The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
10X GENOMICS CL A ORD COM 88025U109 10 200 SH   DFND   200 0 0
3D SYSTEMS ORD (NYS) COM 88554D205 9 1,179 SH Call DFND   1,179 0 0
ABERDEEN ASIA PACIFIC INCOME CF COM 003009107 157 37,511 SH   DFND   37,511 0 0
ACADIA HEALTHCARE COMPANY ORD COM 00404A109 1 40 SH   DFND   40 0 0
ACADIA PHARMACEUTICALS ORD COM 004225108 0 3 SH Call DFND   3 0 0
ACELRX PHARMACEUTICALS ORD (NMS) COM 00444T100 0 50 SH Call DFND   50 0 0
ACREAGE HOLDINGS ORD COM 00489Y402 110 15,000 SH   SOLE   15,000 0 0
ACT II GLOBAL ACQUISITION UNT COM G0080J112 3 300 SH   SOLE   300 0 0
ACTIVISION BLIZZARD ORD COM 00507V109 71 1,352 SH   DFND   1,352 0 0
ADESTO TECHNOLOGIES ORD COM 00687D101 731 85,459 SH   DFND   85,459 0 0
ADOBE ORD COM 00724F101 4 16 SH Call DFND   16 0 0
ADVANCED MICRO DEVICES ORD COM 007903107 2,788 96,174 SH   DFND   96,174 0 0
ADVANCED MICRO DEVICES ORD COM 007903107 2 81 SH Call DFND   81 0 0
ADVENT CLAYMORE CONV INCOM NAV CF COM 00764C109 33 2,283 SH   DFND   2,283 0 0
ADVERUM BIOTECHNOLOGIES ORD (NMS) COM 00773U108 2 436 SH Call SOLE   436 0 0
AEGON ADR COM 007924103 203 49,200 SH   SOLE   49,200 0 0
AGNC INVESTMENT REIT ORD COM 00123Q104 54 3,400 SH   DFND   3,400 0 0
AIR LEASE CL A ORD COM 00912X302 73 1,750 SH   SOLE   1,750 0 0
AKOUSTIS TECHNOLOGIE ORD COM 00973N102 148 19,150 SH   DFND   19,150 0 0
AKOUSTIS TECHNOLOGIE ORD COM 00973N102 0 50 SH Call DFND   50 0 0
ALDER BIOPHARMACEUTICALS ORD COM 014339105 969 51,400 SH   DFND   51,400 0 0
ALDEYRA THERAPEUTICS ORD COM 01438T106 0 100 SH   DFND   100 0 0
ALEXCO RESOURCE ORD COM 01535P106 17 10,000 SH   DFND   10,000 0 0
ALIANZGI CNVRTBL INM 2024 TGT TRM CF COM 01883H102 0 86 SH   DFND   86 0 0
ALIBABA GROUP HOLDING ADR REP 8 ORD SPONSORED ADR 01609W102 1 8 SH Call DFND   8 0 0
ALLERGAN ORD COM G0177J108 20,892 124,148 SH   SOLE   124,148 0 0
ALLIANCE DATA SYSTEMS ORD COM 018581108 3,970 30,987 SH   DFND   30,987 0 0
ALLIANCEBERNSTEIN GLBL HIGH INCM CF COM 01879R106 86 7,181 SH   DFND   7,181 0 0
ALLIANZGI CNV AND INCM II CF COM 018825109 29 5,788 SH   DFND   5,788 0 0
ALLIANZGI CONVER AND INCM CF COM 018828103 3 688 SH   DFND   688 0 0
ALLIANZGI NFJ DIV INTEREST STRAT CF COM 01883A107 116 9,537 SH   DFND   9,537 0 0
ALLON THERAPEUTICS ORD COM 019774108 0 30,000 SH   SOLE   30,000 0 0
ALLSTATE ORD COM 020002101 37 344 SH   DFND   344 0 0
ALPHABET CL A ORD COM 02079K305 746 611 SH   DFND   611 0 0
ALTA MESA RESOURCES CL A ORD COM 02133L109 0 2,500 SH   DFND   2,500 0 0
ALTABA ORD COM 021346101 247 12,700 SH   DFND   12,700 0 0
ALTERYX CL A ORD COM 02156B103 85 800 SH   DFND   800 0 0
ALTRA INDUSTRIAL MOTION ORD COM 02208R106 0 1 SH   DFND   1 0 0
ALTRIA GROUP ORD COM 02209S103 16 400 SH Call DFND   400 0 0
AMARIN ADR REP 1 ORD SPONSORED ADR 023111206 190 12,550 SH   DFND   12,550 0 0
AMC NETWORKS CL A ORD COM 00164V103 78 1,600 SH   SOLE   1,600 0 0
AMERICA'S CAR-MART ORD COM 03062T105 91 1,000 SH   SOLE   1,000 0 0
AMERICAN EXPRESS ORD COM 025816109 35 300 SH   DFND   300 0 0
AMERICAN FIN GRP 5.875 SUB DEBENT COM 025932807 141 5,300 SH   SOLE   5,300 0 0
AMERICAN FINANCIAL GROUP ORD COM 025932104 170 1,585 SH   DFND   1,585 0 0
AMERICAN RIVER BANKSHARES ORD COM 029326105 162 11,946 SH   DFND   11,946 0 0
AMGEN ORD COM 031162100 7 41 SH   DFND   41 0 0
AMRCN INTL DS REP 1/1000 SRS A PRF COM 026874768 866 31,777 SH   SOLE   31,777 0 0
ANDERSONS ORD COM 034164103 177 7,901 SH   DFND   7,901 0 0
ANGIE'S LIST ORD (NMS) COM 00183L102 0 5 SH Call DFND   5 0 0
ANTERIX ORD COM 03676C100 144 4,000 SH   DFND   4,000 0 0
APHRIA ORD COM 03765K104 2 555 SH Call DFND   555 0 0
APOLLO GLOBAL MANAGEMENT CL A ORD COM 03768E105 20 540 SH   SOLE   540 0 0
APOLLO GLOBAL MANAGEMENT CL A ORD COM 03768E105 0 6 SH Put SOLE   6 0 0
APOLLO INVESTMENT ORD COM 03761U502 32 2,000 SH   DFND   2,000 0 0
APOLLO SENIOR FLOATING RATE CF COM 037636107 195 13,212 SH   DFND   13,212 0 0
APOLLO TACTICAL INCOME CF COM 037638103 61 4,029 SH   DFND   4,029 0 0
APPLIED MATERIAL ORD COM 038222105 349 7,000 SH   DFND   7,000 0 0
AQUA AMERICA ORD COM 03836W103 5 126 SH   DFND   126 0 0
AQUA METALS ORD COM 03837J101 0 440 SH   DFND   440 0 0
ARCONIC ORD (NYS) COM 03965L100 0 30 SH Put DFND   30 0 0
ARES DYNAMIC CREDIT ALLOCATION CF COM 04014F102 55 3,707 SH   DFND   3,707 0 0
ARES MANAGEMENT CL A ORD COM 03990B101 99 3,728 SH   DFND   3,728 0 0
ARGENX ADR REP ORD SPONSORED ADR 04016X101 623 5,475 SH   SOLE   5,475 0 0
ARMSTRONG FLOORING ORD COM 04238R106 9 1,526 SH   SOLE   1,526 0 0
ARROWHEAD PHARMACEUTICALS ORD (NMS) COM 04280A100 0 5 SH Call DFND   5 0 0
ASCENA RETAIL GROUP ORD COM 04351G101 264 1,000,000 SH   SOLE   1,000,000 0 0
ASLAN PHARMACEUTICALS ADR REP 5 ORD SPONSORED ADR 04522R101 33 19,100 SH   SOLE   19,100 0 0
ASPEN GROUP ORD COM 04530L203 84 16,220 SH   DFND   16,220 0 0
ASPEN TECHNOLOGY ORD COM 045327103 21 176 SH   DFND   176 0 0
ASSERTIO THERAPEUTICS ORD COM 04545L107 0 100 SH   DFND   100 0 0
ASTRONICS CL B ORD COM 046433207 1 67 SH   SOLE   67 0 0
AT HOME GROUP ORD COM 04650Y100 151 15,754 SH   DFND   15,754 0 0
AT&T ORD COM 00206R102 7 200 SH   DFND   200 0 0
AT&T ORD COM 00206R102 3 100 SH Call DFND   100 0 0
ATHERSYS ORD COM 04744L106 1 1,500 SH   DFND   1,500 0 0
AURORA CANNABIS ORD COM 05156X108 0 40 SH Call DFND   40 0 0
AVALONBAY COMMUNITIES REIT ORD COM 053484101 83 386 SH   SOLE   386 0 0
AVANGRID ORD COM 05351W103 31 602 SH   DFND   602 0 0
AVAYA HOLDINGS ORD COM 05351X101 258 25,300 SH   DFND   25,300 0 0
AVON PRODUCTS ORD COM 054303102 825 187,513 SH   DFND   187,513 0 0
AXOGEN ORD (NMS) COM 05463X106 0 44 SH Call SOLE   44 0 0
AZUL ADR REP 3 PRF SPONSORED ADR 05501U106 426 11,900 SH   DFND   11,900 0 0
BAIDU ADR REP 1/10 CL A ORD SPONSORED ADR 056752108 1 19 SH   DFND   19 0 0
BAIDU ADR REP 1/10 CL A ORD SPONSORED ADR 056752108 10 100 SH Call DFND   100 0 0
BANC OF CALIFORNIA ORD COM 05990K106 3 258 SH   DFND   258 0 0
BANCO SANT M XIC ADS REP 5 SRS B ORD COM 05969B103 519 82,500 SH   SOLE   82,500 0 0
BANCO SANTANDER ADR REP 1 ORD SPONSORED ADR 05964H105 1,359 338,217 SH   DFND   338,217 0 0
BANKWELL FINANCIAL GROUP ORD COM 06654A103 58 2,128 SH   DFND   2,128 0 0
BARCLAYS ADR REP 4 ORD SPONSORED ADR 06738E204 183 25,000 SH   DFND   25,000 0 0
BARCLAYS IPTH SRS B S&P SHRT TRM ETN COM 06746P621 415 17,500 SH   DFND   17,500 0 0
BARCLAYS IPTH SRS B S&P SHRT TRM ETN COM 06746P621 0 20 SH Call DFND   20 0 0
BARINGS BDC ORD COM 06759L103 106 10,455 SH   DFND   10,455 0 0
BARINGS GLOBAL SHORT DURTN HY CF COM 06760L100 7 430 SH   DFND   430 0 0
BARRICK GOLD ORD COM 067901108 0 1 SH Call DFND   1 0 0
BAYER AKTIENGESELLSCHAFT EACH RE ADR COM 072730302 0 1 SH   DFND   1 0 0
BAYERISCHE MOTOREN WERKE ADR COM 072743305 0 1 SH   SOLE   1 0 0
BB AND T ORD COM 054937107 2,418 45,325 SH   DFND   45,325 0 0
BBVA BANCO FRANCES ADR REP 3 ORD SPONSORED ADR 07329M100 0 109 SH   SOLE   109 0 0
BED BATH AND BEYOND ORD COM 075896100 21 2,000 SH   DFND   2,000 0 0
BEL FUSE CL A ORD COM 077347201 0 15 SH   SOLE   15 0 0
BELLEROPHON THERAPEUTICS ORD COM 078771102 3 6,800 SH   SOLE   6,800 0 0
BERKSHIRE HATHWAY CL B ORD COM 084670702 773 3,716 SH   DFND   3,716 0 0
BEYOND MEAT ORD COM 08862E109 3 25 SH   DFND   25 0 0
BEYOND MEAT ORD COM 08862E109 2 15 SH Put DFND   15 0 0
BHP GROUP ADR COM 088606108 1,071 21,697 SH   DFND   21,697 0 0
BHP GROUP ADR REP 2 ORD SPONSORED ADR 05545E209 62 1,451 SH   DFND   1,451 0 0
BILIBILI ADS COM 090040106 20 1,445 SH   DFND   1,445 0 0
BIO RAD LABORATORIES CL A ORD COM 090572207 21 65 SH   SOLE   65 0 0
BIODELIVERY SCIENCE INTERNATIONL ORD COM 09060J106 2 500 SH   SOLE   500 0 0
BIOGEN ORD COM 09062X103 3 13 SH   DFND   13 0 0
BITAUTO HOLDINGS ADR REP 1 ORD SPONSORED ADR 091727107 1,407 94,030 SH   DFND   94,030 0 0
BLACK KNIGHT ORD COM 09215C105 21 353 SH   DFND   353 0 0
BLACKOCK MUNIHOLDINGS INV QUALITY CF COM 09254P108 71 5,258 SH   DFND   5,258 0 0
BLACKROCK CALIFORNIA MUNICPL INCM CF COM 09248E102 3 258 SH   DFND   258 0 0
BLACKROCK CORE BOND CF COM 09249E101 200 13,848 SH   DFND   13,848 0 0
BLACKROCK CORPORATE HIGH YIELD CF COM 09255P107 76 7,129 SH   DFND   7,129 0 0
BLACKROCK CREDIT ALLOCATION INCME CF COM 092508100 137 10,070 SH   DFND   10,070 0 0
BLACKROCK DEBT STRATEGIES CF COM 09255R202 90 8,404 SH   DFND   8,404 0 0
BLACKROCK FLOAT RATE INC CF COM 09255X100 67 5,356 SH   DFND   5,356 0 0
BLACKROCK FLOATING RATE INM CF COM 091941104 34 2,829 SH   DFND   2,829 0 0
