The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADT INC | COM | 00090Q103 | 3,841,337 | 627,669,409 | SH | DFND | 2 | 0 | 627,669,409 | 0 | |
ADVANCED EMISSIONS SOLUTS IN | COM | 00770C101 | 14,598 | 1,154,886 | SH | DFND | 1 | 0 | 1,154,886 | 0 | |
ANTERO RES CORP | COM | 03674X106 | 461 | 83,401 | SH | DFND | 1 | 0 | 83,401 | 0 | |
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 41,129 | 2,236,476 | SH | DFND | 1 | 0 | 2,236,476 | 0 | |
APOLLO INVT CORP | COM NEW | 03761U502 | 46,404 | 2,936,983 | SH | DFND | 1 | 0 | 2,936,983 | 0 | |
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 1,573 | 105,236 | SH | DFND | 1 | 0 | 105,236 | 0 | |
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 77 | 5,236 | SH | DFND | 1 | 0 | 5,236 | 0 | |
ARES CAP CORP | COM | 04010L103 | 6,351 | 354,000 | SH | Put | DFND | 1 | 0 | 354,000 | 0 |
AT HOME GROUP INC | COM | 04650Y100 | 3,330 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
AT HOME GROUP INC | COM | 04650Y100 | 3,330 | 500,000 | SH | Call | DFND | 1 | 0 | 500,000 | 0 |
ATLANTICA YIELD PLC | SHS | G0751N103 | 7,822 | 345,025 | SH | DFND | 1 | 0 | 345,025 | 0 | |
AVAYA HLDGS CORP | COM | 05351X101 | 3,826 | 321,260 | SH | DFND | 1 | 0 | 321,260 | 0 | |
BEAZER HOMES USA INC | COM NEW | 07556Q881 | 9,610 | 1,000,000 | SH | Call | DFND | 1 | 0 | 1,000,000 | 0 |
BK TECHNOLOGIES CORPORATION | COM | 05587G104 | 813 | 188,971 | SH | DFND | 1 | 0 | 188,971 | 0 | |
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 5,172 | 126,000 | SH | DFND | 1 | 0 | 126,000 | 0 | |
CAPITOL INVT CORP IV | CL A ORD | G18920101 | 3,043 | 297,500 | SH | DFND | 1 | 0 | 297,500 | 0 | |
CARVANA CO | CL A | 146869102 | 31,295 | 500,000 | SH | Put | DFND | 1 | 0 | 500,000 | 0 |
CHURCHILL CAP CORP II | UNIT 99/99/9999 | 17143G205 | 22,420 | 2,208,900 | SH | DFND | 1 | 0 | 2,208,900 | 0 | |
CLEARWAY ENERGY INC | CL A | 18539C105 | 40,027 | 2,473,861 | SH | DFND | 1 | 0 | 2,473,861 | 0 | |
CLEARWAY ENERGY INC | CL C | 18539C204 | 64,497 | 3,825,443 | SH | DFND | 1 | 0 | 3,825,443 | 0 | |
CLEARWAY ENERGY INC | CL C | 18539C204 | 25,290 | 1,500,000 | SH | Call | DFND | 1 | 0 | 1,500,000 | 0 |
CNX RESOURCES CORPORATION | COM | 12653C108 | 5,483 | 750,000 | SH | Put | DFND | 1 | 0 | 750,000 | 0 |
COLLIER CREEK HOLDINGS | UNIT 99/99/9999 | G22707122 | 9,010 | 850,000 | SH | DFND | 1 | 0 | 850,000 | 0 | |
DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 9,889 | 950,000 | SH | DFND | 1 | 0 | 950,000 | 0 | |
DIAMOND EAGLE ACQUISITION CO | UNIT 06/30/2026 | 25258L208 | 9,054 | 900,000 | SH | DFND | 1 | 0 | 900,000 | 0 | |
EDISON INTL | COM | 281020107 | 42,131 | 625,000 | SH | Put | DFND | 1 | 0 | 625,000 | 0 |
ENBRIDGE INC | COM | 29250N105 | 4,663 | 129,250 | SH | DFND | 1 | 0 | 129,250 | 0 | |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 5,196 | 369,000 | SH | DFND | 1 | 0 | 369,000 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 3,609 | 125,000 | SH | DFND | 1 | 0 | 125,000 | 0 | |
EQM MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 26885B100 | 3,574 | 80,000 | SH | DFND | 1 | 0 | 80,000 | 0 | |
EXELA TECHNOLOGIES INC | COM | 30162V102 | 62,737 | 28,647,136 | SH | DFND | 2 | 0 | 28,647,136 | 0 | |
GANNETT CO INC | NOTE 4.750% 4/1 | 36473HAB0 | 62,572 | 62,300,000 | PRN | DFND | 1 | 0 | 62,300,000 | 0 | |
GENCO SHIPPING & TRADING LTD | SHS | Y2685T131 | 45,709 | 5,415,805 | SH | DFND | 1 | 0 | 5,415,805 | 0 | |
