The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABBVIE INC COM 00287Y109 1,091 15,000 SH   DFND 1 15,000 0 0
ACADIA HEALTHCARE COMPANY IN COM 00404A109 699 20,000 SH   DFND 1 20,000 0 0
ACADIA HEALTHCARE COMPANY IN COM 00404A109 878 25,125 SH   DFND 2 25,125 0 0
ACORDA THERAPEUTICS INC COM 00484M106 119 15,500 SH   DFND 1 15,500 0 0
ACTIVISION BLIZZARD INC COM 00507V109 472 10,000 SH   DFND 1 10,000 0 0
ADOBE INC COM 00724F101 2,063 7,000 SH   DFND 1 7,000 0 0
ADVANCED MICRO DEVICES INC COM 007903107 1,822 60,000 SH   DFND 1 60,000 0 0
AERIE PHARMACEUTICALS INC COM 00771V108 12,245 414,381 SH   SOLE   414,381 0 0
AERIE PHARMACEUTICALS INC COM 00771V108 2,801 94,800 SH   DFND 1 94,800 0 0
AERIE PHARMACEUTICALS INC COM 00771V108 7,967 269,610 SH   DFND 2 269,610 0 0
AERIE PHARMACEUTICALS INC COM 00771V108 1,330 45,000 SH Put DFND 1 45,000 0 0
AGILE THERAPEUTICS INC COM 00847L100 146 100,000 SH   DFND 1 100,000 0 0
AIMMUNE THERAPEUTICS INC COM 00900T107 506 24,300 SH   DFND 1 24,300 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3,558 21,000 SH   DFND 1 21,000 0 0
ALLY FINL INC COM 02005N100 4,958 160,000 SH   DFND 1 160,000 0 0
ALPHABET INC CAP STK CL A 02079K305 5,414 5,000 SH   DFND 1 5,000 0 0
ALPHABET INC CAP STK CL A 02079K305 10,828 10,000 SH Put DFND 1 10,000 0 0
AMARIN CORP PLC SPONS ADR NEW 023111206 873 45,000 SH   DFND 1 45,000 0 0
AMARIN CORP PLC SPONS ADR NEW 023111206 1,367 70,500 SH   DFND 2 70,500 0 0
AMAZON COM INC COM 023135106 7,006 3,700 SH   DFND 1 3,700 0 0
AMAZON COM INC COM 023135106 7,006 3,700 SH Put DFND 1 3,700 0 0
AMBER RD INC COM 02318Y108 1,061 81,244 SH   DFND 1 81,244 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 3,197 98,044 SH   DFND 2 98,044 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 3,777 115,818 SH   DFND 1 115,818 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 2,288 70,172 SH   SOLE   70,172 0 0
AMERIPRISE FINL INC COM 03076C106 1,960 13,500 SH   DFND 1 13,500 0 0
AMETEK INC NEW COM 031100100 2,998 33,000 SH   DFND 1 33,000 0 0
AMETEK INC NEW COM 031100100 1,517 16,700 SH Put DFND 1 16,700 0 0
AMICUS THERAPEUTICS INC COM 03152W109 1,161 93,000 SH   DFND 1 93,000 0 0
ANADARKO PETE CORP COM 032511107 579 8,200 SH   DFND 1 8,200 0 0
ANDEAVOR LOGISTICS LP COM UNIT LP INT 03350F106 309 8,500 SH   SOLE   8,500 0 0
ANDEAVOR LOGISTICS LP COM UNIT LP INT 03350F106 1,977 54,408 SH   DFND 1 54,408 0 0
ANI PHARMACEUTICALS INC COM 00182C103 584 7,100 SH   DFND 1 7,100 0 0
ANSYS INC COM 03662Q105 1,024 5,000 SH   DFND 1 5,000 0 0
ANTHEM INC COM 036752103 988 3,500 SH   DFND 1 3,500 0 0
AON PLC SHS CL A G0408V102 3,667 19,000 SH   DFND 1 19,000 0 0
AON PLC SHS CL A G0408V102 5,789 30,000 SH Put DFND 1 30,000 0 0
APPLIED MATLS INC COM 038222105 3,692 82,200 SH   DFND 2 82,200 0 0
AQUANTIA CORP COM 03842Q108 1,070 82,095 SH   DFND 1 82,095 0 0
ARATANA THERAPEUTICS INC COM 03874P101 197 38,180 SH   DFND 1 38,180 0 0
ARCH COAL INC CL A 039380407 37,755 400,751 SH   SOLE   400,751 0 0
ARCH COAL INC CL A 039380407 0 1 SH   DFND 1 1 0 0
ARISTA NETWORKS INC COM 040413106 493 1,900 SH   DFND 2 1,900 0 0
ASCENDIS PHARMA A S SPONSORED ADR 04351P101 2,303 20,000 SH   DFND 1 20,000 0 0
ASHFORD HOSPITALITY TR INC COM SHS 044103109 524 176,500 SH   DFND 1 176,500 0 0
ASTRAZENECA PLC SPONSORED ADR 046353108 619 15,000 SH   DFND 1 15,000 0 0
ATENTO S A SHS L0427L105 498 200,000 SH   DFND 1 200,000 0 0
ATHENE HLDG LTD CL A G0684D107 2,024 47,000 SH   DFND 1 47,000 0 0
AUTODESK INC COM 052769106 815 5,000 SH   DFND 1 5,000 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 8,597 52,000 SH   DFND 1 52,000 0 0