BLACKROCK INCOME CF COM 09247F100 175 28,900 SH   SOLE   28,900 0 0
BLACKROCK INVESTMENT QLTY MUNICPL CF COM 09247D105 2 172 SH   DFND   172 0 0
BLACKROCK LIMITED DURATION INCOME CF COM 09249W101 197 12,653 SH   DFND   12,653 0 0
BLACKROCK LONG TERM MUNICIPL ADV CF COM 09250B103 2 172 SH   DFND   172 0 0
BLACKROCK MULTI SECTOR INCOME CF COM 09258A107 193 11,276 SH   DFND   11,276 0 0
BLACKROCK MUNCPL 2030 TARGET TERM CF COM 09257P105 186 7,882 SH   DFND   7,882 0 0
BLACKROCK MUNIASSETS CF COM 09254J102 5 344 SH   DFND   344 0 0
BLACKROCK MUNICIP INC INV QUALITY CF COM 09250G102 2 172 SH   DFND   172 0 0
BLACKROCK MUNICIPAL BOND CF COM 09249H104 2 172 SH   DFND   172 0 0
BLACKROCK MUNICIPAL INCOM QUALITY CF COM 092479104 3 258 SH   DFND   258 0 0
BLACKROCK MUNICIPAL INCOME CF COM 09248F109 7 516 SH   DFND   516 0 0
BLACKROCK MUNICIPAL INCOME II CF COM 09249N101 3 258 SH   DFND   258 0 0
BLACKROCK MUNICIPAL INCOME INV CF COM 09248H105 2 172 SH   DFND   172 0 0
BLACKROCK MUNIENHANCED CF COM 09253Y100 1 172 SH   DFND   172 0 0
BLACKROCK MUNIHOLDINGS CF COM 09253N104 2 172 SH   DFND   172 0 0
BLACKROCK MUNIHOLDINGS II CF COM 09253P109 2 172 SH   DFND   172 0 0
BLACKROCK MUNIHOLDINGS QUALITY CF COM 09254A101 2 172 SH   DFND   172 0 0
BLACKROCK MUNIHOLDINGS QUALITY II CF COM 09254C107 2 172 SH   DFND   172 0 0
BLACKROCK MUNIVEST CF COM 09253R105 3 430 SH   DFND   430 0 0
BLACKROCK MUNIVEST II CF COM 09253T101 2 172 SH   DFND   172 0 0
BLACKROCK MUNIY MICHIGAN QUALITY CF COM 09254V105 2 172 SH   DFND   172 0 0
BLACKROCK MUNIYIELD CALIF QUALITY CF COM 09254N103 6 430 SH   DFND   430 0 0
BLACKROCK MUNIYIELD CALIFORNIA CF COM 09254M105 3 258 SH   DFND   258 0 0
BLACKROCK MUNIYIELD CF COM 09253W104 3 258 SH   DFND   258 0 0
BLACKROCK MUNIYIELD INVESTMENT CF COM 09254R104 3 258 SH   DFND   258 0 0
BLACKROCK MUNIYIELD NEWJERSEY CF COM 09254Y109 2 172 SH   DFND   172 0 0
BLACKROCK MUNIYIELD PENNS QUALITY CF COM 09255G107 2 172 SH   DFND   172 0 0
BLACKROCK MUNIYIELD QUALITY III CF COM 09254E103 139 10,258 SH   DFND   10,258 0 0
BLACKROCK MUNIYLD QUALITY FUND CF COM 09254F100 3 258 SH   DFND   258 0 0
BLACKROCK MUNIYLD QUALITY FUND II CF COM 09254G108 3 258 SH   DFND   258 0 0
BLACKROCK TAXABL MUNI BND CF COM 09248X100 108 4,400 SH   DFND   4,400 0 0
BLACKSTONE GROUP CL A ORD COM 09260D107 20 420 SH   DFND   420 0 0
BLACKSTONE GSO STRATEGIC CREDIT CF COM 09257R101 89 6,118 SH   DFND   6,118 0 0
BLOOMIN' BRANDS ORD (NMS) COM 094235108 1 70 SH Call DFND   70 0 0
BNY MELLON HIGH YIELD STR NAV CF COM 09660L105 57 18,861 SH   DFND   18,861 0 0
BOEING ORD COM 097023105 152 400 SH   DFND   400 0 0
BOEING ORD COM 097023105 3 10 SH Call DFND   10 0 0
BOOKING HOLDINGS ORD COM 09857L108 29 15 SH   DFND   15 0 0
BOOZ ALLEN HAMILTON HOLDING CL A ORD COM 099502106 22 311 SH   SOLE   311 0 0
BOX CL A ORD COM 10316T104 2 150 SH Call DFND   150 0 0
BRAINSTORM CELL THERAPEUTICS ORD (NMS) COM 10501E201 0 20 SH Call SOLE   20 0 0
BRANDYWINE GLOBAL INCM OPRTNTS CF COM 10537L104 187 15,470 SH   DFND   15,470 0 0
BRINKER INTERNATIONAL ORD COM 109641100 5 135 SH   DFND   135 0 0
BRITISH AMERICAN TOBACCO ADR REP ORD SPONSORED ADR 110448107 238 6,476 SH   SOLE   6,476 0 0
BROADCOM 8 00 MANDA CONV SRS A PRF COM 11135F200 2,050 2,000 SH   SOLE   2,000 0 0
BROOKFIELD ASSET MANAGEMENT CL A ORD COM 112585104 398 7,500 SH   SOLE   7,500 0 0
BROOKFIELD PROPERTY REIT CL A ORD COM 11282X103 2 100 SH   DFND   100 0 0
BROOKFIELD REAL ASSETS INCOME CF COM 112830104 90 4,000 SH   DFND   4,000 0 0
BROWN & BROWN ORD COM 115236101 22 611 SH   DFND   611 0 0
BROWN FORMAN CL A ORD COM 115637100 52 871 SH   DFND   871 0 0
BSTN DS RP 1/100TH SRS B CUM RED PRF COM 101121408 25 1,000 SH   SOLE   1,000 0 0
BUCKEYE PARTNERS UNT (NYS) COM 118230101 3 80 SH Call DFND   80 0 0
BUCKEYE PARTNERS UNT (NYS) COM 118230101 3 75 SH Put DFND   75 0 0
CABCO FLO RA CALL SR 2004-101 CERT COM 12679N203 2 100 SH   SOLE   100 0 0
CADENCE DESIGN SYSTEMS ORD COM 127387108 991 15,000 SH   SOLE   15,000 0 0
CAESARS ENTERTAINMENT ORD COM 127686103 3,214 275,701 SH   DFND   275,701 0 0
CALAMOS CONVERTIBLE AND HIGH INC CF COM 12811P108 7 686 SH   DFND   686 0 0
CALAMOS CONVERTIBLE OPPO AND INCM CF COM 128117108 65 6,300 SH   DFND   6,300 0 0
CALLON PETROLEUM ORD COM 13123X102 329 75,909 SH   DFND   75,909 0 0
CAMBREX ORD COM 132011107 0 1 SH   DFND   1 0 0
CAMBREX ORD COM 132011107 7 120 SH Call DFND   120 0 0
CAMBREX ORD COM 132011107 2 48 SH Put DFND   48 0 0
CAMECO ORD COM 13321L108 77 8,163 SH   DFND   8,163 0 0
CAMPING WORLD CL A ORD (NYS) COM 13462K109 0 100 SH Call DFND   100 0 0
CANNTRUST HOLDINGS ORD (NYS) COM 137800207 0 20 SH Call DFND   20 0 0
CANOPY GROWTH ORD COM 138035100 247 10,775 SH   DFND   10,775 0 0
CANOPY GROWTH ORD COM 138035100 1 45 SH Call DFND   45 0 0
CARBON BLACK ORD COM 14081R103 2,354 90,600 SH   DFND   90,600 0 0
CARBON BLACK ORD COM 14081R103 2 88 SH Call DFND   88 0 0
CARBON BLACK ORD COM 14081R103 1 43 SH Put DFND   43 0 0
CARNIVAL ORD COM 143658300 0 20 SH Put DFND   20 0 0
CARRIZO OIL AND GAS ORD COM 144577103 724 84,358 SH   DFND   84,358 0 0
CARROLS RESTAURANT GROUP ORD COM 14574X104 82 10,000 SH   DFND   10,000 0 0
CARVANA CL A ORD COM 146869102 26 400 SH   DFND   400 0 0
CARVER BANCORP ORD COM 146875604 6 2,000 SH   SOLE   2,000 0 0
CATABASIS PHARMACEUTICALS ORD COM 14875P206 1 200 SH   SOLE   200 0 0
CATASYS ORD COM 149049504 0 36 SH Call SOLE   36 0 0
CAVCO INDUSTRIES ORD COM 149568107 96 500 SH   DFND   500 0 0
CBS CL B ORD COM 124857202 92 2,300 SH   DFND   2,300 0 0
CEDAR REALTY REIT ORD COM 150602209 2 700 SH   SOLE   700 0 0
CELGENE ORD COM 151020104 63,555 640,032 SH   DFND   640,032 0 0
CELGENE ORD COM 151020104 49 501 SH Put DFND   501 0 0
CELSIUS HOLDINGS ORD COM 15118V207 139 40,000 SH   SOLE   40,000 0 0
CENTENE ORD COM 15135B101 1,473 34,050 SH   DFND   34,050 0 0
CENTRAL GARDEN AND PET CL A ORD COM 153527205 74 2,700 SH   DFND   2,700 0 0
CERNER ORD COM 156782104 1 22 SH   SOLE   22 0 0
CHANGYOU.COM ADR REP 2 CL A ORD (NMS) COM 15911M107 0 3 SH Call DFND   3 0 0
CHANGYOU.COM ADR REP 2 CL A ORD (NMS) COM 15911M107 0 35 SH Put DFND   35 0 0
CHARLOTTES WEB HLDGS ORD COM 16106R109 207 15,000 SH   DFND   15,000 0 0
CHEMBIO DIAGNOSTICS ORD COM 163572209 21 3,583 SH   DFND   3,583 0 0
CHEMOURS ORD COM 163851108 4 300 SH   DFND   300 0 0
CHEMUNG FINANCIAL ORD COM 164024101 11 262 SH   SOLE   262 0 0
CHEVRON ORD COM 166764100 9 82 SH   DFND   82 0 0
CHEWY CL A ORD COM 16679L109 199 8,100 SH   DFND   8,100 0 0
CHINA INDUSTRIAL GROUP ORD COM 169396108 6 1,397,637 SH   SOLE   1,397,637 0 0
CHINA LIFE INSURNCE ADR REP 5 H ORD SPONSORED ADR 16939P106 0 1 SH   DFND   1 0 0
CHINA MOBILE ADR REPSG 5 ORD SPONSORED ADR 16941M109 130 3,158 SH   DFND   3,158 0 0
CHINA MOBILE ADR REPSG 5 ORD SPONSORED ADR 16941M109 1 36 SH Put DFND   36 0 0
CHINA PETRO & CHEM ADR REP 100 H ORD SPONSORED ADR 16941R108 5 99 SH   SOLE   99 0 0
CHINA XIANGTAI FOOD ORD COM G21621100 0 100 SH   SOLE   100 0 0
CIENA ORD COM 171779309 231 5,900 SH   DFND   5,900 0 0
CIMAREX ENERGY ORD COM 171798101 2 50 SH   DFND   50 0 0
CK HUTCHISON HOLDINGS ADR COM 12562Y100 218 25,000 SH   SOLE   25,000 0 0
CLEARWAY ENERGY CL A ORD COM 18539C105 438 25,300 SH   DFND   25,300 0 0
CLEVELAND CLIFFS ORD COM 185899101 1 210 SH Call DFND   210 0 0
CLOUDERA ORD COM 18914U100 22 2,500 SH   DFND   2,500 0 0
CLOUDFLARE CL A ORD COM 18915M107 129 7,000 SH   DFND   7,000 0 0
CLOVIS ONCOLOGY ORD (NMS) COM 189464100 0 5 SH Call DFND   5 0 0
CME GROUP CL A ORD COM 12572Q105 300 1,421 SH   DFND   1,421 0 0
CME GROUP CL A ORD COM 12572Q105 2 10 SH Put DFND   10 0 0
CNH INDUSTRIAL ORD COM N20944109 101 10,000 SH   SOLE   10,000 0 0
CNOOC ADR REP 100 CL H ORD SPONSORED ADR 126132109 152 1,000 SH   SOLE   1,000 0 0
COCA-COLA ORD COM 191216100 561 10,320 SH   DFND   10,320 0 0
COGNIZANT TECHNOLOGY SOLUTN CL A ORD COM 192446102 13 218 SH   DFND   218 0 0
COHEN & STEERS LTD DUR PRFD INCM CF COM 19248C105 50 1,960 SH   DFND   1,960 0 0
COMCAST CL A ORD COM 20030N101 13 308 SH   DFND   308 0 0
COMMUNICATIONS SYSTEMS ORD COM 203900105 9 2,086 SH   DFND   2,086 0 0
COMMUNITY TRUST BANCORP ORD COM 204149108 3 86 SH   DFND   86 0 0
CONCHO RESOURCES ORD (NYS) COM 20605P101 2 30 SH Call DFND   30 0 0
CONDOR HOSPITALITY ORD COM 20676Y403 53 4,812 SH   SOLE   4,812 0 0
CONTANGO OIL AND GAS ORD COM 21075N204 1 570 SH Put DFND   570 0 0
COOPER TIRE AND RUBBER ORD COM 216831107 16 650 SH   DFND   650 0 0
COOPER TIRE AND RUBBER ORD COM 216831107 0 6 SH Call DFND   6 0 0
