The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M ORD COM 88579Y101 1 6 SH Put DFND   6 0 0
58.COM ADR REP 2 CL A ORD SPONSORED ADR 31680Q104 15 247 SH   SOLE   247 0 0
AAON ORD COM 000360206 8 162 SH   DFND   162 0 0
ABB ADR REP 1 ORD SPONSORED ADR 000375204 576 28,761 SH   SOLE   28,761 0 0
ABERDEEN ASIA PACIFIC INCOME CF COM 003009107 200 47,954 SH   DFND   47,954 0 0
ACADIA HEALTHCARE COMPANY ORD COM 00404A109 1 40 SH   DFND   40 0 0
ACADIA PHARMACEUTICALS ORD (NMS) COM 004225108 0 12 SH Call DFND   12 0 0
ACREAGE HOLDINGS ORD COM 00489Y402 123 7,500 SH   SOLE   7,500 0 0
ACT II GLOBAL ACQUISITION UNT COM G0080J112 3 300 SH   SOLE   300 0 0
ACTIVISION BLIZZARD ORD COM 00507V109 3 72 SH   DFND   72 0 0
ADOBE ORD COM 00724F101 94 321 SH   DFND   321 0 0
ADT ORD COM 00090Q103 5 949 SH   DFND   949 0 0
ADURO BIOTECH ORD COM 00739L101 9 6,000 SH   SOLE   6,000 0 0
ADVANCE AUTO PARTS ORD COM 00751Y106 106 693 SH   DFND   693 0 0
ADVANCE AUTO PARTS ORD COM 00751Y106 1 10 SH Call DFND   10 0 0
ADVANCED MICRO DEVICES ORD COM 007903107 342 11,290 SH   DFND   11,290 0 0
ADVANCED MICRO DEVICES ORD COM 007903107 0 10 SH Call DFND   10 0 0
AEGON ADR COM 007924103 90 18,200 SH   SOLE   18,200 0 0
AERCAP HOLDINGS ORD COM N00985106 156 3,000 SH   SOLE   3,000 0 0
AEROHIVE NETWORKS ORD COM 007786106 188 42,499 SH   SOLE   42,499 0 0
AGCO ORD COM 001084102 16 208 SH Put DFND   208 0 0
AGNC INVESTMENT REIT ORD COM 00123Q104 100 6,000 SH   DFND   6,000 0 0
AGNICO EAGLE ORD COM 008474108 122 2,400 SH   DFND   2,400 0 0
AIR LEASE CL A ORD COM 00912X302 165 4,000 SH   SOLE   4,000 0 0
AIR T ORD COM 009207101 15 900 SH   SOLE   900 0 0
AK STEEL HOLDING ORD COM 001547108 30 12,804 SH   DFND   12,804 0 0
AKAMAI TECHNOLOGIES ORD COM 00971T101 108 1,350 SH   DFND   1,350 0 0
AKOUSTIS TECHNOLOGIE ORD COM 00973N102 1,298 202,957 SH   DFND   202,957 0 0
ALAMOS GOLD CL A ORD COM 011532108 19 3,250 SH   DFND   3,250 0 0
ALEXCO RESOURCE ORD COM 01535P106 41 36,000 SH   DFND   36,000 0 0
ALEXION PHARMACEUTICALS ORD COM 015351109 13 100 SH   DFND   100 0 0
ALIGN TECHNOLOGY ORD COM 016255101 5 20 SH   DFND   20 0 0
ALLERGAN ORD COM G0177J108 1,279 7,643 SH   SOLE   7,643 0 0
ALLIANCEBERNSTEIN NTNL MNCPL INCM CF COM 01864U106 56 4,223 SH   DFND   4,223 0 0
ALLIANZGI CNV AND INCM II CF COM 018825109 2 405 SH   DFND   405 0 0
ALLIANZGI CONVER AND INCM CF COM 018828103 3 648 SH   DFND   648 0 0
ALLON THERAPEUTICS ORD COM 019774108 0 30,000 SH   SOLE   30,000 0 0
ALLY FINANCIAL ORD COM 02005N100 16 529 SH   DFND   529 0 0
ALPHABET CL A ORD COM 02079K305 1,658 1,532 SH   DFND   1,532 0 0
ALTA MESA RESOURCES CL A ORD COM 02133L109 0 2,500 SH   DFND   2,500 0 0
ALTABA ORD COM 021346101 507 7,320 SH   DFND   7,320 0 0
ALTERYX CL A ORD COM 02156B103 80 740 SH   DFND   740 0 0
ALTRA INDUSTRIAL MOTION ORD COM 02208R106 0 1 SH   DFND   1 0 0
ALTRIA GROUP ORD COM 02209S103 5 115 SH Put DFND   115 0 0