AUTOZONE INC COM 053332102 3,848 3,500 SH   DFND 1 3,500 0 0
AVAYA HLDGS CORP COM 05351X101 28,500 2,392,982 SH   SOLE   2,392,982 0 0
AVAYA HLDGS CORP COM 05351X101 6,971 585,293 SH   DFND 1 585,293 0 0
AVAYA HLDGS CORP COM 05351X101 932 78,271 SH   DFND 2 78,271 0 0
AXONICS MODULATION TECH INC COM 05465P101 819 20,000 SH   DFND 1 20,000 0 0
BANCO MACRO SA SPON ADR B 05961W105 357 4,902 SH   SOLE   4,902 0 0
BANCO MACRO SA SPON ADR B 05961W105 1,086 14,913 SH   DFND 1 14,913 0 0
BANCO MACRO SA SPON ADR B 05961W105 729 10,000 SH   DFND 2 10,000 0 0
BARNES & NOBLE INC COM 067774109 1,562 233,527 SH   DFND 1 233,527 0 0
BARNES & NOBLE INC COM 067774109 1,970 294,500 SH   DFND 2 294,500 0 0
BBVA BANCO FRANCES S A SPONSORED ADR 07329M100 453 40,000 SH   DFND 2 40,000 0 0
BIO RAD LABS INC CL A 090572207 1,876 6,000 SH   DFND 1 6,000 0 0
BIO RAD LABS INC CL A 090572207 6 20 SH   DFND 2 20 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 514 6,000 SH   DFND 1 6,000 0 0
BLACK KNIGHT INC COM 09215C105 205 3,406 SH   DFND 1 3,406 0 0
BLUEROCK RESIDENTIAL GRW REI COM CL A 09627J102 2,746 233,732 SH   DFND 2 233,732 0 0
BRAEMAR HOTELS & RESORTS INC 5.5 CUM CV PFD B 10482B200 21,876 1,177,419 SH   DFND 1 1,177,419 0 0
BRAEMAR HOTELS & RESORTS INC 5.5 CUM CV PFD B 10482B200 5,994 322,581 SH   DFND 2 322,581 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 14,430 318,200 SH   DFND 2 318,200 0 0
BROADCOM INC COM 11135F101 4,894 17,000 SH   DFND 1 17,000 0 0
BROOKDALE SR LIVING INC COM 112463104 444 61,625 SH   DFND 1 61,625 0 0
BROOKDALE SR LIVING INC COM 112463104 641 88,900 SH   DFND 2 88,900 0 0
BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1,314 32,000 SH   DFND 1 32,000 0 0
C&J ENERGY SVCS INC NEW COM 12674R100 603 51,208 SH   DFND 1 51,208 0 0
CANNAE HLDGS INC COM 13765N107 553 19,070 SH   DFND 1 19,070 0 0
CAVCO INDS INC DEL COM 149568107 326 2,070 SH   DFND 2 2,070 0 0
CBRE GROUP INC CL A 12504L109 2,822 55,000 SH   DFND 1 55,000 0 0
CBRE GROUP INC CL A 12504L109 2,565 50,000 SH Put DFND 1 50,000 0 0
CDK GLOBAL INC COM 12508E101 5,206 105,300 SH   DFND 1 105,300 0 0
CDK GLOBAL INC COM 12508E101 4,669 94,433 SH   DFND 2 94,433 0 0
CDK GLOBAL INC COM 12508E101 8,306 168,000 SH Put DFND 1 168,000 0 0
CDN IMPERIAL BK COMM TORONTO COM 136069101 243 3,094 SH   DFND 1 3,094 0 0
CENTENE CORP DEL COM 15135B101 262 5,000 SH   DFND 1 5,000 0 0
CENTRAL PUERTO S A SPONSORED ADR 155038201 2,440 263,250 SH   DFND 1 263,250 0 0
CENTRAL PUERTO S A SPONSORED ADR 155038201 3,038 327,750 SH   DFND 2 327,750 0 0
CENTRAL PUERTO S A SPONSORED ADR 155038201 3,180 343,000 SH   SOLE   343,000 0 0
CHARLES RIV LABS INTL INC COM 159864107 7 50 SH   DFND 2 50 0 0
CHARLES RIV LABS INTL INC COM 159864107 366 2,582 SH   DFND 1 2,582 0 0
CHASERG TECHNLGY ACQUISITN C UNIT 09/30/2023 16166A202 463 45,230 SH   DFND 1 45,230 0 0
CHOICE HOTELS INTL INC COM 169905106 3,480 40,000 SH   DFND 1 40,000 0 0
CHURCHILL CAP CORP II UNIT 99/99/9999 17143G205 203 20,000 SH   DFND 1 20,000 0 0
CIENA CORP COM NEW 171779309 4,113 100,000 SH   DFND 1 100,000 0 0
CIT GROUP INC COM NEW 125581801 260 4,950 SH   SOLE   4,950 0 0
CIT GROUP INC COM NEW 125581801 3,365 64,050 SH   DFND 1 64,050 0 0
CIT GROUP INC COM NEW 125581801 951 18,100 SH   DFND 2 18,100 0 0
CIT GROUP INC COM NEW 125581801 2,627 50,000 SH Put DFND 1 50,000 0 0
CITIGROUP INC COM NEW 172967424 735 10,500 SH   DFND 1 10,500 0 0
CITIGROUP INC COM NEW 172967424 98 1,400 SH   SOLE   1,400 0 0
CITIZENS FIRST CORP COM 17462Q107 1,307 50,900 SH   DFND 1 50,900 0 0
