The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
8I ENTERPRISES ACQUISITIN CO UNIT 99/99/9999 G2956M138 5,275 500,000 SH   SOLE   500,000 0 0
8X8 INC NEW COM 282914100 10,604 440,000 SH   SOLE   440,000 0 0
ACAMAR PARTNERS ACQSITION CO *W EXP 02/26/202 004285110 78 100,000 SH   SOLE   100,000 0 0
ACAMAR PARTNERS ACQSITION CO CL A 004285102 2,819 289,999 SH   SOLE   289,999 0 0
ACAMAR PARTNERS ACQSITION CO UNIT 12/30/2025 004285201 8,991 900,000 SH   SOLE   900,000 0 0
ACT II GLOBAL ACQUISITION CO UNIT 04/30/2026 G0080J112 20,240 2,000,000 SH   SOLE   2,000,000 0 0
ADVANCED DISP SVCS INC DEL COM 00790X101 249 7,800 SH Put SOLE   0 0 0
AEROHIVE NETWORKS INC COM 007786106 2,215 500,000 SH   SOLE   500,000 0 0
AEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 007800AB1 17,912 10,000,000 PRN   SOLE   0 0 0
AGBA ACQUISITION LTD UNIT 05/10/2024 G0120M133 4,018 400,000 SH   SOLE   400,000 0 0
AGNICO EAGLE MINES LTD COM 008474108 17,985 351,000 SH Call SOLE   0 0 0
AKERNA CORP *W EXP 01/30/202 00973W110 777 261,049 SH   SOLE   261,049 0 0
ALBERTON ACQUISITION CORP *W EXP 04/26/202 G35006124 55 500,000 SH   SOLE   500,000 0 0
ALBERTON ACQUISITION CORP ORD SHS G35006108 5,070 500,000 SH   SOLE   500,000 0 0
ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 223 892,000 SH   SOLE   892,000 0 0
ALBERTON ACQUISITION CORP UNIT 04/22/2020 G35006116 2,615 250,000 SH   SOLE   250,000 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 32,365 191,000 SH   SOLE   191,000 0 0
ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 18,764 10,000,000 PRN   SOLE   0 0 0
ALLEGRO MERGER CORP *W EXP 01/06/202 01749N111 162 650,000 SH   SOLE   650,000 0 0
ALLEGRO MERGER CORP COM 01749N103 7,515 750,000 SH   SOLE   750,000 0 0
ALLEGRO MERGER CORP RIGHT 12/31/2023 01749N129 205 975,000 SH   SOLE   975,000 0 0
ALLEGRO MERGER CORP UNIT 12/31/2023 01749N301 2,748 250,000 SH   SOLE   250,000 0 0
ALLERGAN PLC SHS G0177J108 3,349 20,000 SH   SOLE   20,000 0 0
ALPHA PRO TECH LTD COM 020772109 342 100,404 SH   SOLE   100,404 0 0
ALPHABET INC CAP STK CL C 02079K107 31,022 28,700 SH   SOLE   28,700 0 0
ALTABA INC COM 021346101 347 5,000 SH   SOLE   5,000 0 0
ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 10,861 10,000,000 PRN   SOLE   0 0 0
AMCI ACQUISITION CORP *W EXP 05/20/202 00165R119 278 957,700 SH   SOLE   957,700 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 16,305 500,000 SH Call SOLE   0 0 0
AMETEK INC NEW COM 031100100 26,195 288,359 SH   SOLE   288,359 0 0
ANADARKO PETE CORP COM 032511107 10,584 150,000 SH   SOLE   150,000 0 0
ANDINA ACQUISITION CORP III UNIT 09/24/2020 G04415116 5,654 550,000 SH   SOLE   550,000 0 0
