The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACT II GLOBAL ACQUISITION CO | CL A SHS | G0080J104 | 1,925 | 198,440 | SH | SOLE | 198,440 | 0 | 0 | ||
AEROHIVE NETWORKS INC | COM | 007786106 | 492 | 111,005 | SH | SOLE | 111,005 | 0 | 0 | ||
AEROHIVE NETWORKS INC | COM | 007786106 | 7 | 1,600 | SH | Call | SOLE | 1,600 | 0 | 0 | |
ALBERTON ACQUISITION CORP | *W EXP 04/26/202 | G35006124 | 20 | 198,484 | SH | SOLE | 198,484 | 0 | 0 | ||
ALBERTON ACQUISITION CORP | ORD SHS | G35006108 | 2,013 | 198,484 | SH | SOLE | 198,484 | 0 | 0 | ||
ALBERTON ACQUISITION CORP | RIGHT 10/04/2020 | G35006132 | 50 | 198,484 | SH | SOLE | 198,484 | 0 | 0 | ||
ALLEGRO MERGER CORP | *W EXP 01/06/202 | 01749N111 | 34 | 122,433 | SH | SOLE | 122,433 | 0 | 0 | ||
ALLEGRO MERGER CORP | COM | 01749N103 | 3,711 | 370,269 | SH | SOLE | 370,269 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 10,095 | 9,323 | SH | SOLE | 9,323 | 0 | 0 | ||
AMCI ACQUISITION CORP | CLASS A | 00165R101 | 2,926 | 294,319 | SH | SOLE | 294,319 | 0 | 0 | ||
ANDEAVOR LOGISTICS LP | COM UNIT LP INT | 03350F106 | 11,422 | 314,407 | SH | SOLE | 314,407 | 0 | 0 | ||
ANDINA ACQUISITION CORP III | *W EXP 07/31/202 | G04415124 | 15 | 73,324 | SH | SOLE | 73,324 | 0 | 0 | ||
ANDINA ACQUISITION CORP III | RIGHT 07/31/2020 | G04415132 | 25 | 99,032 | SH | SOLE | 99,032 | 0 | 0 | ||
ANDINA ACQUISITION CORP III | SHS | G04415108 | 983 | 99,220 | SH | SOLE | 99,220 | 0 | 0 | ||
ARRAY BIOPHARMA INC | COM | 04269X105 | 3,570 | 77,048 | SH | SOLE | 77,048 | 0 | 0 | ||
B RILEY PRINCIPAL MERGER COR | *W EXP 04/08/202 | 05586Y114 | 47 | 99,121 | SH | SOLE | 99,121 | 0 | 0 | ||
B RILEY PRINCIPAL MERGER COR | CL A | 05586Y106 | 1,935 | 198,440 | SH | SOLE | 198,440 | 0 | 0 | ||
BLACK RIDGE ACQUISITION CORP | COM | 09216T107 | 7,749 | 756,015 | SH | SOLE | 756,015 | 0 | 0 | ||
CAPITOL INVT CORP IV | CL A ORD | G18920101 | 3,355 | 327,929 | SH | SOLE | 327,929 | 0 | 0 | ||
CHASERG TECHNLGY ACQUISITN C | CLASS A | 16166A103 | 4,732 | 471,295 | SH | SOLE | 471,295 | 0 | 0 | ||
CHURCHILL CAP CORP II | UNIT 99/99/9999 | 17143G205 | 302 | 29,766 | SH | SOLE | 29,766 | 0 | 0 | ||
CNA FINL CORP | COM | 126117100 | 1,465 | 31,115 | SH | SOLE | 31,115 | 0 | 0 | ||
COLLIER CREEK HOLDINGS | COM CL A | G22707106 | 2,593 | 259,263 | SH | SOLE | 259,263 | 0 | 0 | ||
CRESCENT ACQUISITION CORP | COM CL A | 22564L105 | 3,386 | 347,270 | SH | SOLE | 347,270 | 0 | 0 | ||
DD3 ACQUISITION CORP | SHS | G2692M103 | 346 | 34,735 | SH | SOLE | 34,735 | 0 | 0 | ||
DIAMOND EAGLE ACQUISITION CO | UNIT 06/30/2026 | 25258L208 | 998 | 99,220 | SH | SOLE | 99,220 | 0 | 0 | ||
DISCOVERY INC | COM SER C | 25470F302 | 4,310 | 151,509 | SH | SOLE | 151,509 | 0 | 0 | ||
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 6,549 | 642,593 | SH | SOLE | 642,593 | 0 | 0 | ||
FIDELITY SOUTHERN CORP NEW | COM | 316394105 | 1,311 | 42,320 | SH | SOLE | 42,320 | 0 | 0 | ||
FORUM MERGER II CORP | CL A | 34986F103 | 6,681 | 665,471 | SH | SOLE | 665,471 | 0 | 0 | ||
FOX CORP | CL A COM | 35137L105 | 3,967 | 108,263 | SH | SOLE | 108,263 | 0 | 0 | ||