CLEAR CHANNEL OUTDOOR HLDGS COM 18453H106 15 3,214 SH   SOLE   3,214 0 0
CLEAR CHANNEL OUTDOOR HLDGS COM 18453H106 523 110,830 SH   DFND 1 110,830 0 0
CLEAR CHANNEL OUTDOOR HLDGS COM 18453H106 590 124,986 SH   DFND 2 124,986 0 0
CLOUDERA INC COM 18914U100 1,236 235,000 SH   DFND 1 235,000 0 0
CME GROUP INC COM 12572Q105 2,718 14,000 SH   DFND 1 14,000 0 0
CME GROUP INC COM 12572Q105 2,718 14,000 SH Put DFND 1 14,000 0 0
COHERUS BIOSCIENCES INC COM 19249H103 2,648 119,825 SH   DFND 1 119,825 0 0
COLLEGIUM PHARMACEUTICAL INC COM 19459J104 1,336 101,616 SH   DFND 1 101,616 0 0
COLLEGIUM PHARMACEUTICAL INC COM 19459J104 479 36,413 SH   DFND 2 36,413 0 0
CONTINENTAL RESOURCES INC COM 212015101 2,828 67,200 SH   DFND 2 67,200 0 0
CONTINENTAL RESOURCES INC COM 212015101 1,936 46,000 SH   DFND 1 46,000 0 0
CONTROL4 CORP COM 21240D107 707 29,768 SH   DFND 1 29,768 0 0
CORNERSTONE ONDEMAND INC COM 21925Y103 319 5,500 SH   DFND 1 5,500 0 0
CORNING INC COM 219350105 226 6,800 SH   SOLE   6,800 0 0
CORPORACION AMER ARPTS S A COM L1995B107 2,240 277,519 SH   SOLE   277,519 0 0
CORPORACION AMER ARPTS S A COM L1995B107 4,386 543,548 SH   DFND 1 543,548 0 0
CORPORACION AMER ARPTS S A COM L1995B107 4,789 593,403 SH   DFND 2 593,403 0 0
CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 2,331 65,168 SH   DFND 1 65,168 0 0
CRESUD S A C I F Y A SPONSORED ADR 226406106 304 28,993 SH   DFND 2 28,993 0 0
CRYOLIFE INC COM 228903100 2,065 69,000 SH   DFND 1 69,000 0 0
CVS HEALTH CORP COM 126650100 327 6,000 SH   DFND 1 6,000 0 0
DIAMOND HILL INVESTMENT GROU COM NEW 25264R207 1,701 12,000 SH   DFND 1 12,000 0 0
DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 3,055 41,300 SH   DFND 2 41,300 0 0
DISCOVER FINL SVCS COM 254709108 225 2,900 SH   SOLE   2,900 0 0
DISNEY WALT CO COM DISNEY 254687106 2,095 15,000 SH   DFND 1 15,000 0 0
DIVIDEND & INCOME FUND COM NEW 25538A204 2,175 188,768 SH   DFND 2 188,768 0 0
DRIL QUIP INC COM 262037104 308 6,420 SH   DFND 1 6,420 0 0
DYNAGAS LNG PARTNERS LP COM UNIT LTD PT Y2188B108 77 52,925 SH   DFND 1 52,925 0 0
E TRADE FINANCIAL CORP COM NEW 269246401 3,256 73,000 SH   DFND 1 73,000 0 0
E TRADE FINANCIAL CORP COM NEW 269246401 3,345 75,000 SH Put DFND 1 75,000 0 0
EBIX INC COM NEW 278715206 859 17,100 SH   DFND 1 17,100 0 0
ELECTRONICS FOR IMAGING INC COM 286082102 2,281 61,809 SH   DFND 1 61,809 0 0
EMCOR GROUP INC COM 29084Q100 3,524 40,000 SH   DFND 1 40,000 0 0
ENERGY TRANSFER LP COM UT LTD PTN 29273V100 16,122 1,145,000 SH   DFND 2 1,145,000 0 0
ENERGY TRANSFER LP COM UT LTD PTN 29273V100 29,047 2,062,964 SH   DFND 1 2,062,964 0 0
ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 1,194 118,307 SH   DFND 1 118,307 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 4,042 140,000 SH   DFND 2 140,000 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 13,717 475,131 SH   DFND 1 475,131 0 0
EOG RES INC COM 26875P101 1,770 19,000 SH   DFND 1 19,000 0 0
EOG RES INC COM 26875P101 838 9,000 SH   DFND 2 9,000 0 0
EPAM SYS INC COM 29414B104 2,597 15,000 SH   DFND 1 15,000 0 0
EQM MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 1,114 24,944 SH   DFND 1 24,944 0 0
EVOLENT HEALTH INC CL A 30050B101 278 35,000 SH   DFND 1 35,000 0 0
EVOLUS INC COM 30052C107 146 10,000 SH   DFND 1 10,000 0 0
EXPEDIA GROUP INC COM NEW 30212P303 2,661 20,000 SH   DFND 1 20,000 0 0
EXPEDIA GROUP INC COM NEW 30212P303 2,661 20,000 SH Put DFND 1 20,000 0 0
EXPONENT INC COM 30214U102 2,342 40,000 SH   DFND 1 40,000 0 0
EYEPOINT PHARMACEUTICALS INC COM 30233G100 894 545,000 SH   DFND 1 545,000 0 0