AQUA AMERICA INC UNIT 04/30/2022 03836W202 28,624 500,000 SH   SOLE   500,000 0 0
AQUANTIA CORP COM 03842Q108 454 34,866 SH   SOLE   34,866 0 0
ARATANA THERAPEUTICS INC COM 03874P101 3,741 725,000 SH   SOLE   725,000 0 0
ARRAY BIOPHARMA INC COM 04269X105 3,938 85,000 SH   SOLE   85,000 0 0
B RILEY PRINCIPAL MERGER COR UNIT 99/99/9999 05586Y205 5,988 600,000 SH   SOLE   600,000 0 0
BANK MONTREAL QUE COM 063671101 18,862 250,000 SH Call SOLE   0 0 0
BANK MONTREAL QUE COM 063671101 13,641 180,800 SH   SOLE   180,800 0 0
BANK MONTREAL QUE COM 063671101 15,090 200,000 SH Put SOLE   0 0 0
BANK N S HALIFAX COM 064149107 29,892 550,000 SH Call SOLE   0 0 0
BARNES & NOBLE INC COM 067774109 2,676 400,000 SH   SOLE   400,000 0 0
BARRICK GOLD CORPORATION COM 067901108 10,335 500,000 SH Call SOLE   0 0 0
BAYTEX ENERGY CORP COM 07317Q105 355 175,000 SH   SOLE   175,000 0 0
BCE INC COM NEW 05534B760 45,480 1,000,000 SH Call SOLE   0 0 0
BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 82 374,600 SH   SOLE   374,600 0 0
BIG ROCK PARTNERS ACQUISI CO COM 089482103 5,449 517,500 SH   SOLE   517,500 0 0
BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 147 772,400 SH   SOLE   772,400 0 0
BIO RAD LABS INC CL A 090572207 54,391 174,000 SH   SOLE   174,000 0 0
BIOCERES CROP SOLUTIONS CORP *W EXP 03/14/202 G1117K106 395 1,197,900 SH   SOLE   1,197,900 0 0
BLACK RIDGE ACQUISITION CORP *W EXP 07/10/202 09216T115 88 214,992 SH   SOLE   214,992 0 0
BLACK RIDGE ACQUISITION CORP COM 09216T107 16,752 1,634,325 SH   SOLE   1,634,325 0 0
BLACK RIDGE ACQUISITION CORP RIGHT 07/10/2019 09216T123 371 883,392 SH   SOLE   883,392 0 0
BOINGO WIRELESS INC COM 09739C102 1,797 100,000 SH Call SOLE   0 0 0
BOINGO WIRELESS INC COM 09739C102 15,525 863,934 SH   SOLE   863,934 0 0
BOXWOOD MERGER CORP *W EXP 11/26/202 10319T119 62 100,000 SH   SOLE   100,000 0 0
BOXWOOD MERGER CORP UNIT 11/26/2025 10319T200 5,150 500,000 SH   SOLE   500,000 0 0
BRP INC COM SUN VTG 05577W200 1,434 40,000 SH   SOLE   40,000 0 0
BRUNSWICK CORP COM 117043109 13,767 300,000 SH Call SOLE   0 0 0
BRUNSWICK CORP COM 117043109 27,601 601,468 SH   SOLE   601,468 0 0
BRUNSWICK CORP COM 117043109 9,178 200,000 SH Put SOLE   0 0 0
BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 5,131 125,000 SH   SOLE   125,000 0 0
CAMECO CORP COM 13321L108 113 10,500 SH   SOLE   10,500 0 0
CAMECO CORP COM 13321L108 215 20,000 SH Put SOLE   0 0 0
CANADIAN PAC RY LTD COM 13645T100 612 2,600 SH   SOLE   2,600 0 0
CANADIAN PAC RY LTD COM 13645T100 11,762 50,000 SH Put SOLE   0 0 0
CANNTRUST HLDGS INC COM 137800207 4,518 900,000 SH Call SOLE   0 0 0
CANNTRUST HLDGS INC COM 137800207 21,267 4,236,400 SH   SOLE   4,236,400 0 0
