The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
A10 NETWORKS INC COM 002121101 316 45,474 SH   SOLE   45,474 0 0
ACAD Jan0 26.0 C 17 Jan 20 26.00 CALL CALL 004225908 106 9,200 SH Call OTR 1 0 9,200 0
ACAD Jan0 27.0 C 17 Jan 20 27.00 CALL CALL 004225908 1 100 SH Call OTR 1 0 100 0
ACAD Jan0 30.0 P 17 Jan 20 30.00 PUT PUT 004225958 4 1,700 SH Put OTR 1 0 1,700 0
ACAD Jan0 45.0 C 17 Jan 20 45.00 CALL CALL 004225908 6 2,700 SH Call OTR 1 0 2,700 0
ACHIEVE LIFE SCIENCES ORD COM 004468203 24 14,350 SH   SOLE   14,350 0 0
ADAMAS PHARMACEUTICALS INC COM 00548A106 278 54,288 SH   SOLE   54,288 0 0
ADAMAS PHARMACEUTICALS INC COM 00548A106 118 23,096 SH   SOLE   23,096 0 0
AGILE THERAPEUTICS INC COM 00847L100 142 119,956 SH   SOLE   119,956 0 0
AGILE THERAPEUTICS INC COM 00847L100 53 45,034 SH   SOLE   45,034 0 0
AIRGAIN ORD COM 00938A104 707 60,188 SH   SOLE   60,188 0 0
AKOUSTIS TECHNOLOGIE ORD COM 00973N102 293 37,768 SH   SOLE   37,768 0 0
AKOUSTIS TECHNOLOGIE ORD COM 00973N102 121 15,664 SH   SOLE   15,664 0 0
ALIMERA SCIENCES ORD COM 016259103 166 293,410 SH   SOLE   293,410 0 0
ALIMERA SCIENCES ORD COM 016259103 71 125,745 SH   SOLE   125,745 0 0
ALLOT COMMUNICATIONS LTD SHS M0854Q105 844 104,725 SH   SOLE   104,725 0 0
AMD 2.125 09/01/26 CVT CONVERTIBLE 2.125 01 Sep 26 NOTE 2.125% 9/0 007903BD8 4,997 1,335,000 PRN   OTR 1 0 1,335,000 0
AMD 2.125 09/01/26 CVT CONVERTIBLE 2.125 01 Sep 26 NOTE 2.125% 9/0 007903BD8 3,556 950,000 PRN   OTR 1 0 950,000 0
AMD 2.125 09/01/26 CVT CONVERTIBLE 2.125 01 Sep 26 NOTE 2.125% 9/0 007903BD8 18,212 4,865,000 PRN   OTR 1 0 4,865,000 0
ANTMX 2.750 10/15/42 CVT CONVERTIBLE 2.750 15 Oct 42 NOTE 2.750%10/1 94973VBG1 1,787 534,000 PRN   OTR 1 0 534,000 0
ANTMX 2.750 10/15/42 CVT CONVERTIBLE 2.750 15 Oct 42 NOTE 2.750%10/1 94973VBG1 2,454 733,000 PRN   OTR 1 0 733,000 0
ANTMX 2.750 10/15/42 CVT CONVERTIBLE 2.750 15 Oct 42 NOTE 2.750%10/1 94973VBG1 5,838 1,744,000 PRN   OTR 1 0 1,744,000 0
APTEVO THERAPEUTICS INC COM 03835L108 155 263,252 SH   SOLE   263,252 0 0
APTEVO THERAPEUTICS INC COM 03835L108 66 112,417 SH   SOLE   112,417 0 0
APTOSE BIOSCIENCES ORD COM 03835T200 92 44,099 SH   SOLE   44,099 0 0
APTOSE BIOSCIENCES ORD COM 03835T200 39 18,899 SH   SOLE   18,899 0 0
ARGAN ORD COM 04010E109 240 3,343 SH   SOLE   3,343 0 0
ASPEN AEROGELS INC COM 04523Y105 720 121,557 SH   SOLE   121,557 0 0