GORES HOLDINGS III INC | UNIT 09/07/2024 | 38286G208 | 5,235 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
GORES METROPOULOS INC | UNIT 99/99/9999 | 382872208 | 15,709 | 1,500,000 | SH | DFND | 1 | 0 | 1,500,000 | 0 | |
HAYMAKER ACQUISITION CORP II | UNIT 10/31/2026 | 42087L200 | 10,210 | 1,000,000 | SH | DFND | 1 | 0 | 1,000,000 | 0 | |
INVESCO EXCHNG TRADED FD TR | SR LN ETF | 46138G508 | 9,064 | 400,000 | SH | Put | DFND | 1 | 0 | 400,000 | 0 |
ISTAR INC | NOTE 3.125% 9/1 | 45031UCB5 | 23,516 | 23,106,000 | PRN | DFND | 1 | 0 | 23,106,000 | 0 | |
LANDCADIA HLDGS II INC | UNIT 05/09/2026 | 51476X204 | 12,500 | 1,250,000 | SH | DFND | 1 | 0 | 1,250,000 | 0 | |
LENNAR CORP | CL A | 526057104 | 48,460 | 1,000,000 | SH | Call | DFND | 1 | 0 | 1,000,000 | 0 |
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 8,092 | 305,000 | SH | DFND | 1 | 0 | 305,000 | 0 | |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 2,295 | 250,000 | SH | DFND | 1 | 0 | 250,000 | 0 | |
MPLX LP | COM UNIT REP LTD | 55336V100 | 7,773 | 241,474 | SH | DFND | 1 | 0 | 241,474 | 0 | |
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 5,082 | 494,835 | SH | DFND | 1 | 0 | 494,835 | 0 | |
NRG ENERGY INC | COM NEW | 629377508 | 35,120 | 1,000,000 | SH | Put | DFND | 1 | 0 | 1,000,000 | 0 |
ONEMAIN HLDGS INC | COM | 68268W103 | 1,473,505 | 43,581,932 | SH | DFND | 1, 2 | 0 | 43,581,932 | 0 | |
PATTERN ENERGY GROUP INC | NOTE 4.000% 7/1 | 70338PAB6 | 51,374 | 50,715,000 | PRN | DFND | 1 | 0 | 50,715,000 | 0 | |
PLAYAGS INC | COM | 72814N104 | 159,647 | 8,208,076 | SH | DFND | 2 | 0 | 8,208,076 | 0 | |
PRESIDIO INC | COM | 74102M103 | 480,159 | 35,125,000 | SH | DFND | 2 | 0 | 35,125,000 | 0 | |
REGALWOOD GLOBAL ENERGY LTD | UNIT 99/99/9999 | G74760110 | 28,172 | 2,690,762 | SH | DFND | 1 | 0 | 2,690,762 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 905 | 1,740,032 | SH | DFND | 1 | 0 | 1,740,032 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 115,735 | 395,000 | SH | Put | DFND | 1 | 0 | 395,000 | 0 |
SPDR SERIES TRUST | BLOMBERG BRC INV | 78468R200 | 144,915 | 4,715,758 | SH | DFND | 1 | 0 | 4,715,758 | 0 | |
SPDR SERIES TRUST | PORTFOLIO SHORT | 78464A474 | 24,624 | 800,000 | SH | DFND | 1 | 0 | 800,000 | 0 | |
SPRINT CORPORATION | COM | 85207U105 | 9,855 | 1,500,000 | SH | Put | DFND | 1 | 0 | 1,500,000 | 0 |
TALOS ENERGY INC | COM | 87484T108 | 461,554 | 19,191,451 | SH | DFND | 2, 3 | 0 | 19,191,451 | 0 | |
TC ENERGY CORP | COM | 87807B107 | 7,577 | 153,000 | SH | DFND | 1 | 0 | 153,000 | 0 | |
TENNECO INC | CL A VTG COM STK | 880349105 | 13,308 | 1,200,000 | SH | Call | DFND | 1 | 0 | 1,200,000 | 0 |
TESLA INC | NOTE 2.000% 5/1 | 88160RAG6 | 29,437 | 30,000,000 | PRN | DFND | 1 | 0 | 30,000,000 | 0 | |
TWIN RIV WORLDWIDE HLDGS INC | COM | 90171V204 | 55,315 | 1,859,344 | SH | DFND | 2 | 0 | 1,859,344 | 0 | |
VEDANTA LTD | SPONSORED ADR | 92242Y100 | 2,797 | 275,000 | SH | DFND | 1 | 0 | 275,000 | 0 | |
VICI PPTYS INC | COM | 925652109 | 84,551 | 3,836,255 | SH | DFND | 1 | 0 | 3,836,255 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 455,693 | 20,127,762 | SH | DFND | 1, 2, 3 | 0 | 20,127,762 | 0 | |
WAYFAIR INC | NOTE 0.375% 9/0 | 94419LAB7 | 15,119 | 10,000,000 | PRN | DFND | 1 | 0 | 10,000,000 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 8,392 | 299,280 | SH | DFND | 1 | 0 | 299,280 | 0 |