AMARIN ADR REP 1 ORD SPONSORED ADR 023111206 0 42 SH   DFND   42 0 0
AMAZON COM ORD COM 023135106 3,268 1,726 SH   DFND   1,726 0 0
Amber RD Inc COM 02318Y108 0 1 SH Call SOLE   1 0 0
AMERANT BANCORP CL A ORD COM 023576101 5 259 SH   SOLE   259 0 0
AMERICAN AIRLINES GROUP ORD COM 02376R102 6 202 SH   DFND   202 0 0
AMERICAN EAGLE OUTFITTERS ORD COM 02553E106 118 7,000 SH   DFND   7,000 0 0
AMERICAN OUTDOOR BRANDS ORD COM 02874P103 15 1,682 SH   DFND   1,682 0 0
AMERICAN SUPERCONDUCTOR ORD COM 030111207 4 526 SH   SOLE   526 0 0
AMERICOLD REALTY ORD COM 03064D108 81 2,500 SH   DFND   2,500 0 0
AMYRIS ORD COM 03236M200 67 19,000 SH   DFND   19,000 0 0
ANADARKO PETROLEUM ORD COM 032511107 48,969 694,018 SH   DFND   694,018 0 0
ANGI HOMESERVICES CL A ORD COM 00183L102 13 1,024 SH   DFND   1,024 0 0
ANGLOGOLD ASHANTI ADR REP 1 ORD SPONSORED ADR 035128206 421 23,682 SH   SOLE   23,682 0 0
ANNALY CAPITAL MANAGEMENT REIT ORD COM 035710409 73 8,000 SH   DFND   8,000 0 0
APHRIA ORD COM 03765K104 72 10,400 SH   DFND   10,400 0 0
APOLLO INVESTMENT ORD COM 03761U502 158 10,000 SH   DFND   10,000 0 0
APPLE ORD COM 037833100 150 759 SH   DFND   759 0 0
APPLE ORD COM 037833100 8 43 SH Put DFND   43 0 0
APPLIED MATERIAL ORD COM 038222105 19 424 SH   DFND   424 0 0
AQUA AMERICA ORD COM 03836W103 5 126 SH   DFND   126 0 0
AQUA METALS ORD COM 03837J101 0 440 SH   DFND   440 0 0
AQUABOUNTY TECHNOLOG ORD COM 03842K200 79 25,783 SH   DFND   25,783 0 0
ARATANA THERAPEUTICS ORD COM 03874P101 1 300 SH   SOLE   300 0 0
ARCHER DANIELS MIDLAND ORD COM 039483102 318 7,800 SH   DFND   7,800 0 0
ARCONIC ORD COM 03965L100 1 50 SH Put DFND   50 0 0
ARENA PHARMACEUTICALS ORD COM 040047607 16 277 SH   DFND   277 0 0
ARGO GROUP INTERNATIONAL HLDGS ORD COM G0464B107 14 195 SH   SOLE   195 0 0
ARMSTRONG FLOORING ORD COM 04238R106 64 6,542 SH   SOLE   6,542 0 0
ARRAY BIOPHARMA ORD COM 04269X105 3,620 78,150 SH   DFND   78,150 0 0
ARRAY BIOPHARMA ORD COM 04269X105 3 84 SH Call DFND   84 0 0
ASA GOLD AND PRECIOUS METALS CF COM G3156P103 51 4,506 SH   SOLE   4,506 0 0
ASCENA RETAIL GROUP ORD COM 04351G101 427 700,000 SH   SOLE   700,000 0 0
ASE INDUSTRIAL HOLDIN ADR REP 2 ORD SPONSORED ADR 00215W100 307 77,776 SH   DFND   77,776 0 0
ASHLAND GLOBAL ORD COM 044186104 39 500 SH   DFND   500 0 0
ASHLAND GLOBAL ORD COM 044186104 3 40 SH Call DFND   40 0 0
ASLAN PHARMACEUTICALS ADR REP 5 ORD SPONSORED ADR 04522R101 37 12,107 SH   SOLE   12,107 0 0
ASPEN GROUP ORD COM 04530L203 70 18,464 SH   DFND   18,464 0 0
ASSERTIO THERAPEUTICS ORD COM 04545L107 0 100 SH   DFND   100 0 0
ASTRONICS CL B ORD COM 046433207 2 67 SH   SOLE   67 0 0
AT HOME GROUP ORD COM 04650Y100 40 6,143 SH   DFND   6,143 0 0
ATHERSYS ORD COM 04744L106 2 1,500 SH   DFND   1,500 0 0
ATLAS FINANCIAL HOLDINGS ORD COM G06207115 4 6,831 SH   SOLE   6,831 0 0
AU OPTRONICS ADR REP 10 ORD SPONSORED ADR 002255107 2,396 809,761 SH   SOLE   809,761 0 0
