The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACORDA THERAPEUTICS INC | COM | 00484M106 | 6,275 | 2,186,257 | SH | DFND | 0 | 2,186,257 | 0 | ||
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 39,319 | 49,764,825 | PRN | DFND | 0 | 49,764,825 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 25,803 | 890,079 | SH | DFND | 0 | 890,079 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 35,190 | 1,830,924 | SH | DFND | 0 | 1,830,924 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 141,681 | 1,446,612 | SH | DFND | 0 | 1,446,612 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 13,580 | 81,204 | SH | DFND | 0 | 81,204 | 0 | ||
ALLENA PHARMACEUTICALS INC | COM | 018119107 | 1,919 | 486,978 | SH | DFND | 0 | 486,978 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 76,673 | 455,598 | SH | DFND | 0 | 455,598 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 103,968 | 2,271,536 | SH | DFND | 0 | 2,271,536 | 0 | ||
ASSETMARK FINL HLDGS INC | COM | 04546L106 | 762 | 29,259 | SH | DFND | 0 | 29,259 | 0 | ||
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 65,055 | 2,315,938 | SH | DFND | 0 | 2,315,938 | 0 | ||
AVROBIO INC | COM | 05455M100 | 11,070 | 783,975 | SH | DFND | 0 | 783,975 | 0 | ||
AXONICS MODULATION TECH INC | COM | 05465P101 | 6,769 | 251,461 | SH | DFND | 0 | 251,461 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 144,846 | 2,149,051 | SH | DFND | 0 | 2,149,051 | 0 | ||
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 22,099 | 465,045 | SH | DFND | 0 | 465,045 | 0 | ||
CATALENT INC | COM | 148806102 | 52,749 | 1,106,773 | SH | DFND | 0 | 1,106,773 | 0 | ||
CIGNA CORP NEW | COM | 125523100 | 60,364 | 397,684 | SH | DFND | 0 | 397,684 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 13,976 | 689,825 | SH | DFND | 0 | 689,825 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 21,680 | 167,323 | SH | DFND | 0 | 167,323 | 0 | ||
DELPHI TECHNOLOGIES PLC | SHS | G2709G107 | 5,755 | 429,452 | SH | DFND | 0 | 429,452 | 0 | ||
DERMIRA INC | COM | 24983L104 | 24,471 | 3,829,536 | SH | DFND | 0 | 3,829,536 | 0 | ||
DERMIRA INC | NOTE 3.000% 5/1 | 24983LAB0 | 25,585 | 30,558,000 | PRN | DFND | 0 | 30,558,000 | 0 | ||
DEXCOM INC | COM | 252131107 | 63,911 | 428,242 | SH | DFND | 0 | 428,242 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 55,363 | 251,754 | SH | DFND | 0 | 251,754 | 0 | ||
EIDOS THERAPEUTICS INC | COM | 28249H104 | 4,539 | 126,181 | SH | DFND | 0 | 126,181 | 0 | ||
ENDOLOGIX INC | COM NEW | 29266S304 | 1,008 | 253,890 | SH | DFND | 0 | 253,890 | 0 | ||
EQUILLIUM INC | COM | 29446K106 | 4,047 | 1,064,979 | SH | DFND | 0 | 1,064,979 | 0 | ||
FATE THERAPEUTICS INC | COM | 31189P102 | 13,682 | 881,002 | SH | DFND | 0 | 881,002 | 0 | ||
FLUIDIGM CORP DEL | COM | 34385P108 | 14,395 | 3,109,179 | SH | DFND | 0 | 3,109,179 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 116,864 | 1,843,860 | SH | DFND | 0 | 1,843,860 | 0 | ||
GODADDY INC | CL A | 380237107 | 47,753 | 723,756 | SH | DFND | 0 | 723,756 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 9,806 | 47,320 | SH | DFND | 0 | 47,320 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 50,183 | 416,733 | SH | DFND | 0 | 416,733 | 0 | ||
ICON PLC | SHS | G4705A100 | 34,945 | 237,175 | SH | DFND | 0 | 237,175 | 0 | ||
INSPIRE MED SYS INC | COM | 457730109 | 21,410 | 350,870 | SH | DFND | 0 | 350,870 | 0 | ||
INTUIT | COM | 461202103 | 47,896 | 180,102 | SH | DFND | 0 | 180,102 | 0 | ||