COUPA SOFTWARE ORD COM 22266L106 64 500 SH   DFND   500 0 0
CP ONE FNC DS REP 1 40 PRP SRS G PRF COM 14040H865 5 200 SH   SOLE   200 0 0
CRAWFORD CL B ORD COM 224633107 889 88,117 SH   DFND   88,117 0 0
CREDICORP ORD COM G2519Y108 312 1,500 SH   SOLE   1,500 0 0
CREDIT ACCEPTANCE ORD COM 225310101 21 46 SH   DFND   46 0 0
CREDIT SUISSE ASSET MANAGMNT INCM CF COM 224916106 63 20,000 SH   SOLE   20,000 0 0
CREDIT SUISSE GRP ADR REPTG ONE ORD SPONSORED ADR 225401108 131 10,795 SH   DFND   10,795 0 0
CREE ORD COM 225447101 269 5,500 SH   DFND   5,500 0 0
CRESCENT ACQUISITION UNT COM 22564L204 4 400 SH   SOLE   400 0 0
CRISPR THERAPEUTICS ORD COM H17182108 1 25 SH Call SOLE   25 0 0
CROCS ORD COM 227046109 154 5,554 SH   DFND   5,554 0 0
CRONOS GROUP ORD COM 22717L101 0 90 SH Call DFND   90 0 0
CRONOS GROUP ORD COM 22717L101 2 225 SH Put DFND   225 0 0
CROWDSTRIKE HOLDINGS CL A ORD COM 22788C105 58 1,000 SH   DFND   1,000 0 0
CRYOPORT INC COM 229050307 65 4,000 SH   SOLE   4,000 0 0
CSX ORD COM 126408103 24 350 SH   DFND   350 0 0
CTRIP.COM INTRNTL 8 ADR REP 1 ORD SPONSORED ADR 22943F100 0 17 SH   DFND   17 0 0
CTRIP.COM INTRNTL 8 ADR REP 1 ORD SPONSORED ADR 22943F100 2 90 SH Call DFND   90 0 0
CUMMINS ORD COM 231021106 25 155 SH   DFND   155 0 0
CURIS ORD COM 231269200 4 2,000 SH   SOLE   2,000 0 0
CV SCIENCES ORD COM 126654102 54 31,500 SH   SOLE   31,500 0 0
CYPRESS SEMICONDUCTOR ORD COM 232806109 1,610 69,000 SH   DFND   69,000 0 0
DAIMLER ADR COM 233825207 0 2 SH   SOLE   2 0 0
DATADOG CL A ORD COM 23804L103 161 4,750 SH   DFND   4,750 0 0
DAVITA ORD COM 23918K108 2,242 39,300 SH   SOLE   39,300 0 0
DBV TECHNOLOGIES ADR REP 0.5 ORD SPONSORED ADR 23306J101 36 4,188 SH   SOLE   4,188 0 0
DELL TECHNOLOGIES CL C ORD COM 24703L202 0 1 SH   DFND   1 0 0
DESPEGAR COM ORD COM G27358103 56 5,000 SH   SOLE   5,000 0 0
DEUTSCHE BANK N ORD COM D18190898 1,149 153,279 SH   SOLE   153,279 0 0
DIAMONDBACK ENERGY ORD COM 25278X109 41 464 SH   DFND   464 0 0
DIREXION DLY JR GOLD MIN BEAR 3X ETF COM 25460E877 37 2,112 SH   DFND   2,112 0 0
DIREXION DLY RGNL BNK BUL 3X ETF COM 25459Y132 40 1,000 SH   SOLE   1,000 0 0
DISCOVER FINANCIAL SERVICES ORD COM 254709108 299 3,695 SH   SOLE   3,695 0 0
DISCOVERY SRS B ORD COM 25470F203 106 3,280 SH   SOLE   3,280 0 0
DNB FINANCIAL ORD COM 233237106 451 10,136 SH   SOLE   10,136 0 0
DOLLAR TREE ORD COM 256746108 3 30 SH Put DFND   30 0 0
DOUBLELINE INCOME SOLUTIONS CF COM 258622109 145 7,300 SH   DFND   7,300 0 0
DOUBLELINE OPPORTUNISTIC CF COM 258623107 300 14,503 SH   DFND   14,503 0 0
DUFF & PHELPS GLOBAL UTILITY INCM CF COM 26433C105 96 6,060 SH   DFND   6,060 0 0
DUFF & PHELPS UTILITY & CORP BOND CF COM 26432K108 32 3,498 SH   DFND   3,498 0 0
DXC TECHNOLOGY ORD COM 23355L106 20 700 SH   DFND   700 0 0
DYNAGAS LNG PARTNERS SRS B PRF COM Y2188B124 48 2,347 SH   SOLE   2,347 0 0
DYNATRACE ORD COM 268150109 4 250 SH   DFND   250 0 0
DYNAVAX TECHNOLOGIES ORD (NMS) COM 268158201 0 5 SH Call SOLE   5 0 0
EASTSIDE DISTILLING ORD COM 277802302 324 66,396 SH   DFND   66,396 0 0
EATON VANCE FLTNG RATE INC PLUS CF COM 278284104 16 1,093 SH   SOLE   1,093 0 0
EATON VANCE LIMITED DURATION INCM CF COM 27828H105 158 12,655 SH   DFND   12,655 0 0
EATON VANCE MUNICIPAL BND CF COM 27827X101 172 13,345 SH   DFND   13,345 0 0
EATON VANCE MUNICIPAL INCOME CF COM 27826U108 196 15,285 SH   DFND   15,285 0 0
EATON VANCE SENIOR FLOATING RATE CF COM 27828Q105 97 7,491 SH   DFND   7,491 0 0
EATON VANCE SENIOR INCOME CF COM 27826S103 81 13,392 SH   SOLE   13,392 0 0
EBAY ORD COM 278642103 2 58 SH   DFND   58 0 0
EL PASO ELECTRIC ORD COM 283677854 650 9,700 SH   DFND   9,700 0 0
EL PASO ELECTRIC ORD COM 283677854 0 13 SH Call DFND   13 0 0
EL PASO ELECTRIC ORD COM 283677854 0 7 SH Put DFND   7 0 0
ELANCO ANIMAL HEALTH CVR COM 28414H103 2 100 SH   DFND   100 0 0
ELANCO ANIMAL HEALTH ORD COM 28414H103 0 8 SH   DFND   8 0 0
ELASTIC ORD COM N14506104 32 400 SH   SOLE   400 0 0
ELLSWORTH GROWTH AND INCOME CF COM 289074106 26 2,498 SH   DFND   2,498 0 0
EMPIRE BANCORP ORD COM 291883106 360 28,022 SH   DFND   28,022 0 0
EMPIRE RESORTS ORD COM 292052305 9 1,000 SH   SOLE   1,000 0 0
ENCANA ORD COM 292505104 0 1 SH   DFND   1 0 0
ENDEAVOUR SILVER ORD COM 29258Y103 88 40,000 SH   SOLE   40,000 0 0
ENEL AMERICAS ADR REP 50 ORD SPONSORED ADR 29274F104 8 972 SH   SOLE   972 0 0
ENERGOUS ORD COM 29272C103 11 3,500 SH   DFND   3,500 0 0
ENERGY RECOVERY ORD COM 29270J100 4 500 SH   SOLE   500 0 0
ENERTECK ORD COM 29275X104 0 7,500 SH   SOLE   7,500 0 0
ENI ADR COM 26874R108 176 5,783 SH   SOLE   5,783 0 0
ENSIGN GROUP ORD COM 29358P101 664 15,000 SH   DFND   15,000 0 0
EOG RESOURCES ORD COM 26875P101 14 200 SH   DFND   200 0 0
EURONAV NV COM B38564108 0 25 SH Call SOLE   25 0 0
EVOLUS ORD (NMS) COM 30052C107 0 4 SH Call DFND   4 0 0
EXACT SCIENCES ORD COM 30063P105 234 2,600 SH   SOLE   2,600 0 0
EXAGEN ORD COM 30068X103 3 200 SH   SOLE   200 0 0
EXELIXIS ORD (NMS) COM 30161Q104 0 25 SH Call DFND   25 0 0
EXPEDIA GROUP ORD COM 30212P303 37 280 SH   SOLE   280 0 0
EXXON MOBIL ORD COM 30231G102 4 60 SH   DFND   60 0 0
FACEBOOK CL A ORD COM 30303M102 26 149 SH   DFND   149 0 0
FAIR ISAAC ORD COM 303250104 21 70 SH   SOLE   70 0 0
FANNIE MAE 6.75 NON CUM SRS Q PFD COM 313586778 12 1,000 SH   SOLE   1,000 0 0
FANNIE MAE NON CUMULATIVE H PFD COM 313586885 13 600 SH   SOLE   600 0 0
FAR POINT ACQUISITION CL A ORD COM 30734W109 1 100 SH   SOLE   100 0 0
FARFETCH CL A ORD (NYS) COM 30744W107 0 25 SH Call DFND   25 0 0
FASTENAL ORD COM 311900104 0 5 SH Call DFND   5 0 0
FASTLY CL A ORD COM 31188V100 96 4,000 SH   DFND   4,000 0 0
FASTLY CL A ORD COM 31188V100 0 19 SH Call DFND   19 0 0
FEDERAL HOME LOAN MORTGAGE ORD COM 313400301 0 100 SH   SOLE   100 0 0
FEDEX ORD COM 31428X106 235 1,615 SH   DFND   1,615 0 0
FERRARI ORD COM N3167Y103 1,540 10,000 SH   SOLE   10,000 0 0
FIAT CHRYSLER AUTOMOBILES ORD COM N31738102 3 300 SH   SOLE   300 0 0
FINTECH ACQUISITION CL A ORD COM 31811A101 16 1,650 SH   SOLE   1,650 0 0
FIRST BANCORP ORD COM 318672706 29 3,000 SH   DFND   3,000 0 0
FIRST FINANCIAL BANKSHARES ORD COM 32020R109 14 430 SH   DFND   430 0 0
FIRST NBC BANK HOLDING ORD COM 32115D106 0 20,000 SH   SOLE   20,000 0 0
FIRST TRST ABERDEEN GLBL OPP INCM CF COM 337319107 52 5,000 SH   DFND   5,000 0 0
FIRST TRUST HIGH INCOME LONG SHRT CF COM 33738E109 146 9,657 SH   DFND   9,657 0 0
FIRST TRUST INT DUR PRF INCOME CF COM 33718W103 21 900 SH   DFND   900 0 0
FIRST TRUST MLP AND ENERGY INCOME CF COM 33739B104 142 12,404 SH   SOLE   12,404 0 0
FIRST TRUST SNR FLTG RATE INC II CF COM 33733U108 44 3,738 SH   DFND   3,738 0 0
FIRST UNITED ORD COM 33741H107 1,495 67,993 SH   DFND   67,993 0 0
FISERV ORD COM 337738108 0 5 SH Put DFND   5 0 0
FITBIT CL A ORD COM 33812L102 35 9,256 SH   DFND   9,256 0 0
FIVE9 ORD COM 338307101 107 2,000 SH   SOLE   2,000 0 0
FLAHERTY & CRMRN PRF AND INCM NAV CF COM 338480106 66 4,480 SH   DFND   4,480 0 0
FLAHERTY CRUMRINE DYN PRF INCOME CF COM 33848W106 72 2,775 SH   DFND   2,775 0 0
FLAHERTY CRUMRINE TOTAL RETURN CF COM 338479108 8 371 SH   DFND   371 0 0
FLOTEK INDUSTRIES ORD COM 343389102 125 57,200 SH   SOLE   57,200 0 0
FORTRESS BIOTECH ORD COM 34960Q109 282 200,000 SH   DFND   200,000 0 0
FOSSIL GROUP ORD COM 34988V106 186 14,894 SH   DFND   14,894 0 0
FOX CL A ORD COM 35137L105 93 2,965 SH   DFND   2,965 0 0
FOX CORPORATION ORD COM 35137L204 6 200 SH   DFND   200 0 0
FRANCESCAS HOLDINGS ORD COM 351793203 64 4,616 SH   DFND   4,616 0 0
FRANKLIN UNIVERSAL CF COM 355145103 74 9,833 SH   DFND   9,833 0 0
FREEPORT MCMORAN ORD COM 35671D857 100 10,450 SH   DFND   10,450 0 0
FREEPORT MCMORAN ORD COM 35671D857 0 86 SH Call DFND   86 0 0
FRESENIUS MEDICAL ADR REPTG 0.5 ORD SPONSORED ADR 358029106 23 700 SH   DFND   700 0 0
FRESH DEL MONTE PRODUCE ORD COM G36738105 1 40 SH Put SOLE   40 0 0
FRONTLINE ORD COM G3682E192 36 4,000 SH   SOLE   4,000 0 0
FRONTLINE ORD COM G3682E192 4 470 SH Call SOLE   470 0 0
FUNKO CL A ORD COM 361008105 215 10,487 SH   DFND   10,487 0 0
FUNKO CL A ORD COM 361008105 0 5 SH Call DFND   5 0 0
FVCBANKCORP ORD COM 36120Q101 23 1,343 SH   SOLE   1,343 0 0
GABELLI EQUITY TRUST 5 SRS H CUM PRF COM 362397861 20 800 SH   SOLE   800 0 0
GAIA CL A ORD COM 36269P104 52 8,081 SH   DFND   8,081 0 0
GALAPAGOS ADR REP ORD SPONSORED ADR 36315X101 109 720 SH   SOLE   720 0 0
GAMESTOP CL A ORD COM 36467W109 31 5,622 SH   DFND   5,622 0 0