CAPITOL INVT CORP IV *W EXP 01/01/202 G18920127 1,270 913,900 SH   SOLE   913,900 0 0
CARMAX INC COM 143130102 15,247 175,600 SH   SOLE   175,600 0 0
CARS COM INC COM 14575E105 9,266 469,900 SH   SOLE   469,900 0 0
CATALENT INC COM 148806102 7,481 138,000 SH   SOLE   138,000 0 0
CDK GLOBAL INC COM 12508E101 14,827 299,900 SH   SOLE   299,900 0 0
CDN IMPERIAL BK COMM TORONTO COM 136069101 12,177 155,000 SH Call SOLE   0 0 0
CDN IMPERIAL BK COMM TORONTO COM 136069101 23,568 300,000 SH Put SOLE   0 0 0
CELGENE CORP COM 151020104 2,773 30,000 SH   SOLE   30,000 0 0
CENTENE CORP DEL COM 15135B101 2,659 50,700 SH   SOLE   50,700 0 0
CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 10,728 435,401 SH   SOLE   435,401 0 0
CF FIN ACQUISITION CORP *W EXP 04/30/202 12528N115 378 630,625 SH   SOLE   630,625 0 0
CF FIN ACQUISITION CORP COM CL A 12528N107 1,002 100,000 SH   SOLE   100,000 0 0
CF FIN ACQUISITION CORP UNIT 04/30/2025 12528N206 14,387 1,380,000 SH   SOLE   1,380,000 0 0
CHANGE HEALTHCARE INC UNIT 99/99/9999 15912K209 1,124 20,000 SH   SOLE   20,000 0 0
CHARDAN HEALTHCARE ACQUISITI *W EXP 12/13/202 15957A116 44 99,500 SH   SOLE   99,500 0 0
CHARDAN HEALTHCARE ACQUISITI COM 15957A108 979 100,000 SH   SOLE   100,000 0 0
CHARDAN HEALTHCARE ACQUISITI UNIT 12/13/2023 15957A207 2,041 200,000 SH   SOLE   200,000 0 0
CHEGG INC NOTE 0.250% 5/1 163092AB5 15,315 10,000,000 PRN   SOLE   0 0 0
CHURCHILL CAP CORP II UNIT 99/99/9999 17143G205 40,600 4,000,000 SH   SOLE   4,000,000 0 0
CLEVELAND CLIFFS INC DBCV 1.500% 1/1 185899AA9 14,415 10,000,000 PRN   SOLE   0 0 0
COLFAX CORP UNIT 01/15/2022T 194014205 12,675 100,000 SH   SOLE   100,000 0 0
COLLIER CREEK HOLDINGS UNIT 99/99/9999 G22707122 10,600 1,000,000 SH   SOLE   1,000,000 0 0
CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 137 1,848,113 SH   SOLE   1,848,113 0 0
CONSTELLATION ALPHA CAP CORP RIGHT 99/99/9999 G2379F132 577 3,202,613 SH   SOLE   3,202,613 0 0
CONTROL4 CORP COM 21240D107 2,375 100,000 SH   SOLE   100,000 0 0
COUPA SOFTWARE INC COM 22266L106 6,660 52,600 SH   SOLE   52,600 0 0
CRAY INC COM NEW 225223304 3,830 110,000 SH   SOLE   110,000 0 0
CRESCENT ACQUISITION CORP UNIT 99/99/9999 22564L204 20,100 2,000,000 SH   SOLE   2,000,000 0 0
CYPRESS SEMICONDUCTOR CORP COM 232806109 5,449 245,000 SH   SOLE   245,000 0 0
CYPRESS SEMICONDUCTOR CORP NOTE 2.000% 2/0 232806AP4 8,856 7,500,000 PRN   SOLE   0 0 0
CYPRESS SEMICONDUCTOR CORP NOTE 4.500% 1/1 232806AM1 33,553 20,010,000 PRN   SOLE   0 0 0
CYRUSONE INC COM 23283R100 27,012 467,985 SH   SOLE   467,985 0 0
DASAN ZHONE SOLUTIONS INC COM NEW 23305L206 5,846 450,000 SH   SOLE   450,000 0 0
