The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8I ENTERPRISES ACQUISITIN CO | UNIT 99/99/9999 | G2956M138 | 5,275 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
8X8 INC NEW | COM | 282914100 | 10,604 | 440,000 | SH | SOLE | 440,000 | 0 | 0 | ||
ACAMAR PARTNERS ACQSITION CO | *W EXP 02/26/202 | 004285110 | 78 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ACAMAR PARTNERS ACQSITION CO | CL A | 004285102 | 2,819 | 289,999 | SH | SOLE | 289,999 | 0 | 0 | ||
ACAMAR PARTNERS ACQSITION CO | UNIT 12/30/2025 | 004285201 | 8,991 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
ACT II GLOBAL ACQUISITION CO | UNIT 04/30/2026 | G0080J112 | 20,240 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
ADVANCED DISP SVCS INC DEL | COM | 00790X101 | 249 | 7,800 | SH | Put | SOLE | 0 | 0 | 0 | |
AEROHIVE NETWORKS INC | COM | 007786106 | 2,215 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
AEROJET ROCKETDYNE HLDGS INC | NOTE 2.250%12/1 | 007800AB1 | 17,912 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
AGBA ACQUISITION LTD | UNIT 05/10/2024 | G0120M133 | 4,018 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
AGNICO EAGLE MINES LTD | COM | 008474108 | 17,985 | 351,000 | SH | Call | SOLE | 0 | 0 | 0 | |
AKERNA CORP | *W EXP 01/30/202 | 00973W110 | 777 | 261,049 | SH | SOLE | 261,049 | 0 | 0 | ||
ALBERTON ACQUISITION CORP | *W EXP 04/26/202 | G35006124 | 55 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
ALBERTON ACQUISITION CORP | ORD SHS | G35006108 | 5,070 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
ALBERTON ACQUISITION CORP | RIGHT 10/04/2020 | G35006132 | 223 | 892,000 | SH | SOLE | 892,000 | 0 | 0 | ||
ALBERTON ACQUISITION CORP | UNIT 04/22/2020 | G35006116 | 2,615 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 32,365 | 191,000 | SH | SOLE | 191,000 | 0 | 0 | ||
ALLEGHENY TECHNOLOGIES INC | NOTE 4.750% 7/0 | 01741RAG7 | 18,764 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
ALLEGRO MERGER CORP | *W EXP 01/06/202 | 01749N111 | 162 | 650,000 | SH | SOLE | 650,000 | 0 | 0 | ||
ALLEGRO MERGER CORP | COM | 01749N103 | 7,515 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
ALLEGRO MERGER CORP | RIGHT 12/31/2023 | 01749N129 | 205 | 975,000 | SH | SOLE | 975,000 | 0 | 0 | ||
ALLEGRO MERGER CORP | UNIT 12/31/2023 | 01749N301 | 2,748 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 3,349 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ALPHA PRO TECH LTD | COM | 020772109 | 342 | 100,404 | SH | SOLE | 100,404 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 31,022 | 28,700 | SH | SOLE | 28,700 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 347 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ALTAIR ENGR INC | NOTE 0.250% 6/0 | 021369AA1 | 10,861 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
AMCI ACQUISITION CORP | *W EXP 05/20/202 | 00165R119 | 278 | 957,700 | SH | SOLE | 957,700 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 16,305 | 500,000 | SH | Call | SOLE | 0 | 0 | 0 | |
AMETEK INC NEW | COM | 031100100 | 26,195 | 288,359 | SH | SOLE | 288,359 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 032511107 | 10,584 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
ANDINA ACQUISITION CORP III | UNIT 09/24/2020 | G04415116 | 5,654 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
AQUA AMERICA INC | UNIT 04/30/2022 | 03836W202 | 28,624 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
AQUANTIA CORP | COM | 03842Q108 | 454 | 34,866 | SH | SOLE | 34,866 | 0 | 0 | ||
ARATANA THERAPEUTICS INC | COM | 03874P101 | 3,741 | 725,000 | SH | SOLE | 725,000 | 0 | 0 | ||
ARRAY BIOPHARMA INC | COM | 04269X105 | 3,938 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
B RILEY PRINCIPAL MERGER COR | UNIT 99/99/9999 | 05586Y205 | 5,988 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
BANK MONTREAL QUE | COM | 063671101 | 18,862 | 250,000 | SH | Call | SOLE | 0 | 0 | 0 | |
BANK MONTREAL QUE | COM | 063671101 | 13,641 | 180,800 | SH | SOLE | 180,800 | 0 | 0 | ||
BANK MONTREAL QUE | COM | 063671101 | 15,090 | 200,000 | SH | Put | SOLE | 0 | 0 | 0 | |
BANK N S HALIFAX | COM | 064149107 | 29,892 | 550,000 | SH | Call | SOLE | 0 | 0 | 0 | |
BARNES & NOBLE INC | COM | 067774109 | 2,676 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
BARRICK GOLD CORPORATION | COM | 067901108 | 10,335 | 500,000 | SH | Call | SOLE | 0 | 0 | 0 | |
BAYTEX ENERGY CORP | COM | 07317Q105 | 355 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
BCE INC | COM NEW | 05534B760 | 45,480 | 1,000,000 | SH | Call | SOLE | 0 | 0 | 0 | |