AUDENTES THERAPEUTICS ORD COM 05070R104 15 405 SH   DFND   405 0 0
AURORA CANNABIS ORD COM 05156X108 0 40 SH Call DFND   40 0 0
AUTODESK ORD COM 052769106 16 100 SH   DFND   100 0 0
AUTOMATIC DATA PROCESSING ORD COM 053015103 24 150 SH   DFND   150 0 0
AVALARA ORD COM 05338G106 80 1,120 SH   DFND   1,120 0 0
AVALON GLOBOCARE ORD COM 05344R104 1 575 SH   SOLE   575 0 0
AVALONBAY COMMUNITIES REIT ORD COM 053484101 28 138 SH   SOLE   138 0 0
AVANGRID ORD COM 05351W103 28 567 SH   DFND   567 0 0
AVANTOR ORD COM 05352A100 11 600 SH   DFND   600 0 0
AVAYA HOLDINGS ORD COM 05351X101 222 18,664 SH   DFND   18,664 0 0
AVON PRODUCTS ORD COM 054303102 1,274 328,433 SH   DFND   328,433 0 0
AXALTA COATING SYSTEMS ORD COM G0750C108 2 100 SH Call SOLE   100 0 0
AXOGEN ORD COM 05463X106 0 39 SH Call SOLE   39 0 0
AXON ENTERPRISE ORD COM 05464C101 1,865 29,056 SH   DFND   29,056 0 0
B AND G FOODS ORD COM 05508R106 14 689 SH   SOLE   689 0 0
BAIDU ADR REP 1/10 CL A ORD SPONSORED ADR 056752108 12 108 SH   DFND   108 0 0
BAIDU ADR REP 1/10 CL A ORD SPONSORED ADR 056752108 11 100 SH Call DFND   100 0 0
BANC OF CALIFORNIA ORD COM 05990K106 9 664 SH   DFND   664 0 0
BANCO MACRO ADR REP TEN CL B ORD SPONSORED ADR 05961W105 6 92 SH   DFND   92 0 0
BANCO SANT M XIC ADS REP 5 SRS B ORD COM 05969B103 5 753 SH   SOLE   753 0 0
BANCO SANTANDER ADR REP 1 ORD SPONSORED ADR 05964H105 965 210,900 SH   DFND   210,900 0 0
BANCORP OF NEW JERSEY ORD COM 059915108 201 14,469 SH   DFND   14,469 0 0
BANK OF AMERICA ORD COM 060505104 0 15 SH   DFND   15 0 0
BANK OF MARIN BANCORP ORD COM 063425102 551 13,434 SH   DFND   13,434 0 0
BANKWELL FINANCIAL GROUP ORD COM 06654A103 5 201 SH   DFND   201 0 0
BARCLAYS ADR REP 4 ORD SPONSORED ADR 06738E204 37 4,900 SH   DFND   4,900 0 0
BARCLAYS IPTH SRS B S&P SHRT TRM ETN COM 06746P621 1,521 58,500 SH   DFND   58,500 0 0
BARINGS BDC ORD COM 06759L103 91 9,300 SH   DFND   9,300 0 0
BARINGS CORPORATE INVESTORS CF COM 06759X107 50 3,224 SH   DFND   3,224 0 0
BARINGS GLOBAL SHORT DURTN HY CF COM 06760L100 7 405 SH   DFND   405 0 0
BARNES AND NOBLE ORD COM 067774109 721 107,821 SH   DFND   107,821 0 0
BARRICK GOLD ORD COM 067901108 19 1,250 SH   DFND   1,250 0 0
BARRICK GOLD ORD COM 067901108 0 1 SH Call DFND   1 0 0
BAYER AKTIENGESELLSCHAFT EACH RE ADR COM 072730302 0 1 SH   DFND   1 0 0
BAYERISCHE MOTOREN WERKE ADR COM 072743305 0 1 SH   SOLE   1 0 0
BBVA BANCO FRANCES ADR REP 3 ORD SPONSORED ADR 07329M100 0 9 SH   SOLE   9 0 0
BEL FUSE CL A ORD COM 077347201 7 530 SH   SOLE   530 0 0
BELLEROPHON THERAPEUTICS ORD COM 078771102 4 6,800 SH   SOLE   6,800 0 0
BERRY GLOBAL GROUP ORD COM 08579W103 16 318 SH   SOLE   318 0 0
BEYOND MEAT ORD COM 08862E109 0 1 SH Put DFND   1 0 0
BGC PARTNERS CL A ORD COM 05541T101 16 3,066 SH   DFND   3,066 0 0
BHP GROUP ADR COM 088606108 1,624 27,956 SH   DFND   27,956 0 0
