The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3-D SYS CORP DEL COM NEW 88554D205 243 30,000 SH   DFND 3 0 30,000 0
3M CO COM 88579Y101 857 5,210 SH   DFND 3 0 5,210 0
ABBOTT LABS COM 002824100 1,958 23,925 SH   DFND 3 0 23,925 0
ACTIVISION BLIZZARD INC COM 00507V109 952 18,200 SH   DFND 3 0 18,200 0
ADOBE INC COM 00724F101 305 1,100 SH   DFND 3 0 1,100 0
AGILENT TECHNOLOGIES INC COM 00846U101 776 10,160 SH   DFND 3 0 10,160 0
AKAMAI TECHNOLOGIES INC COM 00971T101 709 7,900 SH   DFND 3 0 7,900 0
AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 113 100,000 SH   DFND 3 0 100,000 0
ALBEMARLE CORP COM 012653101 840 12,330 SH   DFND 3 0 12,330 0
ALEXION PHARMACEUTICALS INC COM 015351109 1,611 16,450 SH   DFND   0 16,450 0
ALEXION PHARMACEUTICALS INC COM 015351109 1,608 16,450 SH   DFND 3 0 16,450 0
ALGONQUIN PWR UTILS CORP COM 015857105 1,522 63,540 SH   DFND 3 0 63,540 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 619 3,700 SH   DFND   0 3,700 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2,994 18,040 SH   DFND 3 0 18,040 0
ALPHABET INC CAP STK CL A 02079K305 5,295 4,319 SH   DFND 3 0 4,319 0
ALPHABET INC CAP STK CL C 02079K107 2,848 2,325 SH   DFND 3 0 2,325 0
ALTRIA GROUP INC COM 02209S103 3,099 77,230 SH   DFND 3 0 77,230 0
AMAZON COM INC COM 023135106 4,933 2,859 SH   DFND 3 0 2,859 0
AMERICAN EXPRESS CO COM 025816109 1,311 11,055 SH   DFND 3 0 11,055 0
AMERICAN RLTY CAP PPTYS INC NOTE 3.750% 12/1 02917TAB0 28,727 28,319,000 SH   DFND 1 0 28,319,000 0
AMERICAN RLTY CAP PPTYS INC NOTE 3.750% 12/1 02917TAB0 10,652 10,500,000 SH   DFND   0 10,500,000 0
AMERICAN TOWER CORP NEW COM 03027X100 304 1,387 SH   DFND 3 0 1,387 0
AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 53,382 18,407,656 SH   DFND   0 18,407,656 0
AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 9,030 3,113,645 SH   DFND 2 0 3,113,645 0
AMPHENOL CORP NEW CL A 032095101 1,049 10,960 SH   DFND 3 0 10,960 0
ANALOG DEVICES INC COM 032654105 799 7,200 SH   DFND 3 0 7,200 0
ANTERO MIDSTREAM CORP COM 03676B102 356 48,000 SH   DFND 3 0 48,000 0
APACHE CORP COM 037411105 720 28,000 SH   DFND 3 0 28,000 0
APPLE INC COM 037833100 3,311 15,130 SH   DFND 3 0 15,130 0
APPLIED MATLS INC COM 038222105 395 8,000 SH   DFND 3 0 8,000 0
ARES CAP CORP NOTE 3.750% 2/0 04010LAT0 1,035 1,000,000 SH   DFND   0 1,000,000 0
ARES CAP CORP NOTE 3.750% 2/0 04010LAT0 31,050 30,000,000 SH   DFND 1 0 30,000,000 0
ARES CAP CORP COM 04010L103 3,353 178,707 SH   DFND 3 0 178,707 0
AT&T INC COM 00206R102 728 19,445 SH   DFND 3 0 19,445 0
AVNET INC COM 053807103 662 15,000 SH   DFND 3 0 15,000 0
BARRICK GOLD CORPORATION COM 067901108 907 39,500 SH   DFND 3 0 39,500 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,246 4 SH   DFND 3 0 4 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3,112 15,000 SH   DFND 3 0 15,000 0