ASPEN AEROGELS INC COM 04523Y105 308 51,952 SH   SOLE   51,952 0 0
ATEX Feb0 45.0 C 21 Feb 20 45.00 CALL CALL 03676C900 91 14,000 SH Call OTR 1 0 14,000 0
AVANTOR MANDTY CON SRS A PRF CONVERTIBLE PREFERRED 0.000 6.25 PFD CNV SR 05352A209 377 7,050 SH   OTR 1 0 7,050 0
AVANTOR MANDTY CON SRS A PRF CONVERTIBLE PREFERRED 0.000 6.25 PFD CNV SR 05352A209 1,226 22,950 SH   OTR 1 0 22,950 0
AVID TECHNOLOGY INC COM 05367P100 674 108,964 SH   SOLE   108,964 0 0
AVID TECHNOLOGY INC COM 05367P100 225 36,324 SH   SOLE   36,324 0 0
AVTR Feb0 12.5 P 21 Feb 20 12.50 PUT PUT 05352A950 2 2,400 SH Put OTR 1 0 2,400 0
AVTR Feb0 12.5 P 21 Feb 20 12.50 PUT PUT 05352A950 7 7,600 SH Put OTR 1 0 7,600 0
AXGT Jan0 8.0 C 17 Jan 20 8.00 CALL CALL G0750W903 13 14,300 SH Call OTR 1 0 14,300 0
BIIB Nov9 250.0C 15 Nov 19 250.00 CALL CALL 09062X903 59 10,800 SH Call OTR 1 0 10,800 0
BIIB Nov9 255.0C 15 Nov 19 255.00 CALL CALL 09062X903 2 600 SH Call OTR 1 0 600 0
BIIB Oct9 250.0C 18 Oct 19 250.00 CALL CALL 09062X903 4 2,500 SH Call OTR 1 0 2,500 0
BIODELIVERY SCIENCES INTL COM 09060J106 466 110,620 SH   SOLE   110,620 0 0
BIODELIVERY SCIENCES INTL COM 09060J106 200 47,408 SH   SOLE   47,408 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 361 5,358 SH   OTR 1 0 5,358 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 1,175 17,442 SH   OTR 1 0 17,442 0
BIONANO GENOMICS ORD COM 09075F107 41 56,745 SH   SOLE   56,745 0 0
BIONANO GENOMICS ORD COM 09075F107 17 23,919 SH   SOLE   23,919 0 0
BMRN Jan0 60.0 P 17 Jan 20 60.00 PUT PUT 09061G951 18 6,300 SH Put OTR 1 0 6,300 0
BMRN Jan0 60.0 P 17 Jan 20 60.00 PUT PUT 09061G951 60 20,700 SH Put OTR 1 0 20,700 0
BMRN Jan0 90.0 C 17 Jan 20 90.00 CALL CALL 09061G901 1 1,400 SH Call OTR 1 0 1,400 0
BMRN Jan0 90.0 C 17 Jan 20 90.00 CALL CALL 09061G901 3 4,600 SH Call OTR 1 0 4,600 0
BOINGO WIRELESS INC COM 09739C102 748 67,388 SH   SOLE   67,388 0 0
BOINGO WIRELESS INC COM 09739C102 361 32,496 SH   SOLE   32,496 0 0
BOOKING HOLDINGS ORD COM 09857L108 300 153 SH   OTR 1 0 153 0
CASSAVA SCIENCES ORD COM 14817C107 319 266,039 SH   SOLE   266,039 0 0
CASSAVA SCIENCES ORD COM 14817C107 112 93,582 SH   SOLE   93,582 0 0
CHIASMA ORD COM 16706W102 358 72,321 SH   SOLE   72,321 0 0
CHIASMA ORD COM 16706W102 152 30,906 SH   SOLE   30,906 0 0
CLEARFIELD INC COM 18482P103 616 51,959 SH   SOLE   51,959 0 0
