The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 19,995 | 118,000 | SH | DFND | 1 | 118,000 | 0 | 0 | |
| BAIDU INC | SPON ADR REP A | 056752108 | 46,397 | 395,338 | SH | DFND | 1 | 395,338 | 0 | 0 | |
| BRISTOL MYERS SQUIBB CO | COM | 110122108 | 4,762 | 105,000 | SH | Call | DFND | 1 | 105,000 | 0 | 0 |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 128,463 | 2,026,548 | SH | DFND | 1 | 2,026,548 | 0 | 0 | |
| CTRIP COM INTL LTD | SPONSORED ADS | 22943F100 | 9,995 | 270,800 | SH | DFND | 1 | 270,800 | 0 | 0 | |
| GSX TECHEDU INC | SPONSORED ADS | 36257Y109 | 6,474 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
| IPG PHOTONICS CORP | COM | 44980X109 | 4,041 | 26,200 | SH | DFND | 1 | 26,200 | 0 | 0 | |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | 506,825 | 11,850,000 | SH | Call | DFND | 1 | 11,850,000 | 0 | 0 |
| JOHNSON & JOHNSON | COM | 478160104 | 4,875 | 35,000 | SH | Call | DFND | 1 | 35,000 | 0 | 0 |
| LILLY ELI & CO | COM | 532457108 | 12,109 | 109,300 | SH | Call | DFND | 1 | 109,300 | 0 | 0 |
| MELCO RESORTS AND ENTMT LTD | ADR | 585464100 | 86,420 | 3,978,814 | SH | DFND | 1 | 3,978,814 | 0 | 0 | |
| MERCK & CO INC | COM | 58933Y105 | 14,171 | 169,000 | SH | Call | DFND | 1 | 169,000 | 0 | 0 |
| NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 53,330 | 552,185 | SH | DFND | 1 | 552,185 | 0 | 0 | |
| NOVARTIS A G | SPONSORED ADR | 66987V109 | 5,022 | 55,000 | SH | Call | DFND | 1 | 55,000 | 0 | 0 |
| PFIZER INC | COM | 717081103 | 13,880 | 320,400 | SH | Call | DFND | 1 | 320,400 | 0 | 0 |
| PROSHARES TR II | SHT VIX ST TRM | 74347W130 | 1,010 | 18,750 | SH | DFND | 1 | 18,750 | 0 | 0 | |
| TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 24,676 | 647,659 | SH | DFND | 1 | 647,659 | 0 | 0 | |
| YUM CHINA HLDGS INC | COM | 98850P109 | 88,219 | 1,909,500 | SH | DFND | 1 | 1,909,500 | 0 | 0 | |