BEST INC SPONSORED ADS 08653C106 35,028 6,634,021 SH   DFND   0 6,634,021 0
BEYONDSPRING INC SHS G10830100 3,239 178,923 SH   DFND 2 0 178,923 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 342 5,000 SH   DFND 3 0 5,000 0
BLACKROCK INC COM 09247X101 2,078 4,657 SH   DFND 3 0 4,657 0
BLACKSTONE GROUP INC COM CL A 09260D107 1,934 38,510 SH   DFND 3 0 38,510 0
BOEING CO COM 097023105 345 900 SH   DFND 3 0 900 0
BOOKING HLDGS INC COM 09857L108 6,377 3,280 SH   DFND 3 0 3,280 0
BOSTON BEER INC CL A 100557107 423 1,200 SH   DFND 3 0 1,200 0
BOSTON SCIENTIFIC CORP COM 101137107 376 9,325 SH   DFND 3 0 9,325 0
BROOKDALE SR LIVING INC COM 112463104 3,579 472,101 SH   DFND 1 0 472,101 0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 6,744 125,000 SH   DFND 3 0 125,000 0
BROOKFIELD BUSINESS PARTNERS UNIT LTD LP G16234109 5,145 95,530 SH   DFND 3 0 95,530 0
BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 8,348 120,000 SH   DFND 3 0 120,000 0
CAMECO CORP COM 13321L108 530 53,000 SH   DFND 3 0 53,000 0
CHARTER COMMUNICATIONS INC N CL A 16119P108 225 553 SH   DFND 3 0 553 0
CHECK CAP LTD SHS M2361E203 240 127,559 SH   DFND 2 0 127,559 0
CHECK CAP LTD *W EXP 02/28/202 M2361E120 7 333,333 SH   DFND 2 0 333,333 0
CHENIERE ENERGY INC COM NEW 16411R208 208 3,295 SH   DFND 3 0 3,295 0
CHINA INDEX HLDGS LTD SPNSRD ADS A 16954W101 8,249 2,115,228 SH   DFND 1 0 2,115,228 0
CHUBB LIMITED COM H1467J104 2,060 12,831 SH   DFND 3 0 12,831 0
CINTAS CORP COM 172908105 1,597 6,000 SH   DFND 3 0 6,000 0
CISCO SYS INC COM 17275R102 813 16,650 SH   DFND 3 0 16,650 0
CITIGROUP INC COM NEW 172967424 695 10,000 SH   DFND 3 0 10,000 0
CLEVELAND CLIFFS INC COM 185899101 713 100,000 SH   DFND 3 0 100,000 0
COCA COLA CO COM 191216100 1,005 18,500 SH   DFND 3 0 18,500 0
COEUR MNG INC COM NEW 192108504 417 80,000 SH   DFND 3 0 80,000 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 2,635 44,850 SH   DFND 3 0 44,850 0
COLGATE PALMOLIVE CO COM 194162103 978 13,350 SH   DFND 3 0 13,350 0
COLONY CAP INC NOTE 5.000% 4/1 19624RAA4 19,649 20,000,000 SH   DFND 1 0 20,000,000 0
COLONY CAP INC NOTE 3.875% 1/1 19624RAB2 39,646 40,000,000 SH   DFND 1 0 40,000,000 0
COMCAST CORP NEW CL A 20030N101 1,071 23,900 SH   DFND 3 0 23,900 0
CONTRAFECT CORP COM 212326102 2,669 7,453,857 SH   DFND 2 0 7,453,857 0
CTRIP COM INTL LTD NOTE 1.000% 7/0 22943FAF7 12,226 12,500,000 SH   DFND 1 0 12,500,000 0
CTRIP COM INTL LTD NOTE 1.990% 7/0 22943FAH3 505 500,000 SH   DFND 1 0 500,000 0
CTRIP COM INTL LTD NOTE 1.000% 7/0 22943FAF7 98 100,000 SH   DFND 3 0 100,000 0
CUMMINS INC COM 231021106 645 4,000 SH   DFND 3 0 4,000 0
CVS HEALTH CORP COM 126650100 473 7,612 SH   DFND 3 0 7,612 0
CYMABAY THERAPEUTICS INC COM 23257D103 2,584 504,613 SH   DFND 1 0 504,613 0
CYMABAY THERAPEUTICS INC COM 23257D103 1,349 263,529 SH   DFND   0 263,529 0
DECIPHERA PHARMACEUTICALS IN COM 24344T101 2,344 69,057 SH   DFND 1 0 69,057 0