CLF 1.500 01/15/25 CVT CONVERTIBLE 1.500 15 Jan 25 DBCV 1.500% 1/1 185899AA9 3,857 3,500,000 PRN   OTR 1 0 3,500,000 0
CLF Jan0 7.0 P 17 Jan 20 7.00 PUT PUT 185899951 12 15,000 SH Put OTR 1 0 15,000 0
Communication Services Select Sector SPDR Fund COMMUNICATION 81369Y852 20 412 SH   SOLE   412 0 0
Communication Services Select Sector SPDR Fund COMMUNICATION 81369Y852 59 1,182 SH   SOLE   1,182 0 0
Consumer Discretionary Select Sector SPDR Fund HEDGEFUND SBI CONS DISCR 81369Y407 125 1,039 SH   SOLE   1,039 0 0
Consumer Discretionary Select Sector SPDR Fund HEDGEFUND SBI CONS DISCR 81369Y407 371 3,073 SH   SOLE   3,073 0 0
Consumer Staples Select Sector SPDR Fund HEDGEFUND SBI CONS STPLS 81369Y308 52 847 SH   SOLE   847 0 0
Consumer Staples Select Sector SPDR Fund HEDGEFUND SBI CONS STPLS 81369Y308 154 2,500 SH   SOLE   2,500 0 0
CORREVIO PHARMA ORD COM 22026V105 143 71,546 SH   SOLE   71,546 0 0
CORREVIO PHARMA ORD COM 22026V105 60 29,818 SH   SOLE   29,818 0 0
CZR 5.000 10/01/24 CVT CONVERTIBLE 5.000 01 Oct 24 NOTE 5.000%10/0 127686AA1 2,129 1,231,000 PRN   OTR 1 0 1,231,000 0
CZR 5.000 10/01/24 CVT CONVERTIBLE 5.000 01 Oct 24 NOTE 5.000%10/0 127686AA1 5,183 2,996,000 PRN   OTR 1 0 2,996,000 0
CZR 5.000 10/01/24 CVT CONVERTIBLE 5.000 01 Oct 24 NOTE 5.000%10/0 127686AA1 7,432 4,296,080 PRN   OTR 1 0 4,296,080 0
DHI GROUP INC COM 23331S100 612 158,954 SH   SOLE   158,954 0 0
DIAMEDICA THERAPEUTI ORD COM NEW 25253X207 206 99,321 SH   SOLE   99,321 0 0
DIAMEDICA THERAPEUTI ORD COM NEW 25253X207 88 42,480 SH   SOLE   42,480 0 0
DIGITAL TURBINE INC COM NEW 25400W102 689 106,835 SH   SOLE   106,835 0 0
DSP GROUP INC COM 23332B106 648 45,975 SH   SOLE   45,975 0 0
ENTERA BIO EQY WARRANT WRNT *W EXP 06/27/202 M40527117 7 14,606 SH   OTR 1 0 14,606 0
ENTERA BIO ORD SHS M40527109 39 16,454 SH   OTR 1 0 16,454 0
FINANCIAL SELECT SECTOR SPDR HEDGEFUND SBI INT-FINL 81369Y605 69 2,463 SH   SOLE   2,463 0 0
FINANCIAL SELECT SECTOR SPDR HEDGEFUND SBI INT-FINL 81369Y605 205 7,312 SH   SOLE   7,312 0 0
FLEXION THERAPEUTICS INC COM 33938J106 473 34,545 SH   SOLE   34,545 0 0
FLEXION THERAPEUTICS INC COM 33938J106 203 14,805 SH   SOLE   14,805 0 0
FOAMIX PHARMACEUTICALS ORD SHS M46135105 72 23,627 SH   OTR 1 0 23,627 0
GOSS Oct9 17.5 P 18 Oct 19 17.50 PUT PUT 38341P952 29 11,900 SH Put OTR 1 0 11,900 0
HEALTH CARE SELECT SECTOR HEDGEFUND SBI HEALTHCARE 81369Y209 586 6,501 SH   SOLE   6,501 0 0
