | 637417106 | 2,820 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 177,100 | 1,273,828 | SH | SOLE | 1,273,828 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 3,921 | 27,150 | SH | DFND | 1 | 0 | 27,150 | 0 | |
LUMBER LIQUIDATORS HLDGS INC | COM | 55003T107 | 950 | 96,300 | SH | DFND | 1 | 0 | 96,300 | 0 | |
LUMBER LIQUIDATORS HLDGS INC | COM | 55003T107 | 950 | 96,300 | SH | Put | DFND | 1 | 0 | 96,300 | 0 |
PETMED EXPRESS INC | COM | 716382106 | 1,665 | 92,400 | SH | DFND | 1 | 0 | 92,400 | 0 | |
PETMED EXPRESS INC | COM | 716382106 | 1,665 | 92,400 | SH | Put | DFND | 1 | 0 | 92,400 | 0 |
PG&E CORP | COM | 69331C108 | 10,819 | 1,081,909 | SH | DFND | 1 | 0 | 1,081,909 | 0 | |
PG&E CORP | COM | 69331C108 | 26,946 | 2,694,561 | SH | SOLE | 2,694,561 | 0 | 0 | ||
PG&E CORP | COM | 69331C108 | 2,136 | 213,600 | SH | Put | SOLE | 213,600 | 0 | 0 | |
PING IDENTITY HLDG CORP | COM | 72341T103 | 518 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
PAPA JOHNS INTL INC | COM | 698813102 | 3,240 | 61,900 | SH | DFND | 1 | 0 | 61,900 | 0 | |
PAPA JOHNS INTL INC | COM | 698813102 | 3,240 | 61,900 | SH | Put | DFND | 1 | 0 | 61,900 | 0 |
PTC INC | COM | 69370C100 | 57,245 | 839,620 | SH | SOLE | 839,620 | 0 | 0 | ||
PYXUS INTL INC | COM | 74737V106 | 2,552 | 195,100 | SH | DFND | 1 | 0 | 195,100 | 0 | |
PYXUS INTL INC | COM | 74737V106 | 2,552 | 195,100 | SH | Put | DFND | 1 | 0 | 195,100 | 0 |
QUALCOMM INC | COM | 747525103 | 6,983 | 91,546 | SH | SOLE | 91,546 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 193,873 | 1,776,696 | SH | SOLE | 1,776,696 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 3,394 | 31,100 | SH | Put | SOLE | 31,100 | 0 | 0 | |
OCULAR THERAPEUTIX INC | COM | 67576A100 | 130 | 42,800 | SH | DFND | 1 | 0 | 42,800 | 0 | |
OCULAR THERAPEUTIX INC | COM | 67576A100 | 130 | 42,800 | SH | Put | DFND | 1 | 0 | 42,800 | 0 |
OMEROS CORP | COM | 682143102 | 3,686 | 225,700 | SH | DFND | 1 | 0 | 225,700 | 0 | |
OMEROS CORP | COM | 682143102 | 3,686 | 225,700 | SH | Put | DFND | 1 | 0 | 225,700 | 0 |
PAGERDUTY INC | COM | 69553P100 | 1,240 | 43,900 | SH | DFND | 1 | 0 | 43,900 | 0 | |
PAGERDUTY INC | COM | 69553P100 | 1,240 | 43,900 | SH | Put | DFND | 1 | 0 | 43,900 | 0 |
SONOS INC | COM | 83570H108 | 1,401 | 104,500 | SH | DFND | 1 | 0 | 104,500 | 0 | |
SONOS INC | COM | 83570H108 | 1,401 | 104,500 | SH | Put | DFND | 1 | 0 | 104,500 | 0 |
RITE AID CORP | COM | 767754872 | 1,197 | 172,300 | SH | DFND | 1 | 0 | 172,300 | 0 | |
RITE AID CORP | COM | 767754872 | 1,197 | 172,300 | SH | Put | DFND | 1 | 0 | 172,300 | 0 |
RESTAURANT BRANDS INTL INC | COM | 76131D103 | 12,450 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
PAYSIGN INC | COM | 70451A104 | 2,104 | 208,300 | SH | DFND | 1 | 0 | 208,300 | 0 | |
PAYSIGN INC | COM | 70451A104 | 2,104 | 208,300 | SH | Put | DFND | 1 | 0 | 208,300 | 0 |