DEL FRISCOS RESTAURANT GROUP COM 245077102 5,091 639,524 SH   SOLE   639,524 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 17,025 300,000 SH Call SOLE   0 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 28,375 500,000 SH   SOLE   500,000 0 0
DEXCOM INC NOTE 0.750% 5/1 252131AF4 31,940 20,000,000 PRN   SOLE   0 0 0
DFB HEALTHCARE ACQUISTION CO *W EXP 04/11/202 23291E117 440 400,000 SH   SOLE   400,000 0 0
DFB HEALTHCARE ACQUISTION CO COM 23291E109 12,156 1,200,000 SH   SOLE   1,200,000 0 0
DFB HEALTHCARE ACQUISTION CO UNIT 01/30/2023 23291E208 520 50,000 SH   SOLE   50,000 0 0
DIAMOND EAGLE ACQUISITION CO UNIT 06/30/2026 25258L208 5,030 500,000 SH   SOLE   500,000 0 0
DIAMONDPEAK HLDGS COR UNIT 99/99/9999 25280H209 1,209 120,000 SH   SOLE   120,000 0 0
DLH HLDGS CORP COM 23335Q100 1,931 380,027 SH   SOLE   380,027 0 0
DOLBY LABORATORIES INC COM CL A 25659T107 25,746 398,552 SH   SOLE   398,552 0 0
DOLLAR GEN CORP NEW COM 256677105 15,476 114,500 SH   SOLE   114,500 0 0
DOMINION ENERGY INC UNIT 99/99/9999 25746U133 6,724 65,000 SH   SOLE   65,000 0 0
EDTECHX HLDGS ACQUISITION CO *W EXP 12/31/202 28138X111 138 530,900 SH   SOLE   530,900 0 0
EDTECHX HLDGS ACQUISITION CO COM 28138X103 1,972 200,000 SH   SOLE   200,000 0 0
EDTECHX HLDGS ACQUISITION CO UNIT 12/31/2025 28138X202 2,058 201,400 SH   SOLE   201,400 0 0
EL PASO ELEC CO COM NEW 283677854 5,232 80,000 SH   SOLE   80,000 0 0
ELECTRONICS FOR IMAGING INC COM 286082102 3,691 100,000 SH   SOLE   100,000 0 0
ENBRIDGE INC COM 29250N105 21,648 600,000 SH Call SOLE   0 0 0
ENCANA CORP COM 292505104 1,334 260,000 SH   SOLE   260,000 0 0
ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 47,659 40,000,000 PRN   SOLE   0 0 0
ESTRE AMBIENTAL INC *W EXP 12/21/202 G3206V118 64 2,110,661 SH   SOLE   2,110,661 0 0
ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 11,088 350,000 SH Put SOLE   0 0 0
FACEBOOK INC CL A 30303M102 45,355 235,000 SH   SOLE   235,000 0 0
FAR PT ACQUISITION CORP *W EXP 06/01/202 30734W117 1,126 879,999 SH   SOLE   879,999 0 0
FAR PT ACQUISITION CORP COM CL A 30734W109 23,131 2,269,997 SH   SOLE   2,269,997 0 0
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 2,015 50,000 SH Put SOLE   0 0 0
FIRST MAJESTIC SILVER CORP NOTE 1.875% 3/0 32076VAB9 3,210 3,000,000 PRN   SOLE   0 0 0
FIVE9 INC NOTE 0.125% 5/0 338307AB7 6,945 5,000,000 PRN   SOLE   0 0 0
FLEXSTEEL INDS INC COM 339382103 4,458 261,293 SH   SOLE   261,293 0 0
FORUM MERGER II CORP *W EXP 09/30/202 34986F111 128 200,000 SH   SOLE   200,000 0 0
FORUM MERGER II CORP CL A 34986F103 2,446 243,138 SH   SOLE   243,138 0 0
