The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BOOKING HOLDINGS INC | COM | 09857L108 | 10,519 | 5,611 | SH | SOLE | 5,611 | 0 | 0 | ||
ALLOGENE THERAPEUTICS INC | COM | 019770106 | 14,289 | 532,166 | SH | SOLE | 532,166 | 0 | 0 | ||
COSTAR GROUP INC | COM | 22160N109 | 66,704 | 120,392 | SH | SOLE | 120,392 | 0 | 0 | ||
EDITAS MEDICINE INC | COM | 28106W103 | 4,593 | 185,668 | SH | SOLE | 185,668 | 0 | 0 | ||
ENTERA BIO LTD | SHS | M40527109 | 697 | 203,190 | SH | SOLE | 203,190 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 12,845 | 66,553 | SH | SOLE | 66,553 | 0 | 0 | ||
GRITSTONE ONCOLOGY INC | COM | 39868T105 | 2,167 | 194,499 | SH | SOLE | 194,499 | 0 | 0 | ||
GOOSEHEAD INS INC | COM CL A | 38267D109 | 3,324 | 69,533 | SH | SOLE | 69,533 | 0 | 0 | ||
NANTKWEST INC | COM | 63016Q102 | 568 | 556,453 | SH | SOLE | 556,453 | 0 | 0 | ||
PLAYA HOTELS & RESORTS NV | SHS | N70544106 | 2,313 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
SABINE ROYALTY TR | UNIT BEN INT | 785688102 | 16,157 | 335,564 | SH | SOLE | 335,564 | 0 | 0 | ||
SIENNA BIOPHARMACEUTICALS IN | COM | 82622H108 | 257 | 295,613 | SH | SOLE | 295,613 | 0 | 0 | ||
SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 1,110 | 415,765 | SH | SOLE | 415,765 | 0 | 0 | ||
UROGEN PHARMA LTD | COM | M96088105 | 18,774 | 522,361 | SH | SOLE | 522,361 | 0 | 0 | ||
BEYOND MEAT INC | CALL | 08862E909 | 1,120 | 27,072 | SH | Call | DFND | 27,072 | 0 | 0 | |
VANECK VECTORS ETF TR | PUT | 92189F156 | 192 | 80,000 | SH | Put | DFND | 80,000 | 0 | 0 | |
UNITED STATES NATL GAS FUND | CALL | 912318900 | 3 | 4,000 | SH | Call | DFND | 4,000 | 0 | 0 | |
UNITED STATES NATL GAS FUND | PUT | 912318950 | 1,248 | 534,400 | SH | Put | DFND | 534,400 | 0 | 0 | |
SELECT SECTOR SPDR TR | CALL | 81369Y906 | 3,325 | 423,500 | SH | Call | DFND | 423,500 | 0 | 0 | |
SELECT SECTOR SPDR TR | PUT | 81369Y956 | 2,149 | 289,800 | SH | Put | DFND | 289,800 | 0 | 0 | |
SELECT SECTOR SPDR TR | CALL | 81369Y906 | 320 | 135,200 | SH | Call | DFND | 135,200 | 0 | 0 | |
NANTHEALTH INC | COM | 630104107 | 43 | 81,870 | SH | DFND | 81,870 | 0 | 0 | ||
UROGEN PHARMA LTD | COM | M96088105 | 11,537 | 321,004 | SH | DFND | 321,004 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 17,934 | 134,643 | SH | DFND | 134,643 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 6,479 | 74,648 | SH | DFND | 74,648 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 9,579 | 77,237 | SH | DFND | 77,237 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 7,932 | 70,289 | SH | DFND | 70,289 | 0 | 0 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 2,830 | 32,391 | SH | DFND | 32,391 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 3,397 | 25,630 | SH | DFND | 25,630 | 0 | 0 | ||
CAMECO CORP | COM | 13321L108 | 4,013 | 374,039 | SH | DFND | 374,039 | 0 | 0 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 4,582 | 40,600 | SH | DFND | 40,600 | 0 | 0 | ||
UNITED STATES NATL GAS FUND | UNIT PAR | 912318300 | 103 | 5,200 | SH | DFND | 5,200 | 0 | 0 |