STANLEY BLACK & DECKER INC | COM | 854502101 | 7,637 | 52,884 | SH | DFND | 1 | 0 | 52,884 | 0 | |
THE REALREAL INC | COM | 88339P101 | 2,122 | 94,900 | SH | DFND | 1 | 0 | 94,900 | 0 | |
THE REALREAL INC | COM | 88339P101 | 2,122 | 94,900 | SH | Put | DFND | 1 | 0 | 94,900 | 0 |
THERAPEUTICSMD INC | COM | 88338N107 | 820 | 225,900 | SH | DFND | 1 | 0 | 225,900 | 0 | |
THERAPEUTICSMD INC | COM | 88338N107 | 457 | 125,900 | SH | Put | DFND | 1 | 0 | 125,900 | 0 |
ZYNERBA PHARMACEUTICALS INC | COM | 98986X109 | 1,692 | 223,800 | SH | DFND | 1 | 0 | 223,800 | 0 | |
ZYNERBA PHARMACEUTICALS INC | COM | 98986X109 | 1,692 | 223,800 | SH | Put | DFND | 1 | 0 | 223,800 | 0 |
WYNN RESORTS LTD | COM | 983134107 | 162,963 | 1,498,920 | SH | SOLE | 1,498,920 | 0 | 0 | ||
WYNN RESORTS LTD | COM | 983134107 | 155,274 | 1,428,200 | SH | Call | SOLE | 1,428,200 | 0 | 0 | |
YETI HLDGS INC | COM | 98585X104 | 1,613 | 57,600 | SH | DFND | 1 | 0 | 57,600 | 0 | |
YETI HLDGS INC | COM | 98585X104 | 1,613 | 57,600 | SH | Put | DFND | 1 | 0 | 57,600 | 0 |
SHERWIN WILLIAMS CO | COM | 824348106 | 211,912 | 385,385 | SH | SOLE | 385,385 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 11,549 | 53,143 | SH | SOLE | 53,143 | 0 | 0 | ||
UPWORK INC | COM | 91688F104 | 2,657 | 199,735 | SH | SOLE | 199,735 | 0 | 0 | ||
VISTRA ENERGY CORP | COM | 92840M102 | 8,344 | 317,981 | SH | DFND | 1 | 0 | 317,981 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 90,653 | 3,481,034 | SH | SOLE | 3,481,034 | 0 | 0 | ||
VEONEER INCORPORATED | COM | 92336X109 | 396 | 26,400 | SH | DFND | 1 | 0 | 26,400 | 0 | |
VEONEER INCORPORATED | COM | 92336X109 | 396 | 26,400 | SH | Put | DFND | 1 | 0 | 26,400 | 0 |
VERASTEM INC | COM | 92337C104 | 62 | 51,100 | SH | DFND | 1 | 0 | 51,100 | 0 | |
VERASTEM INC | COM | 92337C104 | 62 | 51,100 | SH | Put | DFND | 1 | 0 | 51,100 | 0 |
VICI PPTYS INC | COM | 925652109 | 37,607 | 1,660,375 | SH | DFND | 1 | 0 | 1,660,375 | 0 | |
VICI PPTYS INC | COM | 925652109 | 86,586 | 3,822,800 | SH | SOLE | 3,822,800 | 0 | 0 | ||
VIKING THERAPEUTICS INC | COM | 92686J106 | 1,194 | 173,500 | SH | DFND | 1 | 0 | 173,500 | 0 | |
VIKING THERAPEUTICS INC | COM | 92686J106 | 1,202 | 174,700 | SH | Put | DFND | 1 | 0 | 174,700 | 0 |
T MOBILE US INC | COM | 872590104 | 19,781 | 251,119 | SH | SOLE | 251,119 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 21,510 | 89,300 | SH | DFND | 1 | 0 | 89,300 | 0 | |
TESLA INC | COM | 88160R101 | 21,510 | 89,300 | SH | Put | DFND | 1 | 0 | 89,300 | 0 |
TESLA INC | COM | 88160R101 | 978,077 | 4,060,600 | SH | Put | SOLE | 4,060,600 | 0 | 0 | |
UBER TECHNOLOGIES INC | COM | 90353T100 | 5,859 | 192,300 | SH | DFND | 1 | 0 | 192,300 | 0 | |
UBER TECHNOLOGIES INC | COM | 90353T100 | 5,878 | 192,900 | SH | Put | DFND | 1 | 0 | 192,900 | 0 |
UBER TECHNOLOGIES INC | COM | 90353T100 | 24,589 | 807,000 | SH | SOLE | 807,000 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 45,263 | 1,500,710 | SH | OTR | 0 | 0 | 0 | ||
