The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 57,614 | 1,648,472 | SH | SOLE | 0 | 1,648,472 | 0 | 0 | |
| ALCOA CORP | COM | 013872106 | 14,008 | 598,382 | SH | SOLE | 0 | 598,382 | 0 | 0 | |
| ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 14,178 | 1,204,600 | SH | SOLE | 0 | 1,204,600 | 0 | 0 | |
| ALDER BIOPHARMACEUTICALS INC | NOTE 2.500% 2/0 | 014339AA3 | 59,031 | 63,517,000 | PRN | SOLE | 0 | 63,517,000 | 0 | 0 | |
| ARCONIC INC | COM | 03965L100 | 34,857 | 1,350,000 | SH | SOLE | 0 | 1,350,000 | 0 | 0 | |
| CANADIAN SOLAR INC | COM | 136635109 | 84,239 | 3,858,908 | SH | SOLE | 0 | 3,858,908 | 0 | 0 | |
| CARRIZO OIL & GAS INC | COM | 144577103 | 46,837 | 4,674,400 | SH | SOLE | 0 | 4,674,400 | 0 | 0 | |
| COMSCORE INC | COM | 20564W105 | 9,918 | 1,922,241 | SH | SOLE | 0 | 1,922,241 | 0 | 0 | |
| DURECT CORP | COM | 266605104 | 12,225 | 18,750,000 | SH | SOLE | 0 | 18,750,000 | 0 | 0 | |
| ENCANA CORP | COM | 292505104 | 7,681 | 1,497,330 | SH | SOLE | 0 | 1,497,330 | 0 | 0 | |
| EQT CORP | COM | 26884L109 | 12,718 | 804,450 | SH | SOLE | 0 | 804,450 | 0 | 0 | |
| EXTREME NETWORKS INC | COM | 30226D106 | 5,252 | 811,835 | SH | SOLE | 0 | 811,835 | 0 | 0 | |
| ISHARES | RUSSELL 2000 ETF | 464287655 | 217,778 | 1,400,500 | SH | Put | SOLE | 0 | 1,400,500 | 0 | 0 |
| LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 114,651 | 7,858,195 | SH | SOLE | 0 | 7,858,195 | 0 | 0 | |
| LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 21,592 | 800,000 | SH | SOLE | 0 | 800,000 | 0 | 0 | |
| LOGICBIO THERAPEUTICS INC | COM | 54142F102 | 6,500 | 500,000 | SH | SOLE | 0 | 500,000 | 0 | 0 | |
| MEDICINES CO | COM | 584688105 | 18,260 | 500,700 | SH | SOLE | 0 | 500,700 | 0 | 0 | |
| MEDICINES CO | NOTE 2.750% 7/1 | 584688AG0 | 12,002 | 12,000,000 | PRN | SOLE | 0 | 12,000,000 | 0 | 0 | |
| OPES ACQUISITION CORP | UNIT 03/07/2023 | 68373P209 | 871 | 83,438 | SH | SOLE | 0 | 83,438 | 0 | 0 | |
| PDC ENERGY INC | COM | 69327R101 | 53,417 | 1,481,353 | SH | SOLE | 0 | 1,481,353 | 0 | 0 | |
| PERSPECTA INC | COM | 715347100 | 21,069 | 900,000 | SH | SOLE | 0 | 900,000 | 0 | 0 | |
| SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 138,771 | 5,092,500 | SH | Put | SOLE | 0 | 50,925 | 0 | 0 |
| XILINX INC | COM | 983919101 | 31,249 | 265,000 | SH | Put | SOLE | 0 | 265,000 | 0 | 0 |
| ZAYO GROUP HLDGS INC | COM | 98919V105 | 20,841 | 633,300 | SH | SOLE | 0 | 633,300 | 0 | 0 | |