BHP GROUP ADR REP 2 ORD SPONSORED ADR 05545E209 307 6,014 SH   DFND   6,014 0 0
BIODELIVERY SCIENCE INTERNATIONL ORD COM 09060J106 18 3,928 SH   SOLE   3,928 0 0
BIOGEN ORD COM 09062X103 20 88 SH   DFND   88 0 0
BIOGEN ORD COM 09062X103 2 9 SH Call DFND   9 0 0
BIOHAVEN PHARMACEUTICAL HOLDING ORD COM G11196105 989 22,600 SH   SOLE   22,600 0 0
BIOHAVEN PHARMACEUTICAL HOLDING ORD COM G11196105 1 45 SH Call SOLE   45 0 0
BIOSCRIP ORD COM 09069N108 7 2,809 SH   SOLE   2,809 0 0
BLACKOCK MUNIHOLDINGS INV QUALITY CF COM 09254P108 3 243 SH   DFND   243 0 0
BLACKROCK CALIFORNIA MUNICPL INCM CF COM 09248E102 73 5,536 SH   DFND   5,536 0 0
BLACKROCK CORE BOND CF COM 09249E101 134 9,555 SH   DFND   9,555 0 0
BLACKROCK INCOME CF COM 09247F100 222 36,710 SH   SOLE   36,710 0 0
BLACKROCK INVESTMENT QLTY MUNICPL CF COM 09247D105 125 8,409 SH   DFND   8,409 0 0
BLACKROCK LONG TERM MUNICIPL ADV CF COM 09250B103 2 162 SH   DFND   162 0 0
BLACKROCK MUNCPL 2030 TARGET TERM CF COM 09257P105 7 324 SH   DFND   324 0 0
BLACKROCK MUNIASSETS CF COM 09254J102 5 324 SH   DFND   324 0 0
BLACKROCK MUNICIP INC INV QUALITY CF COM 09250G102 2 162 SH   DFND   162 0 0
BLACKROCK MUNICIPAL BOND CF COM 09249H104 2 162 SH   DFND   162 0 0
BLACKROCK MUNICIPAL INCOM QUALITY CF COM 092479104 3 243 SH   DFND   243 0 0
BLACKROCK MUNICIPAL INCOME CF COM 09248F109 6 486 SH   DFND   486 0 0
BLACKROCK MUNICIPAL INCOME II CF COM 09249N101 3 243 SH   DFND   243 0 0
BLACKROCK MUNICIPAL INCOME INV CF COM 09248H105 2 162 SH   DFND   162 0 0
BLACKROCK MUNIENHANCED CF COM 09253Y100 1 162 SH   DFND   162 0 0
BLACKROCK MUNIHLDG CALIF QUALITY CF COM 09254L107 221 16,213 SH   DFND   16,213 0 0
BLACKROCK MUNIHOLDINGS CF COM 09253N104 2 162 SH   DFND   162 0 0
BLACKROCK MUNIHOLDINGS II CF COM 09253P109 2 162 SH   DFND   162 0 0
BLACKROCK MUNIHOLDINGS QUALITY CF COM 09254A101 2 162 SH   DFND   162 0 0
BLACKROCK MUNIHOLDINGS QUALITY II CF COM 09254C107 2 162 SH   DFND   162 0 0
BLACKROCK MUNIVEST CF COM 09253R105 3 405 SH   DFND   405 0 0
BLACKROCK MUNIVEST II CF COM 09253T101 2 162 SH   DFND   162 0 0
BLACKROCK MUNIY MICHIGAN QUALITY CF COM 09254V105 2 162 SH   DFND   162 0 0
BLACKROCK MUNIYIELD CALIF QUALITY CF COM 09254N103 5 405 SH   DFND   405 0 0
BLACKROCK MUNIYIELD CALIFORNIA CF COM 09254M105 3 243 SH   DFND   243 0 0
BLACKROCK MUNIYIELD CF COM 09253W104 3 243 SH   DFND   243 0 0
BLACKROCK MUNIYIELD INVESTMENT CF COM 09254R104 3 243 SH   DFND   243 0 0
BLACKROCK MUNIYIELD NEWJERSEY CF COM 09254Y109 2 162 SH   DFND   162 0 0
BLACKROCK MUNIYIELD PENNS QUALITY CF COM 09255G107 2 162 SH   DFND   162 0 0
BLACKROCK MUNIYIELD QUALITY III CF COM 09254E103 82 6,277 SH   DFND   6,277 0 0
BLACKROCK MUNIYLD QUALITY FUND CF COM 09254F100 13 899 SH   DFND   899 0 0
BLACKROCK MUNIYLD QUALITY FUND II CF COM 09254G108 3 243 SH   DFND   243 0 0
BLACKROCK TAXABL MUNI BND CF COM 09248X100 70 2,983 SH   DFND   2,983 0 0