FACEBOOK INC CL A 30303M102 7,913 41,000 SH   DFND 1 41,000 0 0
FACEBOOK INC CL A 30303M102 5,790 30,000 SH Put DFND 1 30,000 0 0
FGL HLDGS ORD SHS G3402M102 840 100,000 SH   DFND 1 100,000 0 0
FINISAR CORP COM NEW 31787A507 357 15,600 SH   DFND 1 15,600 0 0
FORTINET INC COM 34959E109 219 2,850 SH   SOLE   2,850 0 0
FORTINET INC COM 34959E109 2,603 33,875 SH   DFND 1 33,875 0 0
FORTINET INC COM 34959E109 30,563 397,800 SH   DFND 2 397,800 0 0
FORTINET INC COM 34959E109 2,305 30,000 SH Put DFND 1 30,000 0 0
GALLAGHER ARTHUR J & CO COM 363576109 2,190 25,000 SH   DFND 1 25,000 0 0
GDS HLDGS LTD SPONSORED ADS 36165L108 2,630 70,000 SH   DFND 1 70,000 0 0
GENESCO INC COM 371532102 427 10,100 SH   DFND 1 10,100 0 0
GENTHERM INC COM 37253A103 343 8,200 SH   DFND 1 8,200 0 0
GILEAD SCIENCES INC COM 375558103 2,702 40,000 SH   DFND 1 40,000 0 0
GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 921 17,500 SH   DFND 1 17,500 0 0
GLOBAL PMTS INC COM 37940X102 2,722 17,000 SH   DFND 1 17,000 0 0
GLOBAL PMTS INC COM 37940X102 4,003 25,000 SH Put DFND 1 25,000 0 0
GLOBAL X FDS GLB X MLP ENRG I 37950E226 832 64,300 SH   DFND 2 64,300 0 0
GORES HOLDINGS III INC CLASS A 38286G109 1,620 161,196 SH   DFND 1 161,196 0 0
GRAY TELEVISION INC CL A 389375205 161 10,436 SH   DFND 2 10,436 0 0
GRUPO SUPERVIELLE S A SPONSORED ADR 40054A108 4,218 535,258 SH   SOLE   535,258 0 0
GRUPO SUPERVIELLE S A SPONSORED ADR 40054A108 1,488 188,858 SH   DFND 1 188,858 0 0
GRUPO SUPERVIELLE S A SPONSORED ADR 40054A108 553 70,240 SH   DFND 2 70,240 0 0
HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 592 58,000 SH   DFND 1 58,000 0 0
HENNESSY CAP ACQUSTION CORP CL A COM 42589C104 273 27,602 SH   DFND 1 27,602 0 0
HERON THERAPEUTICS INC COM 427746102 10,947 588,858 SH   DFND 2 588,858 0 0
HERON THERAPEUTICS INC COM 427746102 7,743 416,534 SH   DFND 1 416,534 0 0
HERON THERAPEUTICS INC COM 427746102 11,183 601,550 SH   SOLE   601,550 0 0
HFF INC CL A 40418F108 1,620 35,622 SH   DFND 1 35,622 0 0
HIGHLAND GLOBAL ALLOCATION F COM 43010T104 1,737 154,524 SH   SOLE   154,524 0 0
HIGHLAND GLOBAL ALLOCATION F COM 43010T104 1,766 157,084 SH   DFND 1 157,084 0 0
HIGHLAND INCOME FUND HIGHLAND INCOME 43010E404 900 64,998 SH   SOLE   64,998 0 0
HILTON WORLDWIDE HLDGS INC COM 43300A203 2,444 25,000 SH   DFND 1 25,000 0 0
HOLOGIC INC COM 436440101 1,201 25,000 SH   DFND 1 25,000 0 0
HOPFED BANCORP INC COM 439734104 1,198 63,172 SH   DFND 1 63,172 0 0
HUMANA INC COM 444859102 1,327 5,000 SH   DFND 1 5,000 0 0
HUMANA INC COM 444859102 7 25 SH   DFND 2 25 0 0
HUNT J B TRANS SVCS INC COM 445658107 2,742 30,000 SH Call DFND 1 30,000 0 0
INDEPENDENCE RLTY TR INC COM 45378A106 1,884 162,800 SH   DFND 1 162,800 0 0
INDEPENDENCE RLTY TR INC COM 45378A106 3,398 293,727 SH   DFND 2 293,727 0 0
INPHI CORP COM 45772F107 3,006 60,000 SH   DFND 1 60,000 0 0
INSMED INC COM PAR $.01 457669307 768 30,000 SH   DFND 1 30,000 0 0
INTEL CORP COM 458140100 3,542 74,000 SH   DFND 2 74,000 0 0
INTERMOLECULAR INC COM 45882D109 23 19,700 SH   DFND 1 19,700 0 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 3,047 21,000 SH   DFND 1 21,000 0 0
INTUIT COM 461202103 2,091 8,000 SH   DFND 1 8,000 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 2,623 5,000 SH   DFND 1 5,000 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 2,623 5,000 SH Put DFND 1 5,000 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 7,470 40,000 SH Put DFND 1 40,000 0 0
IQVIA HLDGS INC COM 46266C105 2,414 15,000 SH   DFND 1 15,000 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 9,330 60,000 SH Put DFND 1 60,000 0 0