ILLUMINA INC COM 452327109 515 1,693 SH   OTR 1 0 1,693 0
ILLUMINA INC COM 452327109 1,675 5,507 SH   OTR 1 0 5,507 0
INDUSTRIAL SELECT SECT SPDR HEDGEFUND SBI INT-INDS 81369Y704 73 945 SH   SOLE   945 0 0
INDUSTRIAL SELECT SECT SPDR HEDGEFUND SBI INT-INDS 81369Y704 221 2,844 SH   SOLE   2,844 0 0
ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 287 1,898 SH   SOLE   1,898 0 0
ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 941 6,216 SH   SOLE   6,216 0 0
IWM DC9Q 150.0 P 31 Dec 19 150.00 PUT PUT 464287955 378 75,000 SH Put SOLE   75,000 0 0
IWM DC9Q 150.0 P 31 Dec 19 150.00 PUT PUT 464287955 126 25,000 SH Put SOLE   25,000 0 0
KNOWLES CORP COM 49926D109 811 39,862 SH   SOLE   39,862 0 0
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 503459604 257 29,200 SH   SOLE   29,200 0 0
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 503459604 177 20,100 SH   SOLE   20,100 0 0
Liberty Media 1.375 10/15/23 CVT CONVERTIBLE 1.375 15 Oct 23 NOTE 1.375%10/1 531229AB8 1,793 1,500,000 PRN   OTR 1 0 1,500,000 0
LIQTECH INTERNATIONAL ORD COM 53632A201 622 78,754 SH   SOLE   78,754 0 0
LIQTECH INTERNATIONAL ORD COM 53632A201 265 33,585 SH   SOLE   33,585 0 0
LOGM Dec9 75.0 C 20 Dec 19 75.00 CALL CALL 54142L909 55 15,100 SH Call SOLE   15,100 0 0
LOGM Dec9 75.0 C 20 Dec 19 75.00 CALL CALL 54142L909 22 6,000 SH Call SOLE   6,000 0 0
MDCO 2.500 01/15/22 CVT CONVERTIBLE 2.500 15 Jan 22 NOTE 2.500% 1/1 584688AE5 736 484,000 PRN   OTR 1 0 484,000 0
MDCO 2.500 01/15/22 CVT CONVERTIBLE 2.500 15 Jan 22 NOTE 2.500% 1/1 584688AE5 1,385 911,000 PRN   OTR 1 0 911,000 0
MDCO 2.500 01/15/22 CVT CONVERTIBLE 2.500 15 Jan 22 NOTE 2.500% 1/1 584688AE5 2,610 1,716,000 PRN   OTR 1 0 1,716,000 0
MDCO Jan0 10.0 P 17 Jan 20 10.00 PUT PUT 584688955 6 35,400 SH Put OTR 1 0 35,400 0
MDCO Jan0 10.0 P 17 Jan 20 10.00 PUT PUT 584688955 12 67,800 SH Put OTR 1 0 67,800 0
MDCO Jan0 10.0 P 17 Jan 20 10.00 PUT PUT 584688955 22 127,100 SH Put OTR 1 0 127,100 0
MDCO Jan0 15.0 P 17 Jan 20 15.00 PUT PUT 584688955 8 34,900 SH Put OTR 1 0 34,900 0
MDCO Jan0 15.0 P 17 Jan 20 15.00 PUT PUT 584688955 14 63,300 SH Put OTR 1 0 63,300 0
MDCO Jan0 15.0 P 17 Jan 20 15.00 PUT PUT 584688955 28 124,400 SH Put OTR 1 0 124,400 0
MDCO Jan0 30.0 P 17 Jan 20 30.00 PUT PUT 584688955 0 300 SH Put OTR 1 0 300 0
MDCO Jan0 30.0 P 17 Jan 20 30.00 PUT PUT 584688955 0 500 SH Put OTR 1 0 500 0