GARDNER DENVER HOLDINGS ORD COM 36555P107 183 6,478 SH   DFND   6,478 0 0
GARRISON CAPITAL ORD COM 366554103 117 17,000 SH   DFND   17,000 0 0
GDL CF COM 361570104 11 1,293 SH   DFND   1,293 0 0
GENERAL ELECTRIC ORD COM 369604103 131 14,729 SH   DFND   14,729 0 0
GENERAL ELECTRIC ORD COM 369604103 0 109 SH Call DFND   109 0 0
GENESEE & WYOMING CL A ORD COM 371559105 7,430 67,241 SH   DFND   67,241 0 0
GENIUS PRODUCTS ORD COM 37229R305 0 122 SH   SOLE   122 0 0
GENOCEA BIOSCIENCES ORD COM 372427401 733 253,000 SH   DFND   253,000 0 0
GENWORTH FINANCIAL CL A ORD COM 37247D106 992 225,650 SH   DFND   225,650 0 0
GENWORTH FINANCIAL CL A ORD COM 37247D106 3 705 SH Put DFND   705 0 0
GILEAD SCIENCES ORD COM 375558103 5 86 SH   DFND   86 0 0
GLAXOSMITHKLINE ADR REP TWO ORD SPONSORED ADR 37733W105 426 10,000 SH   DFND   10,000 0 0
GLOBALSTAR VTG ORD COM 378973408 0 110 SH   SOLE   110 0 0
GLU MOBILE ORD COM 379890106 99 20,000 SH   SOLE   20,000 0 0
GLYCOMIMETICS INC (NMS) COM 38000Q102 0 20 SH Call SOLE   20 0 0
GNC HOLDINGS CL A ORD COM 36191G107 123 57,500 SH   SOLE   57,500 0 0
GOODYEAR TIRE AND RUBBER ORD COM 382550101 80 5,605 SH   DFND   5,605 0 0
GOODYEAR TIRE AND RUBBER ORD COM 382550101 0 64 SH Call DFND   64 0 0
GORES METROPOULOS UNT COM 382872208 11 1,100 SH   SOLE   1,100 0 0
GRAF INDUSTRIAL RED UNT COM 384278206 5 500 SH   DFND   500 0 0
GRAYSCALE BITCOIN ORD COM 389637109 2 250 SH   SOLE   250 0 0
GRAYSCALE ETHEREUM COM UNT COM 389638107 21 1,000 SH   SOLE   1,000 0 0
GREEN DOT CL A ORD COM 39304D102 25 1,000 SH   DFND   1,000 0 0
GREEN GROWTH BRANDS ORD COM 39305B105 400 400,000 SH   SOLE   400,000 0 0
GREEN ORGANIC DUTCHMAN HLGDS ORD COM 393210208 286 185,000 SH   SOLE   185,000 0 0
GREEN THUMB INDUSTRIES ORD COM 39342L108 819 100,300 SH   SOLE   100,300 0 0
GREENLANE HOLDINGS CL A ORD COM 395330103 1,000 295,270 SH   DFND   295,270 0 0
GREIF CL A ORD COM 397624107 37 999 SH   DFND   999 0 0
GRENTRE HSPTLTY GRP ADR CL A ORD SPONSORED ADR 39579V100 51 5,138 SH   SOLE   5,138 0 0
GRIDSUM HOLDING ADR COM 398132100 196 115,670 SH   SOLE   115,670 0 0
GRUPO AVL ACIONS Y VL ADR REP 20 PRF SPONSORED ADR 40053W101 588 78,859 SH   SOLE   78,859 0 0
GS ACQUISITION HOLDINGS CL A ORD COM 36255F102 15 1,482 SH   SOLE   1,482 0 0
GTY TECHNOLOGY HOLDINGS ORD COM 362409104 1 250 SH   SOLE   250 0 0
GUARDANT HEALTH ORD COM 40131M109 0 5 SH Call DFND   5 0 0
GUGGENHEIM STRATEGIC OPPORTNITIES CF COM 40167F101 59 3,100 SH   DFND   3,100 0 0
GX ACQUISITON UNT COM 36251A206 262 23,700 SH   SOLE   23,700 0 0
HANCOCK JAFFE COM 41015N106 4 5,000 SH   DFND   5,000 0 0
HAYMAKER ACQUISITION UNT COM 42087L200 2 200 SH   SOLE   200 0 0
HC2 HOLDINGS ORD (ASE) COM 404139107 1 430 SH Call DFND   430 0 0
HD SUPPLY HOLDINGS ORD COM 40416M105 19 500 SH   SOLE   500 0 0
HEALTH CATALYST ORD COM 42225T107 6 200 SH   DFND   200 0 0
HEALTH INSURANCE INNOVATION CL A ORD COM 42225K106 68 2,750 SH   DFND   2,750 0 0
HEALTHEQUITY ORD COM 42226A107 114 2,000 SH   DFND   2,000 0 0
HEICO CL A ORD COM 422806208 2,278 23,412 SH   SOLE   23,412 0 0
HELIOS AND MATHESON ANALYTICS ORD COM 42327L309 0 1,004 SH   DFND   1,004 0 0
HELIOS AND MATHESON ANALYTICS ORD COM 42327L309 0 2 SH Call DFND   2 0 0
HELIOS AND MATHESON ANALYTICS ORD COM 42327L309 0 2 SH Put DFND   2 0 0
HERBALIFE NUTRITION ORD COM G4412G101 0 4 SH   SOLE   4 0 0
HESS ORD COM 42809H107 19 330 SH   DFND   330 0 0
HEWLETT PACKARD ENTERPRISE ORD COM 42824C109 8 586 SH   DFND   586 0 0
HIGHLAND GLOB ALLO NAV CF COM 43010T104 90 8,800 SH   SOLE   8,800 0 0
HILTON GRAND VACATIONS ORD COM 43283X105 448 14,000 SH   DFND   14,000 0 0
HORMEL FOODS ORD (NYS) COM 440452100 4 100 SH Call DFND   100 0 0
HOWARD HUGHES ORD (NYS) COM 44267D107 0 1 SH Put DFND   1 0 0
HSBC HOLDINGS ADR REP 5 ORD SPONSORED ADR 404280406 1 40 SH   DFND   40 0 0
HTG MOLECULAR DIAGNOSTICS ORD COM 40434H104 12 18,500 SH   DFND   18,500 0 0
HUNTINGTON BANCSHARES ORD COM 446150104 61 4,300 SH   DFND   4,300 0 0
HUYA ADR CL A ORD SPONSORED ADR 44852D108 21 912 SH   DFND   912 0 0
IANTHUS CAPITAL ORD COM 45074T102 297 211,285 SH   SOLE   211,285 0 0
II VI ORD COM 902104108 400 11,388 SH   DFND   11,388 0 0
II VI ORD COM 902104108 2 80 SH Call DFND   80 0 0
II VI ORD COM 902104108 20 574 SH Put DFND   574 0 0
INCOME OPPORTUNITY REALTY INV ORD COM 452926108 0 31 SH   SOLE   31 0 0
INDEXIQ MERGER ARBITRAGE ETF COM 45409B800 76 2,392 SH   SOLE   2,392 0 0
INDUSTRIAL SERVICES OF AMERICA ORD COM 456314103 73 65,254 SH   SOLE   65,254 0 0
INFLARX ORD COM N44821101 1,235 500,000 SH   SOLE   500,000 0 0
INMODE ORD COM M5425M103 5 250 SH   SOLE   250 0 0
INPHONIC ORD (OTC) COM 45772G105 0 14,472 SH   SOLE   14,472 0 0
INSEEGO ORD COM 45782B104 247 51,572 SH   SOLE   51,572 0 0
INSIGHT SELECT INCOME CF COM 45781W109 20 1,000 SH   DFND   1,000 0 0
INTEGRA RESOURCES ORD COM 45826T103 9 10,000 SH   SOLE   10,000 0 0
INTERCONTINENTAL HOTEL ADR REP 1 ORD SPONSORED ADR 45857P806 856 13,757 SH   SOLE   13,757 0 0
INTERNATIONAL BUSINESS MACHINES ORD COM 459200101 295 2,032 SH   DFND   2,032 0 0
INTERNATIONAL SPEEDWAY CL A ORD COM 460335201 13 300 SH   DFND   300 0 0
INVESCO BOND CF COM 46132L107 66 3,355 SH   DFND   3,355 0 0
INVESCO CREDIT DYNAMIC OPP CF COM 46132R104 197 17,915 SH   DFND   17,915 0 0
INVESCO HGH INCM 2023 TARGET TERM CF COM 46135X108 105 10,123 SH   SOLE   10,123 0 0
INVESCO HIGH INCM 2024 TRGT TERM CF COM 46136K105 149 14,400 SH   SOLE   14,400 0 0
INVESCO MUNICIPAL OPPORTUNITY CF COM 46132C107 233 18,629 SH   DFND   18,629 0 0
INVESCO SNR INCOME CF COM 46131H107 95 22,750 SH   DFND   22,750 0 0
INVSC QQQ TRUST SRS 1 ETF COM 46090E103 4,003 21,202 SH   DFND   21,202 0 0
INVSC QQQ TRUST SRS 1 ETF COM 46090E103 116 616 SH Put DFND   616 0 0
ISHARES 20 PLS YEAR TREASURY BND ETF COM 464287432 0 1 SH Call DFND   1 0 0
ISHARES 20 PLS YEAR TREASURY BND ETF COM 464287432 14 102 SH Put DFND   102 0 0
ISHARES CHINA LARGE CAP ETF COM 464287184 21 540 SH Put DFND   540 0 0
ISHARES EXPANDED TECH STW SCTR ETF COM 464287515 5 25 SH Put DFND   25 0 0
ISHARES IBOXX HIGH YIELD BOND ETF COM 464288513 32 375 SH Put DFND   375 0 0
ISHARES MSCI EMERGING MARKETS ETF COM 464287234 0 20 SH Call DFND   20 0 0
ISHARES MSCI EMERGING MARKETS ETF COM 464287234 7 185 SH Put DFND   185 0 0
ISHARES MSCI HONG KONG ETF (PSE) COM 464286871 3 150 SH Put SOLE   150 0 0
ISHARES MSCI INDIA INDEX ETF COM 46429B598 465 13,862 SH   DFND   13,862 0 0
ISHARES NASDAQ BIOTECHNOLOGY ETF COM 464287556 1 20 SH Call DFND   20 0 0
ISHARES RUSSELL 2000 ETF COM 464287655 38 257 SH Put DFND   257 0 0
ISHARES RUSSELL 2000 VALUE ETF COM 464287630 1,698 14,222 SH   DFND   14,222 0 0
ISHARES SILVER TRUST ETF COM 46428Q109 4 300 SH   DFND   300 0 0
ISHARES SILVER TRUST ETF COM 46428Q109 7 453 SH Call DFND   453 0 0
ISHARES US HOME CONSTRUCT ETF COM 464288752 2 56 SH Put DFND   56 0 0
IVY HIGH INCOME OPPORTUNITIES CF COM 465893105 160 11,680 SH   DFND   11,680 0 0
J JILL ORD COM 46620W102 17 9,268 SH   DFND   9,268 0 0
J2 ACQUISITION ORD COM G49894101 650 66,000 SH   SOLE   66,000 0 0
JD.COM ADR REP 2 CL A ORD SPONSORED ADR 47215P106 1 63 SH   DFND   63 0 0
JEFFERIES FINANCIAL GROUP ORD COM 47233W109 0 10 SH Call SOLE   10 0 0
JMP GROUP 6 875 SNR NTS COM 46629U404 17 700 SH   SOLE   700 0 0
JOHN HANCOCK INCOME SECURITIES CF COM 410123103 41 2,852 SH   DFND   2,852 0 0
JOHN HANCOCK INVESTORS CF COM 410142103 30 1,819 SH   DFND   1,819 0 0
JUST ENERGY GROUP ORD COM 48213W101 22 9,500 SH   SOLE   9,500 0 0
KAYNE ANDER 3.500 SRS F MAND RED PRF COM 486606601 2 100 SH   SOLE   100 0 0
KAYNE ANDERSON MLP MIDSTRM INVEST CF COM 486606106 28 2,000 SH   DFND   2,000 0 0
KB FINANCIAL GROUP ADR REP ONE ORD SPONSORED ADR 48241A105 3 99 SH   SOLE   99 0 0
KELLY SERVICES CL B ORD COM 488152307 3 181 SH   SOLE   181 0 0
KEYSIGHT TECHNOLOGIES ORD COM 49338L103 48 500 SH   SOLE   500 0 0
KHIRON LIFE SCIENCES ORD COM 49374L306 0 1,000 SH   SOLE   1,000 0 0
KIRKLAND LAKE GOLD ORD (NYS) COM 49741E100 0 1 SH Call DFND   1 0 0
KKR AND CO CL A ORD COM 48251W104 0 12 SH Put DFND   12 0 0
KKR INCOME OPPORTUNITIES CF COM 48249T106 48 3,100 SH   DFND   3,100 0 0
KNOWLES ORD COM 49926D109 0 20 SH Put SOLE   20 0 0
KRATOS DEFENSE AND SECURITY SOLS ORD COM 50077B207 650 35,000 SH   SOLE   35,000 0 0
KT ADR REP 1/2 ORD SPONSORED ADR 48268K101 8,573 758,041 SH   SOLE   758,041 0 0
KUSHCO HOLDINGS ORD COM 50133S103 1 1,000 SH   SOLE   1,000 0 0
L BRANDS ORD COM 501797104 1 94 SH Call DFND   94 0 0
LADDER CAPITAL CL A ORD COM 505743104 8 516 SH   DFND   516 0 0