BNCCORP ORD COM 055936108 63 2,091 SH   DFND   2,091 0 0
BNY MELLON MNCPL BND INFRSTR NAV CF COM 09662W109 2 162 SH   DFND   162 0 0
BOEING ORD COM 097023105 291 800 SH   DFND   800 0 0
BOSTON OMAHA CL A ORD COM 101044105 14 617 SH   SOLE   617 0 0
BOSTON SCIENTIFIC ORD COM 101137107 4 100 SH   DFND   100 0 0
BOXWOOD MERGER UNT COM 10319T200 11 1,100 SH   SOLE   1,100 0 0
BRANDYWINE GLOBAL INCM OPRTNTS CF COM 10537L104 204 17,416 SH   DFND   17,416 0 0
BRIDGEBIO PHARMA ORD COM 10806X102 6 256 SH   DFND   256 0 0
BRINK'S ORD COM 109696104 202 2,500 SH   DFND   2,500 0 0
BRINKER INTERNATIONAL ORD COM 109641100 4 108 SH   DFND   108 0 0
BROADCOM ORD COM 11135F101 51 179 SH   DFND   179 0 0
BROOKFIELD PROPERTY REIT CL A ORD COM 11282X103 75 4,000 SH   DFND   4,000 0 0
BROOKFIELD REAL ASSETS INCOME CF COM 112830104 192 8,868 SH   SOLE   8,868 0 0
BROWN FORMAN CL A ORD COM 115637100 17 312 SH   DFND   312 0 0
BROWN FORMAN CL B ORD COM 115637209 27 498 SH   DFND   498 0 0
BUCKEYE PARTNERS UNT (NYS) COM 118230101 6 155 SH Call DFND   155 0 0
BUCKEYE PARTNERS UNT (NYS) COM 118230101 2 50 SH Put DFND   50 0 0
CABCO FLO RA CALL SR 2004-101 CERT COM 12679N203 2 100 SH   SOLE   100 0 0
CACI INTERNATIONAL CL A ORD COM 127190304 79 390 SH   SOLE   390 0 0
CADENCE DESIGN SYSTEMS ORD COM 127387108 451 6,377 SH   SOLE   6,377 0 0
CAESARS ENTERTAINMENT ORD COM 127686103 2,910 246,250 SH   DFND   246,250 0 0
CALLAWAY GOLF ORD COM 131193104 34 2,000 SH   DFND   2,000 0 0
CAMDEN PROPERTY REIT ORD COM 133131102 140 1,344 SH   DFND   1,344 0 0
CAMECO ORD COM 13321L108 165 15,461 SH   DFND   15,461 0 0
CANON ADR REP ORD SPONSORED ADR 138006309 87 3,000 SH   DFND   3,000 0 0
CANOPY GROWTH ORD (NYS) COM 138035100 0 15 SH Call DFND   15 0 0
CANSORTIUM INC COM 13809L109 11 7,400 SH   SOLE   7,400 0 0
CAPITOL INVESTMENT CL A ORD COM G18920101 562 55,026 SH   SOLE   55,026 0 0
CARDTRONICS CL A ORD COM G1991C105 19 700 SH   SOLE   700 0 0
CARMAX ORD COM 143130102 51 588 SH   DFND   588 0 0
CARVANA CL A ORD COM 146869102 80 1,290 SH   DFND   1,290 0 0
CARVER BANCORP ORD COM 146875604 6 2,000 SH   SOLE   2,000 0 0
CASTLE BRANDS ORD COM 148435100 29 62,747 SH   DFND   62,747 0 0
CASTLIGHT HEALTH CL B ORD COM 14862Q100 14 4,391 SH   SOLE   4,391 0 0
CATABASIS PHARMACEUTICALS ORD COM 14875P206 1 200 SH   SOLE   200 0 0
CATASYS ORD COM 149049504 117 6,088 SH   SOLE   6,088 0 0
CATERPILLAR ORD COM 149123101 170 1,250 SH   DFND   1,250 0 0
CBIZ ORD COM 124805102 15 784 SH   DFND   784 0 0
CBOE GLOBAL MARKETS ORD COM 12503M108 124 1,200 SH   DFND   1,200 0 0
CBS CL A ORD COM 124857103 12 254 SH   SOLE   254 0 0
CEDAR REALTY REIT ORD COM 150602209 2 900 SH   SOLE   900 0 0
CELGENE ORD COM 151020104 40,969 443,203 SH   DFND   443,203 0 0
CENTENE ORD COM 15135B101 864 16,478 SH   DFND   16,478 0 0
CENTRAL GARDEN AND PET CL A ORD COM 153527205 68 2,800 SH   DFND   2,800 0 0