MDCO Jan0 30.0 P 17 Jan 20 30.00 PUT PUT 584688955 1 900 SH Put OTR 1 0 900 0
MDCO Oct9 31.0 P 18 Oct 19 31.00 PUT PUT 584688955 5 1,100 SH Put OTR 1 0 1,100 0
MDCO Oct9 31.0 P 18 Oct 19 31.00 PUT PUT 584688955 9 2,100 SH Put OTR 1 0 2,100 0
MDCO Oct9 31.0 P 18 Oct 19 31.00 PUT PUT 584688955 18 3,900 SH Put OTR 1 0 3,900 0
NANO DIMENSION ADR SPONS ADR 63008G104 119 296,276 SH   SOLE   296,276 0 0
NANO DIMENSION ADR SPONS ADR 63008G104 40 98,760 SH   SOLE   98,760 0 0
NANOVIBRONIX ORD COM 63008J108 25 9,950 SH   SOLE   9,950 0 0
NANOVIBRONIX ORD COM 63008J108 25 9,975 SH   SOLE   9,975 0 0
NEWLINK GENETICS CORP COM 651511107 294 184,755 SH   SOLE   184,755 0 0
NEWLINK GENETICS CORP COM 651511107 125 78,915 SH   SOLE   78,915 0 0
NICE 1.250 01/15/24 CVT CONVERTIBLE 1.250 15 Jan 24 NOTE 1.250% 1/1 65366HAB9 1,653 925,000 PRN   OTR 1 0 925,000 0
NICE 1.250 01/15/24 CVT CONVERTIBLE 1.250 15 Jan 24 NOTE 1.250% 1/1 65366HAB9 2,257 1,263,000 PRN   OTR 1 0 1,263,000 0
NICE 1.250 01/15/24 CVT CONVERTIBLE 1.250 15 Jan 24 NOTE 1.250% 1/1 65366HAB9 5,395 3,019,000 PRN   OTR 1 0 3,019,000 0
NOKIA CORP-SPON ADR SPONSORED ADR 654902204 298 58,800 SH   SOLE   58,800 0 0
NOKIA CORP-SPON ADR SPONSORED ADR 654902204 128 25,200 SH   SOLE   25,200 0 0
NTNX Jan1 30.0 C 15 Jan 21 30.00 CALL CALL 67059N908 141 24,300 SH Call SOLE   24,300 0 0
NTNX Jan1 30.0 C 15 Jan 21 30.00 CALL CALL 67059N908 47 8,100 SH Call SOLE   8,100 0 0
NUTANIX INC - A CL A 67059N108 811 30,900 SH   SOLE   30,900 0 0
NUTANIX INC - A CL A 67059N108 347 13,200 SH   SOLE   13,200 0 0
OESX 12/20/19 P3050 20 Dec 19 3050 PUT PUT 686275958 2 120 SH Put SOLE   120 0 0
ON SEMICONDUCTOR ORD COM 682189105 203 10,552 SH   OTR 1 0 10,552 0
ON SEMICONDUCTOR ORD COM 682189105 660 34,348 SH   OTR 1 0 34,348 0
ORION ENERGY SYSTEMS INC COM 686275108 258 90,646 SH   SOLE   90,646 0 0
ORION ENERGY SYSTEMS INC COM 686275108 110 38,748 SH   SOLE   38,748 0 0
PCLN 0.350 06/15/20 CVT CONVERTIBLE 0.350 15 Jun 20 NOTE 0.350% 6/1 741503AS5 1,489 1,000,000 PRN   OTR 1 0 1,000,000 0
PIXELWORKS INC COM NEW 72581M305 865 233,880 SH   SOLE   233,880 0 0
PROGENICS PHARMACEUTICALS COM 743187106 96 18,917 SH   SOLE   18,917 0 0
PROGENICS PHARMACEUTICALS COM 743187106 71 14,039 SH   SOLE   14,039 0 0
QUMU ORD COM 749063103 199 61,070 SH   SOLE   61,070 0 0