BIG ROCK PARTNERS ACQUISI CO | *W EXP 12/01/202 | 089482111 | 82 | 374,600 | SH | SOLE | 374,600 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | COM | 089482103 | 5,449 | 517,500 | SH | SOLE | 517,500 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | RIGHT 12/01/2022 | 089482129 | 147 | 772,400 | SH | SOLE | 772,400 | 0 | 0 | ||
BIO RAD LABS INC | CL A | 090572207 | 54,391 | 174,000 | SH | SOLE | 174,000 | 0 | 0 | ||
BIOCERES CROP SOLUTIONS CORP | *W EXP 03/14/202 | G1117K106 | 395 | 1,197,900 | SH | SOLE | 1,197,900 | 0 | 0 | ||
BLACK RIDGE ACQUISITION CORP | *W EXP 07/10/202 | 09216T115 | 88 | 214,992 | SH | SOLE | 214,992 | 0 | 0 | ||
BLACK RIDGE ACQUISITION CORP | COM | 09216T107 | 16,752 | 1,634,325 | SH | SOLE | 1,634,325 | 0 | 0 | ||
BLACK RIDGE ACQUISITION CORP | RIGHT 07/10/2019 | 09216T123 | 371 | 883,392 | SH | SOLE | 883,392 | 0 | 0 | ||
BOINGO WIRELESS INC | COM | 09739C102 | 1,797 | 100,000 | SH | Call | SOLE | 0 | 0 | 0 | |
BOINGO WIRELESS INC | COM | 09739C102 | 15,525 | 863,934 | SH | SOLE | 863,934 | 0 | 0 | ||
BOXWOOD MERGER CORP | *W EXP 11/26/202 | 10319T119 | 62 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BOXWOOD MERGER CORP | UNIT 11/26/2025 | 10319T200 | 5,150 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
BRP INC | COM SUN VTG | 05577W200 | 1,434 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
BRUNSWICK CORP | COM | 117043109 | 13,767 | 300,000 | SH | Call | SOLE | 0 | 0 | 0 | |
BRUNSWICK CORP | COM | 117043109 | 27,601 | 601,468 | SH | SOLE | 601,468 | 0 | 0 | ||
BRUNSWICK CORP | COM | 117043109 | 9,178 | 200,000 | SH | Put | SOLE | 0 | 0 | 0 | |
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 5,131 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
CAMECO CORP | COM | 13321L108 | 113 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
CAMECO CORP | COM | 13321L108 | 215 | 20,000 | SH | Put | SOLE | 0 | 0 | 0 | |
CANADIAN PAC RY LTD | COM | 13645T100 | 612 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
CANADIAN PAC RY LTD | COM | 13645T100 | 11,762 | 50,000 | SH | Put | SOLE | 0 | 0 | 0 | |
CANNTRUST HLDGS INC | COM | 137800207 | 4,518 | 900,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CANNTRUST HLDGS INC | COM | 137800207 | 21,267 | 4,236,400 | SH | SOLE | 4,236,400 | 0 | 0 | ||
CAPITOL INVT CORP IV | *W EXP 01/01/202 | G18920127 | 1,270 | 913,900 | SH | SOLE | 913,900 | 0 | 0 | ||
CARMAX INC | COM | 143130102 | 15,247 | 175,600 | SH | SOLE | 175,600 | 0 | 0 | ||
CARS COM INC | COM | 14575E105 | 9,266 | 469,900 | SH | SOLE | 469,900 | 0 | 0 | ||
CATALENT INC | COM | 148806102 | 7,481 | 138,000 | SH | SOLE | 138,000 | 0 | 0 | ||
CDK GLOBAL INC | COM | 12508E101 | 14,827 | 299,900 | SH | SOLE | 299,900 | 0 | 0 | ||
CDN IMPERIAL BK COMM TORONTO | COM | 136069101 | 12,177 | 155,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CDN IMPERIAL BK COMM TORONTO | COM | 136069101 | 23,568 | 300,000 | SH | Put | SOLE | 0 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 2,773 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 2,659 | 50,700 | SH | SOLE | 50,700 | 0 | 0 | ||
CENTRAL GARDEN & PET CO | CL A NON-VTG | 153527205 | 10,728 | 435,401 | SH | SOLE | 435,401 | 0 | 0 | ||
CF FIN ACQUISITION CORP | *W EXP 04/30/202 | 12528N115 | 378 | 630,625 | SH | SOLE | 630,625 | 0 | 0 | ||
CF FIN ACQUISITION CORP | COM CL A | 12528N107 | 1,002 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CF FIN ACQUISITION CORP | UNIT 04/30/2025 | 12528N206 | 14,387 | 1,380,000 | SH | SOLE | 1,380,000 | 0 | 0 | ||
CHANGE HEALTHCARE INC | UNIT 99/99/9999 | 15912K209 | 1,124 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CHARDAN HEALTHCARE ACQUISITI | *W EXP 12/13/202 | 15957A116 | 44 | 99,500 | SH | SOLE | 99,500 | 0 | 0 | ||
CHARDAN HEALTHCARE ACQUISITI | COM | 15957A108 | 979 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CHARDAN HEALTHCARE ACQUISITI | UNIT 12/13/2023 | 15957A207 | 2,041 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
CHEGG INC | NOTE 0.250% 5/1 | 163092AB5 | 15,315 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
CHURCHILL CAP CORP II | UNIT 99/99/9999 | 17143G205 | 40,600 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | ||
CLEVELAND CLIFFS INC | DBCV 1.500% 1/1 | 185899AA9 | 14,415 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
COLFAX CORP | UNIT 01/15/2022T | 194014205 | 12,675 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
COLLIER CREEK HOLDINGS | UNIT 99/99/9999 | G22707122 | 10,600 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
CONSTELLATION ALPHA CAP CORP | *W EXP 03/23/202 | G2379F116 | 137 | 1,848,113 | SH | SOLE | 1,848,113 | 0 | 0 | ||
CONSTELLATION ALPHA CAP CORP | RIGHT 99/99/9999 | G2379F132 | 577 | 3,202,613 | SH | SOLE | 3,202,613 | 0 | 0 | ||
CONTROL4 CORP | COM | 21240D107 | 2,375 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 6,660 | 52,600 | SH | SOLE | 52,600 | 0 | 0 | ||
