SEC FORM 3

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Fauss Amy

(Last)

(First)

(Middle)

11440 TOMAHAWK CREEK PARKWAY

(Street)

LEAWOOD

66211

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
08/14/2019

3. Issuer Name and Ticker or Trading Symbol
CROSSFIRST BANKSHARES, INC. [ CFB ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Operating Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	54,130	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Stock Settled Appreciation Right	⁽¹⁾	⁽¹⁾	Common Stock	21,428	$6.25	D
Stock Settled Appreciation Right	⁽²⁾	⁽²⁾	Common Stock	11,666	$7.5	D
Stock Settled Appreciation Right	⁽²⁾	⁽²⁾	Common Stock	14,286	$7.5	D
Stock Settled Appreciation Right	⁽²⁾	⁽²⁾	Common Stock	8,572	$7.5	D
Stock Settled Appreciation Right	⁽³⁾	⁽³⁾	Common Stock	25,888	$8.25	D
Stock Settled Appreciation Right	⁽⁴⁾	⁽⁴⁾	Common Stock	10,714	$5	D
Stock Settled Appreciation Right	⁽⁵⁾	⁽⁵⁾	Common Stock	60,000	$14.25	D
Restricted Stock Units	⁽⁶⁾	⁽⁶⁾	Common Stock	10,000	$15.5	D
Restricted Stock Units	⁽⁷⁾	⁽⁷⁾	Common Stock	3,690	$15.5	D
Restricted Stock Units	⁽⁸⁾	⁽⁸⁾	Common Stock	8,000	$15.5	D

Explanation of Responses:

1. These shares, issuable upon settlement of stock-settled appreciation rights, will fully vest on January 24, 2020.

2. These shares, issuable upon settlement of stock-settled appreciation rights, will fully vest on May 1, 2022.

3. These shares, issuable upon settlement of stock-settled appreciation rights, will fully vest on July 30, 2023.

4. These shares, issuable upon settlement of stock-settled appreciation rights, are fully vested.

5. These shares, issuable upon settlement of stock-settled appreciation rights, will fully vest on July 26, 2021.

6. These restricted stock units, granted October 25, 2018, will cliff vest on December 31, 2019.

7. These restricted stock units, granted February 28, 2019, will fully vest on February 28, 2022.

8. These restricted stock units, granted October 25, 2018, will cliff vest on December 31, 2020.

	/s/Aisha Reynolds, Attorney-in-Fact for Amy Fauss	08/14/2019
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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