QUMU ORD COM 749063103 85 26,089 SH   SOLE   26,089 0 0
RF INDUSTRIES ORD COM PAR $0.01 749552105 282 39,848 SH   SOLE   39,848 0 0
RF INDUSTRIES ORD COM PAR $0.01 749552105 181 25,524 SH   SOLE   25,524 0 0
RIGEL PHARMACEUTICALS INC COM NEW 766559603 321 171,608 SH   SOLE   171,608 0 0
RIGEL PHARMACEUTICALS INC COM NEW 766559603 148 79,085 SH   SOLE   79,085 0 0
RTRX 2.500 09/15/25 CVT CONVERTIBLE 2.500 15 Sep 25 NOTE 2.500% 9/1 761299AB2 1,374 1,781,000 PRN   OTR 1 0 1,781,000 0
RTRX 2.500 09/15/25 CVT CONVERTIBLE 2.500 15 Sep 25 NOTE 2.500% 9/1 761299AB2 1,388 1,799,000 PRN   OTR 1 0 1,799,000 0
RTRX 2.500 09/15/25 CVT CONVERTIBLE 2.500 15 Sep 25 NOTE 2.500% 9/1 761299AB2 4,474 5,801,000 PRN   OTR 1 0 5,801,000 0
RTRX Oct9 10.0 P 18 Oct 19 10.00 PUT PUT 761299956 5 20,200 SH Put OTR 1 0 20,200 0
RTRX Oct9 10.0 P 18 Oct 19 10.00 PUT PUT 761299956 5 21,400 SH Put OTR 1 0 21,400 0
RTRX Oct9 10.0 P 18 Oct 19 10.00 PUT PUT 761299956 16 65,800 SH Put OTR 1 0 65,800 0
SEACHANGE INTERNATIONAL INC COM 811699107 825 286,479 SH   SOLE   286,479 0 0
SEACHANGE INTERNATIONAL INC COM 811699107 275 95,493 SH   SOLE   95,493 0 0
SILICOM LTD ORD M84116108 1,313 41,542 SH   SOLE   41,542 0 0
SMITH MICRO SOFTWARE ORD COM NEW 832154207 672 123,580 SH   SOLE   123,580 0 0
SMITH MICRO SOFTWARE ORD COM NEW 832154207 299 55,100 SH   SOLE   55,100 0 0
SONIM TECHNOLOGIES ORD COM 83548F101 406 138,667 SH   SOLE   138,667 0 0
SPDR S&P BIOTECH ETF HEDGEFUND S&P BIOTECH 78464A870 111 1,458 SH   SOLE   1,458 0 0
SPDR S&P BIOTECH ETF HEDGEFUND S&P BIOTECH 78464A870 338 4,427 SH   SOLE   4,427 0 0
SPDR S&P PHARMACEUTICALS ETF S&P PHARMAC 78464A722 52 1,455 SH   SOLE   1,455 0 0
SPDR S&P PHARMACEUTICALS ETF S&P PHARMAC 78464A722 169 4,759 SH   SOLE   4,759 0 0
SPR Oct9 85.0 P 18 Oct 19 85.00 PUT PUT 78462F953 1 300 SH Put OTR 1 0 300 0
SPY 1Oc9 293.0 P 04 Oct 19 293.00 PUT PUT 78462F953 13 22,600 SH Put OTR 1 0 22,600 0
SPY 1Oc9 301.0 C 04 Oct 19 301.00 CALL CALL 78462F903 4 11,300 SH Call OTR 1 0 11,300 0
SQURE 0.375 03/01/22 CVT CONVERTIBLE 0.375 01 Mar 22 NOTE 0.375% 3/0 852234AB9 2,746 1,008,000 PRN   OTR 1 0 1,008,000 0
SQURE 0.375 03/01/22 CVT CONVERTIBLE 0.375 01 Mar 22 NOTE 0.375% 3/0 852234AB9 4,407 1,618,000 PRN   OTR 1 0 1,618,000 0
SQURE 0.375 03/01/22 CVT CONVERTIBLE 0.375 01 Mar 22 NOTE 0.375% 3/0 852234AB9 21,987 8,072,000 PRN   OTR 1 0 8,072,000 0