GARDNER DENVER HLDGS INC COM 36555P107 18,774 542,599 SH   SOLE   542,599 0 0
GIGCAPITAL INC *W EXP 06/08/202 37518N122 406 1,352,714 SH   SOLE   1,352,714 0 0
GIGCAPITAL INC RIGHT 03/06/2020 37518N114 1,825 3,509,894 SH   SOLE   3,509,894 0 0
GIGCAPITAL2 INC UNIT 02/28/2026 375036209 5,015 500,000 SH   SOLE   500,000 0 0
GLOBAL WTR RES INC COM 379463102 5,211 499,183 SH   SOLE   499,183 0 0
GORDON POINTE ACQUISITION CO *W EXP 07/30/202 382788115 6 18,990 SH   SOLE   18,990 0 0
GORDON POINTE ACQUISITION CO COM CLASS A 382788107 5,165 500,000 SH   SOLE   500,000 0 0
GORDON POINTE ACQUISITION CO UNIT 01/18/2023 382788206 2,748 259,250 SH   SOLE   259,250 0 0
GORES HOLDINGS III INC *W EXP 09/11/202 38286G117 185 127,266 SH   SOLE   127,266 0 0
GORES HOLDINGS III INC CLASS A 38286G109 2,714 270,000 SH   SOLE   270,000 0 0
GORES HOLDINGS III INC UNIT 09/07/2024 38286G208 5,057 480,000 SH   SOLE   480,000 0 0
GORES METROPOULOS INC UNIT 99/99/9999 382872208 10,996 1,050,000 SH   SOLE   1,050,000 0 0
GRAF INDL CORP COM 384278107 744 74,750 SH   SOLE   74,750 0 0
GRAF INDL CORP UNIT 12/31/2025 384278206 206 20,000 SH   SOLE   20,000 0 0
GREENLAND ACQUISITIN CORPORA *W EXP 03/03/202 G40981105 18 180,000 SH   SOLE   180,000 0 0
GREENLAND ACQUISITIN CORPORA RIGHT 04/27/2025 G40981113 70 180,000 SH   SOLE   180,000 0 0
GREENLAND ACQUISITIN CORPORA SHS G40981139 2,504 246,500 SH   SOLE   246,500 0 0
GREENLAND ACQUISITIN CORPORA UNIT 03/03/2025 G40981121 1,480 140,000 SH   SOLE   140,000 0 0
GS ACQUISITION HLDGS CORP UNIT 06/12/2023 36255F201 10,500 1,000,000 SH   SOLE   1,000,000 0 0
GSE SYS INC COM 36227K106 3,786 1,617,921 SH   SOLE   1,617,921 0 0
GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 6,566 5,866,000 PRN   SOLE   0 0 0
GX ACQUISITION CORP UNIT 05/24/2026 36251A206 22,110 2,200,000 SH   SOLE   2,200,000 0 0
HABIT RESTAURANTS INC COM CL A 40449J103 11,902 1,134,584 SH   SOLE   1,134,584 0 0
HARMONIC INC COM 413160102 15,274 2,752,150 SH   SOLE   2,752,150 0 0
HARMONIC INC NOTE 4.000%12/0 413160AB8 17,640 15,000,000 PRN   SOLE   0 0 0
HARSCO CORP COM 415864107 15,668 571,000 SH   SOLE   571,000 0 0
HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 13,273 1,300,000 SH   SOLE   1,300,000 0 0
HEALTH SCIENCES ACQUSTN CORP UNIT 04/01/2024 42227C201 3,976 375,000 SH   SOLE   375,000 0 0
HENNESSY CAP ACQUSTION CORP UNIT 99/99/9999 42589C203 16,640 1,600,000 SH   SOLE   1,600,000 0 0
HF FOODS GROUP INC COM 40417F109 348 10,000 SH   SOLE   10,000 0 0
HFF INC CL A 40418F108 3,411 75,000 SH   SOLE   75,000 0 0
HL ACQUISITIONS CORP *W EXP 06/21/202 G4603R122 26 125,000 SH   SOLE   125,000 0 0
HL ACQUISITIONS CORP RIGHT 07/17/2023 G4603R130 58 210,000 SH   SOLE   210,000 0 0