DECKERS OUTDOOR CORP COM 243537107 597 4,170 SH   DFND 3 0 4,170 0
DEUTSCHE BANK AG NAMEN AKT D18190898 6,621 873,000 SH   DFND 3 0 873,000 0
DISNEY WALT CO COM DISNEY 254687106 1,626 12,508 SH   DFND 3 0 12,508 0
EATON CORP PLC SHS G29183103 930 11,200 SH   DFND 3 0 11,200 0
ECOLAB INC COM 278865100 400 2,021 SH   DFND 3 0 2,021 0
EDAP TMS S A SPONSORED ADR 268311107 982 219,716 SH   DFND 3 0 219,716 0
ELECTRONIC ARTS INC COM 285512109 542 5,667 SH   DFND 3 0 5,667 0
EMCOR GROUP INC COM 29084Q100 967 11,400 SH   DFND 3 0 11,400 0
ENCOMPASS HEALTH CORP COM 29261A100 242 3,885 SH   DFND 3 0 3,885 0
EZCORP INC CL A NON VTG 302301106 80 12,000 SH   DFND 3 0 12,000 0
FACEBOOK INC CL A 30303M102 4,093 23,110 SH   DFND 3 0 23,110 0
FANG HLDGS LTD ADR NEW 30711Y201 6,166 2,777,346 SH   DFND 1 0 2,777,346 0
FANG HLDGS LTD ADR NEW 30711Y201 1,130 508,862 SH   DFND   0 508,862 0
FIAT CHRYSLER AUTOMOBILES N SHS N31738102 390 30,000 SH   DFND 3 0 30,000 0
FIRST MAJESTIC SILVER CORP COM 32076V103 482 50,000 SH   DFND 3 0 50,000 0
FIRST SOLAR INC COM 336433107 900 15,400 SH   DFND 3 0 15,400 0
FISERV INC COM 337738108 1,026 10,000 SH   DFND 3 0 10,000 0
FOOT LOCKER INC COM 344849104 411 9,790 SH   DFND 3 0 9,790 0
FORTIS INC COM 349553107 1,452 19,560 SH   DFND 3 0 19,560 0
FORTUNA SILVER MINES INC COM 349915108 327 100,000 SH   DFND 3 0 100,000 0
GARMIN LTD SHS H2906T109 2,120 25,000 SH   DFND 3 0 25,000 0
GENERAL ELECTRIC CO COM 369604103 904 100,000 SH   DFND 3 0 100,000 0
GENERAL MLS INC COM 370334104 778 14,170 SH   DFND 3 0 14,170 0
GILEAD SCIENCES INC COM 375558103 6,307 99,516 SH   DFND   0 99,516 0
GILEAD SCIENCES INC COM 375558103 11,545 182,157 SH   DFND 1 0 182,157 0
GILEAD SCIENCES INC COM 375558103 3,606 57,330 SH   DFND 3 0 57,330 0
GOLAR LNG LTD BERMUDA SHS G9456A100 332 25,000 SH   DFND 3 0 25,000 0
GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 509 100,000 SH   DFND 3 0 100,000 0
GOLDMAN SACHS GROUP INC COM 38141G104 836 4,000 SH   DFND 3 0 4,000 0
GRAND CANYON ED INC COM 38526M106 378 3,800 SH   DFND 3 0 3,800 0
HARPOON THERAPEUTICS INC COM 41358P106 2,721 199,200 SH   DFND 1 0 199,200 0
HARPOON THERAPEUTICS INC COM 41358P106 1,697 124,200 SH   DFND   0 124,200 0
HDFC BANK LTD SPONSORED ADS 40415F101 3,090 53,040 SH   DFND 3 0 53,040 0
HOME DEPOT INC COM 437076102 621 2,700 SH   DFND 3 0 2,700 0
HONEYWELL INTL INC COM 438516106 407 2,424 SH   DFND 3 0 2,424 0
IAC INTERACTIVECORP COM 44919P508 1,232 5,600 SH   DFND 3 0 5,600 0
IAMGOLD CORP COM 450913108 548 150,000 SH   DFND 3 0 150,000 0
ILLUMINA INC NOTE 8/1 452327AK5 110 100,000 SH   DFND 3 0 100,000 0
INFOSYS LTD SPONSORED ADR 456788108 2,014 179,640 SH   DFND 3 0 179,640 0
INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 914 15,400 SH   DFND 3 0 15,400 0
INTEL CORP COM 458140100 355 7,000 SH   DFND 3 0 7,000 0