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 1,083 115,000 SH   DFND 1 115,000 0 0
JERNIGAN CAP INC COM 476405105 4,251 207,379 SH   DFND 1 207,379 0 0
JERNIGAN CAP INC COM 476405105 1,292 63,000 SH   DFND 2 63,000 0 0
JETBLUE AWYS CORP COM 477143101 1,886 102,000 SH   DFND 1 102,000 0 0
K12 INC COM 48273U102 7,031 231,215 SH   DFND 1 231,215 0 0
K12 INC COM 48273U102 107 3,532 SH   DFND 2 3,532 0 0
KANSAS CITY SOUTHERN COM NEW 485170302 2,436 20,000 SH   DFND 1 20,000 0 0
KINDER MORGAN INC DEL COM 49456B101 3,404 163,004 SH   DFND 1 163,004 0 0
L3 TECHNOLOGIES INC COM 502413107 2,047 8,350 SH   DFND 1 8,350 0 0
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 503459604 635 68,700 SH   SOLE   68,700 0 0
LABORATORY CORP AMER HLDGS COM NEW 50540R409 2,766 16,000 SH   DFND 1 16,000 0 0
LAM RESEARCH CORP COM 512807108 1,878 10,000 SH   DFND 1 10,000 0 0
LANDCADIA HLDGS II INC UNIT 05/09/2026 51476X204 150 15,000 SH   DFND 1 15,000 0 0
LAUDER ESTEE COS INC CL A 518439104 1,831 10,000 SH   DFND 1 10,000 0 0
LF CAP ACQUISITION CORP CL A 50200K108 107 10,554 SH   DFND 1 10,554 0 0
LHC GROUP INC COM 50187A107 481 4,025 SH   DFND 1 4,025 0 0
LHC GROUP INC COM 50187A107 8 65 SH   DFND 2 65 0 0
LIBERTY EXPEDIA HLDGS INC SER A COM 53046P109 1,481 31,000 SH   DFND 1 31,000 0 0
LINDE PLC SHS G5494J103 1,205 6,000 SH   DFND 1 6,000 0 0
LOMA NEGRA CORP SPONSORED ADS 54150E104 304 26,000 SH   SOLE   26,000 0 0
LOMA NEGRA CORP SPONSORED ADS 54150E104 305 26,100 SH   DFND 1 26,100 0 0
LOMA NEGRA CORP SPONSORED ADS 54150E104 3,187 272,400 SH   DFND 2 272,400 0 0
LORAL SPACE & COMMUNICATNS I COM 543881106 65,345 1,893,519 SH   SOLE   1,893,519 0 0
LORAL SPACE & COMMUNICATNS I COM 543881106 474 13,722 SH   DFND 2 13,722 0 0
LORAL SPACE & COMMUNICATNS I COM 543881106 4,484 129,945 SH   DFND 1 129,945 0 0
LUMENTUM HLDGS INC COM 55024U109 2,136 40,000 SH   DFND 1 40,000 0 0
M & T BK CORP COM 55261F104 3,061 18,000 SH   DFND 1 18,000 0 0
MACERICH CO COM 554382101 850 25,380 SH   DFND 1 25,380 0 0
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 422 6,590 SH   DFND 1 6,590 0 0
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 2,578 108,000 SH   DFND 1 108,000 0 0
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 2,387 100,000 SH Put DFND 1 100,000 0 0
MATSON INC COM 57686G105 200 5,160 SH   DFND 1 5,160 0 0
MBT FINL CORP COM 578877102 1,182 117,954 SH   DFND 1 117,954 0 0
MCKESSON CORP COM 58155Q103 538 4,000 SH   DFND 1 4,000 0 0
MEDLEY CAP CORP COM 58503F106 0 100 SH   SOLE   100 0 0
MEDLEY CAP CORP COM 58503F106 784 335,000 SH   DFND 1 335,000 0 0
MEDNAX INC COM 58502B106 208 8,245 SH   DFND 1 8,245 0 0
MERCADOLIBRE INC COM 58733R102 11,360 18,569 SH   DFND 1 18,569 0 0
MICRON TECHNOLOGY INC COM 595112103 772 20,000 SH   DFND 1 20,000 0 0
MICROSOFT CORP COM 594918104 6,296 47,000 SH   DFND 1 47,000 0 0
MICROSOFT CORP COM 594918104 4,957 37,000 SH Put DFND 1 37,000 0 0
MINERVA NEUROSCIENCES INC COM 603380106 342 60,790 SH   SOLE   60,790 0 0
MINERVA NEUROSCIENCES INC COM 603380106 4,509 800,930 SH   DFND 1 800,930 0 0
MOHAWK INDS INC COM 608190104 737 5,000 SH   DFND 1 5,000 0 0
MOLINA HEALTHCARE INC COM 60855R100 1,048 7,320 SH   DFND 1 7,320 0 0
MOLINA HEALTHCARE INC COM 60855R100 6 43 SH   DFND 2 43 0 0
MOTOROLA SOLUTIONS INC COM NEW 620076307 1,667 10,000 SH   DFND 1 10,000 0 0
MPLX LP COM UNIT REP LTD 55336V100 14,812 460,154 SH   DFND 1 460,154 0 0
MUSTANG BIO INC COM 62818Q104 1,288 350,000 SH   DFND 1 350,000 0 0
NETFLIX INC COM 64110L106 3,490 9,500 SH   DFND 1 9,500 0 0
NETFLIX INC COM 64110L106 3,306 9,000 SH Put DFND 1 9,000 0 0