CERNER ORD COM 156782104 10 148 SH   SOLE   148 0 0
CF INDUSTRIES HOLDINGS ORD COM 125269100 14 308 SH Put SOLE   308 0 0
CHAMPIONS ONCOLOGY ORD COM 15870P307 5 672 SH   SOLE   672 0 0
CHANGE HEALTHCARE ORD COM 15912K100 12 840 SH   SOLE   840 0 0
CHANGYOU.COM ADR REP 2 CL A ORD SPONSORED ADR 15911M107 817 85,109 SH   DFND   85,109 0 0
CHAPARRAL ENERGY CL A ORD COM 15942R208 5 1,201 SH   SOLE   1,201 0 0
CHARLES SCHWAB ORD COM 808513105 28 700 SH   DFND   700 0 0
CHARLES SCHWAB US REIT ETF COM 808524847 39 891 SH   DFND   891 0 0
CHEESECAKE FACTORY ORD COM 163072101 4 100 SH Put DFND   100 0 0
CHINA INDUSTRIAL GROUP ORD COM 169396108 2 1,397,637 SH   SOLE   1,397,637 0 0
CHINA LIFE INSURNCE ADR REP 5 H ORD SPONSORED ADR 16939P106 0 1 SH   SOLE   1 0 0
CHINA MOBILE ADR REPSG 5 ORD SPONSORED ADR 16941M109 29 658 SH   DFND   658 0 0
CHINA PETRO & CHEM ADR REP 100 H ORD SPONSORED ADR 16941R108 6 99 SH   SOLE   99 0 0
CHIPOTLE MEXICAN GRILL ORD COM 169656105 36 50 SH   DFND   50 0 0
CHROMADEX ORD COM 171077407 16 3,643 SH   SOLE   3,643 0 0
CHURCHILL CAPITAL CL A RED UNT COM 17143G205 9 950 SH   DFND   950 0 0
CIENA ORD COM 171779309 388 9,450 SH   DFND   9,450 0 0
CIGNA ORD COM 125523100 448 2,847 SH   DFND   2,847 0 0
CINTAS ORD COM 172908105 1 7 SH   DFND   7 0 0
CISCO SYSTEMS ORD COM 17275R102 106 1,939 SH   DFND   1,939 0 0
CK HUTCHISON HOLDINGS ADR COM 12562Y100 146 15,000 SH   SOLE   15,000 0 0
CLEAR CHANNEL OUTDOOR HLDG ORD COM 18453H106 0 195 SH   SOLE   195 0 0
CLEARWAY ENERGY CL A ORD COM 18539C105 318 19,692 SH   DFND   19,692 0 0
CLEVELAND CLIFFS ORD COM 185899101 97 9,177 SH   DFND   9,177 0 0
CLOUDERA ORD COM 18914U100 0 175 SH   DFND   175 0 0
CLOVIS ONCOLOGY ORD (NMS) COM 189464100 0 5 SH Call DFND   5 0 0
COCA-COLA ORD COM 191216100 1,558 30,610 SH   DFND   30,610 0 0
COHEN AND STEERS SEL PRFD AND INC CF COM 19248Y107 88 3,125 SH   DFND   3,125 0 0
COLUMBIA FINANCIAL ORD COM 197641103 14 985 SH   SOLE   985 0 0
COMCAST CL A ORD COM 20030N101 22 537 SH   DFND   537 0 0
COMMUNITY HEALTH SYSTEMS ORD COM 203668108 61 23,000 SH   DFND   23,000 0 0
COMMUNITY HEALTHCARE TRUST ORD COM 20369C106 16 415 SH   DFND   415 0 0
COMMUNITY TRUST BANCORP ORD COM 204149108 3 81 SH   DFND   81 0 0
COMMVAULT SYSTEMS ORD COM 204166102 124 2,500 SH   SOLE   2,500 0 0
COMPANHIA ENERG ADR REPG ONE PRF SPONSORED ADR 204409601 15 4,004 SH   SOLE   4,004 0 0
COMSCORE ORD COM 20564W105 0 10 SH Call SOLE   10 0 0
CONNECTONE BANCORP INC COM 20786W107 6 265 SH   DFND   265 0 0
CONSTELLATION BRANDS CL A ORD COM 21036P108 907 4,610 SH   DFND   4,610 0 0
CONTROL4 ORD COM 21240D107 2 100 SH   SOLE   100 0 0
CONTROL4 ORD COM 21240D107 1 48 SH Call SOLE   48 0 0
CONTROL4 ORD COM 21240D107 0 5 SH Put SOLE   5 0 0
CONTURA ENERGY ORD COM 21241B100 14 276 SH   SOLE   276 0 0
CORNERSTONE BUILDING BRANDS ORD COM 21925D109 23 4,000 SH   SOLE   4,000 0 0