GIGCAPITAL INC | COM | 37518N106 | 4,301 | 417,598 | SH | SOLE | 417,598 | 0 | 0 | ||
GIGCAPITAL2 INC | UNIT 02/28/2026 | 375036209 | 3,488 | 248,050 | SH | SOLE | 248,050 | 0 | 0 | ||
GORDON POINTE ACQUISITION CO | COM CLASS A | 382788107 | 4,875 | 471,894 | SH | SOLE | 471,894 | 0 | 0 | ||
GORES HOLDINGS III INC | CLASS A | 38286G109 | 997 | 99,240 | SH | SOLE | 99,240 | 0 | 0 | ||
GORES METROPOULOS INC | COM CL A | 382872109 | 999 | 99,219 | SH | SOLE | 99,219 | 0 | 0 | ||
GRAF INDL CORP | COM | 384278107 | 5,925 | 595,452 | SH | SOLE | 595,452 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | COM CL A | 36255F102 | 3,506 | 345,712 | SH | SOLE | 345,712 | 0 | 0 | ||
GX ACQUISITION CORP | UNIT 05/24/2026 | 36251A206 | 3,989 | 396,880 | SH | SOLE | 396,880 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP II | UNIT 10/31/2026 | 42087L200 | 2,027 | 198,440 | SH | SOLE | 198,440 | 0 | 0 | ||
HENNESSY CAP ACQUSTION CORP | CL A COM | 42589C104 | 3,929 | 396,880 | SH | SOLE | 396,880 | 0 | 0 | ||
II VI INC | COM | 902104108 | 208 | 5,683 | SH | SOLE | 5,683 | 0 | 0 | ||
II VI INC | COM | 902104108 | 183 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
KBL MERGER CORP IV | *W EXP 01/15/202 | 48242A112 | 22 | 143,476 | SH | SOLE | 143,476 | 0 | 0 | ||
KBL MERGER CORP IV | COM | 48242A104 | 166 | 15,887 | SH | SOLE | 15,887 | 0 | 0 | ||
L3 TECHNOLOGIES INC | COM | 502413107 | 23,788 | 96,752 | SH | SOLE | 96,752 | 0 | 0 | ||
L3 TECHNOLOGIES INC | COM | 502413107 | 541 | 2,200 | SH | Call | SOLE | 2,200 | 0 | 0 | |
LANDCADIA HLDGS II INC | UNIT 05/09/2026 | 51476X204 | 2,977 | 297,660 | SH | SOLE | 297,660 | 0 | 0 | ||
LEGACY ACQUISITION CORP | COM CL A | 524643103 | 11,939 | 1,182,095 | SH | SOLE | 1,182,095 | 0 | 0 | ||
LEISURE ACQUISITION CORP | COM | 52539T107 | 6,149 | 604,582 | SH | SOLE | 604,582 | 0 | 0 | ||
LF CAP ACQUISITION CORP | CL A | 50200K108 | 2,974 | 293,040 | SH | SOLE | 293,040 | 0 | 0 | ||
LIBERTY EXPEDIA HLDGS INC | SER A COM | 53046P109 | 24,610 | 514,968 | SH | SOLE | 514,968 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 268 | 9,922 | SH | SOLE | 9,922 | 0 | 0 | ||
LIBERTY LATIN AMERICA LTD | COM CL C | G9001E128 | 317 | 18,439 | SH | SOLE | 18,439 | 0 | 0 | ||
MAGNOLIA OIL & GAS CORP | *W EXP 07/31/202 | 559663117 | 413 | 123,529 | SH | SOLE | 123,529 | 0 | 0 | ||
MEGALITH FINL ACQUISITION CO | *W EXP 08/26/202 | 58518F117 | 46 | 153,671 | SH | SOLE | 153,671 | 0 | 0 | ||
MEGALITH FINL ACQUISITION CO | CL A COM | 58518F109 | 6,693 | 666,619 | SH | SOLE | 666,619 | 0 | 0 | ||
MODERN MEDIA ACQUISITION | COM | 60765P103 | 11,490 | 1,098,495 | SH | SOLE | 1,098,495 | 0 | 0 | ||
MONOCLE ACQUISITION CORP | COM | 609754106 | 982 | 99,220 | SH | SOLE | 99,220 | 0 | 0 | ||
MOSAIC ACQUISITION CORP | COM CL A | 61946M100 | 11,319 | 1,109,740 | SH | SOLE | 1,109,740 | 0 | 0 | ||
MUDRICK CAP ACQUISITION CORP | COM CLASS A | 624745105 | 4,840 | 475,414 | SH | SOLE | 475,414 | 0 | 0 | ||
MULTI COLOR CORP | COM | 625383104 | 740 | 14,800 | SH | Put | SOLE | 14,800 | 0 | 0 | |
NEBULA ACQUISITION CORP | COM CLASS A | 629076100 | 1,101 | 109,142 | SH | SOLE | 109,142 | 0 | 0 | ||