BOOKING HLDGS INC | COM | 09857L108 | 4,269 | 2,175 | SH | SOLE | 2,175 | 0 | 0 | ||
BOOKING HLDGS INC | COM | 09857L108 | 4,907 | 2,500 | SH | Call | SOLE | 2,500 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 329,230 | 3,315,508 | SH | SOLE | 3,315,508 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 50,106 | 1,158,248 | SH | SOLE | 1,158,248 | 0 | 0 | ||
CANNTRUST HLDGS INC | COM | 137800207 | 335 | 298,800 | SH | DFND | 1 | 0 | 298,800 | 0 | |
CANNTRUST HLDGS INC | COM | 137800207 | 208 | 186,000 | SH | Put | DFND | 1 | 0 | 186,000 | 0 |
CANOPY GROWTH CORP | COM | 138035100 | 3,130 | 136,500 | SH | DFND | 1 | 0 | 136,500 | 0 | |
CANOPY GROWTH CORP | COM | 138035100 | 3,440 | 150,000 | SH | Call | DFND | 1 | 0 | 150,000 | 0 |
CANOPY GROWTH CORP | COM | 138035100 | 5,648 | 246,300 | SH | Put | DFND | 1 | 0 | 246,300 | 0 |
CLOVIS ONCOLOGY INC | COM | 189464100 | 690 | 175,600 | SH | DFND | 1 | 0 | 175,600 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 690 | 175,600 | SH | Put | DFND | 1 | 0 | 175,600 | 0 |
CIGNA CORP NEW | COM | 125523100 | 37,746 | 248,670 | SH | SOLE | 248,670 | 0 | 0 | ||
CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 | 641 | 254,496 | SH | DFND | 1 | 0 | 254,496 | 0 | |
CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 | 1,563 | 620,404 | SH | SOLE | 620,404 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | COM | 165167107 | 610 | 432,500 | SH | DFND | 1 | 0 | 432,500 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 610 | 432,600 | SH | Put | DFND | 1 | 0 | 432,600 | 0 |
CERIDIAN HCM HLDG INC | COM | 15677J108 | 14,812 | 300,025 | SH | SOLE | 300,025 | 0 | 0 | ||
CERNER CORP | COM | 156782104 | 10,226 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
CHARLES RIV LABS INTL INC | COM | 159864107 | 15,839 | 119,660 | SH | DFND | 1 | 0 | 119,660 | 0 | |
CHARLES RIV LABS INTL INC | COM | 159864107 | 42,018 | 317,426 | SH | SOLE | 317,426 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 299,892 | 172,758 | SH | SOLE | 172,758 | 0 | 0 | ||
APHRIA INC | COM | 03765K104 | 337 | 65,000 | SH | DFND | 1 | 0 | 65,000 | 0 | |
APHRIA INC | COM | 03765K104 | 668 | 128,700 | SH | Put | DFND | 1 | 0 | 128,700 | 0 |
APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 827 | 73,700 | SH | DFND | 1 | 0 | 73,700 | 0 | |
APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 827 | 73,700 | SH | Put | DFND | 1 | 0 | 73,700 | 0 |
AURORA CANNABIS INC | COM | 05156X108 | 4,372 | 995,800 | SH | DFND | 1 | 0 | 995,800 | 0 | |
AURORA CANNABIS INC | COM | 05156X108 | 881 | 200,700 | SH | Call | DFND | 1 | 0 | 200,700 | 0 |
AURORA CANNABIS INC | COM | 05156X108 | 3,905 | 889,600 | SH | Put | DFND | 1 | 0 | 889,600 | 0 |
CONDUENT INC | COM | 206787103 | 5,820 | 935,613 | SH | SOLE | 935,613 | 0 | 0 | ||
CORBUS PHARMACEUTICALS HLDGS | COM | 21833P103 | 681 | 139,900 | SH | DFND | 1 | 0 | 139,900 | 0 | |