CRAY INC | COM NEW | 225223304 | 3,830 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
CRESCENT ACQUISITION CORP | UNIT 99/99/9999 | 22564L204 | 20,100 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 5,449 | 245,000 | SH | SOLE | 245,000 | 0 | 0 | ||
CYPRESS SEMICONDUCTOR CORP | NOTE 2.000% 2/0 | 232806AP4 | 8,856 | 7,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
CYPRESS SEMICONDUCTOR CORP | NOTE 4.500% 1/1 | 232806AM1 | 33,553 | 20,010,000 | PRN | SOLE | 0 | 0 | 0 | ||
CYRUSONE INC | COM | 23283R100 | 27,012 | 467,985 | SH | SOLE | 467,985 | 0 | 0 | ||
DASAN ZHONE SOLUTIONS INC | COM NEW | 23305L206 | 5,846 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
DEL FRISCOS RESTAURANT GROUP | COM | 245077102 | 5,091 | 639,524 | SH | SOLE | 639,524 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 17,025 | 300,000 | SH | Call | SOLE | 0 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 28,375 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
DEXCOM INC | NOTE 0.750% 5/1 | 252131AF4 | 31,940 | 20,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
DFB HEALTHCARE ACQUISTION CO | *W EXP 04/11/202 | 23291E117 | 440 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
DFB HEALTHCARE ACQUISTION CO | COM | 23291E109 | 12,156 | 1,200,000 | SH | SOLE | 1,200,000 | 0 | 0 | ||
DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 520 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
DIAMOND EAGLE ACQUISITION CO | UNIT 06/30/2026 | 25258L208 | 5,030 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
DIAMONDPEAK HLDGS COR | UNIT 99/99/9999 | 25280H209 | 1,209 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
DLH HLDGS CORP | COM | 23335Q100 | 1,931 | 380,027 | SH | SOLE | 380,027 | 0 | 0 | ||
DOLBY LABORATORIES INC | COM CL A | 25659T107 | 25,746 | 398,552 | SH | SOLE | 398,552 | 0 | 0 | ||
DOLLAR GEN CORP NEW | COM | 256677105 | 15,476 | 114,500 | SH | SOLE | 114,500 | 0 | 0 | ||
DOMINION ENERGY INC | UNIT 99/99/9999 | 25746U133 | 6,724 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
EDTECHX HLDGS ACQUISITION CO | *W EXP 12/31/202 | 28138X111 | 138 | 530,900 | SH | SOLE | 530,900 | 0 | 0 | ||
EDTECHX HLDGS ACQUISITION CO | COM | 28138X103 | 1,972 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
EDTECHX HLDGS ACQUISITION CO | UNIT 12/31/2025 | 28138X202 | 2,058 | 201,400 | SH | SOLE | 201,400 | 0 | 0 | ||
EL PASO ELEC CO | COM NEW | 283677854 | 5,232 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
ELECTRONICS FOR IMAGING INC | COM | 286082102 | 3,691 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ENBRIDGE INC | COM | 29250N105 | 21,648 | 600,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ENCANA CORP | COM | 292505104 | 1,334 | 260,000 | SH | SOLE | 260,000 | 0 | 0 | ||
ENVESTNET INC | NOTE 1.750% 6/0 | 29404KAB2 | 47,659 | 40,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
ESTRE AMBIENTAL INC | *W EXP 12/21/202 | G3206V118 | 64 | 2,110,661 | SH | SOLE | 2,110,661 | 0 | 0 | ||
ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 | 11,088 | 350,000 | SH | Put | SOLE | 0 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 45,355 | 235,000 | SH | SOLE | 235,000 | 0 | 0 | ||
FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 1,126 | 879,999 | SH | SOLE | 879,999 | 0 | 0 | ||
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 23,131 | 2,269,997 | SH | SOLE | 2,269,997 | 0 | 0 | ||
FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | 2,015 | 50,000 | SH | Put | SOLE | 0 | 0 | 0 | |
FIRST MAJESTIC SILVER CORP | NOTE 1.875% 3/0 | 32076VAB9 | 3,210 | 3,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
FIVE9 INC | NOTE 0.125% 5/0 | 338307AB7 | 6,945 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
FLEXSTEEL INDS INC | COM | 339382103 | 4,458 | 261,293 | SH | SOLE | 261,293 | 0 | 0 | ||
FORUM MERGER II CORP | *W EXP 09/30/202 | 34986F111 | 128 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
FORUM MERGER II CORP | CL A | 34986F103 | 2,446 | 243,138 | SH | SOLE | 243,138 | 0 | 0 | ||
GARDNER DENVER HLDGS INC | COM | 36555P107 | 18,774 | 542,599 | SH | SOLE | 542,599 | 0 | 0 | ||
GIGCAPITAL INC | *W EXP 06/08/202 | 37518N122 | 406 | 1,352,714 | SH | SOLE | 1,352,714 | 0 | 0 | ||
GIGCAPITAL INC | RIGHT 03/06/2020 | 37518N114 | 1,825 | 3,509,894 | SH | SOLE | 3,509,894 | 0 | 0 | ||
GIGCAPITAL2 INC | UNIT 02/28/2026 | 375036209 | 5,015 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
GLOBAL WTR RES INC | COM | 379463102 | 5,211 | 499,183 | SH | SOLE | 499,183 | 0 | 0 | ||
GORDON POINTE ACQUISITION CO | *W EXP 07/30/202 | 382788115 | 6 | 18,990 | SH | SOLE | 18,990 | 0 | 0 | ||
GORDON POINTE ACQUISITION CO | COM CLASS A | 382788107 | 5,165 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