NEXPOINT RESIDENTIAL TR INC COM 65341D102 101,076 2,441,435 SH   SOLE   2,441,435 0 0
NEXPOINT RESIDENTIAL TR INC COM 65341D102 4,941 119,340 SH   DFND 1 119,340 0 0
NEXPOINT RESIDENTIAL TR INC COM 65341D102 5,906 142,651 SH   DFND 2 142,651 0 0
NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 31,866 1,684,221 SH   SOLE   1,684,221 0 0
NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 31,361 1,657,577 SH   DFND 1 1,657,577 0 0
NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 2,282 120,633 SH   DFND 2 120,633 0 0
NEXTDECADE CORP COM 65342K105 190 30,000 SH   DFND 1 30,000 0 0
NEXTDECADE CORP COM 65342K105 9,817 1,553,365 SH   DFND 2 1,553,365 0 0
NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 1,638 110,920 SH   DFND 1 110,920 0 0
NRG ENERGY INC COM NEW 629377508 30 862 SH   SOLE   862 0 0
NRG ENERGY INC COM NEW 629377508 232 6,600 SH   DFND 1 6,600 0 0
NXP SEMICONDUCTORS N V COM N6596X109 1,874 19,200 SH   DFND 2 19,200 0 0
OAKTREE CAP GROUP LLC UNIT CL A 674001201 1,651 33,322 SH   DFND 1 33,322 0 0
OAKTREE SPECIALTY LENDING CO COM 67401P108 310 57,120 SH   DFND 1 57,120 0 0
OIL STS INTL INC COM 678026105 195 10,650 SH   DFND 1 10,650 0 0
OMNICOM GROUP INC COM 681919106 3,278 40,000 SH   DFND 1 40,000 0 0
ONEOK INC NEW COM 682680103 3,441 50,000 SH   DFND 1 50,000 0 0
ORACLE CORP COM 68389X105 2,279 40,000 SH   DFND 1 40,000 0 0
ORMAT TECHNOLOGIES INC COM 686688102 2,219 35,000 SH   DFND 1 35,000 0 0
OXFORD INDS INC COM 691497309 455 6,000 SH   DFND 1 6,000 0 0
PACIRA BIOSCIENCES COM 695127100 707 16,250 SH   DFND 1 16,250 0 0
PALO ALTO NETWORKS INC COM 697435105 2,038 10,000 SH   DFND 1 10,000 0 0
PAMPA ENERGIA S A SPONS ADR LVL I 697660207 4,806 138,630 SH   SOLE   138,630 0 0
PAMPA ENERGIA S A SPONS ADR LVL I 697660207 4,316 124,500 SH   DFND 1 124,500 0 0
PAMPA ENERGIA S A SPONS ADR LVL I 697660207 4,793 138,250 SH   DFND 2 138,250 0 0
PARATEK PHARMACEUTICALS INC COM 699374302 3,858 966,865 SH   SOLE   966,865 0 0
PARATEK PHARMACEUTICALS INC COM 699374302 544 136,278 SH   DFND 1 136,278 0 0
PARATEK PHARMACEUTICALS INC COM 699374302 203 50,850 SH   DFND 2 50,850 0 0
PATTERSON COMPANIES INC COM 703395103 232 10,150 SH   SOLE   10,150 0 0
PATTERSON COMPANIES INC COM 703395103 8,419 367,635 SH   DFND 1 367,635 0 0
PATTERSON COMPANIES INC COM 703395103 467 20,400 SH   DFND 2 20,400 0 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1,814 116,500 SH   DFND 2 116,500 0 0
PG&E CORP COM 69331C108 6,745 294,300 SH   DFND 1 294,300 0 0
PG&E CORP COM 69331C108 5,430 236,900 SH   DFND 2 236,900 0 0
PIONEER NAT RES CO COM 723787107 26,741 173,800 SH   DFND 2 173,800 0 0
PIONEER NAT RES CO COM 723787107 3,231 21,000 SH   DFND 1 21,000 0 0
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 665 27,291 SH   DFND 1 27,291 0 0
PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 2,609 104,496 SH   DFND 1 104,496 0 0
POOL CORPORATION COM 73278L105 2,865 15,000 SH   DFND 1 15,000 0 0
PORTOLA PHARMACEUTICALS INC COM 737010108 21,677 799,000 SH   SOLE   799,000 0 0
PORTOLA PHARMACEUTICALS INC COM 737010108 6,526 240,550 SH   DFND 1 240,550 0 0
PORTOLA PHARMACEUTICALS INC COM 737010108 15,015 553,429 SH   DFND 2 553,429 0 0
PORTOLA PHARMACEUTICALS INC COM 737010108 2,170 80,000 SH Put DFND 1 80,000 0 0
POSTAL REALTY TRUST INC CL A 73757R102 5,625 357,117 SH   DFND 2 357,117 0 0
PRA HEALTH SCIENCES INC COM 69354M108 422 4,255 SH   DFND 1 4,255 0 0
PRA HEALTH SCIENCES INC COM 69354M108 147 1,480 SH   SOLE   1,480 0 0
PRECISION BIOSCIENCES INC COM 74019P108 861 65,000 SH   DFND 1 65,000 0 0