LANDCADIA HOLDINGS II UNT COM 51476X204 72 7,200 SH   SOLE   7,200 0 0
LAS VEGAS SANDS ORD COM 517834107 4,773 82,650 SH   DFND   82,650 0 0
LAUREATE EDUCATION CL A ORD COM 518613203 298 18,000 SH   DFND   18,000 0 0
LENNAR CL B ORD COM 526057302 37 849 SH   SOLE   849 0 0
LEO HOLDINGS CL A ORD COM G5463L105 26 2,570 SH   SOLE   2,570 0 0
LEO HOLDINGS EQY WRT EXP 04/05/2023 COM G5463L113 105 142,200 SH   SOLE   142,200 0 0
LG DISPLAY ADR REP 1/2 ORD SPONSORED ADR 50186V102 49 8,284 SH   SOLE   8,284 0 0
LIBERTY BROADBAND SRS A ORD COM 530307107 245 2,349 SH   SOLE   2,349 0 0
LIBERTY GLOBAL CL C ORD COM G5480U120 2,490 104,705 SH   SOLE   104,705 0 0
LIBERTY GOLD COM 53056H104 10 20,000 SH   DFND   20,000 0 0
LIBERTY LATIN AMERICA CL C ORD COM G5480U153 172 10,100 SH   SOLE   10,100 0 0
LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD COM 531229607 86 2,060 SH   SOLE   2,060 0 0
LILIS ENERGY ORD COM 532403201 1 3,300 SH   SOLE   3,300 0 0
LIMELIGHT NETWORKS ORD COM 53261M104 121 40,000 SH   DFND   40,000 0 0
LINDE ORD COM G5494J103 4,552 23,500 SH   SOLE   23,500 0 0
LINE ADR REP ORD SPONSORED ADR 53567X101 104 2,900 SH   SOLE   2,900 0 0
LIPOCINE ORD COM 53630X104 74 26,639 SH   DFND   26,639 0 0
LIPOCINE ORD COM 53630X104 0 50 SH Call DFND   50 0 0
LIPOCINE ORD COM 53630X104 1 360 SH Put DFND   360 0 0
LIQTECH INTERNATIONAL ORD COM 53632A201 79 10,000 SH   SOLE   10,000 0 0
LIVENT ORD COM 53814L108 133 20,000 SH   DFND   20,000 0 0
LIVEPERSON ORD COM 538146101 124 3,500 SH   SOLE   3,500 0 0
LIVONGO HEALTH ORD COM 539183103 3 200 SH   DFND   200 0 0
LLOYDS BANKING GROUP ADR 4 ORD SPONSORED ADR 539439109 7,297 2,764,021 SH   SOLE   2,764,021 0 0
LMA NGRA INDS SCD ANMA ADS REP 5 ORD COM 54150E104 0 12 SH   SOLE   12 0 0
LMP CAPITAL & INCM CF COM 50208A102 24 1,720 SH   DFND   1,720 0 0
LONGWEI PETROLEUM INVEST HOLDING ORD COM 543354104 0 5,000 SH   SOLE   5,000 0 0
LOVESAC COMPANY ORD COM 54738L109 90 4,821 SH   DFND   4,821 0 0
LOVESAC COMPANY ORD COM 54738L109 1 82 SH Call DFND   82 0 0
LUCKIN COFFEE ADR REP 8 ORD SPONSORED ADR 54951L109 0 50 SH Call DFND   50 0 0
LULULEMON ATHLETICA ORD COM 550021109 1 8 SH   DFND   8 0 0
LYFT CL A ORD COM 55087P104 337 8,265 SH   DFND   8,265 0 0
LYFT CL A ORD COM 55087P104 2 68 SH Call DFND   68 0 0
MACYS ORD COM 55616P104 57 3,715 SH   DFND   3,715 0 0
MAG SILVER ORD COM 55903Q104 42 4,000 SH   DFND   4,000 0 0
MAIDEN HLDNG 7.125 SRS C NON CUM PRF COM G5753U138 70 10,000 SH   SOLE   10,000 0 0
MAIDEN HOLDINGS LTD COM 560292302 797 44,705 SH   SOLE   44,705 0 0
MALVERN BANCORP ORD COM 561409103 72 3,336 SH   DFND   3,336 0 0
MARATHON PETROLEUM ORD COM 56585A102 645 10,621 SH   DFND   10,621 0 0
MARKER THERAPEUTICS ORD COM 57055L107 163 32,058 SH   DFND   32,058 0 0
MARRIOTT INTERNATIONAL CL A ORD COM 571903202 2 22 SH   DFND   22 0 0
MATCH GROUP ORD COM 57665R106 20 289 SH   DFND   289 0 0
MAXIM INTEGRATED PRODUCTS ORD COM 57772K101 28 500 SH   DFND   500 0 0
MAXIM INTEGRATED PRODUCTS ORD COM 57772K101 8 150 SH Call DFND   150 0 0
MCDERMOTT INTERNATIONAL ORD COM 580037703 111 55,000 SH   DFND   55,000 0 0
MCKESSON ORD COM 58155Q103 188 1,376 SH   DFND   1,376 0 0
MDC HOLDINGS ORD COM 552676108 129 3,000 SH   SOLE   3,000 0 0
MDU RESOURCES GROUP ORD COM 552690109 16 602 SH   DFND   602 0 0
MEDIDATA SOLUTIONS ORD COM 58471A105 846 9,248 SH   DFND   9,248 0 0
MEDIDATA SOLUTIONS ORD COM 58471A105 18 198 SH Call DFND   198 0 0
MEDIDATA SOLUTIONS ORD COM 58471A105 3 37 SH Put DFND   37 0 0
MEDMEN ENTERPRISES ORD CL B COM 58507M107 87 60,000 SH   SOLE   60,000 0 0
MEGALITH FINANCIAL ACQUISITION UNT COM 58518F208 80 7,700 SH   SOLE   7,700 0 0
MELLANOX TECHNOLOGIES ORD COM M51363113 1,139 10,398 SH   SOLE   10,398 0 0
METHANEX ORD COM 59151K108 141 4,000 SH   DFND   4,000 0 0
MFS INTERMEDIATE INCOME CF COM 55273C107 38 10,040 SH   SOLE   10,040 0 0
MGM GROWTH PROPERTIES CL A ORD (NYS) COM 55303A105 5 180 SH Call DFND   180 0 0
MGM RESORTS INTERNATIONAL ORD COM 552953101 5 200 SH Call DFND   200 0 0
MICHELIN COMPAGNIE GENERALE DES ADR COM 59410T106 111 5,000 SH   SOLE   5,000 0 0
MICRON SOLUTIONS ORD COM 59511X105 164 75,051 SH   SOLE   75,051 0 0
MICRON TECHNOLOGY ORD COM 595112103 538 12,575 SH   DFND   12,575 0 0
MINERA ALAMOS INC COM 60283L105 19 150,000 SH   SOLE   150,000 0 0
MONDELEZ INTERNATIONAL CL A ORD COM 609207105 2 49 SH   DFND   49 0 0
MONEYGRAM INTERNATIONAL ORD COM 60935Y208 0 200 SH   DFND   200 0 0
MONEYGRAM INTERNATIONAL ORD COM 60935Y208 0 10 SH Call DFND   10 0 0
MONGODB CL A ORD COM 60937P106 28 240 SH   DFND   240 0 0
MORGAN STANL DS REP 1/1000 SRS E PRF COM 61762V200 2 92 SH   SOLE   92 0 0
MORGAN STANLEY EMERGING MKT DEBT CF COM 61744H105 93 10,187 SH   DFND   10,187 0 0
MOTUS GI HOLDINGS ORD COM 62014P108 1 600 SH   SOLE   600 0 0
MOUNTAIN PROVINCE DIAMONDS ORD COM 62426E402 22 23,550 SH   SOLE   23,550 0 0
MS EMERGING MARKTS DOMESTIC DEBT CF COM 617477104 171 25,950 SH   DFND   25,950 0 0
MSC INDUSTRIAL CL A ORD COM 553530106 25 350 SH   DFND   350 0 0
MUSTANG BIO ORD COM 62818Q104 326 100,000 SH   SOLE   100,000 0 0
MYLAN ORD COM N59465109 95 4,806 SH   SOLE   4,806 0 0
MYLAN ORD COM N59465109 2 132 SH Call SOLE   132 0 0
NASPERS SPON 5 ADR REP CL N ORD SPONSORED ADR 631512209 90 3,008 SH   SOLE   3,008 0 0
NATIONAL RETAIL PROPERTIES REIT ORD COM 637417106 12 214 SH   DFND   214 0 0
NAVIGANT CONSULTING ORD COM 63935N107 437 15,668 SH   SOLE   15,668 0 0
NCR ORD COM 62886E108 146 4,651 SH   DFND   4,651 0 0
NEKTAR THERAPEUTICS ORD COM 640268108 282 15,500 SH   DFND   15,500 0 0
NEON THERAPEUTICS ORD COM 64050Y100 361 210,000 SH   SOLE   210,000 0 0
NETEASE ADR COM 64110W102 51 192 SH   SOLE   192 0 0
NETFLIX ORD COM 64110L106 2 8 SH Put DFND   8 0 0
NEUBASE THERAPEUTICS ORD COM 64132K102 86 17,291 SH   DFND   17,291 0 0
NEUBERGER BERMAN HGH YLD STRATGS CF COM 64128C106 181 15,000 SH   DFND   15,000 0 0
NEW AGE BEVERAGES ORD COM 64157V108 0 51 SH Call DFND   51 0 0
NEW AMERICA HIGH INCOME CF COM 641876800 140 15,900 SH   DFND   15,900 0 0
NEW GOLD ORD COM 644535106 115 114,154 SH   DFND   114,154 0 0
NEW GOLD ORD COM 644535106 0 20 SH Call DFND   20 0 0
NEW MEDIA INVESTMENT GROUP ORD COM 64704V106 227 25,778 SH   DFND   25,778 0 0
NEW YORK TIMES CL A ORD (NYS) COM 650111107 36 1,284 SH Call DFND   1,284 0 0
NEWELL BRANDS ORD COM 651229106 5 300 SH   DFND   300 0 0
NEXPOINT STRATEGIC OPPORTUNITIES CF COM 65340G205 86 4,800 SH   DFND   4,800 0 0
NEXSTAR MEDIA GROUP CL A ORD COM 65336K103 51 501 SH   DFND   501 0 0
NEXSTAR MEDIA GROUP CL A ORD COM 65336K103 8 86 SH Call DFND   86 0 0
NIELSEN HOLDINGS ORD (NYS) COM G6518L108 2 114 SH Call SOLE   114 0 0
NIKE CL B ORD COM 654106103 28 300 SH   DFND   300 0 0
NIKE CL B ORD COM 654106103 0 1 SH Put DFND   1 0 0
NIO ADS REP 1 CL A ORD COM 62914V106 8 5,200 SH   DFND   5,200 0 0
NJ RESOURCES ORD COM 646025106 11 258 SH   DFND   258 0 0
NORFOLK SOUTHERN ORD COM 655844108 179 1,000 SH   DFND   1,000 0 0
NORTHERN DYNASTY MINERALS ORD COM 66510M204 11 20,000 SH   DFND   20,000 0 0
NORWOOD FINANCIAL ORD COM 669549107 25 801 SH   SOLE   801 0 0
NOVO NORDISK ADR REPSG 1 ORD SPONSORED ADR 670100205 258 5,000 SH   DFND   5,000 0 0
NUANCE COMMUNICATIONS ORD COM 67020Y100 11 800 SH   SOLE   800 0 0
NUTANIX CL A ORD COM 67059N108 190 7,250 SH   DFND   7,250 0 0
NUTANIX CL A ORD COM 67059N108 1 50 SH Call DFND   50 0 0
NUVEEN AMT FREE MNCPL CRDT INCM CF COM 67071L106 34 2,064 SH   DFND   2,064 0 0
NUVEEN AMT FREE MUNICIPAL CF COM 670695105 2 172 SH   DFND   172 0 0
NUVEEN AMT FREE QLTY MNCPL INCM CF COM 670657105 216 15,116 SH   DFND   15,116 0 0
NUVEEN ARIZONA QLTY MNCPL INCM CF COM 67061W104 2 172 SH   DFND   172 0 0
NUVEEN CALIF SELECT TAX-FREE INCM CF COM 67063R103 1 86 SH   DFND   86 0 0
NUVEEN CALIFORNIA MUNICIPAL VALUE CF COM 67062C107 2 258 SH   DFND   258 0 0
NUVEEN CALIFORNIA MUNICIPL VAL 2 CF COM 6706EB106 1 86 SH   DFND   86 0 0
NUVEEN CLIFORNIA QULTY MNCPL INCM CF COM 67066Y105 235 15,688 SH   DFND   15,688 0 0
NUVEEN CORE EQUITY ALPHA CF COM 67090X107 19 1,376 SH   DFND   1,376 0 0
NUVEEN CREDIT OPPORTUNITIES 2022 CF COM 67075U102 2 258 SH   DFND   258 0 0
NUVEEN CREDIT STRATEGIES INCOME CF COM 67073D102 477 63,860 SH   DFND   63,860 0 0
NUVEEN DIVERSIFIED DIVIDEND INCM CF COM 6706EP105 12 1,118 SH   DFND   1,118 0 0
NUVEEN DOW 30SM DYNAMIC OVRWRT CF COM 67075F105 38 2,150 SH   DFND   2,150 0 0
NUVEEN ENHANCED MUNICIPAL VALUE CF COM 67074M101 2 172 SH   DFND   172 0 0