GORDON POINTE ACQUISITION CO | UNIT 01/18/2023 | 382788206 | 2,748 | 259,250 | SH | SOLE | 259,250 | 0 | 0 | ||
GORES HOLDINGS III INC | *W EXP 09/11/202 | 38286G117 | 185 | 127,266 | SH | SOLE | 127,266 | 0 | 0 | ||
GORES HOLDINGS III INC | CLASS A | 38286G109 | 2,714 | 270,000 | SH | SOLE | 270,000 | 0 | 0 | ||
GORES HOLDINGS III INC | UNIT 09/07/2024 | 38286G208 | 5,057 | 480,000 | SH | SOLE | 480,000 | 0 | 0 | ||
GORES METROPOULOS INC | UNIT 99/99/9999 | 382872208 | 10,996 | 1,050,000 | SH | SOLE | 1,050,000 | 0 | 0 | ||
GRAF INDL CORP | COM | 384278107 | 744 | 74,750 | SH | SOLE | 74,750 | 0 | 0 | ||
GRAF INDL CORP | UNIT 12/31/2025 | 384278206 | 206 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
GREENLAND ACQUISITIN CORPORA | *W EXP 03/03/202 | G40981105 | 18 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
GREENLAND ACQUISITIN CORPORA | RIGHT 04/27/2025 | G40981113 | 70 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
GREENLAND ACQUISITIN CORPORA | SHS | G40981139 | 2,504 | 246,500 | SH | SOLE | 246,500 | 0 | 0 | ||
GREENLAND ACQUISITIN CORPORA | UNIT 03/03/2025 | G40981121 | 1,480 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 10,500 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
GSE SYS INC | COM | 36227K106 | 3,786 | 1,617,921 | SH | SOLE | 1,617,921 | 0 | 0 | ||
GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | 6,566 | 5,866,000 | PRN | SOLE | 0 | 0 | 0 | ||
GX ACQUISITION CORP | UNIT 05/24/2026 | 36251A206 | 22,110 | 2,200,000 | SH | SOLE | 2,200,000 | 0 | 0 | ||
HABIT RESTAURANTS INC | COM CL A | 40449J103 | 11,902 | 1,134,584 | SH | SOLE | 1,134,584 | 0 | 0 | ||
HARMONIC INC | COM | 413160102 | 15,274 | 2,752,150 | SH | SOLE | 2,752,150 | 0 | 0 | ||
HARMONIC INC | NOTE 4.000%12/0 | 413160AB8 | 17,640 | 15,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
HARSCO CORP | COM | 415864107 | 15,668 | 571,000 | SH | SOLE | 571,000 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP II | UNIT 10/31/2026 | 42087L200 | 13,273 | 1,300,000 | SH | SOLE | 1,300,000 | 0 | 0 | ||
HEALTH SCIENCES ACQUSTN CORP | UNIT 04/01/2024 | 42227C201 | 3,976 | 375,000 | SH | SOLE | 375,000 | 0 | 0 | ||
HENNESSY CAP ACQUSTION CORP | UNIT 99/99/9999 | 42589C203 | 16,640 | 1,600,000 | SH | SOLE | 1,600,000 | 0 | 0 | ||
HF FOODS GROUP INC | COM | 40417F109 | 348 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
HFF INC | CL A | 40418F108 | 3,411 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
HL ACQUISITIONS CORP | *W EXP 06/21/202 | G4603R122 | 26 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
HL ACQUISITIONS CORP | RIGHT 07/17/2023 | G4603R130 | 58 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
HL ACQUISITIONS CORP | SHS | G4603R106 | 5,366 | 530,769 | SH | SOLE | 530,769 | 0 | 0 | ||
HL ACQUISITIONS CORP | UNIT 06/21/2023 | G4603R114 | 1,466 | 139,100 | SH | SOLE | 139,100 | 0 | 0 | ||
HUDSON GLOBAL INC | COM NEW | 443787205 | 1,064 | 85,475 | SH | SOLE | 85,475 | 0 | 0 | ||
HURCO COMPANIES INC | COM | 447324104 | 6,206 | 174,529 | SH | SOLE | 174,529 | 0 | 0 | ||
I3 VERTICALS INC | COM CL A | 46571Y107 | 8,678 | 294,681 | SH | SOLE | 294,681 | 0 | 0 | ||
IHS MARKIT LTD | SHS | G47567105 | 21,974 | 344,852 | SH | SOLE | 344,852 | 0 | 0 | ||
INFRA AND ENERGY ALTRNTIVE I | COM | 45686J104 | 583 | 285,714 | SH | SOLE | 285,714 | 0 | 0 | ||
INOGEN INC | COM | 45780L104 | 4,006 | 60,000 | SH | Put | SOLE | 0 | 0 | 0 | |
INSURANCE ACQUISITION CORP | UNIT 03/31/2024 | 457867307 | 8,875 | 860,799 | SH | SOLE | 860,799 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | NOTE 2.000% 5/1 | 45845PAB4 | 9,957 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
INTERNATIONAL MNY EXPRESS IN | COM | 46005L101 | 564 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 37,348 | 200,000 | SH | Put | SOLE | 0 | 0 | 0 | |
INVITAE CORP | COM | 46185L103 | 7,638 | 325,000 | SH | SOLE | 325,000 | 0 | 0 | ||
IQVIA HLDGS INC | COM | 46266C105 | 16,637 | 103,400 | SH | SOLE | 103,400 | 0 | 0 | ||
ISHARES INC | MSCI EURZONE ETF | 464286608 | 303 | 7,661 | SH | SOLE | 7,661 | 0 | 0 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 395 | 7,238 | SH | SOLE | 7,238 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 77,750 | 500,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 494 | 11,514 | SH | SOLE | 11,514 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 155,500 | 1,000,000 | SH | Put | SOLE | 0 | 0 | 0 | |
ISSUER DIRECT CORPORATION | COM NEW | 46520M204 | 3,499 | 312,397 | SH | SOLE | 312,397 | 0 | 0 | ||
ITERIS INC | COM | 46564T107 | 5,170 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 55,815 | 40,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
KAIXIN AUTO HLDGS | SHS | G5223X100 | 267 | 121,189 | SH | SOLE | 121,189 | 0 | 0 | ||