INTERCONTINENTAL EXCHANGE IN COM 45866F104 339 3,665 SH   DFND 3 0 3,665 0
INTERNATIONAL BUSINESS MACHS COM 459200101 847 5,915 SH   DFND 3 0 5,915 0
INTUIT COM 461202103 1,287 4,891 SH   DFND 3 0 4,891 0
ISHARES TR US TREAS BD ETF 46429B267 6 22,498 SH   DFND 1 0 22,498 0
JOHNSON & JOHNSON COM 478160104 2,288 17,795 SH   DFND 3 0 17,795 0
JPMORGAN CHASE & CO COM 46625H100 2,005 17,030 SH   DFND 3 0 17,030 0
KINROSS GOLD CORP COM 496902404 240 50,000 SH   DFND 3 0 50,000 0
KLA CORPORATION COM NEW 482480100 1,125 7,100 SH   DFND 3 0 7,100 0
L BRANDS INC COM 501797104 1,413 72,150 SH   DFND   0 72,150 0
LAM RESEARCH CORP COM 512807108 1,081 4,700 SH   DFND 3 0 4,700 0
LAS VEGAS SANDS CORP COM 517834107 1,196 20,947 SH   DFND 3 0 20,947 0
LAUDER ESTEE COS INC CL A 518439104 294 1,500 SH   DFND 3 0 1,500 0
LIBERTY GLOBAL PLC SHS CL A G5480U104 667 27,000 SH   DFND 3 0 27,000 0
LIBERTY GLOBAL PLC SHS CL C G5480U120 870 36,500 SH   DFND 3 0 36,500 0
LIBERTY MEDIA CORP DELAWARE NOTE 1.375%10/1 531229AB8 120 100,000 SH   DFND 3 0 100,000 0
LIGAND PHARMACEUTICALS INC COM NEW 53220K504 297 3,000 SH   DFND 3 0 3,000 0
LILLY ELI & CO COM 532457108 876 7,795 SH   DFND 3 0 7,795 0
LINDE PLC SHS G5494J103 3,128 16,170 SH   DFND 3 0 16,170 0
LIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 538034AQ2 117 100,000 SH   DFND 3 0 100,000 0
LKQ CORP COM 501889208 1,347 43,000 SH   DFND 3 0 43,000 0
LOCKHEED MARTIN CORP COM 539830109 256 660 SH   DFND 3 0 660 0
LOGITECH INTL S A SHS H50430232 702 17,560 SH   DFND 3 0 17,560 0
LULULEMON ATHLETICA INC COM 550021109 285 1,500 SH   DFND 3 0 1,500 0
MADDEN STEVEN LTD COM 556269108 294 8,250 SH   DFND 3 0 8,250 0
MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 4,240 186,867 SH   DFND   0 186,867 0
MANHATTAN ASSOCS INC COM 562750109 318 4,000 SH   DFND 3 0 4,000 0
MARSH & MCLENNAN COS INC COM 571748102 271 2,720 SH   DFND 3 0 2,720 0
MARTIN MARIETTA MATLS INC COM 573284106 288 1,063 SH   DFND 3 0 1,063 0
MASIMO CORP COM 574795100 513 3,500 SH   DFND 3 0 3,500 0
MASTERCARD INC CL A 57636Q104 4,185 15,550 SH   DFND 3 0 15,550 0
MATCH GROUP INC COM 57665R106 326 4,500 SH   DFND 3 0 4,500 0
MCDONALDS CORP COM 580135101 1,228 5,760 SH   DFND 3 0 5,760 0
MEDTRONIC PLC SHS G5960L103 3,842 35,800 SH   DFND 3 0 35,800 0
MEET GROUP INC COM 58513U101 232 70,000 SH   DFND 3 0 70,000 0
MERCADOLIBRE INC COM 58733R102 758 1,400 SH   DFND 3 0 1,400 0
MERCK & CO INC COM 58933Y105 1,143 13,780 SH   DFND 3 0 13,780 0
MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 57 30,000 SH   DFND 3 0 30,000 0
MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AF1 254 200,000 SH   DFND 3 0 200,000 0
MICROSOFT CORP COM 594918104 3,755 27,265 SH   DFND 3 0 27,265 0
MOMO INC NOTE 1.250% 7/0 60879BAB3 51,392 57,083,000 SH   DFND 1 0 57,083,000 0
MONDELEZ INTL INC CL A 609207105 245 4,420 SH   DFND 3 0 4,420 0