CORNERSTONE STRATEGIC VALUE CF COM 21924B302 42 3,664 SH   DFND   3,664 0 0
CORNERSTONE TOTAL RETURN CF COM 21924U300 14 1,258 SH   DFND   1,258 0 0
COUPA SOFTWARE ORD COM 22266L106 79 630 SH   DFND   630 0 0
COUSINS PROPERTIES REIT ORD COM 222795502 80 2,230 SH   SOLE   2,230 0 0
CRAWFORD CL B ORD COM 224633107 764 82,065 SH   DFND   82,065 0 0
CRAY ORD COM 225223304 1,118 32,114 SH   DFND   32,114 0 0
CREDIT SUISSE ASSET MANAGMNT INCM CF COM 224916106 60 19,406 SH   SOLE   19,406 0 0
CREE ORD COM 225447101 80 1,440 SH   DFND   1,440 0 0
CRESCENT ACQUISITION UNT COM 22564L204 4 400 SH   SOLE   400 0 0
CRH ADR REPSG 1 ORD SPONSORED ADR 12626K203 159 4,872 SH   SOLE   4,872 0 0
CRISPR THERAPEUTICS ORD COM H17182108 1 25 SH Call SOLE   25 0 0
CROWDSTRIKE HOLDINGS CL A ORD COM 22788C105 302 4,434 SH   DFND   4,434 0 0
CRYOPORT INC COM 229050307 73 4,000 SH   SOLE   4,000 0 0
CSX ORD COM 126408103 36 466 SH   DFND   466 0 0
CTRIP.COM INTRNTL 8 ADR REP 1 ORD SPONSORED ADR 22943F100 1 33 SH   DFND   33 0 0
CUMMINS ORD COM 231021106 51 300 SH   DFND   300 0 0
CURIS ORD COM 231269200 3 2,000 SH   SOLE   2,000 0 0
CV SCIENCES ORD COM 126654102 319 78,500 SH   SOLE   78,500 0 0
CVS HEALTH ORD COM 126650100 32 600 SH   DFND   600 0 0
DANA INCORPORATED ORD COM 235825205 0 50 SH Put DFND   50 0 0
DARDEN RESTAURANTS ORD COM 237194105 3 30 SH Put SOLE   30 0 0
DBV TECHNOLOGIES ADR REP 0.5 ORD SPONSORED ADR 23306J101 102 12,510 SH   SOLE   12,510 0 0
DEERE ORD COM 244199105 49 298 SH Put DFND   298 0 0
DEL FRISCO'S RESTAURANT GROUP ORD COM 245077102 201 25,300 SH   DFND   25,300 0 0
DEL FRISCO'S RESTAURANT GROUP ORD COM 245077102 0 32 SH Call DFND   32 0 0
DELL TECHNOLOGIES CL C ORD COM 24703L202 0 1 SH   DFND   1 0 0
DELL TECHNOLOGIES CL C ORD COM 24703L202 0 1 SH Put DFND   1 0 0
DELTA AIR LINES ORD COM 247361702 14 250 SH   DFND   250 0 0
DENNYS ORD COM 24869P104 16 794 SH   SOLE   794 0 0
DIAMEDICA THERAPEUTI ORD COM 25253X207 2 521 SH   SOLE   521 0 0
DIAMOND OFFSHORE DRILLING ORD COM 25271C102 5 621 SH   SOLE   621 0 0
DIAMONDBACK ENERGY ORD COM 25278X109 1 11 SH   DFND   11 0 0
DIGIRAD ORD COM 253827703 4 600 SH   SOLE   600 0 0
DIREXION DAILY FINANCIAL BULL 3X ETF COM 25459Y694 572 7,737 SH   DFND   7,737 0 0
DIREXION DLY HGH YLD BEAR 2X SHR ETF COM 25490K190 32 2,000 SH   SOLE   2,000 0 0
DIREXION SEMICONDUCTOR BULL 3X ETF COM 25459W458 478 3,230 SH   DFND   3,230 0 0
DISCOVERY SRS B ORD COM 25470F203 126 3,708 SH   SOLE   3,708 0 0
DISCOVERY SRS C ORD COM 25470F302 175 6,182 SH   DFND   6,182 0 0
DIXIE BRANDS ORD (CNX) COM 25545P103 40 60,000 SH   SOLE   60,000 0 0
DOCUSIGN ORD COM 256163106 47 947 SH   DFND   947 0 0
DOUBLELINE OPPORTUNISTIC CF COM 258623107 401 19,204 SH   DFND   19,204 0 0
DROPBOX CL A ORD COM 26210C104 71 2,873 SH   DFND   2,873 0 0
DROPBOX CL A ORD COM 26210C104 1 50 SH Call DFND   50 0 0
DUFF & PHELPS UTILITY & CORP BOND CF COM 26432K108 192 22,009 SH   DFND   22,009 0 0