KBL MERGER CORP IV | *W EXP 01/15/202 | 48242A112 | 237 | 1,578,348 | SH | SOLE | 1,578,348 | 0 | 0 | ||
KBL MERGER CORP IV | RIGHT 09/09/2019 | 48242A120 | 413 | 1,652,400 | SH | SOLE | 1,652,400 | 0 | 0 | ||
KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 | 25,811 | 287,400 | SH | SOLE | 287,400 | 0 | 0 | ||
KNOWLES CORP | NOTE 3.250%11/0 | 49926DAB5 | 11,965 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
LANDCADIA HLDGS II INC | UNIT 05/09/2026 | 51476X204 | 10,000 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 5,327 | 365,114 | SH | SOLE | 365,114 | 0 | 0 | ||
LAUREATE EDUCATION INC | CL A | 518613203 | 16,573 | 1,054,903 | SH | SOLE | 1,054,903 | 0 | 0 | ||
LEGACY ACQUISITION CORP | *W EXP 11/30/202 | 524643111 | 90 | 282,400 | SH | SOLE | 282,400 | 0 | 0 | ||
LEGACY ACQUISITION CORP | COM CL A | 524643103 | 4,517 | 447,235 | SH | SOLE | 447,235 | 0 | 0 | ||
LEGACY ACQUISITION CORP | UNIT 05/31/2024 | 524643202 | 3,135 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
LEISURE ACQUISITION CORP | *W EXP 12/05/201 | 52539T115 | 78 | 137,500 | SH | SOLE | 137,500 | 0 | 0 | ||
LEISURE ACQUISITION CORP | COM | 52539T107 | 2,797 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
LEISURE ACQUISITION CORP | UNIT 99/99/9999 | 52539T206 | 2,866 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
LEO HOLDINGS CORP | *W EXP 02/07/202 | G5463L113 | 1,294 | 1,035,500 | SH | SOLE | 1,035,500 | 0 | 0 | ||
LEO HOLDINGS CORP | COM CL A | G5463L105 | 7,230 | 704,000 | SH | SOLE | 704,000 | 0 | 0 | ||
LF CAP ACQUISITION CORP | *W EXP 06/22/202 | 50200K116 | 17 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
LF CAP ACQUISITION CORP | CL A | 50200K108 | 4,726 | 464,269 | SH | SOLE | 464,269 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | NOTE 1.000% 1/3 | 531229AF9 | 5,880 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
LKQ CORP | COM | 501889208 | 11,030 | 414,500 | SH | SOLE | 414,500 | 0 | 0 | ||
LONGEVITY ACQUISITION CORP | *W EXP 07/31/202 | G56372116 | 34 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
LONGEVITY ACQUISITION CORP | ORD SHS | G56372132 | 2,432 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
LONGEVITY ACQUISITION CORP | RIGHT 07/31/2020 | G56372124 | 60 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
LONGEVITY ACQUISITION CORP | UNIT 08/29/2024 | G56372108 | 1,036 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
LUMENTUM HLDGS INC | COM | 55024U109 | 19,135 | 358,269 | SH | SOLE | 358,269 | 0 | 0 | ||
MACOM TECH SOLUTIONS HLDGS I | COM | 55405Y100 | 19,853 | 1,312,146 | SH | SOLE | 1,312,146 | 0 | 0 | ||
MAGNA INTL INC | COM | 559222401 | 12,425 | 250,000 | SH | Call | SOLE | 0 | 0 | 0 | |
MANULIFE FINL CORP | COM | 56501R106 | 19,998 | 1,100,000 | SH | Call | SOLE | 0 | 0 | 0 | |
MASTECH DIGITAL INC | COM | 57633B100 | 1,156 | 243,289 | SH | SOLE | 243,289 | 0 | 0 | ||
MASTERCRAFT BOAT HLDGS INC | COM | 57637H103 | 4,669 | 238,332 | SH | SOLE | 238,332 | 0 | 0 | ||
MEDIDATA SOLUTIONS INC | COM | 58471A105 | 2,715 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
MEGALITH FINL ACQUISITION CO | *W EXP 08/26/202 | 58518F117 | 277 | 922,000 | SH | SOLE | 922,000 | 0 | 0 | ||
MEGALITH FINL ACQUISITION CO | UNIT 09/30/2025 | 58518F208 | 12,390 | 1,200,000 | SH | SOLE | 1,200,000 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 5,257 | 47,500 | SH | SOLE | 47,500 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 70,173 | 40,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AF1 | 47,281 | 40,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 2.250% 2/1 | 595017AH7 | 23,422 | 20,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 3.125% 5/0 | 595112AX1 | 194,295 | 50,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
MODERN MEDIA ACQUISITION | *W EXP 05/17/202 | 60765P111 | 110 | 498,454 | SH | SOLE | 498,454 | 0 | 0 | ||
MODERN MEDIA ACQUISITION | RIGHT 99/99/9999 | 60765P129 | 844 | 2,910,094 | SH | SOLE | 2,910,094 | 0 | 0 | ||
MONOCLE ACQUISITION CORP | UNIT 99/99/9999 | 609754205 | 3,090 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
MOSAIC ACQUISITION CORP | *W EXP 10/23/202 | 61946M118 | 190 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
MOSAIC ACQUISITION CORP | COM CL A | 61946M100 | 5,941 | 582,438 | SH | SOLE | 582,438 | 0 | 0 | ||
MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | 61946M209 | 12,329 | 1,166,380 | SH | SOLE | 1,166,380 | 0 | 0 | ||
MUDRICK CAP ACQUISITION CORP | *W EXP 02/12/202 | 624745113 | 592 | 1,207,400 | SH | SOLE | 1,207,400 | 0 | 0 | ||
MUDRICK CAP ACQUISITION CORP | COM CLASS A | 624745105 | 11,043 | 1,084,800 | SH | SOLE | 1,084,800 | 0 | 0 | ||