NEW FRONTIER CORP | COM CL A | G6485P108 | 1,027 | 101,998 | SH | SOLE | 101,998 | 0 | 0 | ||
OPES ACQUISITION CORP | *W EXP 03/13/202 | 68373P118 | 22 | 95,734 | SH | SOLE | 95,734 | 0 | 0 | ||
OPES ACQUISITION CORP | COM | 68373P100 | 2,722 | 265,315 | SH | SOLE | 265,315 | 0 | 0 | ||
PIVOTAL ACQUISITION CORP | CL A COM | 72583A101 | 352 | 34,727 | SH | SOLE | 34,727 | 0 | 0 | ||
PROFICIENT ALPHA ACQUSTN COR | *W EXP 04/30/202 | 74317H113 | 14 | 99,220 | SH | SOLE | 99,220 | 0 | 0 | ||
PROFICIENT ALPHA ACQUSTN COR | COM | 74317H105 | 967 | 99,220 | SH | SOLE | 99,220 | 0 | 0 | ||
PROFICIENT ALPHA ACQUSTN COR | RIGHT 04/30/2026 | 74317H121 | 18 | 99,220 | SH | SOLE | 99,220 | 0 | 0 | ||
PURE ACQUISITION CORP | CL A | 74621Q106 | 13,090 | 1,290,926 | SH | SOLE | 1,290,926 | 0 | 0 | ||
RED HAT INC | COM | 756577102 | 6,659 | 35,468 | SH | SOLE | 35,468 | 0 | 0 | ||
REGALWOOD GLOBAL ENERGY LTD | COM CL A | G74760102 | 8,828 | 865,470 | SH | SOLE | 865,470 | 0 | 0 | ||
RMG ACQUISITION CORP | *W EXP 02/21/202 | 749641114 | 46 | 49,114 | SH | SOLE | 49,114 | 0 | 0 | ||
RMG ACQUISITION CORP | CL A | 749641106 | 2,908 | 297,660 | SH | SOLE | 297,660 | 0 | 0 | ||
SCHULTZE SPL PURP ACQUSTN CO | UNIT 12/31/2023 | 80821R208 | 640 | 63,005 | SH | SOLE | 63,005 | 0 | 0 | ||
SENTINEL ENERGY SVCS INC | CL A | 81728P105 | 15,653 | 1,542,136 | SH | SOLE | 1,542,136 | 0 | 0 | ||
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 21,402 | 2,050,973 | SH | SOLE | 2,050,973 | 0 | 0 | ||
SPARTAN ENERGY ACQUISITON CO | CL A COM STK | 846784106 | 7,086 | 708,641 | SH | SOLE | 708,641 | 0 | 0 | ||
THUNDER BRIDGE ACQUISITION L | SHS CLASS A | G8857R100 | 1,275 | 122,223 | SH | SOLE | 122,223 | 0 | 0 | ||
TKK SYMPHONY ACQUISITION COR | ORD SHS | G88950103 | 4,438 | 443,374 | SH | SOLE | 443,374 | 0 | 0 | ||
TPG PACE HLDGS CORP | CL A | G89827128 | 2,051 | 197,236 | SH | SOLE | 197,236 | 0 | 0 | ||
TRIDENT ACQUISITIONS CORP | COM | 89615T106 | 8,595 | 831,196 | SH | SOLE | 831,196 | 0 | 0 | ||
TRINE ACQUISITION CORP | COM CL A | 89628U108 | 1,925 | 198,440 | SH | SOLE | 198,440 | 0 | 0 | ||
TRINITY MERGER CORP | COM CL A | 89653L106 | 15,053 | 1,461,495 | SH | SOLE | 1,461,495 | 0 | 0 | ||
TWELVE SEAS INVESTMENT COMPA | SHS | G9145A107 | 2,235 | 220,165 | SH | SOLE | 220,165 | 0 | 0 | ||
VECTOIQ ACQUISITION CORP | COM | 92243N103 | 7,979 | 787,672 | SH | SOLE | 787,672 | 0 | 0 | ||
KRAFT HEINZ | COM | 500754106 | 31,040 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
VISTA OUTDOOR INC | COM | 928377100 | 17,771 | 2,001,286 | SH | SOLE | 2,001,286 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 23,652 | 308,650 | SH | SOLE | 308,650 | 0 | 0 | ||
HEALTHEQUITY INC | COM | 42226A107 | 1,752 | 26,794 | SH | SOLE | 26,794 | 0 | 0 | ||
NUTRIEN LTD | COM | 67077M108 | 23,366 | 437,080 | SH | SOLE | 437,080 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 9,007 | 157,666 | SH | SOLE | 157,666 | 0 | 0 | ||
VISTEON CORP | COM | 92839U206 | 7,815 | 133,415 | SH | SOLE | 133,415 | 0 | 0 | ||
WORLDPAY INC | CL A | 981558109 | 9,770 | 79,721 | SH | SOLE | 79,721 | 0 | 0 |