The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACM RESEARCH INC | COM CL A | 00108J109 | 454 | 32,740 | SH | SOLE | N/A | 32,740 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 1,739 | 60,000 | SH | SOLE | N/A | 60,000 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 1,863 | 500,000 | PRN | SOLE | N/A | 500,000 | 0 | 0 | |
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 577 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
AFYA LTD | CL A COM | G01125106 | 749 | 29,200 | SH | SOLE | N/A | 29,200 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 3,345 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 4,885 | 4,000 | SH | SOLE | N/A | 4,000 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 3,298 | 1,900 | SH | SOLE | N/A | 1,900 | 0 | 0 | |
APPLE INC | COM | 037833100 | 1,120 | 5,000 | SH | SOLE | N/A | 5,000 | 0 | 0 | |
ARGAN INC | COM | 04010E109 | 1,179 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
AXOGEN INC | COM | 05463X106 | 624 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
BEASLEY BROADCAST GROUP INC | CL A | 074014101 | 540 | 174,211 | SH | SOLE | N/A | 174,211 | 0 | 0 | |
BILIBILI INC | SPONS ADS REP Z | 090040106 | 1,327 | 94,000 | SH | SOLE | N/A | 94,000 | 0 | 0 | |
BOOT BARN HLDGS INC | COM | 099406100 | 3,483 | 99,812 | SH | SOLE | N/A | 99,812 | 0 | 0 | |
CANADA GOOSE HOLDINGS INC | SHS SUB VTG | 135086106 | 1,407 | 32,000 | SH | SOLE | N/A | 32,000 | 0 | 0 | |
CAREDX INC | COM | 14167L103 | 1,383 | 61,160 | SH | SOLE | N/A | 61,160 | 0 | 0 | |
CHANGYOU COM LTD | ADS REP CL A | 15911M107 | 370 | 38,967 | SH | SOLE | N/A | 38,967 | 0 | 0 | |
CRESCENT ACQUISITION CORP | UNIT 99/99/9999 | 22564L204 | 1,013 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
DAQO NEW ENERGY CORP | SPNSRD ADR NEW | 23703Q203 | 1,553 | 33,702 | SH | SOLE | N/A | 33,702 | 0 | 0 | |
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 1,425 | 42,000 | SH | SOLE | N/A | 42,000 | 0 | 0 | |
DIAMEDICA THERAPEUTICS INC | COM NEW | 25253X207 | 470 | 227,230 | SH | SOLE | N/A | 227,230 | 0 | 0 | |
DIREXION SHS ETF TR | CSI 300 BULL2X | 25490K869 | 2,477 | 122,300 | SH | SOLE | N/A | 122,300 | 0 | 0 | |
E L F BEAUTY INC | COM | 26856L103 | 1,751 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
EVERBRIDGE INC | COM | 29978A104 | 3,764 | 61,000 | SH | SOLE | N/A | 61,000 | 0 | 0 | |
EVOLENT HEALTH INC | CL A | 30050B101 | 360 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
EXICURE INC | COM | 30205M101 | 1,708 | 675,000 | SH | SOLE | N/A | 675,000 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 7,346 | 41,250 | SH | SOLE | N/A | 41,250 | 0 | 0 | |
FIVE BELOW INC | COM | 33829M101 | 2,522 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | |
GLOBAL EAGLE ENTMT INC | NOTE 2.750% 2/1 | 37951DAB8 | 242 | 500,000 | PRN | SOLE | N/A | 500,000 | 0 | 0 | |
iShares China Large-Cap (ETF) | CHINA LG-CAP ETF | 464287184 | 29,850 | 750,000 | SH | Call | SOLE | N/A | 750,000 | 0 | 0 |
iShares Russell 2000 Index (ETF) | RUSSELL 2000 ETF | 464287655 | 227,010 | 1,500,000 | SH | Call | SOLE | N/A | 1,500,000 | 0 | 0 |
JIANPU TECHNOLOGY INC | ADR | 47738D101 | 943 | 377,194 | SH | SOLE | N/A | 377,194 | 0 | 0 | |
KRANESHARES TR | CSI CHI INTERNET | 500767306 | 2,137 | 51,700 | SH | SOLE | N/A | 51,700 | 0 | 0 | |
LEXINFINTECH HLDGS LTD | ADR | 528877103 | 1,453 | 144,901 | SH | SOLE | N/A | 144,901 | 0 | 0 | |