MUDRICK CAP ACQUISITION CORP | UNIT 02/01/2023 | 624745204 | 10,537 | 995,000 | SH | SOLE | 995,000 | 0 | 0 | ||
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 1,032 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
NEW FRONTIER CORP | *W EXP 99/99/999 | G6485P124 | 175 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
NEW FRONTIER CORP | COM CL A | G6485P108 | 5,035 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
NEW FRONTIER CORP | UNIT 99/99/9999 | G6485P116 | 11,329 | 1,086,706 | SH | SOLE | 1,086,706 | 0 | 0 | ||
NEW RELIC INC | COM | 64829B100 | 16,921 | 195,600 | SH | SOLE | 195,600 | 0 | 0 | ||
NEXTDECADE CORP | COM | 65342K105 | 506 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
NICE SYS INC | NOTE 1.250% 1/1 | 65366HAB9 | 8,493 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
NORTH AMERN CONSTR GROUP LTD | COM | 656811106 | 14,448 | 1,337,818 | SH | SOLE | 1,337,818 | 0 | 0 | ||
NRC GROUP HLDGS CORP | *W EXP 10/17/202 | 629375114 | 3,320 | 2,010,231 | SH | SOLE | 2,010,231 | 0 | 0 | ||
NUTRIEN LTD | COM | 67077M108 | 13,953 | 261,000 | SH | Call | SOLE | 0 | 0 | 0 | |
NUTRIEN LTD | COM | 67077M108 | 241 | 4,500 | SH | Put | SOLE | 0 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 8,212 | 50,000 | SH | Call | SOLE | 0 | 0 | 0 | |
OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 1,734 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
OPES ACQUISITION CORP | *W EXP 03/13/202 | 68373P118 | 113 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
OPES ACQUISITION CORP | COM | 68373P100 | 11,536 | 1,120,000 | SH | SOLE | 1,120,000 | 0 | 0 | ||
OPES ACQUISITION CORP | UNIT 03/07/2023 | 68373P209 | 3,771 | 360,000 | SH | SOLE | 360,000 | 0 | 0 | ||
ORBCOMM INC | COM | 68555P100 | 6,324 | 872,218 | SH | SOLE | 872,218 | 0 | 0 | ||
ORGANIGRAM HLDGS INC | COM | 68620P101 | 10,144 | 1,575,136 | SH | SOLE | 1,575,136 | 0 | 0 | ||
OSI SYSTEMS INC | NOTE 1.250% 9/0 | 671044AD7 | 29,657 | 25,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
OSISKO GOLD ROYALTIES LTD | COM | 68827L101 | 3,132 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 2,874 | 475,000 | SH | SOLE | 475,000 | 0 | 0 | ||
PCM INC | COM | 69323K100 | 1,291 | 36,831 | SH | SOLE | 36,831 | 0 | 0 | ||
PECK CO INC | *W EXP 03/01/202 | 705163111 | 154 | 771,396 | SH | SOLE | 771,396 | 0 | 0 | ||
PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 269 | 1,587,827 | SH | SOLE | 1,587,827 | 0 | 0 | ||
PENSARE ACQUISITION CORP | COM | 70957E105 | 8,094 | 779,800 | SH | SOLE | 779,800 | 0 | 0 | ||
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 774 | 5,156,707 | SH | SOLE | 5,156,707 | 0 | 0 | ||
PIVOTAL ACQUISITION CORP | *W EXP 12/01/202 | 72583A119 | 2,190 | 1,622,568 | SH | SOLE | 1,622,568 | 0 | 0 | ||
PIVOTAL ACQUISITION CORP | CL A COM | 72583A101 | 9,872 | 972,568 | SH | SOLE | 972,568 | 0 | 0 | ||
PLAYAGS INC | COM | 72814N104 | 33,935 | 1,744,743 | SH | SOLE | 1,744,743 | 0 | 0 | ||
PRETIUM RES INC | NOTE 2.250% 3/1 | 74139CAB8 | 1,225 | 1,246,000 | PRN | SOLE | 0 | 0 | 0 | ||
PROFICIENT ALPHA ACQUSTN COR | UNIT 04/30/2026 | 74317H204 | 14,329 | 1,425,762 | SH | SOLE | 1,425,762 | 0 | 0 | ||
PURE ACQUISITION CORP | *W EXP 04/17/202 | 74621Q114 | 257 | 238,150 | SH | SOLE | 238,150 | 0 | 0 | ||
PURE ACQUISITION CORP | CL A | 74621Q106 | 36,276 | 3,577,550 | SH | SOLE | 3,577,550 | 0 | 0 | ||
Q2 HLDGS INC | NOTE 0.750% 2/1 | 74736LAB5 | 14,271 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
RANPAK HLDGS CORP | *W EXP 06/03/202 | 75321W111 | 1,462 | 1,217,935 | SH | SOLE | 1,217,935 | 0 | 0 | ||
REALPAGE INC | COM | 75606N109 | 20,592 | 349,900 | SH | SOLE | 349,900 | 0 | 0 | ||
REALPAGE INC | NOTE 1.500%11/1 | 75606NAB5 | 44,983 | 30,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
REEDS INC | COM | 758338107 | 2,517 | 665,917 | SH | SOLE | 665,917 | 0 | 0 | ||
REGALWOOD GLOBAL ENERGY LTD | *W EXP 12/05/202 | G74760128 | 168 | 187,166 | SH | SOLE | 187,166 | 0 | 0 | ||
REGALWOOD GLOBAL ENERGY LTD | UNIT 99/99/9999 | G74760110 | 23,104 | 2,200,400 | SH | SOLE | 2,200,400 | 0 | 0 | ||
REPLAY ACQUISITION CORP | UNIT 03/01/2024 | G75130123 | 18,036 | 1,800,000 | SH | SOLE | 1,800,000 | 0 | 0 | ||
RH | COM | 74967X103 | 14,947 | 129,300 | SH | SOLE | 129,300 | 0 | 0 | ||
RIO TINTO PLC | SPONSORED ADR | 767204100 | 3,846 | 61,700 | SH | Call | SOLE | 0 | 0 | 0 | |
RIO TINTO PLC | SPONSORED ADR | 767204100 | 4,676 | 75,000 | SH | Put | SOLE | 0 | 0 | 0 | |
RMG ACQUISITION CORP | UNIT 99/99/9999 | 749641205 | 1,506 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
ROGERS CORP | COM | 775133101 | 29,636 | 171,723 | SH | SOLE | 171,723 | 0 | 0 | ||
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 11,910 | 150,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SENSEONICS HLDGS INC | COM | 81727U105 | 6,752 | 3,310,000 | SH | SOLE | 3,310,000 | 0 | 0 | ||