NUVEEN FLOATG RATE INCM OPPORTNTY CF COM 6706EN100 5 602 SH   DFND   602 0 0
NUVEEN FLOATING RATE INCOME CF COM 67072T108 30 3,172 SH   DFND   3,172 0 0
NUVEEN GLOBAL HIGH INCOME CF COM 67075G103 85 5,503 SH   DFND   5,503 0 0
NUVEEN HG INCM NOV 2021 TRGT NAV CF COM 67077N106 3 344 SH   SOLE   344 0 0
NUVEEN INTERMEDIATE DURATION MUNI CF COM 670671106 3 258 SH   DFND   258 0 0
NUVEEN MARYLAND QLTY MNCPL INCM CF COM 67061Q107 2 172 SH   DFND   172 0 0
NUVEEN MASACHUSET QLTY MNCPL INCM CF COM 67061E104 1 86 SH   DFND   86 0 0
NUVEEN MICHIGAN QLTY MNCPL INCM CF COM 670979103 2 172 SH   DFND   172 0 0
NUVEEN MORTGAGE OPPORTUNITY 2 CF COM 67074R100 126 5,700 SH   SOLE   5,700 0 0
NUVEEN MUNI HIGH INC OPPORTUNITY CF COM 670682103 7 516 SH   DFND   516 0 0
NUVEEN MUNICIPAL CREDIT INCOME CF COM 67070X101 30 1,892 SH   DFND   1,892 0 0
NUVEEN MUNICIPAL INCOME CF COM 67062J102 1 172 SH   DFND   172 0 0
NUVEEN NASDAQ 100 DYNAMIC OVRWRT CF COM 670699107 53 2,408 SH   DFND   2,408 0 0
NUVEEN NEW JERSEY QLTY MNCPL INCM CF COM 67069Y102 6 430 SH   DFND   430 0 0
NUVEEN NEW YORK QLTY MNCPL INCM CF COM 67066X107 2 172 SH   DFND   172 0 0
NUVEEN NY SELECT TAX-FREE INCM CF COM 67063V104 1 86 SH   DFND   86 0 0
NUVEEN OHIO QLTY MNCPL INCM CF COM 670980101 2 172 SH   DFND   172 0 0
NUVEEN PNSYLVANIA QLTY MNCPL INCM CF COM 670972108 6 430 SH   DFND   430 0 0
NUVEEN PREF AND INCM SECURITIES CF COM 67072C105 66 6,737 SH   DFND   6,737 0 0
NUVEEN PREFERRD AND INCM 2022 TRM CF COM 46623C202 4 172 SH   DFND   172 0 0
NUVEEN PREFERRED AND INCM OPP CF COM 67073B106 76 7,652 SH   DFND   7,652 0 0
NUVEEN PREFERRED AND INCOME TERM CF COM 67075A106 204 8,258 SH   DFND   8,258 0 0
NUVEEN QUALITY MUNICIPAL INCM CF COM 67066V101 118 8,221 SH   DFND   8,221 0 0
NUVEEN REAL ASSET INCOME AND GRO CF COM 67074Y105 93 5,344 SH   DFND   5,344 0 0
NUVEEN REAL ESTATE INCOME CF COM 67071B108 8 774 SH   DFND   774 0 0
NUVEEN S P 500 BUY WRITE INC CF COM 6706ER101 37 2,838 SH   DFND   2,838 0 0
NUVEEN S P 500 DYNAMIC OVRWRT CF COM 6706EW100 19 1,290 SH   DFND   1,290 0 0
NUVEEN SELECT TAX FREE INCOME 2 CF COM 67063C106 2 172 SH   DFND   172 0 0
NUVEEN SELECT TAX-FREE INCOME 3 CF COM 67063X100 2 172 SH   DFND   172 0 0
NUVEEN SELECT TAX-FREE INCOME CF COM 67062F100 2 172 SH   DFND   172 0 0
NUVEEN SENIOR INCOME CF COM 67067Y104 1 344 SH   DFND   344 0 0
NUVEEN SHORT DURATION CREDIT CF COM 67074X107 5 344 SH   DFND   344 0 0
NUVEEN TAX ADVNTGD DIVDND GRWTH CF COM 67073G105 11 688 SH   DFND   688 0 0
NUVEEN TAX-ADVANTAGED TOTAL RETN CF COM 67090H102 5 516 SH   DFND   516 0 0
NUVEEN TAXABLE MUNICIPAL INCM NAV CF COM 67074C103 117 5,258 SH   DFND   5,258 0 0
NUVEEN VIRGINIA QLTY MNCPL INCM CF COM 67064R102 2 172 SH   DFND   172 0 0
NUVEN CALIFOR AMT FREE QLT MNCPL CF COM 670651108 2 172 SH   DFND   172 0 0
NVIDIA ORD COM 67066G104 7 41 SH   DFND   41 0 0
NXCHAIN ORD COM 629471103 0 800 SH   SOLE   800 0 0
NXP SEMICONDUCTORS ORD COM N6596X109 382 3,504 SH   SOLE   3,504 0 0
NXP SEMICONDUCTORS ORD COM N6596X109 0 1 SH Put SOLE   1 0 0
O'REILLY AUTOMOTIVE ORD COM 67103H107 19 50 SH   DFND   50 0 0
OAKTREE CAPITAL GROUP CL A UNT (NYS) COM 674001201 0 2 SH Put SOLE   2 0 0
OCCIDENTAL PETROLEUM ORD COM 674599105 3,281 73,785 SH   DFND   73,785 0 0
ODYSSEY MARINE EXPLORATION ORD COM 676118201 63 16,705 SH   SOLE   16,705 0 0
OFFICE DEPOT ORD (NMS) COM 676220106 0 160 SH Call DFND   160 0 0
OKTA CL A ORD COM 679295105 157 1,600 SH   DFND   1,600 0 0
OMEROS ORD (NMS) COM 682143102 0 5 SH Call SOLE   5 0 0
ONEOK ORD COM 682680103 0 6 SH   DFND   6 0 0
ONESPAWORLD HOLDINGS LTD COM P73684105 9 1,900 SH   SOLE   1,900 0 0
OPKO HEALTH ORD COM 68375N103 0 200 SH   SOLE   200 0 0
OPTION CARE HEALTH ORD COM 68404L102 0 192 SH   DFND   192 0 0
ORBCOMM ORD COM 68555P100 59 12,500 SH   SOLE   12,500 0 0
OWENS CORNIING ORD COM 690742101 6 100 SH   DFND   100 0 0
PACIFIC BIOSCIENCES OF CALIFRNIA ORD COM 69404D108 19 3,835 SH   DFND   3,835 0 0
PACIFIC BIOSCIENCES OF CALIFRNIA ORD COM 69404D108 0 26 SH Call DFND   26 0 0
PAN AMER SILVER ORD COM 697900108 19 1,270 SH   DFND   1,270 0 0
PAN AMER SILVER ORD COM 697900108 0 50 SH Call DFND   50 0 0
PAN AMER SILVER ORD COM 697900108 0 16 SH Put DFND   16 0 0
PAPA JOHNS INTERNATIONAL ORD COM 698813102 71 1,358 SH   DFND   1,358 0 0
PARATEK PHARMACEUTICALS ORD COM 699374302 2 500 SH   SOLE   500 0 0
PARKER DRILLING COMPANY ORD COM 701081507 0 5 SH   SOLE   5 0 0
PARSLEY ENERGY CL A ORD COM 701877102 0 21 SH   DFND   21 0 0
PARTY CITY HOLDCO INC COM 702149105 256 45,000 SH   DFND   45,000 0 0
PAYCHEX ORD COM 704326107 1 24 SH   DFND   24 0 0
PAYPAL HOLDINGS ORD COM 70450Y103 215 2,080 SH   DFND   2,080 0 0
PCM FUND CF COM 69323T101 37 3,372 SH   DFND   3,372 0 0
PELOTON INTERACTIVE ORD COM 70614W100 112 4,500 SH   DFND   4,500 0 0
PENN NATIONAL GAMING ORD COM 707569109 68 3,688 SH   DFND   3,688 0 0
PENNANTPARK FLOATING RATE CAPITA ORD COM 70806A106 238 20,566 SH   DFND   20,566 0 0
PENNANTPARK INVESTMENT ORD COM 708062104 164 26,309 SH   DFND   26,309 0 0
PEPSICO ORD COM 713448108 13 95 SH   DFND   95 0 0
PETROCHINA ADR REPSNTG 100 H ORD SPONSORED ADR 71646E100 101 2,000 SH   DFND   2,000 0 0
PG&E ORD (NYS) COM 69331C108 0 28 SH Call DFND   28 0 0
PGIM GLOBAL HIGH YIELD CF COM 69346J106 160 11,171 SH   DFND   11,171 0 0
PGIM HIGH YIELD BOND CF COM 69346H100 95 6,385 SH   DFND   6,385 0 0
PHIBRO ANIMAL HEALTH CL A ORD COM 71742Q106 22 1,040 SH   SOLE   1,040 0 0
PHUNWARE ORD COM 71948P100 0 400 SH   DFND   400 0 0
PIMCO CALIFOR MUNI INCM III CF COM 72201C109 9 844 SH   DFND   844 0 0
PIMCO CALIFORNIA MUNICI INCOME II CF COM 72200M108 48 4,926 SH   DFND   4,926 0 0
PIMCO CALIFORNIA MUNICIPAL INCOME CF COM 72200N106 3 172 SH   DFND   172 0 0
PIMCO CORP INCOME CF COM 72200U100 43 2,344 SH   DFND   2,344 0 0
PIMCO CORPORATE OPPORTUNITY CF COM 72201B101 102 5,634 SH   DFND   5,634 0 0
PIMCO DYNAMIC INCOME CF COM 72201Y101 16 516 SH   DFND   516 0 0
PIMCO DYNMC CRDT AND MRTG INCM CF COM 72202D106 173 7,074 SH   DFND   7,074 0 0
PIMCO GLOBAL STOCKSPLUS INCOME CF COM 722011103 2 258 SH   DFND   258 0 0
PIMCO HIGH INCOME CF COM 722014107 11 1,548 SH   DFND   1,548 0 0
PIMCO INCOME OPPORTUNITY CF COM 72202B100 102 3,858 SH   DFND   3,858 0 0
PIMCO INCOME STRATEGY CF COM 72201H108 60 5,258 SH   DFND   5,258 0 0
PIMCO INCOME STRATEGY II CF COM 72201J104 134 13,058 SH   DFND   13,058 0 0
PIMCO MUNICIPAL INCOME CF COM 72200R107 9 602 SH   DFND   602 0 0
PIMCO MUNICIPAL INCOME II CF COM 72200W106 12 774 SH   DFND   774 0 0
PIMCO MUNICIPAL INCOME III CF COM 72201A103 4 344 SH   DFND   344 0 0
PIMCO NEW YORK MUN INCOME III CF COM 72201E105 0 86 SH   DFND   86 0 0
PIMCO NEW YORK MUNICI INCOME II CF COM 72200Y102 2 172 SH   DFND   172 0 0
PIMCO STRATEGIC INCOME CF COM 72200X104 55 5,954 SH   DFND   5,954 0 0
PING IDENTITY HOLDING ORD COM 72341T103 25 1,500 SH   DFND   1,500 0 0
PINTEC TECHNOLOGY HOLD ADR REP 7 ORD SPONSORED ADR 72352G107 0 800 SH   SOLE   800 0 0
PINTEREST CL A ORD COM 72352L106 247 9,350 SH   DFND   9,350 0 0
PINTEREST CL A ORD COM 72352L106 2 112 SH Call DFND   112 0 0
PIONEER FLOATING RATE CF COM 72369J102 79 7,595 SH   DFND   7,595 0 0
PIONEER HIGH INCOME CF COM 72369H106 131 14,287 SH   DFND   14,287 0 0
PIONEER NATURAL RESOURCE ORD COM 723787107 12 100 SH   DFND   100 0 0
PIVOTAL ACQUISITION CL A ORD COM 72583A101 9,050 889,087 SH   DFND   889,087 0 0
PIVOTAL ACQUISITION CL A RED UNT COM 72583A200 1,447 125,720 SH   DFND   125,720 0 0
PIVOTAL INVESTMENT CL A ORD COM 72582K100 644 66,476 SH   DFND   66,476 0 0
PIVOTAL SOFTWARE CL A ORD COM 72582H107 3,383 226,786 SH   DFND   226,786 0 0
PIVOTAL SOFTWARE CL A ORD COM 72582H107 3 233 SH Call DFND   233 0 0
PIVOTAL SOFTWARE CL A ORD COM 72582H107 0 50 SH Put DFND   50 0 0
PJSC LUKOIL SPON ADR REP ORD SPONSORED ADR 69343P105 678 8,200 SH   SOLE   8,200 0 0
POTNETWORK HOLDINGS INC COM 737636209 0 3,000 SH   SOLE   3,000 0 0
POWER INTEGRATIONS ORD COM 739276103 45 500 SH   SOLE   500 0 0
PPL ORD COM 69351T106 297 9,460 SH   DFND   9,460 0 0
PRESIDIO ORD COM 74102M103 540 32,000 SH   SOLE   32,000 0 0
PRICESMART ORD COM 741511109 14 200 SH Put DFND   200 0 0
PRIMO WATER ORD COM 74165N105 122 10,000 SH   DFND   10,000 0 0
PRINCIPAL REAL ESTATE INCOME CF COM 74255X104 189 9,203 SH   SOLE   9,203 0 0
PROCTER & GAMBLE ORD COM 742718109 63 510 SH Put DFND   510 0 0
PROGENICS PHARMACEUTICALS ORD (NMS) COM 743187106 0 10 SH Call SOLE   10 0 0
PROSHARES ULTRA S&P 500 ETF COM 74347R107 10 85 SH   DFND   85 0 0