ACELRX PHARMACEUTICALS INC | COM | 00444T100 | 176 | 79,800 | SH | DFND | 1 | 0 | 79,800 | 0 | |
ACELRX PHARMACEUTICALS INC | COM | 00444T100 | 176 | 79,800 | SH | Put | DFND | 1 | 0 | 79,800 | 0 |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 4,244 | 146,400 | SH | Put | SOLE | 146,400 | 0 | 0 | |
AKCEA THERAPEUTICS INC | COM | 00972L107 | 2,863 | 186,000 | SH | DFND | 1 | 0 | 186,000 | 0 | |
AKCEA THERAPEUTICS INC | COM | 00972L107 | 2,886 | 187,500 | SH | Put | DFND | 1 | 0 | 187,500 | 0 |
ALTABA INC | COM | 021346101 | 86,813 | 4,456,515 | SH | SOLE | 4,456,515 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 2,109 | 31,294 | SH | SOLE | 31,294 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 930 | 13,800 | SH | Call | SOLE | 13,800 | 0 | 0 | |
CORBUS PHARMACEUTICALS HLDGS | COM | 21833P103 | 681 | 139,900 | SH | Put | DFND | 1 | 0 | 139,900 | 0 |
AXALTA COATING SYS LTD | COM | G0750C108 | 85,907 | 2,849,318 | SH | SOLE | 2,849,318 | 0 | 0 | ||
AXALTA COATING SYS LTD | COM | G0750C108 | 15,075 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 313,130 | 10,734,664 | SH | SOLE | 10,734,664 | 0 | 0 | ||
BED BATH & BEYOND INC | COM | 075896100 | 4,561 | 428,700 | SH | DFND | 1 | 0 | 428,700 | 0 | |
BED BATH & BEYOND INC | COM | 075896100 | 4,561 | 428,700 | SH | Put | DFND | 1 | 0 | 428,700 | 0 |
BEYOND MEAT INC | COM | 08862E109 | 18,481 | 124,350 | SH | DFND | 1 | 0 | 124,350 | 0 | |
BEYOND MEAT INC | COM | 08862E109 | 35,104 | 236,200 | SH | Put | DFND | 1 | 0 | 236,200 | 0 |
BEYOND MEAT INC | COM | 08862E109 | 18,578 | 125,000 | SH | Call | SOLE | 125,000 | 0 | 0 | |
CRONOS GROUP INC | COM | 22717L101 | 1,768 | 195,400 | SH | DFND | 1 | 0 | 195,400 | 0 | |
CRONOS GROUP INC | COM | 22717L101 | 1,762 | 194,700 | SH | Put | DFND | 1 | 0 | 194,700 | 0 |
DOVA PHARMACEUTICALS INC | COM | 25985T102 | 679 | 24,300 | SH | DFND | 1 | 0 | 24,300 | 0 | |
DOVA PHARMACEUTICALS INC | COM | 25985T102 | 679 | 24,300 | SH | Put | DFND | 1 | 0 | 24,300 | 0 |
DYNATRACE INC | COM | 268150109 | 3,734 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ENERGOUS CORP | COM | 29272C103 | 107 | 32,200 | SH | DFND | 1 | 0 | 32,200 | 0 | |
ENERGOUS CORP | COM | 29272C103 | 107 | 32,200 | SH | Put | DFND | 1 | 0 | 32,200 | 0 |
ENVISTA HLDGS CORP | COM | 29415F104 | 12,546 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
EVOLUS INC | COM | 30052C107 | 361 | 23,100 | SH | DFND | 1 | 0 | 23,100 | 0 | |
EVOLUS INC | COM | 30052C107 | 405 | 25,900 | SH | Put | DFND | 1 | 0 | 25,900 | 0 |
DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 1,614 | 290,200 | SH | DFND | 1 | 0 | 290,200 | 0 | |
DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 1,614 | 290,200 | SH | Put | DFND | 1 | 0 | 290,200 | 0 |
EURONET WORLDWIDE INC | COM | 298736109 | 6,894 | 47,121 | SH | SOLE | 47,121 | 0 | 0 | ||
EURONET WORLDWIDE INC | COM | 298736109 | 4,067 | 27,800 | SH | Call | SOLE | 27,800 | 0 | 0 | |