SENTINEL ENERGY SVCS INC | *W EXP 11/02/202 | 81728P113 | 323 | 461,368 | SH | SOLE | 461,368 | 0 | 0 | ||
SENTINEL ENERGY SVCS INC | CL A | 81728P105 | 21,833 | 2,151,004 | SH | SOLE | 2,151,004 | 0 | 0 | ||
SHUTTERFLY INC | COM | 82568P304 | 5,560 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
SIRIUS INTERNATIONAL INSURAN | COM | G8196D101 | 174 | 15,221 | SH | SOLE | 15,221 | 0 | 0 | ||
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 30,900 | 2,961,183 | SH | SOLE | 2,961,183 | 0 | 0 | ||
SOTHEBYS | COM | 835898107 | 2,325 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
SOUTH MTN MERGER CORP | UNIT 99/99/9999 | 838884203 | 10,000 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
SPARK THERAPEUTICS INC | COM | 84652J103 | 5,375 | 52,500 | SH | SOLE | 52,500 | 0 | 0 | ||
SPARTAN ENERGY ACQUISITON CO | *W EXP 08/27/202 | 846784122 | 939 | 1,054,700 | SH | SOLE | 1,054,700 | 0 | 0 | ||
SPARTAN ENERGY ACQUISITON CO | CL A COM STK | 846784106 | 32,433 | 3,243,266 | SH | SOLE | 3,243,266 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 29,300 | 100,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,397,610 | 4,770,000 | SH | Put | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,377 | 4,700 | SH | SOLE | 4,700 | 0 | 0 | ||
SPEEDWAY MOTORSPORTS INC | COM | 847788106 | 2,078 | 112,045 | SH | SOLE | 112,045 | 0 | 0 | ||
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 14,271 | 97,600 | SH | SOLE | 97,600 | 0 | 0 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 44,110 | 3,893,240 | SH | SOLE | 3,893,240 | 0 | 0 | ||
SPROTT PHYSICAL PLAT PALLAD | UNIT | 85207Q104 | 1,974 | 171,509 | SH | SOLE | 171,509 | 0 | 0 | ||
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 | 27,954 | 4,895,678 | SH | SOLE | 4,895,678 | 0 | 0 | ||
STEWART INFORMATION SVCS COR | COM | 860372101 | 3,239 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
SUN LIFE FINL INC | COM | 866796105 | 4,136 | 100,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SUNCOR ENERGY INC NEW | COM | 867224107 | 10,906 | 350,000 | SH | Call | SOLE | 0 | 0 | 0 | |
TABLEAU SOFTWARE INC | CL A | 87336U105 | 3,320 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 25,204 | 222,000 | SH | SOLE | 222,000 | 0 | 0 | ||
TAPESTRY INC | COM | 876030107 | 27,029 | 851,840 | SH | SOLE | 851,840 | 0 | 0 | ||
TAPESTRY INC | COM | 876030107 | 12,692 | 400,000 | SH | Put | SOLE | 0 | 0 | 0 | |
TC ENERGY CORP | COM | 87807B107 | 12,380 | 250,000 | SH | Call | SOLE | 0 | 0 | 0 | |
TECK RESOURCES LTD | CL B | 878742204 | 630 | 27,300 | SH | SOLE | 27,300 | 0 | 0 | ||
TECK RESOURCES LTD | CL B | 878742204 | 2,306 | 100,000 | SH | Put | SOLE | 0 | 0 | 0 | |
TEEKAY OFFSHORE PARTNERS L P | PARTNERSHIP UN | Y8565J101 | 800 | 635,045 | SH | SOLE | 635,045 | 0 | 0 | ||
TELADOC HEALTH INC | NOTE 1.375% 5/1 | 87918AAC9 | 7,406 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
TENZING ACQUISITION CORP | *W EXP 02/23/202 | G8708A108 | 8 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
TENZING ACQUISITION CORP | ORD SHS | G8708A116 | 513 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
TENZING ACQUISITION CORP | UNIT 08/24/2024 | G8708A124 | 3,447 | 330,800 | SH | SOLE | 330,800 | 0 | 0 | ||
TERADYNE INC | NOTE 1.250%12/1 | 880770AG7 | 26,796 | 16,498,000 | PRN | SOLE | 0 | 0 | 0 | ||
TESLA INC | NOTE 2.000% 5/1 | 88160RAG6 | 4,908 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
THUNDER BRIDGE ACQUISITION L | *W EXP 01/01/202 | G8857R126 | 3,424 | 1,695,000 | SH | SOLE | 1,695,000 | 0 | 0 | ||
THUNDER BRIDGE ACQUISITION L | SHS CLASS A | G8857R100 | 8,224 | 788,460 | SH | SOLE | 788,460 | 0 | 0 | ||
TIBERIUS ACQUISITION CORP | *W EXP 02/28/202 | 88633A115 | 100 | 285,900 | SH | SOLE | 285,900 | 0 | 0 | ||
TIBERIUS ACQUISITION CORP | COM | 88633A107 | 2,739 | 268,500 | SH | SOLE | 268,500 | 0 | 0 | ||
TIBERIUS ACQUISITION CORP | UNIT 02/28/2021 | 88633A206 | 15,195 | 1,445,800 | SH | SOLE | 1,445,800 | 0 | 0 | ||
TKK SYMPHONY ACQUISITION COR | *W EXP 02/20/202 | G88950129 | 52 | 401,300 | SH | SOLE | 401,300 | 0 | 0 | ||
TKK SYMPHONY ACQUISITION COR | ORD SHS | G88950103 | 9,973 | 996,300 | SH | SOLE | 996,300 | 0 | 0 | ||
TKK SYMPHONY ACQUISITION COR | RIGHT 02/20/2020 | G88950137 | 72 | 401,300 | SH | SOLE | 401,300 | 0 | 0 | ||
TKK SYMPHONY ACQUISITION COR | UNIT 08/15/2023 | G88950111 | 6,459 | 628,900 | SH | SOLE | 628,900 | 0 | 0 | ||
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 2,918 | 50,000 | SH | Call | SOLE | 0 | 0 | 0 | |
TORTOISE ACQUISITION CORP | UNIT 03/04/2024 | 89154L209 | 11,022 | 1,100,000 | SH | SOLE | 1,100,000 | 0 | 0 | ||