PROSHARES ULTRA VIX SHORT TERM ETF COM 74347W148 260 10,000 SH   DFND   10,000 0 0
PROSHARES ULTRASHORT QQQ ETF COM 74347B243 150 5,000 SH   DFND   5,000 0 0
PROSHRES ULTRASHT 20 PLS YR TRSY ETF COM 74347B201 53 2,200 SH   DFND   2,200 0 0
PULTEGROUP ORD (NYS) COM 745867101 3 107 SH Put DFND   107 0 0
PURE STORAGE CL A ORD COM 74624M102 1 100 SH   DFND   100 0 0
PUTNAM MASTER INTERMEDIATE INCOME CF COM 746909100 95 20,858 SH   DFND   20,858 0 0
PUTNAM MUNICIPAL OPPORTUNITIES CF COM 746922103 6 516 SH   DFND   516 0 0
PUTNAM PREMIER INCOME CF COM 746853100 5 1,032 SH   DFND   1,032 0 0
PYXUS INTERNATIONAL ORD COM 74737V106 1,190 91,000 SH   DFND   91,000 0 0
QEP RESOURCES ORD (NYS) COM 74733V100 0 32 SH Call DFND   32 0 0
QEP RESOURCES ORD (NYS) COM 74733V100 2 600 SH Put DFND   600 0 0
QUALCOMM ORD COM 747525103 6 83 SH   DFND   83 0 0
QUALCOMM ORD COM 747525103 16 210 SH Call DFND   210 0 0
QUOTIENT ORD COM G73268107 164 21,206 SH   SOLE   21,206 0 0
RA MEDICAL SYSTEMS ORD COM 74933X104 58 41,500 SH   SOLE   41,500 0 0
RANGE RESOURCES ORD COM 75281A109 58 15,300 SH   DFND   15,300 0 0
RANPAK HOLDINGS CL A ORD COM 75321W103 1 198 SH   DFND   198 0 0
REAVES UTILITY INCOME CF COM 756158101 110 3,000 SH   DFND   3,000 0 0
RED LION HOTELS ORD COM 756764106 194 30,000 SH   SOLE   30,000 0 0
REPAY HOLDINGS CORP COM 76029L118 152 172,754 SH   SOLE   172,754 0 0
REPLAY ACQUISITION UNT COM G75130123 86 8,500 SH   SOLE   8,500 0 0
REVOLVE GROUP CL A ORD COM 76156B107 30 1,316 SH   DFND   1,316 0 0
REWALK ROBOTICS LTD COM M8216Q200 688 225,120 SH   SOLE   225,120 0 0
RINGCENTRAL CL A ORD COM 76680R206 21 172 SH   SOLE   172 0 0
RIO2 LTD COM 767217102 10 32,500 SH   SOLE   32,500 0 0
RITE AID ORD COM 767754872 1 205 SH   SOLE   205 0 0
RIVERNORTH DOUBLLINE STRTGC OPTY CF COM 76882G107 91 5,275 SH   DFND   5,275 0 0
ROCHE HOLDINGS 8 ADR REP ORD SPONSORED ADR 771195104 182 4,996 SH   SOLE   4,996 0 0
ROKU CL A ORD COM 77543R102 68 675 SH   DFND   675 0 0
ROKU CL A ORD COM 77543R102 1 19 SH Call DFND   19 0 0
ROKU CL A ORD COM 77543R102 1 15 SH Put DFND   15 0 0
ROYAL BANK SCOTLAND ADS REP 2 ORD COM 780097689 303 59,459 SH   DFND   59,459 0 0
ROYAL DUTCH SHELL ADR REP 2 CL B ORD SPONSORED ADR 780259107 27 462 SH   DFND   462 0 0
ROYAL FINANCIAL ORD COM 78027P109 25 1,550 SH   DFND   1,550 0 0
RUSH ENTERPRISES CL A ORD COM 781846209 40 1,050 SH   SOLE   1,050 0 0
RYANAIR HOLDINGS ORD COM 783513203 2,024 30,500 SH   SOLE   30,500 0 0
SAFEGUARD SCIENTIFICS ORD COM 786449207 73 6,500 SH   SOLE   6,500 0 0
SALESFORCE.COM ORD COM 79466L302 0 1 SH   DFND   1 0 0
SALISBURY BANCORP ORD COM 795226109 202 5,174 SH   DFND   5,174 0 0
SAMSUNG ELECTRONICS REG S GDR COM 796050888 1 1 SH   SOLE   1 0 0
SANDERSON FARMS ORD COM 800013104 9 60 SH Call DFND   60 0 0
SANDRIDGE MISSISSIPPIAN UNT COM 80007T101 1 2,234 SH   DFND   2,234 0 0
SANDSTORM GOLD ORD (ASE) COM 80013R206 0 50 SH Call DFND   50 0 0
SAREPTA THERAPEUTICS ORD COM 803607100 154 2,055 SH   DFND   2,055 0 0
SATSUMA PHARMACEUTICALS ORD COM 80405P107 4 300 SH   SOLE   300 0 0
SBA COMMUNICATIONS CL A REIT ORD COM 78410G104 483 2,006 SH   DFND   2,006 0 0
SCHULTZE SPECIAL PURPOSE ACQUISI ORD COM 80821R109 0 62 SH   DFND   62 0 0
SCHULTZE SPECIAL PURPOSE ACQUISI UNT COM 80821R208 7 751 SH   DFND   751 0 0
SCORPIO TANKERS ORD COM Y7542C106 448 15,082 SH   SOLE   15,082 0 0
SCORPIO TANKERS ORD COM Y7542C106 7 250 SH Call SOLE   250 0 0
SEACHANGE INTERNATIONAL ORD COM 811699107 192 67,000 SH   SOLE   67,000 0 0
SECOND STREET CAPITAL ORD COM 813630100 0 20 SH   SOLE   20 0 0
SECURITY DEVICES INTL ORD COM 814196101 304 2,085,417 SH   SOLE   2,085,417 0 0
SELECT SECTOR UTI SELECT SPDR ETF COM 81369Y886 6 100 SH Put DFND   100 0 0
SELECT STR FINANCIAL SELECT SPDR ETF COM 81369Y605 197 7,066 SH   DFND   7,066 0 0
SENECA FOODS CL B ORD COM 817070105 35 1,154 SH   SOLE   1,154 0 0
SEQUANS COMMUNICATIONS ADR REP 1 ORD SPONSORED ADR 817323108 112 130,000 SH   SOLE   130,000 0 0
SERVICENOW ORD COM 81762P102 2 10 SH Call DFND   10 0 0
SHOPIFY CL A SUB VTG ORD COM 82509L107 433 1,390 SH   DFND   1,390 0 0
SHOPIFY CL A SUB VTG ORD COM 82509L107 5 17 SH Put DFND   17 0 0
SIGMA DESIGNS ORD COM 826565103 1 6,300 SH   SOLE   6,300 0 0
SIGNET JEWELERS ORD COM G81276100 77 4,628 SH   SOLE   4,628 0 0
SILVER SPIKE ACQUISITION UNT COM G8136L122 0 56 SH   SOLE   56 0 0
SILVERCREST METALS ORD COM 828363101 627 120,493 SH   DFND   120,493 0 0
SIX FLAGS ENTERTAINMENT ORD COM 83001A102 253 5,000 SH   DFND   5,000 0 0
SKYLINE CHAMPION ORD COM 830830105 180 6,000 SH   DFND   6,000 0 0
SLACK TECHNOLOGIES CL A ORD COM 83088V102 4 200 SH   DFND   200 0 0
SLANG WORLDWIDE ORD COM 831006200 6 15,000 SH   DFND   15,000 0 0
SMILEDIRECTCLUB CL A ORD COM 83192H106 325 23,424 SH   DFND   23,424 0 0
SOCIAL CAPITAL HEDOSOPHIA HOLD UNT COM G8250R111 392 34,300 SH   SOLE   34,300 0 0
SOCIAL CPTL HEDOSOPHIA HLD CL A ORD COM G8250R103 12,555 1,173,382 SH   SOLE   1,173,382 0 0
SOCIAL CPTL HEDOSOPHIA HLD CL A ORD COM G8250R103 12 1,162 SH Call SOLE   1,162 0 0
SOCIAL CPTL HEDOSOPHIA HLD CL A ORD COM G8250R103 0 38 SH Put SOLE   38 0 0
SOCIEDAD QUIMICA ADR REP 1 SRS B ORD SPONSORED ADR 833635105 2 100 SH   DFND   100 0 0
SOFTBANK GROUP UNSPONSORED ADR COM 83404D109 955 48,804 SH   DFND   48,804 0 0
SONY ADR REP 1 ORD SPONSORED ADR 835699307 29 500 SH   DFND   500 0 0
SORRENTO THERAPEUTICS ORD COM 83587F202 4 2,000 SH   SOLE   2,000 0 0
SOTHEBYS ORD (NYS) COM 835898107 3 70 SH Call DFND   70 0 0
SOUTH MOUNTAIN MERGER UNT COM 838884203 6 618 SH   SOLE   618 0 0
SOUTHERN COPPER ORD COM 84265V105 16 471 SH   DFND   471 0 0
SOUTHERN COPPER ORD COM 84265V105 2 69 SH Call DFND   69 0 0
SOUTHERN NATNL BANCORP VIRGINIA ORD COM 843395104 253 16,501 SH   DFND   16,501 0 0
SPARK THERAPEUTICS ORD COM 84652J103 8,369 86,305 SH   DFND   86,305 0 0
SPARK THERAPEUTICS ORD COM 84652J103 8 84 SH Call DFND   84 0 0
SPARTAN ENERGY ACQUISITION CL A ORD COM 846784106 16 1,590 SH   SOLE   1,590 0 0
SPARTAN ENERGY ACQUISITION CL A UNT COM 846784114 11 1,100 SH   SOLE   1,100 0 0
SPDR BARCLAYS HIGH YIELD BOND ETF (PSE) COM 78468R622 1 17 SH Put DFND   17 0 0
SPDR GOLD SHARES ETF COM 78463V107 53 383 SH Put DFND   383 0 0
SPDR S&P 500 ETF COM 78462F103 11 38 SH Call DFND   38 0 0
SPDR S&P 500 ETF COM 78462F103 323 1,089 SH Put DFND   1,089 0 0
SPDR S&P HOMEBUILDERS ETF COM 78464A888 22 500 SH Put DFND   500 0 0
SPDR S&P METALS & MINING ETF COM 78464A755 1 60 SH Call DFND   60 0 0
SPDR S&P OIL & GAS EXPL & PROD ETF COM 78464A730 0 24 SH Call DFND   24 0 0
SPDR S&P REGIONAL BANKING ETF COM 78464A698 31 600 SH   DFND   600 0 0
SPIRIT MTA REIT ORD COM 84861U105 211 25,000 SH   SOLE   25,000 0 0
SPORTSMANS WAREHOUSE HOLDINGS ORD COM 84920Y106 259 50,000 SH   SOLE   50,000 0 0
SPOTIFY TECHNOLOGY ORD COM L8681T102 42 370 SH   SOLE   370 0 0
STAGE STORES ORD COM 85254C305 9 5,000 SH   DFND   5,000 0 0
STARS GROUP ORD COM 85570W100 89 6,000 SH   DFND   6,000 0 0
STOCK YARDS BANCORP ORD COM 861025104 6 172 SH   DFND   172 0 0
STRATASYS ORD (NMS) COM M85548101 3 150 SH Call SOLE   150 0 0
SUMMIT WIRELESS TECHNOLOGIES ORD COM 86633R104 24 27,316 SH   DFND   27,316 0 0
SUNDIAL GROWERS ORD COM 86730L109 196 41,000 SH   DFND   41,000 0 0
SUNNYSIDE BANCORP ORD COM 867475105 161 12,592 SH   DFND   12,592 0 0
SYMANTEC ORD COM 871503108 210 8,900 SH   DFND   8,900 0 0
SYMANTEC ORD COM 871503108 2 98 SH Put DFND   98 0 0
SYNOVUS FINANCIAL ORD COM 87161C501 18 516 SH   DFND   516 0 0
T MOBILE US ORD COM 872590104 459 5,835 SH   DFND   5,835 0 0
TAILORED BRANDS ORD COM 87403A107 264 60,000 SH   DFND   60,000 0 0
TAKEDA PHARMA ADR REP 0.5 ORD SPONSORED ADR 874060205 0 1 SH   DFND   1 0 0
TALEND ADR REP ORD SPONSORED ADR 874224207 39 1,150 SH   SOLE   1,150 0 0
TALLGRASS ENERGY CL A ORD COM 874696107 2,056 102,094 SH   DFND   102,094 0 0
TARGET ORD COM 87612E106 128 1,200 SH   DFND   1,200 0 0
TEEKAY TANKERS CL A ORD COM Y8565N102 181 139,723 SH   SOLE   139,723 0 0
TELEDYNE TECH ORD COM 879360105 22 70 SH   SOLE   70 0 0
TELEFONICA ADR REP ONE ADR SPONSORED ADR 879382208 1,209 159,138 SH   SOLE   159,138 0 0
TELLURIAN ORD (NMS) COM 87968A104 4 550 SH Call DFND   550 0 0
TEMPLETON EMERGING MARKET INCOME CF COM 880192109 86 9,487 SH   DFND   9,487 0 0
TEMPLETON GLOBAL INCOME CF COM 880198106 160 26,208 SH   DFND   26,208 0 0
TENARIS ADR REP 2 ORD SPONSORED ADR 88031M109 1,694 80,000 SH   SOLE   80,000 0 0
TERADYNE ORD COM 880770102 22 382 SH   DFND   382 0 0