IQVIA HLDGS INC | COM | 46266C105 | 71,255 | 477,002 | SH | DFND | 0 | 477,002 | 0 | ||
IRHYTHM TECHNOLOGIES INC | COM | 450056106 | 80,117 | 1,081,059 | SH | DFND | 0 | 1,081,059 | 0 | ||
KARUNA THERAPEUTICS INC | COM | 48576A100 | 6,702 | 410,643 | SH | DFND | 0 | 410,643 | 0 | ||
LIVE NATION ENTERTAINMENT IN | COM | 538034109 | 13,092 | 197,341 | SH | DFND | 0 | 197,341 | 0 | ||
LIVONGO HEALTH INC | COM | 539183103 | 1,855 | 106,380 | SH | DFND | 0 | 106,380 | 0 | ||
MCKESSON CORP | COM | 58155Q103 | 22,877 | 167,400 | SH | Call | DFND | 0 | 167,400 | 0 | |
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 77,161 | 830,494 | SH | DFND | 0 | 830,494 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 34,841 | 250,603 | SH | DFND | 0 | 250,603 | 0 | ||
MIRATI THERAPEUTICS INC | COM | 60468T105 | 33,589 | 431,123 | SH | DFND | 0 | 431,123 | 0 | ||
MKS INSTRUMENT INC | COM | 55306N104 | 27,833 | 301,611 | SH | DFND | 0 | 301,611 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 53,960 | 491,797 | SH | DFND | 0 | 491,797 | 0 | ||
MYOKARDIA INC | COM | 62857M105 | 64,007 | 1,227,371 | SH | DFND | 0 | 1,227,371 | 0 | ||
NEVRO CORP | COM | 64157F103 | 34,067 | 396,270 | SH | DFND | 0 | 396,270 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 59,678 | 689,600 | SH | DFND | 0 | 689,600 | 0 | ||
NOVO-NORDISK A S | ADR | K72807132 | 399,188 | 1,133,574 | SH | DFND | 0 | 1,133,574 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 77,468 | 709,930 | SH | DFND | 0 | 709,930 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 1,578 | 15,236 | SH | DFND | 0 | 15,236 | 0 | ||
PENUMBRA INC | COM | 70975L107 | 138,466 | 1,029,564 | SH | DFND | 0 | 1,029,564 | 0 | ||
PRINCIPIA BIOPHARMA INC | COM | 74257L108 | 15,802 | 559,553 | SH | DFND | 0 | 559,553 | 0 | ||
PTC THERAPEUTICS INC | COM | 69366J200 | 55,946 | 1,654,225 | SH | DFND | 0 | 1,654,225 | 0 | ||
PTC THERAPEUTICS INC | NOTE 3.000% 8/1 | 69366JAB7 | 20,605 | 19,807,000 | PRN | DFND | 0 | 19,807,000 | 0 | ||
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 39,718 | 3,689,538 | SH | DFND | 0 | 3,689,538 | 0 | ||
SAGE THERAPEUTICS INC | COM | 78667J108 | 52,444 | 373,828 | SH | DFND | 0 | 373,828 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 52,017 | 350,422 | SH | DFND | 0 | 350,422 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 87,200 | 1,143,600 | SH | Put | DFND | 0 | 1,143,600 | 0 | |
STRYKER CORP | COM | 863667101 | 44,966 | 207,887 | SH | DFND | 0 | 207,887 | 0 | ||
TRADEWEB MKTS INC | CL A | 892672106 | 2,483 | 67,157 | SH | DFND | 0 | 67,157 | 0 | ||
TWILIO INC | CL A | 90138F102 | 58,816 | 534,889 | SH | DFND | 0 | 534,889 | 0 | ||
TWITTER INC | COM | 90184L102 | 19,685 | 477,780 | SH | DFND | 0 | 477,780 | 0 | ||
UNIQURE NV | SHS | N90064101 | 45,606 | 1,158,694 | SH | DFND | 0 | 1,158,694 | 0 | ||
VISA INC | COM CL A | 92826C839 | 23,082 | 134,188 | SH | DFND | 0 | 134,188 | 0 | ||
VISTEON CORP | COM NEW | 92839U206 | 12,347 | 149,584 | SH | DFND | 0 | 149,584 | 0 | ||
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 21,202 | 1,231,954 | SH | DFND | 0 | 1,231,954 | 0 | ||
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 68,324 | 263,626 | SH | DFND | 0 | 263,626 | 0 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 47,469 | 795,919 | SH | DFND | 0 | 795,919 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 135,601 | 987,842 | SH | DFND | 0 | 987,842 | 0 |