MYLAN N V SHS EURO N59465109 772 40,000 SH   DFND 3 0 40,000 0
NASDAQ INC COM 631103108 220 2,200 SH   DFND 3 0 2,200 0
NATIONAL OILWELL VARCO INC COM 637071101 727 33,000 SH   DFND 3 0 33,000 0
NATURES SUNSHINE PRODUCTS IN COM 639027101 23,665 2,854,607 SH   DFND 2 0 2,854,607 0
NEWMONT GOLDCORP CORPORATION COM 651639106 3,037 79,093 SH   DFND 3 0 79,093 0
NEXTERA ENERGY INC COM 65339F101 548 2,370 SH   DFND 3 0 2,370 0
NIKE INC CL B 654106103 1,760 19,067 SH   DFND 3 0 19,067 0
NORFOLK SOUTHERN CORP COM 655844108 1,888 10,440 SH   DFND 3 0 10,440 0
NORTHERN TR CORP COM 665859104 274 2,942 SH   DFND 3 0 2,942 0
NUTRIEN LTD COM 67077M108 411 5,300 SH   DFND 3 0 5,300 0
NVIDIA CORP COM 67066G104 1,202 7,000 SH   DFND 3 0 7,000 0
OMEGA FLEX INC COM 682095104 201 2,000 SH   DFND 3 0 2,000 0
OMNICOM GROUP INC COM 681919106 918 11,800 SH   DFND 3 0 11,800 0
OXFORD IMMUNOTEC GLOBAL PLC ORD SHS G6855A103 2,291 137,783 SH   DFND 2 0 137,783 0
PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 267 250,000 SH   DFND 3 0 250,000 0
PATTERN ENERGY GROUP INC CL A 70338P100 263 9,815 SH   DFND 3 0 9,815 0
PAYPAL HLDGS INC COM 70450Y103 1,687 16,510 SH   DFND 3 0 16,510 0
PEPSICO INC COM 713448108 294 2,165 SH   DFND 3 0 2,165 0
PFIZER INC COM 717081103 739 20,400 SH   DFND 3 0 20,400 0
PHILIP MORRIS INTL INC COM 718172109 864 11,500 SH   DFND 3 0 11,500 0
PLUG POWER INC COM NEW 72919P202 62 24,000 SH   DFND 3 0 24,000 0
PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 405 350,000 SH   DFND 3 0 350,000 0
PROLOGIS INC COM 74340W103 1,012 11,800 SH   DFND 3 0 11,800 0
PUTER TASK GROUP INC COM 205477102 212 42,844 SH   DFND 3 0 42,844 0
QORVO INC COM 74736K101 319 4,361 SH   DFND 3 0 4,361 0
QUALCOMM INC COM 747525103 1,709 22,300 SH   DFND 3 0 22,300 0
QUTOUTIAO INC ADS REP SHS A 74915J107 2,720 735,073 SH   DFND 1 0 735,073 0
RELIANCE STEEL & ALUMINUM CO COM 759509102 949 9,600 SH   DFND 3 0 9,600 0
RESOLUTE FST PRODS INC COM 76117W109 261 55,000 SH   DFND 3 0 55,000 0
RETRACTABLE TECHNOLOGIES INC COM 76129W105 251 226,425 SH   DFND 3 0 226,425 0
REVANCE THERAPEUTICS INC COM 761330109 6,143 472,532 SH   DFND 1 0 472,532 0
ROGERS COMMUNICATIONS INC CL B 775109200 353 4,120 SH   DFND 3 0 4,120 0
SCHLUMBERGER LTD COM 806857108 858 25,000 SH   DFND 3 0 25,000 0
SEADRILL LTD COM G7998G106 350 166,609 SH   DFND 1 0 166,609 0
SINA CORP ORD G81477104 59,659 1,522,312 SH   DFND 1 0 1,522,312 0
SINA CORP ORD G81477104 16,186 413,020 SH   DFND   0 413,020 0
SKYWORKS SOLUTIONS INC COM 83088M102 465 6,000 SH   DFND 3 0 6,000 0
SL GREEN RLTY CORP COM 78440X101 1,701 20,800 SH   DFND 3 0 20,800 0
SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 1,729 62,000 SH   DFND 3 0 62,000 0
SOHU COM LTD SPONSORED ADS 83410S108 4,897 482,014 SH   DFND 1 0 482,014 0
SOUTHWEST GAS HOLDINGS INC COM 844895102 276 3,070 SH   DFND 3 0 3,070 0
