The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 51,234 | 1,648,472 | SH | SOLE | 1,648,472 | 0 | 0 | ||
| ALCOA CORP | COM | 013872106 | 32,802 | 1,634,382 | SH | SOLE | 1,634,382 | 0 | 0 | ||
| ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 22,718 | 1,204,600 | SH | SOLE | 1,204,600 | 0 | 0 | ||
| ALDER BIOPHARMACEUTICALS INC | NOTE 2.500% 2/0 | 014339AA3 | 59,236 | 53,517,000 | PRN | SOLE | 53,517,000 | 0 | 0 | ||
| ARCONIC INC | COM | 03965L100 | 35,100 | 1,350,000 | SH | SOLE | 1,350,000 | 0 | 0 | ||
| CANADIAN SOLAR INC | COM | 136635109 | 73,617 | 3,899,231 | SH | SOLE | 3,899,231 | 0 | 0 | ||
| CARRIZO OIL & GAS INC | COM | 144577103 | 40,129 | 4,674,400 | SH | SOLE | 4,674,400 | 0 | 0 | ||
| CIMAREX ENERGY CO | COM | 171798101 | 1,685 | 35,162 | SH | SOLE | 35,162 | 0 | 0 | ||
| COMSCORE INC | COM | 20564W105 | 3,671 | 1,922,241 | SH | SOLE | 1,922,241 | 0 | 0 | ||
| DURECT CORP | COM | 266605104 | 34,500 | 18,750,000 | SH | SOLE | 18,750,000 | 0 | 0 | ||
| ENCANA CORP | COM | 292505104 | 2,072 | 450,544 | SH | SOLE | 450,544 | 0 | 0 | ||
| EQT CORP | COM | 26884L109 | 8,559 | 804,450 | SH | SOLE | 804,450 | 0 | 0 | ||
| EXTREME NETWORKS INC | COM | 30226D106 | 5,906 | 811,835 | SH | SOLE | 811,835 | 0 | 0 | ||
| FIRST SOLAR INC | COM | 336433107 | 35,498 | 611,933 | SH | SOLE | 611,933 | 0 | 0 | ||
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 198,331 | 1,310,500 | SH | Put | SOLE | 1,310,500 | 0 | 0 | |
| LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 68,186 | 3,729,088 | SH | SOLE | 3,729,088 | 0 | 0 | ||
| LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 19,800 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
| LOGICBIO THERAPEUTICS INC | COM | 54142F102 | 5,405 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 5,314 | 3,451,034 | SH | SOLE | 3,451,034 | 0 | 0 | ||
| MEDICINES CO | COM | 584688105 | 39,197 | 783,950 | SH | SOLE | 783,950 | 0 | 0 | ||
| MEDICINES CO | NOTE 2.750% 7/1 | 584688AG0 | 6,025 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| OPES ACQUISITION CORP | UNIT 03/07/2023 | 68373P209 | 871 | 83,438 | SH | SOLE | 83,438 | 0 | 0 | ||
| PDC ENERGY INC | COM | 69327R101 | 32,202 | 1,160,450 | SH | SOLE | 1,160,450 | 0 | 0 | ||
| PERSPECTA INC | COM | 715347100 | 23,508 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
| SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 90,647 | 4,054,000 | SH | Put | SOLE | 4,054,000 | 0 | 0 | |
| SRC ENERGY INC | COM | 78470V108 | 535 | 115,004 | SH | SOLE | 115,004 | 0 | 0 | ||