LOVESAC COMPANY | COM | 54738L109 | 934 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
LULULEMON ATHLETICA INC | COM | 550021109 | 2,349 | 12,200 | SH | SOLE | N/A | 12,200 | 0 | 0 | |
LUMENTUM HLDGS INC | NOTE 0.250% 3/1 | 55024UAB5 | 1,968 | 1,700,000 | PRN | SOLE | N/A | 1,700,000 | 0 | 0 | |
MAGNACHIP SEMICONDUCTOR SA | NOTE 5.000% 3/0 | 55932XAB0 | 687 | 500,000 | PRN | SOLE | N/A | 500,000 | 0 | 0 | |
MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 5,453 | 3,540,819 | SH | SOLE | N/A | 3,540,819 | 0 | 0 | |
MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 924 | 600,000 | SH | Call | SOLE | N/A | 600,000 | 0 | 0 |
MATINAS BIOPHARMA HLDGS INC | COM | 576810105 | 946 | 1,500,000 | SH | SOLE | N/A | 1,500,000 | 0 | 0 | |
MOMO INC | ADR | 60879B107 | 5,298 | 171,000 | SH | SOLE | N/A | 171,000 | 0 | 0 | |
MOTUS GI HLDGS INC | COM | 62014P108 | 660 | 333,333 | SH | SOLE | N/A | 333,333 | 0 | 0 | |
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 665 | 6,000 | SH | SOLE | N/A | 6,000 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 470 | 5,000 | SH | SOLE | N/A | 5,000 | 0 | 0 | |
OVID THERAPEUTICS INC | COM | 690469101 | 1,128 | 348,263 | SH | SOLE | N/A | 348,263 | 0 | 0 | |
PowerShares QQQ Trust, Series 1 (ETF) | UNIT SER 1 | 73935A104 | 151,048 | 800,000 | SH | Put | SOLE | N/A | 800,000 | 0 | 0 |
RINGCENTRAL INC | CL A | 76680R206 | 694 | 5,525 | SH | SOLE | N/A | 5,525 | 0 | 0 | |
ROKU INC | COM CL A | 77543R102 | 407 | 4,000 | SH | SOLE | N/A | 4,000 | 0 | 0 | |
SEA LTD | SPONSORED ADS | 81141R100 | 3,157 | 102,000 | SH | SOLE | N/A | 102,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 18,026 | 200,000 | SH | Put | SOLE | N/A | 200,000 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 25,896 | 400,000 | SH | Put | SOLE | N/A | 400,000 | 0 | 0 |
SIENTRA INC | COM | 82621J105 | 3,670 | 566,372 | SH | SOLE | N/A | 566,372 | 0 | 0 | |
SMILEDIRECTCLUB INC | CL A COM | 83192H106 | 1,260 | 90,750 | SH | SOLE | N/A | 90,750 | 0 | 0 | |
SOHU COM LTD | SPONSORED ADS | 83410S108 | 203 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 66,773 | 225,000 | SH | Put | SOLE | N/A | 225,000 | 0 | 0 |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 11,438 | 150,000 | SH | Put | SOLE | N/A | 150,000 | 0 | 0 |
STOKE THERAPEUTICS INC | COM | 86150R107 | 365 | 17,000 | SH | SOLE | N/A | 17,000 | 0 | 0 | |
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 990 | 28,900 | SH | SOLE | N/A | 28,900 | 0 | 0 | |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 2,477 | 42,000 | SH | SOLE | N/A | 42,000 | 0 | 0 | |
TILRAY INC | DEBT 5.000%10/0 | U8961EAA4 | 4,537 | 7,000,000 | PRN | SOLE | N/A | 7,000,000 | 0 | 0 | |
VIPSHOP HLDGS LTD | SPONSORED ADS A | 92763W103 | 446 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
WEIBO CORP | SPONSORED ADR | 948596101 | 716 | 16,000 | SH | SOLE | N/A | 16,000 | 0 | 0 | |
XENON PHARMACEUTICALS INC | COM | 98420N105 | 2,671 | 296,500 | SH | SOLE | N/A | 296,500 | 0 | 0 | |
YY INC | SPONSORED ADS A | 98426T106 | 469 | 8,339 | SH | SOLE | N/A | 8,339 | 0 | 0 | |
ZENDESK INC | COM | 98936J101 | 2,915 | 40,000 | SH | SOLE | N/A | 40,000 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 3,467 | 86,600 | SH | SOLE | N/A | 86,600 | 0 | 0 | |
ZUMIEZ INC | COM | 989817101 | 1,584 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 |