HD SUPPLY HLDGS INC | COM | 40416M105 | 159,769 | 4,078,348 | SH | SOLE | 4,078,348 | 0 | 0 | ||
HEXO CORP | COM | 428304109 | 1,565 | 395,100 | SH | DFND | 1 | 0 | 395,100 | 0 | |
HEXO CORP | COM | 428304109 | 1,565 | 395,100 | SH | Put | DFND | 1 | 0 | 395,100 | 0 |
HILTON WORLDWIDE HLDGS INC | COM | 43300A203 | 176,723 | 1,898,003 | SH | SOLE | 1,898,003 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 63,691 | 249,116 | SH | SOLE | 249,116 | 0 | 0 | ||
HYRECAR INC | COM | 44916T107 | 21 | 8,400 | SH | DFND | 1 | 0 | 8,400 | 0 | |
HYRECAR INC | COM | 44916T107 | 21 | 8,400 | SH | Put | DFND | 1 | 0 | 8,400 | 0 |
JPMORGAN CHASE & CO | COM | 46625H100 | 84,937 | 721,699 | SH | SOLE | 721,699 | 0 | 0 | ||
ILLUMINA INC | COM | 452327109 | 14,605 | 48,008 | SH | SOLE | 48,008 | 0 | 0 | ||
ILLUMINA INC | COM | 452327109 | 5,871 | 19,300 | SH | Put | SOLE | 19,300 | 0 | 0 | |
INSEEGO CORP | COM | 45782B104 | 1,384 | 288,400 | SH | DFND | 1 | 0 | 288,400 | 0 | |
INSULET CORP | COM | 45784P101 | 4,717 | 28,600 | SH | SOLE | 28,600 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 6,317 | 122,591 | SH | SOLE | 122,591 | 0 | 0 | ||
INTREXON CORP | COM | 46122T102 | 223 | 39,000 | SH | DFND | 1 | 0 | 39,000 | 0 | |
INTREXON CORP | COM | 46122T102 | 223 | 39,000 | SH | Put | DFND | 1 | 0 | 39,000 | 0 |
INTREXON CORP | COM | 46122T102 | 442 | 77,258 | SH | SOLE | 77,258 | 0 | 0 | ||
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 23 | 5,300 | SH | DFND | 1 | 0 | 5,300 | 0 | |
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 23 | 5,300 | SH | Put | DFND | 1 | 0 | 5,300 | 0 |
TILRAY INC | COM CL 2 | 88688T100 | 1,272 | 51,400 | SH | DFND | 1 | 0 | 51,400 | 0 | |
TILRAY INC | COM CL 2 | 88688T100 | 524 | 21,200 | SH | Put | DFND | 1 | 0 | 21,200 | 0 |
STITCH FIX INC | COM CL A | 860897107 | 3,361 | 174,600 | SH | DFND | 1 | 0 | 174,600 | 0 | |
STITCH FIX INC | COM CL A | 860897107 | 2,214 | 115,000 | SH | Call | DFND | 1 | 0 | 115,000 | 0 |
STITCH FIX INC | COM CL A | 860897107 | 5,575 | 289,600 | SH | Put | DFND | 1 | 0 | 289,600 | 0 |
SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 | 226,948 | 2,759,576 | SH | SOLE | 2,759,576 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | COM CL A | 36255F102 | 15,300 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
IHEARTMEDIA INC | COM CL A | 45174J509 | 10,896 | 726,415 | SH | DFND | 1 | 0 | 726,415 | 0 | |
IHEARTMEDIA INC | COM CL A | 45174J509 | 4,552 | 303,477 | SH | SOLE | 303,477 | 0 | 0 | ||
HEALTH INS INNOVATIONS INC | COM CL A | 42225K106 | 1,735 | 69,613 | SH | DFND | 1 | 0 | 69,613 | 0 | |
HEALTH INS INNOVATIONS INC | COM CL A | 42225K106 | 1,735 | 69,600 | SH | Put | DFND | 1 | 0 | 69,600 | 0 |
EVENTBRITE INC | COM CL A | 29975E109 | 503 | 28,400 | SH | DFND | 1 | 0 | 28,400 | 0 | |
EVENTBRITE INC | COM CL A | 29975E109 | 503 | 28,400 | SH | Put | DFND | 1 | 0 | 28,400 | 0 |