TOTTENHAM ACQUISITION I LTD | *W EXP 05/06/202 | G8959N114 | 16 | 162,000 | SH | SOLE | 162,000 | 0 | 0 | ||
TOTTENHAM ACQUISITION I LTD | RIGHT 06/05/2020 | G8959N122 | 60 | 162,000 | SH | SOLE | 162,000 | 0 | 0 | ||
TOTTENHAM ACQUISITION I LTD | SHS | G8959N106 | 4,202 | 412,000 | SH | SOLE | 412,000 | 0 | 0 | ||
TOTTENHAM ACQUISITION I LTD | UNIT 05/06/2025 | G8959N130 | 1,698 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
TPG PACE HLDGS CORP | *W EXP 06/27/202 | G89827110 | 1,025 | 648,999 | SH | SOLE | 648,999 | 0 | 0 | ||
TPG PACE HLDGS CORP | CL A | G89827128 | 9,195 | 884,143 | SH | SOLE | 884,143 | 0 | 0 | ||
TPI COMPOSITES INC | COM | 87266J104 | 4,128 | 167,000 | SH | SOLE | 167,000 | 0 | 0 | ||
TRIDENT ACQUISITIONS CORP | *W EXP 05/09/202 | 89615T114 | 16 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
TRIDENT ACQUISITIONS CORP | COM | 89615T106 | 8,473 | 819,405 | SH | SOLE | 819,405 | 0 | 0 | ||
TRIDENT ACQUISITIONS CORP | UNIT 05/09/2023 | 89615T205 | 16,890 | 1,607,000 | SH | SOLE | 1,607,000 | 0 | 0 | ||
TRIMBLE INC | COM | 896239100 | 17,508 | 388,125 | SH | SOLE | 388,125 | 0 | 0 | ||
TRINE ACQUISITION CORP | UNIT 03/31/2021 | 89628U207 | 24,240 | 2,400,000 | SH | SOLE | 2,400,000 | 0 | 0 | ||
TRINITY MERGER CORP | *W EXP 05/11/202 | 89653L114 | 395 | 1,200,000 | SH | SOLE | 1,200,000 | 0 | 0 | ||
TRINITY MERGER CORP | COM CL A | 89653L106 | 26,553 | 2,578,000 | SH | SOLE | 2,578,000 | 0 | 0 | ||
TRINITY MERGER CORP | UNIT 05/11/2025 | 89653L205 | 9,247 | 869,876 | SH | SOLE | 869,876 | 0 | 0 | ||
TTM TECHNOLOGIES INC | NOTE 1.750%12/1 | 87305RAD1 | 35,242 | 30,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
TUSCAN HOLDINGS CORP | COM | 90069K104 | 2,565 | 259,600 | SH | SOLE | 259,600 | 0 | 0 | ||
TUSCAN HOLDINGS CORP | UNIT 99/99/9999 | 90069K203 | 16,430 | 1,550,000 | SH | SOLE | 1,550,000 | 0 | 0 | ||
TWELVE SEAS INVESTMENT COMPA | *W EXP 12/22/202 | G9145A115 | 443 | 2,013,310 | SH | SOLE | 2,013,310 | 0 | 0 | ||
TWELVE SEAS INVESTMENT COMPA | RIGHT 12/22/2019 | G9145A131 | 682 | 2,352,010 | SH | SOLE | 2,352,010 | 0 | 0 | ||
TWELVE SEAS INVESTMENT COMPA | SHS | G9145A107 | 26,884 | 2,648,711 | SH | SOLE | 2,648,711 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 21,017 | 602,200 | SH | SOLE | 602,200 | 0 | 0 | ||
U S WELL SVCS INC | CL A | 91274U101 | 972 | 201,675 | SH | SOLE | 201,675 | 0 | 0 | ||
UFP TECHNOLOGIES INC | COM | 902673102 | 8,367 | 201,071 | SH | SOLE | 201,071 | 0 | 0 | ||
UNDER ARMOUR INC | CL C | 904311206 | 26,755 | 1,205,200 | SH | SOLE | 1,205,200 | 0 | 0 | ||
UNITED STATES LIME & MINERAL | COM | 911922102 | 5,284 | 66,052 | SH | SOLE | 66,052 | 0 | 0 | ||
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 27,545 | 250,000 | SH | Call | SOLE | 0 | 0 | 0 | |
VECTOIQ ACQUISITION CORP | *W EXP 05/11/202 | 92243N111 | 286 | 608,054 | SH | SOLE | 608,054 | 0 | 0 | ||
VECTOIQ ACQUISITION CORP | COM | 92243N103 | 16,947 | 1,673,000 | SH | SOLE | 1,673,000 | 0 | 0 | ||
VECTOIQ ACQUISITION CORP | UNIT 05/11/2023 | 92243N202 | 10,580 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
VEONEER INCORPORATED | NOTE 4.000% 6/0 | 92336XAA7 | 5,195 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
VERRA MOBILITY CORP | COM | 92511U102 | 23,014 | 1,758,100 | SH | SOLE | 1,758,100 | 0 | 0 | ||
VERSUM MATLS INC | COM | 92532W103 | 2,063 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
VIAVI SOLUTIONS INC | COM | 925550105 | 22,687 | 1,707,077 | SH | SOLE | 1,707,077 | 0 | 0 | ||
VIAVI SOLUTIONS INC | NOTE 1.000% 3/0 | 925550AB1 | 51,744 | 44,025,000 | PRN | SOLE | 0 | 0 | 0 | ||
VIAVI SOLUTIONS INC | NOTE 1.750% 6/0 | 925550AE5 | 13,007 | 11,230,000 | PRN | SOLE | 0 | 0 | 0 | ||
VULCAN MATLS CO | COM | 929160109 | 7,250 | 52,800 | SH | SOLE | 52,800 | 0 | 0 | ||
WABCO HLDGS INC | COM | 92927K102 | 1,909 | 14,400 | SH | Put | SOLE | 0 | 0 | 0 | |
WAYFAIR INC | NOTE 0.375% 9/0 | 94419LAB7 | 7,548 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
WEALTHBRIDGE ACQUISITION LTD | SHS | G4887W110 | 904 | 88,707 | SH | SOLE | 88,707 | 0 | 0 | ||
WEALTHBRIDGE ACQUISITION LTD | UNIT 99/99/9999 | G4887W102 | 5,075 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
WORLD WRESTLING ENTMT INC | CL A | 98156Q108 | 7,221 | 100,000 | SH | Call | SOLE | 0 | 0 | 0 | |
WORLD WRESTLING ENTMT INC | CL A | 98156Q108 | 18,948 | 262,400 | SH | SOLE | 262,400 | 0 | 0 | ||
WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 44,524 | 30,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
XYNOMIC PHARMACUTCLS HLDNG I | *W EXP 05/15/202 | 98421X110 | 50 | 236,873 | SH | SOLE | 236,873 | 0 | 0 | ||
ZAYO GROUP HLDGS INC | COM | 98919V105 | 5,266 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
ZYNGA INC | CL A | 98986T108 | 2,348 | 383,100 | SH | SOLE | 383,100 | 0 | 0 |