SPIRIT AIRLS INC COM 848577102 218 6,000 SH   DFND 3 0 6,000 0
SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 30,846 30,000,000 SH   DFND 1 0 30,000,000 0
SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 20,556 19,992,000 SH   DFND   0 19,992,000 0
SQUARE INC NOTE 0.500% 5/1 852234AD5 110 100,000 SH   DFND 3 0 100,000 0
STANLEY BLACK & DECKER INC COM 854502101 318 2,220 SH   DFND 3 0 2,220 0
STARBUCKS CORP COM 855244109 868 9,825 SH   DFND 3 0 9,825 0
T MOBILE US INC COM 872590104 1,008 13,000 SH   DFND 3 0 13,000 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 3,605 79,220 SH   DFND 3 0 79,220 0
TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 612 47,500 SH   DFND 3 0 47,500 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 622 90,000 SH   DFND 3 0 90,000 0
TEXAS INSTRS INC COM 882508104 1,004 7,900 SH   DFND 3 0 7,900 0
THE CHARLES SCHWAB CORPORATI COM 808513105 1,176 28,400 SH   DFND 3 0 28,400 0
THOR INDS INC COM 885160101 372 7,610 SH   DFND 3 0 7,610 0
TOTAL S A SPONSORED ADS 89151E109 309 6,000 SH   DFND 3 0 6,000 0
TRANSDIGM GROUP INC COM 893641100 953 1,840 SH   DFND 3 0 1,840 0
TRANSGLOBE ENERGY CORP COM 893662106 3,221 2,422,923 SH   DFND 1 0 2,422,923 0
TWITTER INC NOTE 0.250% 6/1 90184LAF9 240 225,000 SH   DFND 3 0 225,000 0
UBS GROUP AG SHS H42097107 977 87,485 SH   DFND 3 0 87,485 0
ULTA BEAUTY INC COM 90384S303 587 2,400 SH   DFND 3 0 2,400 0
UNITED TECHNOLOGIES CORP COM 913017109 1,042 7,640 SH   DFND 3 0 7,640 0
UNITEDHEALTH GROUP INC COM 91324P102 3,123 14,510 SH   DFND 3 0 14,510 0
UNIVERSAL FST PRODS INC COM 913543104 945 23,600 SH   DFND 3 0 23,600 0
UNIVERSAL HLTH SVCS INC CL B 913903100 925 6,300 SH   DFND 3 0 6,300 0
VEON LTD SPONSORED ADR 91822M106 1,585 660,608 SH   DFND 1 0 660,608 0
VERISIGN INC COM 92343E102 300 1,600 SH   DFND 3 0 1,600 0
VERIZON MUNICATIONS INC COM 92343V104 459 7,605 SH   DFND 3 0 7,605 0
VERRICA PHARMACEUTICALS INC COM 92511W108 4,857 329,066 SH   DFND 1 0 329,066 0
VERRICA PHARMACEUTICALS INC COM 92511W108 6,824 462,346 SH   DFND   0 462,346 0
VIEWRAY INC COM 92672L107 47,767 16,471,258 SH   DFND   0 16,471,258 0
VISA INC COM CL A 92826C839 4,472 25,700 SH   DFND 3 0 25,700 0
WASTE MGMT INC DEL COM 94106L109 1,346 11,850 SH   DFND 3 0 11,850 0
WEIBO CORP NOTE 1.250% 11/1 948596AC5 85,279 90,730,000 SH   DFND 1 0 90,730,000 0
WELLS FARGO CO NEW COM 949746101 750 14,795 SH   DFND 3 0 14,795 0
WESTERN DIGITAL CORP COM 958102105 992 16,400 SH   DFND 3 0 16,400 0
WEYERHAEUSER CO COM 962166104 973 35,000 SH   DFND 3 0 35,000 0
WHEATON PRECIOUS METALS CORP COM 962879102 3,060 65,260 SH   DFND 3 0 65,260 0
XYLEM INC COM 98419M100 250 3,120 SH   DFND 3 0 3,120 0
YAMANA GOLD INC COM 98462Y100 56 17,000 SH   DFND 3 0 17,000 0
ZIX CORP COM 98974P100 215 30,000 SH   DFND 3 0 30,000 0
ZOETIS INC CL A 98978V103 1,239 10,000 SH   DFND 3 0 10,000 0