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 30,660 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
BLOOM ENERGY CORP | COM CL A | 093712107 | 146 | 44,800 | SH | DFND | 1 | 0 | 44,800 | 0 | |
BLOOM ENERGY CORP | COM CL A | 093712107 | 146 | 44,800 | SH | Put | DFND | 1 | 0 | 44,800 | 0 |
NEBULA ACQUISITION CORP | COM CLASS A | 629076100 | 10,200 | 999,999 | SH | SOLE | 999,999 | 0 | 0 | ||
MELINTA THERAPEUTICS INC | COM NEW | 58549G209 | 374 | 98,200 | SH | DFND | 1 | 0 | 98,200 | 0 | |
MELINTA THERAPEUTICS INC | COM NEW | 58549G209 | 376 | 98,700 | SH | Put | DFND | 1 | 0 | 98,700 | 0 |
PARETEUM CORP | COM NEW | 69946T207 | 562 | 435,300 | SH | DFND | 1 | 0 | 435,300 | 0 | |
PARETEUM CORP | COM NEW | 69946T207 | 577 | 446,900 | SH | Put | DFND | 1 | 0 | 446,900 | 0 |
PLUG POWER INC | COM NEW | 72919P202 | 596 | 226,800 | SH | DFND | 1 | 0 | 226,800 | 0 | |
PLUG POWER INC | COM NEW | 72919P202 | 596 | 226,800 | SH | Put | DFND | 1 | 0 | 226,800 | 0 |
TRANSENTERIX INC | COM NEW | 89366M201 | 143 | 230,600 | SH | DFND | 1 | 0 | 230,600 | 0 | |
TRANSENTERIX INC | COM NEW | 89366M201 | 143 | 230,600 | SH | Put | DFND | 1 | 0 | 230,600 | 0 |
TURTLE BEACH CORP | COM NEW | 900450206 | 934 | 80,000 | SH | DFND | 1 | 0 | 80,000 | 0 | |
TURTLE BEACH CORP | COM NEW | 900450206 | 977 | 83,700 | SH | Put | DFND | 1 | 0 | 83,700 | 0 |
RAYTHEON CO | COM NEW | 755111507 | 240,526 | 1,225,985 | SH | SOLE | 1,225,985 | 0 | 0 | ||
CALIFORNIA RES CORP | COM NEW | 13057Q206 | 1,836 | 180,000 | SH | DFND | 1 | 0 | 180,000 | 0 | |
CALIFORNIA RES CORP | COM NEW | 13057Q206 | 1,836 | 180,000 | SH | Put | DFND | 1 | 0 | 180,000 | 0 |
AMYRIS INC | COM NEW | 03236M200 | 1,246 | 261,830 | SH | DFND | 1 | 0 | 261,830 | 0 | |
AMYRIS INC | COM NEW | 03236M200 | 1,247 | 261,900 | SH | Put | DFND | 1 | 0 | 261,900 | 0 |
CRYOPORT INC | COM PAR $0.001 | 229050307 | 229 | 14,000 | SH | DFND | 1 | 0 | 14,000 | 0 | |
CRYOPORT INC | COM PAR $0.001 | 229050307 | 229 | 14,000 | SH | Put | DFND | 1 | 0 | 14,000 | 0 |
LIBERTY MEDIA CORP DELAWARE | COM SER C FRMLA | 531229854 | 202,497 | 4,868,887 | SH | SOLE | 4,868,887 | 0 | 0 | ||
CLEVELAND CLIFFS INC | DBCV 1.500% 1/1 | 185899AA9 | 28,159 | 25,775,000 | PRN | SOLE | 25,775,000 | 0 | 0 | ||
NRG ENERGY INC | DBCV 2.750% 6/0 | 629377CG5 | 26,868 | 23,839,000 | PRN | SOLE | 23,839,000 | 0 | 0 | ||
RESTORATION HARDWARE HLDGS I | DBCV 7/1 | 761283AC4 | 17,329 | 11,658,000 | PRN | SOLE | 11,658,000 | 0 | 0 | ||
LIBERTY MEDIA CORP | DEB 3.750% 2/1 | 530715AL5 | 5,929 | 8,235,000 | PRN | SOLE | 8,235,000 | 0 | 0 | ||
LIBERTY MEDIA CORP | DEB 4.000%11/1 | 530715AG6 | 20,578 | 28,383,000 | PRN | SOLE | 28,383,000 | 0 | 0 | ||
CENTERPOINT ENERGY INC | DEP RP PFD CV B | 15189T503 | 21,355 | 407,733 | SH | DFND | 1 | 0 | 407,733 | 0 | |
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 3,144 | 76,700 | SH | DFND | 1 | 0 | 76,700 | 0 | |