HL ACQUISITIONS CORP SHS G4603R106 5,366 530,769 SH   SOLE   530,769 0 0
HL ACQUISITIONS CORP UNIT 06/21/2023 G4603R114 1,466 139,100 SH   SOLE   139,100 0 0
HUDSON GLOBAL INC COM NEW 443787205 1,064 85,475 SH   SOLE   85,475 0 0
HURCO COMPANIES INC COM 447324104 6,206 174,529 SH   SOLE   174,529 0 0
I3 VERTICALS INC COM CL A 46571Y107 8,678 294,681 SH   SOLE   294,681 0 0
IHS MARKIT LTD SHS G47567105 21,974 344,852 SH   SOLE   344,852 0 0
INFRA AND ENERGY ALTRNTIVE I COM 45686J104 583 285,714 SH   SOLE   285,714 0 0
INOGEN INC COM 45780L104 4,006 60,000 SH Put SOLE   0 0 0
INSURANCE ACQUISITION CORP UNIT 03/31/2024 457867307 8,875 860,799 SH   SOLE   860,799 0 0
INTERCEPT PHARMACEUTICALS IN NOTE 2.000% 5/1 45845PAB4 9,957 10,000,000 PRN   SOLE   0 0 0
INTERNATIONAL MNY EXPRESS IN COM 46005L101 564 40,000 SH   SOLE   40,000 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 37,348 200,000 SH Put SOLE   0 0 0
INVITAE CORP COM 46185L103 7,638 325,000 SH   SOLE   325,000 0 0
IQVIA HLDGS INC COM 46266C105 16,637 103,400 SH   SOLE   103,400 0 0
ISHARES INC MSCI EURZONE ETF 464286608 303 7,661 SH   SOLE   7,661 0 0
ISHARES INC MSCI JPN ETF NEW 46434G822 395 7,238 SH   SOLE   7,238 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 77,750 500,000 SH Call SOLE   0 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 494 11,514 SH   SOLE   11,514 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 155,500 1,000,000 SH Put SOLE   0 0 0
ISSUER DIRECT CORPORATION COM NEW 46520M204 3,499 312,397 SH   SOLE   312,397 0 0
ITERIS INC COM 46564T107 5,170 1,000,000 SH   SOLE   1,000,000 0 0
J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 55,815 40,000,000 PRN   SOLE   0 0 0
KAIXIN AUTO HLDGS SHS G5223X100 267 121,189 SH   SOLE   121,189 0 0
KBL MERGER CORP IV *W EXP 01/15/202 48242A112 237 1,578,348 SH   SOLE   1,578,348 0 0
KBL MERGER CORP IV RIGHT 09/09/2019 48242A120 413 1,652,400 SH   SOLE   1,652,400 0 0
KEYSIGHT TECHNOLOGIES INC COM 49338L103 25,811 287,400 SH   SOLE   287,400 0 0
KNOWLES CORP NOTE 3.250%11/0 49926DAB5 11,965 10,000,000 PRN   SOLE   0 0 0
LANDCADIA HLDGS II INC UNIT 05/09/2026 51476X204 10,000 1,000,000 SH   SOLE   1,000,000 0 0
LATTICE SEMICONDUCTOR CORP COM 518415104 5,327 365,114 SH   SOLE   365,114 0 0
LAUREATE EDUCATION INC CL A 518613203 16,573 1,054,903 SH   SOLE   1,054,903 0 0
LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 90 282,400 SH   SOLE   282,400 0 0
LEGACY ACQUISITION CORP COM CL A 524643103 4,517 447,235 SH   SOLE   447,235 0 0
LEGACY ACQUISITION CORP UNIT 05/31/2024 524643202 3,135 300,000 SH   SOLE   300,000 0 0
LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 78 137,500 SH   SOLE   137,500 0 0
LEISURE ACQUISITION CORP COM 52539T107 2,797 275,000 SH   SOLE   275,000 0 0
LEISURE ACQUISITION CORP UNIT 99/99/9999 52539T206 2,866 275,000 SH   SOLE   275,000 0 0
LEO HOLDINGS CORP *W EXP 02/07/202 G5463L113 1,294 1,035,500 SH   SOLE   1,035,500 0 0
LEO HOLDINGS CORP COM CL A G5463L105 7,230 704,000 SH   SOLE   704,000 0 0
LF CAP ACQUISITION CORP *W EXP 06/22/202 50200K116 17 50,000 SH   SOLE   50,000 0 0
LF CAP ACQUISITION CORP CL A 50200K108 4,726 464,269 SH   SOLE   464,269 0 0
LIBERTY MEDIA CORP DELAWARE NOTE 1.000% 1/3 531229AF9 5,880 5,000,000 PRN   SOLE   0 0 0
LKQ CORP COM 501889208 11,030 414,500 SH   SOLE   414,500 0 0
LONGEVITY ACQUISITION CORP *W EXP 07/31/202 G56372116 34 240,000 SH   SOLE   240,000 0 0
LONGEVITY ACQUISITION CORP ORD SHS G56372132 2,432 240,000 SH   SOLE   240,000 0 0
LONGEVITY ACQUISITION CORP RIGHT 07/31/2020 G56372124 60 240,000 SH   SOLE   240,000 0 0
LONGEVITY ACQUISITION CORP UNIT 08/29/2024 G56372108 1,036 100,000 SH   SOLE   100,000 0 0
LUMENTUM HLDGS INC COM 55024U109 19,135 358,269 SH   SOLE   358,269 0 0
MACOM TECH SOLUTIONS HLDGS I COM 55405Y100 19,853 1,312,146 SH   SOLE   1,312,146 0 0
MAGNA INTL INC COM 559222401 12,425 250,000 SH Call SOLE   0 0 0
MANULIFE FINL CORP COM 56501R106 19,998 1,100,000 SH Call SOLE   0 0 0
MASTECH DIGITAL INC COM 57633B100 1,156 243,289 SH   SOLE   243,289 0 0
MASTERCRAFT BOAT HLDGS INC COM 57637H103 4,669 238,332 SH   SOLE   238,332 0 0
MEDIDATA SOLUTIONS INC COM 58471A105 2,715 30,000 SH   SOLE   30,000 0 0
MEGALITH FINL ACQUISITION CO *W EXP 08/26/202 58518F117 277 922,000 SH   SOLE   922,000 0 0
MEGALITH FINL ACQUISITION CO UNIT 09/30/2025 58518F208 12,390 1,200,000 SH   SOLE   1,200,000 0 0
MELLANOX TECHNOLOGIES LTD SHS M51363113 5,257 47,500 SH   SOLE   47,500 0 0
MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 70,173 40,000,000 PRN   SOLE   0 0 0
MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AF1 47,281 40,000,000 PRN   SOLE   0 0 0
MICROCHIP TECHNOLOGY INC NOTE 2.250% 2/1 595017AH7 23,422 20,000,000 PRN   SOLE   0 0 0
MICRON TECHNOLOGY INC NOTE 3.125% 5/0 595112AX1 194,295 50,000,000 PRN   SOLE   0 0 0
MODERN MEDIA ACQUISITION *W EXP 05/17/202 60765P111 110 498,454 SH   SOLE   498,454 0 0
MODERN MEDIA ACQUISITION RIGHT 99/99/9999 60765P129 844 2,910,094 SH   SOLE   2,910,094 0 0
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OAKTREE CAP GROUP LLC UNIT CL A 674001201 1,734 35,000 SH   SOLE   35,000 0 0
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RH COM 74967X103 14,947 129,300 SH   SOLE   129,300 0 0
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