PROGENICS PHARMACEUTICALS IN COM 743187106 4,423 716,880 SH   SOLE   716,880 0 0
PROGRESSIVE CORP OHIO COM 743315103 2,398 30,000 SH   DFND 1 30,000 0 0
QUAKER CHEM CORP COM 747316107 447 2,205 SH   DFND 1 2,205 0 0
QUALCOMM INC COM 747525103 289 3,800 SH   DFND 1 3,800 0 0
QUORUM HEALTH CORP COM 74909E106 78 56,009 SH   DFND 1 56,009 0 0
QUORUM HEALTH CORP COM 74909E106 564 405,514 SH   DFND 2 405,514 0 0
RAYMOND JAMES FINANCIAL INC COM 754730109 324 3,835 SH   DFND 1 3,835 0 0
RAYTHEON CO COM NEW 755111507 4,851 27,900 SH   DFND 2 27,900 0 0
RESOURCES CONNECTION INC COM 76122Q105 320 20,000 SH   DFND 1 20,000 0 0
RLJ LODGING TR COM 74965L101 254 14,300 SH   DFND 1 14,300 0 0
ROPER TECHNOLOGIES INC COM 776696106 6,593 18,000 SH   DFND 1 18,000 0 0
ROPER TECHNOLOGIES INC COM 776696106 10,988 30,000 SH Put DFND 1 30,000 0 0
S&P GLOBAL INC COM 78409V104 3,417 15,000 SH Put DFND 1 15,000 0 0
S&P GLOBAL INC COM 78409V104 2,733 12,000 SH   DFND 1 12,000 0 0
SALESFORCE COM INC COM 79466L302 3,945 26,000 SH   DFND 1 26,000 0 0
SALESFORCE COM INC COM 79466L302 4,552 30,000 SH Put DFND 1 30,000 0 0
SBA COMMUNICATIONS CORP NEW CL A 78410G104 1,574 7,000 SH   DFND 1 7,000 0 0
SBA COMMUNICATIONS CORP NEW CL A 78410G104 3,373 15,000 SH Put DFND 1 15,000 0 0
SCIENCE APPLICATNS INTL CP N COM 808625107 584 6,750 SH   DFND 1 6,750 0 0
SEMGROUP CORP CL A 81663A105 2,084 173,630 SH   DFND 1 173,630 0 0
SENSIENT TECHNOLOGIES CORP COM 81725T100 485 6,600 SH   DFND 1 6,600 0 0
SERVICENOW INC COM 81762P102 1,373 5,000 SH   DFND 1 5,000 0 0
SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 249 12,000 SH   DFND 1 12,000 0 0
SILK ROAD MEDICAL INC COM 82710M100 242 5,000 SH   DFND 1 5,000 0 0
SINCLAIR BROADCAST GROUP INC CL A 829226109 819 15,275 SH   DFND 1 15,275 0 0
SINCLAIR BROADCAST GROUP INC CL A 829226109 684 12,750 SH   DFND 2 12,750 0 0
SKYLINE CHAMPION CORPORATION COM 830830105 15,977 583,527 SH   SOLE   583,527 0 0
SM ENERGY CO COM 78454L100 199 15,920 SH   DFND 1 15,920 0 0
SPARTANNASH CO COM 847215100 215 18,400 SH   DFND 1 18,400 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 1,998 15,000 SH   DFND 1 15,000 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 133,200 1,000,000 SH Call DFND 1 1,000,000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 14,650 50,000 SH Put DFND 1 50,000 0 0
SPDR SERIES TRUST S&P BIOTECH 78464A870 3,508 40,000 SH Put DFND 1 40,000 0 0
SPIRIT MTA REIT COM SHS BEN IN 84861U105 86 10,266 SH   DFND 1 10,266 0 0
SPIRIT MTA REIT COM SHS BEN IN 84861U105 1,020 122,267 SH   SOLE   122,267 0 0
SPIRIT RLTY CAP INC NEW COM NEW 84860W300 10,432 244,536 SH   SOLE   244,536 0 0
SPIRIT RLTY CAP INC NEW COM NEW 84860W300 557 13,050 SH   DFND 1 13,050 0 0
SS&C TECHNOLOGIES HLDGS INC COM 78467J100 732 12,700 SH   DFND 1 12,700 0 0
STEWARDSHIP FINL CORP COM 860326107 1,074 69,462 SH   DFND 1 69,462 0 0
SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 487 20,036 SH   DFND 1 20,036 0 0
SUMMIT HOTEL PPTYS INC COM 866082100 719 62,680 SH   DFND 2 62,680 0 0
SUNCOKE ENERGY INC COM 86722A103 1,179 132,716 SH   DFND 1 132,716 0 0
SUNOCO LP COM UT REP LP 86765K109 603 19,285 SH   DFND 1 19,285 0 0
SURGERY PARTNERS INC COM 86881A100 7,205 885,104 SH   SOLE   885,104 0 0
SURGERY PARTNERS INC COM 86881A100 3,005 369,200 SH   DFND 1 369,200 0 0
TABLEAU SOFTWARE INC CL A 87336U105 1,693 10,200 SH   DFND 1 10,200 0 0
TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1,135 10,000 SH   DFND 1 10,000 0 0
TARGA RES CORP COM 87612G101 6,068 154,569 SH   DFND 1 154,569 0 0
TCF FINL CORP COM 872275102 1,691 81,343 SH   DFND 1 81,343 0 0