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 10,102 | 1,346,900 | SH | SOLE | 1,346,900 | 0 | 0 | ||
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 10,102 | 1,346,900 | SH | Put | SOLE | 1,346,900 | 0 | 0 | |
CHEGG INC | NOTE 0.250% 5/1 | 163092AB5 | 23,143 | 18,000,000 | PRN | SOLE | 18,000,000 | 0 | 0 | ||
WORKDAY INC | NOTE 0.250%10/0 | 98138HAF8 | 25,370 | 19,395,000 | PRN | SOLE | 19,395,000 | 0 | 0 | ||
COUPA SOFTWARE INC | NOTE 0.375% 1/1 | 22266LAB2 | 47,742 | 16,395,000 | PRN | SOLE | 16,395,000 | 0 | 0 | ||
DEXCOM INC | NOTE 0.750% 5/1 | 252131AF4 | 11,922 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 66,283 | 67,289,000 | PRN | SOLE | 67,289,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | NOTE 1.000%12/0 | 62952QAB6 | 36,108 | 33,130,000 | PRN | SOLE | 33,130,000 | 0 | 0 | ||
TESLA INC | NOTE 1.250% 3/0 | 88160RAC5 | 128,002 | 130,950,000 | PRN | SOLE | 130,950,000 | 0 | 0 | ||
MOMO INC | NOTE 1.250% 7/0 | 60879BAB3 | 32,090 | 35,610,000 | PRN | SOLE | 35,610,000 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 40,906 | 21,480,000 | PRN | DFND | 1 | 0 | 21,480,000 | 0 | |
TESLA INC | NOTE 2.000% 5/1 | 88160RAG6 | 49,330 | 48,500,000 | PRN | SOLE | 48,500,000 | 0 | 0 | ||
GDS HLDGS LTD | NOTE 2.000% 6/0 | 36165LAB4 | 10,479 | 10,135,000 | PRN | SOLE | 10,135,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 114,654 | 30,628,000 | PRN | SOLE | 30,628,000 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 2.250% 2/1 | 595017AH7 | 6,457 | 5,000,000 | PRN | DFND | 1 | 0 | 5,000,000 | 0 | |
WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 12,230 | 10,420,000 | PRN | SOLE | 10,420,000 | 0 | 0 | ||
AEROJET ROCKETDYNE HLDGS INC | NOTE 2.250%12/1 | 007800AB1 | 17,731 | 8,884,000 | PRN | SOLE | 8,884,000 | 0 | 0 | ||
TESLA INC | NOTE 2.375% 3/1 | 88160RAD3 | 10,094 | 9,900,000 | PRN | SOLE | 9,900,000 | 0 | 0 | ||
OASIS PETE INC NEW | NOTE 2.625% 9/1 | 674215AJ7 | 5,900 | 8,000,000 | PRN | SOLE | 8,000,000 | 0 | 0 | ||
ISTAR INC | NOTE 3.125% 9/1 | 45031UCB5 | 24,990 | 23,500,000 | PRN | SOLE | 23,500,000 | 0 | 0 | ||
J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 10,280 | 7,239,000 | PRN | DFND | 1 | 0 | 7,239,000 | 0 | |
J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 17,545 | 12,355,000 | PRN | SOLE | 12,355,000 | 0 | 0 | ||
ETSY INC | NOTE 3/0 | 29786AAC0 | 19,391 | 11,500,000 | PRN | SOLE | 11,500,000 | 0 | 0 | ||
GANNETT CO INC | NOTE 4.750% 4/1 | 36473HAB0 | 3,516 | 3,250,000 | PRN | SOLE | 3,250,000 | 0 | 0 | ||
CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 8,497 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | NOTE 5.500% 9/1 | 165167CY1 | 18,295 | 30,769,000 | PRN | SOLE | 30,769,000 | 0 | 0 | ||
RH | NOTE 6/1 | 74967XAA1 | 18,140 | 16,750,000 | PRN | SOLE | 16,750,000 | 0 | 0 | ||
VIRTUS INVT PARTNERS INC | PFD CV SER D | 92828Q208 | 1,268 | 13,250 | SH | DFND | 1 | 0 | 13,250 | 0 | |