TESLA ORD COM 88160R101 22 94 SH Call DFND   94 0 0
TESLA ORD COM 88160R101 53 224 SH Put DFND   224 0 0
TEVA PHARMA IND ADR REP 1 ORD SPONSORED ADR 881624209 0 100 SH   DFND   100 0 0
TEVA PHARMA IND ADR REP 1 ORD SPONSORED ADR 881624209 0 34 SH Call DFND   34 0 0
TEXAS INSTRUMENTS ORD COM 882508104 1 13 SH   DFND   13 0 0
THE REALREAL ORD COM 88339P101 0 12 SH Put DFND   12 0 0
THE RUBICON PROJECT ORD COM 78112V102 261 30,000 SH   SOLE   30,000 0 0
THERAPEUTICSMD ORD (ASE) COM 88338N107 0 87 SH Call DFND   87 0 0
THL CREDIT SENIOR LOAN CF COM 87244R103 102 6,855 SH   DFND   6,855 0 0
TIDELANDS OIL AND GAS ORD COM 886405109 0 526,323 SH   SOLE   526,323 0 0
TILRAY CL 2 ORD COM 88688T100 174 7,050 SH   DFND   7,050 0 0
TILRAY CL 2 ORD COM 88688T100 0 23 SH Call DFND   23 0 0
TIVITY HEALTH ORD (NMS) COM 88870R102 0 38 SH Put DFND   38 0 0
TOKYO ELECTRON ADR REP 2 ORD SPONSORED ADR 889110102 0 2 SH   SOLE   2 0 0
TOTAL ADR REP 1 ORD SPONSORED ADR 89151E109 10 200 SH   DFND   200 0 0
TOWN SPORTS INTERNATIONAL ORD COM 89214A102 19 11,600 SH   SOLE   11,600 0 0
TRACTOR SUPPLY ORD COM 892356106 194 2,150 SH   DFND   2,150 0 0
TRADE DESK CL A ORD COM 88339J105 19 102 SH   DFND   102 0 0
TRINE ACQUISITION CL A ORD COM 89628U108 584 59,200 SH   DFND   59,200 0 0
TRINE ACQUISITION CL A RED UNT COM 89628U207 1,051 101,600 SH   DFND   101,600 0 0
TRUSTCO BANK ORD COM 898349105 7 860 SH   DFND   860 0 0
TSAKOS ENR NVG CUM RED PRP SRS E PRF COM G9108L157 4 200 SH   SOLE   200 0 0
TSAKOS ENRG NVGT CM RD PRP SRS F PRF COM G9108L165 265 11,920 SH   SOLE   11,920 0 0
TURNING POINT THERAPEUTICS ORD COM 90041T108 118 3,150 SH   DFND   3,150 0 0
TWILIO CL A ORD COM 90138F102 412 3,750 SH   DFND   3,750 0 0
TWIN RIVER WORLDWIDE HOLDINGS ORD COM 90171V204 499 21,867 SH   DFND   21,867 0 0
TYSON FOODS CL A ORD COM 902494103 636 7,388 SH   DFND   7,388 0 0
TYSON FOODS CL A ORD COM 902494103 14 168 SH Call DFND   168 0 0
UBER TECHNOLOGIES INC COM 90353T100 1 50 SH   DFND   50 0 0
UBER TECHNOLOGIES INC COM 90353T100 6 204 SH Call DFND   204 0 0
UBS GROUP N ORD COM H42097107 686 60,710 SH   SOLE   60,710 0 0
UGI ORD COM 902681105 17 344 SH   DFND   344 0 0
ULTA BEAUTY ORD COM 90384S303 1 4 SH   DFND   4 0 0
UNDER ARMOUR CL C ORD COM 904311206 5 300 SH   DFND   300 0 0
UNION BANKSHARES ORD COM 905400107 311 9,884 SH   SOLE   9,884 0 0
UNIQURE ORD COM N90064101 281 7,146 SH   SOLE   7,146 0 0
UNITED BANKSHARES ORD COM 909907107 65 1,720 SH   DFND   1,720 0 0
UNITEDHEALTH GRP ORD COM 91324P102 10 50 SH   DFND   50 0 0
UNIVERSAL DISPLAY ORD COM 91347P105 19 119 SH   DFND   119 0 0
UNIVEST FINANCIAL ORD COM 915271100 6 258 SH   DFND   258 0 0
UPLAND SOFTWARE ORD COM 91544A109 10 300 SH   DFND   300 0 0
URBAN OUTFITTERS ORD COM 917047102 22 800 SH   DFND   800 0 0
URSTADT BIDDLE REIT ORD COM 917286106 183 9,730 SH   SOLE   9,730 0 0
US CONCRETE ORD COM 90333L201 182 3,300 SH   DFND   3,300 0 0
US SILICA HOLDINGS ORD COM 90346E103 14 1,500 SH   SOLE   1,500 0 0
US STEEL ORD COM 912909108 102 8,900 SH   DFND   8,900 0 0
VALE ADR REPTG ONE ORD SPONSORED ADR 91912E105 172 15,000 SH   DFND   15,000 0 0
VALLEY NATIONAL ORD COM 919794107 16 1,548 SH   DFND   1,548 0 0
VALLEY NATL NON CUM PERP SRS B PRF COM 919794305 25 992 SH   SOLE   992 0 0
VANECK VECTOR JUNR GOLD MNRS ETF COM 92189F791 6 171 SH Call DFND   171 0 0
VANECK VECTORS GOLD MINERS ETF COM 92189F106 3,608 135,103 SH   DFND   135,103 0 0
VANECK VECTORS GOLD MINERS ETF COM 92189F106 0 36 SH Put DFND   36 0 0
VANECK VECTORS OIL SERVICES ETF COM 92189F718 188 16,000 SH   DFND   16,000 0 0
VANECK VECTORS SEMICONDUCTOR ETF COM 92189F676 44 376 SH Put DFND   376 0 0
VENATOR MATERIALS ORD COM G9329Z100 67 27,806 SH   SOLE   27,806 0 0
VERSUM MATERIALS ORD COM 92532W103 2,630 49,700 SH   DFND   49,700 0 0
VERSUM MATERIALS ORD COM 92532W103 1 28 SH Call DFND   28 0 0
VERTICAL CAPITAL INCOME NAV CF COM 92535C104 149 14,039 SH   DFND   14,039 0 0
VESTAS WIND SYSTEMS AS ADR COM 925458101 0 1 SH   SOLE   1 0 0
VIACOM CL B ORD COM 92553P201 91 3,789 SH   DFND   3,789 0 0
VIASAT ORD COM 92552V100 112 1,500 SH   SOLE   1,500 0 0
VICOR ORD COM 925815102 221 7,500 SH   DFND   7,500 0 0
VICOR ORD COM 925815102 0 21 SH Call DFND   21 0 0
VICTORY CAPITAL HOLDINGS CL A ORD COM 92645B103 30 2,000 SH   SOLE   2,000 0 0
VIKING THERAPEUTICS ORD COM 92686J106 35 5,220 SH   DFND   5,220 0 0
VIKING THERAPEUTICS ORD COM 92686J106 0 28 SH Call DFND   28 0 0
VILLAGE FARMS INTERNATIONAL ORD COM 92707Y108 0 48 SH Put SOLE   48 0 0
VINCE HOLDING ORD COM 92719W207 702 37,000 SH   SOLE   37,000 0 0
VISA CL A ORD COM 92826C839 4,533 26,354 SH   DFND   26,354 0 0
VISTA OIL GAS ADR REP SRS A ORD SPONSORED ADR 92837L109 27 5,360 SH   SOLE   5,360 0 0
VIVEVE MEDICAL ORD COM 92852W303 71 16,136 SH   SOLE   16,136 0 0
VODAFONE GROUP ADR REP 10 ORD SPONSORED ADR 92857W308 732 36,800 SH   SOLE   36,800 0 0
VOYA PRIME RATE CF COM 92913A100 41 8,850 SH   SOLE   8,850 0 0
VOYAGER THERAPEUTICS ORD (NMS) COM 92915B106 0 30 SH Call DFND   30 0 0
VUZIX ORD (NMS) COM 92921W300 0 50 SH Call DFND   50 0 0
WABCO HOLDINGS ORD COM 92927K102 10,217 76,393 SH   DFND   76,393 0 0
WABCO HOLDINGS ORD COM 92927K102 1 10 SH Put DFND   10 0 0
WALGREEN BOOTS ALLIANCE ORD COM 931427108 8 161 SH   DFND   161 0 0
WELLS FARGO GLOBAL DIVIDEND OPPO CF COM 94987C103 7 1,376 SH   DFND   1,376 0 0
WELLS FARGO INCOME OPPORTUNITS CF COM 94987B105 88 10,727 SH   DFND   10,727 0 0
WELLS FARGO MULTI SECTOR INCOME CF COM 94987D101 80 6,494 SH   DFND   6,494 0 0
WELLS FARGO ORD COM 949746101 30 600 SH   DFND   600 0 0
WELLS FARGO UTLTS AND HGH INCM CF COM 94987E109 2 172 SH   DFND   172 0 0
WESBANCO ORD COM 950810101 16 430 SH   DFND   430 0 0
WESCO AIRCRAFT HOLDINGS ORD COM 950814103 111 10,100 SH   DFND   10,100 0 0
WESDOME GOLD MINES ORD COM 95083R100 485 107,220 SH   DFND   107,220 0 0
WEST END INDIANA BANCSHARES ORD COM 952678100 90 2,641 SH   SOLE   2,641 0 0
WEST PHARM SVC ORD COM 955306105 21 150 SH   SOLE   150 0 0
WESTERN ASSET CORPORATE LOAN CF COM 95790J102 1 172 SH   DFND   172 0 0
WESTERN ASSET EMERGING MRKTS DEBT CF COM 95766A101 149 10,743 SH   DFND   10,743 0 0
WESTERN ASSET HIGH YLD DFD OPPTY CF COM 95768B107 2 172 SH   DFND   172 0 0
WESTERN ASSET INFLATIN LINKD INCM CF COM 95766Q106 239 20,627 SH   DFND   20,627 0 0
WESTERN ASSET INVEST GR DEF OPP CF COM 95790A101 90 4,244 SH   DFND   4,244 0 0
WESTERN ASSET MRTG DEFINED OPPTY CF COM 95790B109 145 6,678 SH   DFND   6,678 0 0
WESTERN ASSET MUNICIPAL HGH INCM CF COM 95766N103 1 172 SH   DFND   172 0 0
WESTERN ASSET MUNICIPAL PARTNERS CF COM 95766P108 2 172 SH   DFND   172 0 0
WESTERN ASSET PREMIER BOND CF COM 957664105 60 4,258 SH   DFND   4,258 0 0
WESTERN ASST GLBAL HIGH INCOME CF COM 95766B109 94 9,540 SH   DFND   9,540 0 0
WESTERN ASST HIGH INCM II CF COM 95766J102 76 11,295 SH   DFND   11,295 0 0
WESTERN ASST MNGD MUNCPLS CF COM 95766M105 3 258 SH   DFND   258 0 0
WESTERN AST GLB CORP DEFIND OPPTY CF COM 95790C107 114 6,564 SH   DFND   6,564 0 0
WESTERN AST INFLTN LINK OPRT INCM CF COM 95766R104 333 30,133 SH   DFND   30,133 0 0
WESTERN DIGITAL ORD COM 958102105 31 536 SH   DFND   536 0 0
WESTRN ASST HIGH INCM OPPORTUNITY CF COM 95766K109 6 1,300 SH   DFND   1,300 0 0
WESTWOOD HOLDINGS GROUP ORD COM 961765104 2 86 SH   DFND   86 0 0
WEX ORD COM 96208T104 21 107 SH   SOLE   107 0 0
WF DS REP SRS X NN CM PRP CL A PRF COM 94988U672 432 16,958 SH   SOLE   16,958 0 0
WF DS RP 0.001 CL A SRS O NON CM PRF COM 949746721 636 25,713 SH   SOLE   25,713 0 0
WILLSCOT ORD COM 971375126 62 4,000 SH   DFND   4,000 0 0
WLS DS REP 1/1000 CL A SRS Q PRP PRF COM 949746556 528 20,000 SH   SOLE   20,000 0 0
WW INTERNATIONAL ORD COM 98262P101 3 100 SH   SOLE   100 0 0
XEROX HOLDINGS ORD COM 98421M106 299 10,000 SH   DFND   10,000 0 0
XILINX ORD COM 983919101 984 10,267 SH   DFND   10,267 0 0
YELP ORD COM 985817105 2 75 SH Call DFND   75 0 0
ZAYO GROUP HOLDINGS ORD COM 98919V105 10,413 307,180 SH   DFND   307,180 0 0
ZAYO GROUP HOLDINGS ORD COM 98919V105 0 15 SH Put DFND   15 0 0
ZENDESK ORD COM 98936J101 21 295 SH   SOLE   295 0 0
ZIOPHARM ONCOLGY ORD (NMS) COM 98973P101 0 5 SH Call DFND   5 0 0
ZOSANO PHARMA ORD COM 98979H202 234 150,000 SH   DFND   150,000 0 0
ZSCALER ORD COM 98980G102 21 445 SH   DFND   445 0 0
ZSCALER ORD COM 98980G102 0 15 SH Call DFND   15 0 0
ZSCALER ORD COM 98980G102 1 25 SH Put DFND   25 0 0
ZYNERBA PHARMACEUTICALS ORD (NMS) COM 98986X109 0 20 SH Call DFND   20 0 0