TELEDYNE TECHNOLOGIES INC COM 879360105 383 1,400 SH   DFND 1 1,400 0 0
TERADATA CORP DEL COM 88076W103 251 6,990 SH   DFND 1 6,990 0 0
TG THERAPEUTICS INC COM 88322Q108 1,631 188,500 SH   SOLE   188,500 0 0
TG THERAPEUTICS INC COM 88322Q108 3,937 455,100 SH   DFND 1 455,100 0 0
TG THERAPEUTICS INC COM 88322Q108 1,823 210,760 SH   DFND 2 210,760 0 0
THE CHARLES SCHWAB CORPORATI COM 808513105 1,005 25,000 SH   DFND 1 25,000 0 0
TIBERIUS ACQUISITION CORP COM 88633A107 340 33,299 SH   DFND 1 33,299 0 0
TOTAL SYS SVCS INC COM 891906109 1,232 9,602 SH   DFND 1 9,602 0 0
TRACTOR SUPPLY CO COM 892356106 3,612 33,195 SH   DFND 1 33,195 0 0
TRANSPORTADORA DE GAS SUR SPONSORED ADS B 893870204 706 48,845 SH   DFND 1 48,845 0 0
TRANSPORTADORA DE GAS SUR SPONSORED ADS B 893870204 918 63,500 SH   DFND 2 63,500 0 0
TRANSPORTADORA DE GAS SUR SPONSORED ADS B 893870204 2,623 181,373 SH   SOLE   181,373 0 0
TREMONT MTG TR COM 894789106 178 43,100 SH   DFND 2 43,100 0 0
TRINE ACQUISITION CORP UNIT 03/31/2021 89628U207 206 20,411 SH   DFND 1 20,411 0 0
ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 880 13,855 SH   DFND 1 13,855 0 0
UNDER ARMOUR INC CL A 904311107 1,141 45,000 SH   DFND 1 45,000 0 0
UNDER ARMOUR INC CL C 904311206 2,220 100,000 SH   DFND 1 100,000 0 0
UNITED RENTALS INC COM 911363109 2,122 16,000 SH   DFND 1 16,000 0 0
UNITED STATES STL CORP NEW COM 912909108 3,365 219,800 SH   DFND 1 219,800 0 0
UNITI GROUP INC COM 91325V108 475 50,000 SH Call DFND 2 50,000 0 0
VALLEY NATL BANCORP COM 919794107 155 14,400 SH   DFND 1 14,400 0 0
VECTOIQ ACQUISITION CORP COM 92243N103 577 57,000 SH   DFND 1 57,000 0 0
VENATOR MATLS PLC SHS G9329Z100 134 25,250 SH   DFND 2 25,250 0 0
VERSO CORP CL A 92531L207 688 36,114 SH   SOLE   36,114 0 0
VIKING THERAPEUTICS INC COM 92686J106 851 102,492 SH   SOLE   102,492 0 0
VISA INC COM CL A 92826C839 8,955 51,600 SH   DFND 1 51,600 0 0
VISA INC COM CL A 92826C839 7,810 45,000 SH Put DFND 1 45,000 0 0
VISTRA ENERGY CORP COM 92840M102 70,507 3,114,255 SH   SOLE   3,114,255 0 0
VISTRA ENERGY CORP COM 92840M102 90,505 3,997,575 SH   DFND 1 3,997,575 0 0
VISTRA ENERGY CORP COM 92840M102 20,360 899,300 SH   DFND 2 899,300 0 0
VOYA FINL INC COM 929089100 2,765 50,000 SH   DFND 1 50,000 0 0
VULCAN MATLS CO COM 929160109 4,394 32,000 SH   DFND 1 32,000 0 0
VULCAN MATLS CO COM 929160109 13,731 100,000 SH Put DFND 1 100,000 0 0
WARRIOR MET COAL INC COM 93627C101 4,067 155,706 SH   SOLE   155,706 0 0
WESTERN ALLIANCE BANCORP COM 957638109 2,236 50,000 SH Put DFND 1 50,000 0 0
WESTERN ALLIANCE BANCORP COM 957638109 3,220 72,000 SH   DFND 1 72,000 0 0
WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 10,951 355,913 SH   DFND 1 355,913 0 0
WILLIAMS COS INC DEL COM 969457100 866 30,885 SH   DFND 2 30,885 0 0
WILLIAMS COS INC DEL COM 969457100 20,797 741,691 SH   DFND 1 741,691 0 0
WILLIS TOWERS WATSON PUB LTD SHS G96629103 1,915 10,000 SH   DFND 1 10,000 0 0
WORLDPAY INC CL A 981558109 1,464 11,950 SH   DFND 1 11,950 0 0
XEROX CORP COM NEW 984121608 1,062 30,000 SH   DFND 1 30,000 0 0
XYLEM INC COM 98419M100 1,255 15,000 SH   DFND 1 15,000 0 0
YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 4,148 227,800 SH   SOLE   227,800 0 0
YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 2,910 159,800 SH   DFND 2 159,800 0 0
ZAYO GROUP HLDGS INC COM 98919V105 1,040 31,595 SH   DFND 2 31,595 0 0
ZIMMER BIOMET HLDGS INC COM 98956P102 471 4,000 SH   DFND 1 4,000 0 0
ZOETIS INC CL A 98978V103 3,405 30,000 SH   DFND 1 30,000 0 0
ZOGENIX INC COM NEW 98978L204 478 10,000 SH   DFND 1 10,000 0 0