BECTON DICKINSON & CO | PFD SHS CONV A | 075887208 | 1,586 | 25,599 | SH | DFND | 1 | 0 | 25,599 | 0 | |
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 95,880 | 841,050 | SH | SOLE | 841,050 | 0 | 0 | ||
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 3,567 | 1,706,876 | SH | SOLE | 1,706,876 | 0 | 0 | ||
GOL LINHAS AEREAS INTLG S A | SPON ADR PFD NEW | 38045R206 | 675 | 43,610 | SH | SOLE | 43,610 | 0 | 0 | ||
NIO INC | SPON ADS | 62914V106 | 1,289 | 826,200 | SH | DFND | 1 | 0 | 826,200 | 0 | |
NIO INC | SPON ADS | 62914V106 | 312 | 200,000 | SH | Call | DFND | 1 | 0 | 200,000 | 0 |
NIO INC | SPON ADS | 62914V106 | 1,599 | 1,025,000 | SH | Put | DFND | 1 | 0 | 1,025,000 | 0 |
PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 4,713 | 271,509 | SH | DFND | 1 | 0 | 271,509 | 0 | |
PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 28,059 | 1,616,330 | SH | SOLE | 1,616,330 | 0 | 0 | ||
BILIBILI INC | SPONS ADS REP Z | 090040106 | 7,355 | 520,900 | SH | Put | SOLE | 520,900 | 0 | 0 | |
BAOZUN INC | SPONSORED ADR | 06684L103 | 2,544 | 59,567 | SH | SOLE | 59,567 | 0 | 0 | ||
BAOZUN INC | SPONSORED ADR | 06684L103 | 11,316 | 265,000 | SH | Put | SOLE | 265,000 | 0 | 0 | |
NOVARTIS A G | SPONSORED ADR | 66987V109 | 28,484 | 327,782 | SH | SOLE | 327,782 | 0 | 0 | ||
LUCKIN COFFEE INC | SPONSORED ADS | 54951L109 | 1,704 | 89,700 | SH | DFND | 1 | 0 | 89,700 | 0 | |
LUCKIN COFFEE INC | SPONSORED ADS | 54951L109 | 1,733 | 91,200 | SH | Put | DFND | 1 | 0 | 91,200 | 0 |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 372,301 | 2,226,279 | SH | SOLE | 2,226,279 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 285,880 | 1,709,500 | SH | Call | SOLE | 1,709,500 | 0 | 0 | |
JUMIA TECHNOLOGIES AG | SPONSORED ADS | 48138M105 | 1,029 | 129,800 | SH | DFND | 1 | 0 | 129,800 | 0 | |
JUMIA TECHNOLOGIES AG | SPONSORED ADS | 48138M105 | 1,043 | 131,500 | SH | Put | DFND | 1 | 0 | 131,500 | 0 |
IQIYI INC | SPONSORED ADS | 46267X108 | 12,442 | 771,376 | SH | SOLE | 771,376 | 0 | 0 | ||
IQIYI INC | SPONSORED ADS | 46267X108 | 41,243 | 2,556,900 | SH | Put | SOLE | 2,556,900 | 0 | 0 | |
GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 16,397 | 409,100 | SH | Put | SOLE | 409,100 | 0 | 0 | |
YY INC | SPONSORED ADS A | 98426T106 | 15,609 | 277,600 | SH | Put | SOLE | 277,600 | 0 | 0 | |
COLFAX CORP | UNIT 01/15/2022T | 194014205 | 20,997 | 161,000 | SH | SOLE | 161,000 | 0 | 0 | ||
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
SOUTHERN CO | UNIT 08/01/2022 | 842587602 | 12,762 | 238,437 | SH | SOLE | 238,437 | 0 | 0 | ||
NEXTERA ENERGY INC | UNIT 09/01/2022S | 65339F796 | 18,843 | 375,000 | SH | SOLE | 375,000 | 0 | 0 | ||
SENTINEL ENERGY SVCS INC | UNIT 99/99/9999 | 81728P204 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
ISHARES TR | US HOME CONS ETF | 464288752 | 35,853 | 827,834 | SH | SOLE | 827,834 | 0 | 0 |