SRPTX 1.500 11/15/24 CVT CONVERTIBLE 1.500 15 Nov 24 DBCV 1.500%11/1 803607AB6 1,005 755,000 PRN   OTR 1 0 755,000 0
SRPTX 1.500 11/15/24 CVT CONVERTIBLE 1.500 15 Nov 24 DBCV 1.500%11/1 803607AB6 5,042 3,786,000 PRN   OTR 1 0 3,786,000 0
SRPTX 1.500 11/15/24 CVT CONVERTIBLE 1.500 15 Nov 24 DBCV 1.500%11/1 803607AB6 3,213 2,413,000 PRN   OTR 1 0 2,413,000 0
TECHTARGET COM 87874R100 225 9,993 SH   SOLE   9,993 0 0
TELADOC INC COM 87918A105 2,099 31,000 SH   OTR 1 0 31,000 0
TSLA 2.000 05/15/24 CVT CONVERTIBLE 2.000 15 May 24 NOTE 2.000% 5/1 88160RAG6 479 470,000 PRN   OTR 1 0 470,000 0
TSLA 2.000 05/15/24 CVT CONVERTIBLE 2.000 15 May 24 NOTE 2.000% 5/1 88160RAG6 2,579 2,530,000 PRN   OTR 1 0 2,530,000 0
TWLO 0.250 06/01/23 CVT CONVERTIBLE 0.250 01 Jun 23 NOTE 0.250% 6/0 90138FAB8 393 235,000 PRN   OTR 1 0 235,000 0
TWLO 0.250 06/01/23 CVT CONVERTIBLE 0.250 01 Jun 23 NOTE 0.250% 6/0 90138FAB8 1,280 765,000 PRN   OTR 1 0 765,000 0
TWLO Apr0 100.0P 17 Apr 20 100.00 PUT PUT 90138F952 1 100 SH Put OTR 1 0 100 0
TWLO Apr0 100.0P 17 Apr 20 100.00 PUT PUT 90138F952 4 400 SH Put OTR 1 0 400 0
VANGUARD INFORMATION TECHNOLOGY ETF INF TECH ETF 92204A702 120 558 SH   SOLE   558 0 0
VANGUARD INFORMATION TECHNOLOGY ETF INF TECH ETF 92204A702 358 1,662 SH   SOLE   1,662 0 0
VUZIX CORP COM NEW 92921W300 292 127,949 SH   SOLE   127,949 0 0
VUZIX CORP COM NEW 92921W300 125 54,651 SH   SOLE   54,651 0 0
W Jan0 100.0 P 17 Jan 20 100.00 PUT PUT 94419L951 4 500 SH Put OTR 1 0 500 0
W Jan0 100.0 P 17 Jan 20 100.00 PUT PUT 94419L951 7 900 SH Put OTR 1 0 900 0
WDAY 1.500 07/15/20 CVT CONVERTIBLE 1.500 15 Jul 20 NOTE 1.500% 7/1 98138HAD3 1,630 780,000 PRN   OTR 1 0 780,000 0
WDAY 1.500 07/15/20 CVT CONVERTIBLE 1.500 15 Jul 20 NOTE 1.500% 7/2 98138HAD3 1,695 811,000 PRN   OTR 1 0 811,000 0
WDAY 1.500 07/15/20 CVT CONVERTIBLE 1.500 15 Jul 20 NOTE 1.500% 7/3 98138HAD3 5,301 2,537,000 PRN   OTR 1 0 2,537,000 0
WMGI 2.250 11/15/21 CVT CONVERTIBLE 2.250 15 Nov 21 NOTE 2.250%11/1 98236JAB4 804 685,000 PRN   OTR 1 0 685,000 0
WMGI 2.250 11/15/21 CVT CONVERTIBLE 2.250 15 Nov 21 NOTE 2.250%11/1 98236JAB4 1,229 1,048,000 PRN   OTR 1 0 1,048,000 0
WMGI 2.250 11/15/21 CVT CONVERTIBLE 2.250 15 Nov 21 NOTE 2.250%11/2 98236JAB4 3,302 2,815,000 PRN   OTR 1 0 2,815,000 0
ZAFGEN INC COM 98885E103 231 313,259 SH   SOLE   313,259 0 0
ZAFGEN INC COM 98885E103 107 145,188 SH   SOLE   145,188 0 0