DUPONT DE NEMOURS ORD COM 26614N102 62 834 SH   DFND   834 0 0
DWS MUNICIPAL INCOME CF COM 233368109 68 6,079 SH   DFND   6,079 0 0
DYNAGAS LNG PARTNERS SRS B PRF COM Y2188B124 5 347 SH   SOLE   347 0 0
DYNAVAX TECHNOLOGIES ORD (NMS) COM 268158201 0 5 SH Call SOLE   5 0 0
E TRADE FINANCIAL ORD COM 269246401 44 1,000 SH   DFND   1,000 0 0
EASTSIDE DISTILLING ORD COM 277802302 356 79,273 SH   DFND   79,273 0 0
EATON VANCE LIMITED DURATION INCM CF COM 27828H105 22 1,800 SH   DFND   1,800 0 0
EATON VANCE MUNICIPAL BND CF COM 27827X101 42 3,423 SH   DFND   3,423 0 0
EBAY ORD COM 278642103 15 395 SH   DFND   395 0 0
EDENOR ADR REPSTG 20 CL B ORD SPONSORED ADR 29244A102 145 8,000 SH   SOLE   8,000 0 0
EL PASO ELECTRIC ORD COM 283677854 654 10,000 SH   DFND   10,000 0 0
EL PASO ELECTRIC ORD COM 283677854 0 7 SH Put DFND   7 0 0
ELANCO ANIMAL HEALTH ORD COM 28414H103 0 8 SH   DFND   8 0 0
ELASTIC ORD COM N14506104 22 300 SH   SOLE   300 0 0
ELBIT IMAGING ORD COM M37605124 23 43,576 SH   SOLE   43,576 0 0
ELECTRONIC ARTS ORD COM 285512109 13 135 SH   DFND   135 0 0
EMBRAER ADR REP FOUR ORD SPONSORED ADR 29082A107 17 852 SH   DFND   852 0 0
EMCORE ORD COM 290846203 49 15,000 SH   SOLE   15,000 0 0
EMPIRE BANCORP ORD COM 291883106 331 25,100 SH   DFND   25,100 0 0
EMPIRE RESORTS ORD COM 292052305 6 646 SH   SOLE   646 0 0
ENERGOUS ORD COM 29272C103 15 3,500 SH   DFND   3,500 0 0
ENERGY SELECT SECTOR SPDR ETF COM 81369Y506 187 2,942 SH   DFND   2,942 0 0
ENERTECK ORD COM 29275X104 0 7,500 SH   SOLE   7,500 0 0
ENOCHIAN BIOSCIENCES ORD COM 29350E104 4 1,000 SH   SOLE   1,000 0 0
ENTEGRIS ORD COM 29362U104 80 2,160 SH   DFND   2,160 0 0
EQUITY LIFESTYLE PROP REIT ORD COM 29472R108 75 624 SH   SOLE   624 0 0
ETFMG ALTERNATIVE HARVEST ETF COM 26924G508 1 50 SH Put DFND   50 0 0
ETSY ORD COM 29786A106 80 1,310 SH   DFND   1,310 0 0
EVI INDUSTRIES ORD COM 26929N102 34 898 SH   SOLE   898 0 0
EXELIXIS ORD (NMS) COM 30161Q104 0 25 SH Call DFND   25 0 0
EXPEDIA GROUP ORD COM 30212P303 28 212 SH   SOLE   212 0 0
EXXON MOBIL ORD COM 30231G102 233 3,045 SH   DFND   3,045 0 0
FACEBOOK CL A ORD COM 30303M102 1,001 5,190 SH   DFND   5,190 0 0
FANNIE MAE NON CUMULATIVE H PFD COM 313586885 8 400 SH   SOLE   400 0 0
FAR POINT ACQUISITION CL A ORD COM 30734W109 2 200 SH   SOLE   200 0 0
FEDERAL HOME LOAN MORTGAGE ORD COM 313400301 39 15,000 SH   SOLE   15,000 0 0
FEDERAL NATIONAL MORTGAGE ORD COM 313586109 40 15,000 SH   DFND   15,000 0 0
FEDERAL SIGNAL ORD COM 313855108 16 608 SH   SOLE   608 0 0
FEDERATED PREMIER MUNICIPL INCOME CF COM 31423P108 2 162 SH   DFND   162 0 0
FGL ORD COM G3402M102 14 1,684 SH   SOLE   1,684 0 0
FINISAR ORD COM 31787A507 1,132 49,535 SH   DFND   49,535 0 0
FINTECH ACQUISITION CL A ORD COM 31811A101 15 1,600 SH   SOLE   1,600 0 0
FIREEYE ORD COM 31816Q101 3 210 SH   DFND   210 0 0
FIRST CITIZENS BANCSHARES CL A ORD COM 31946M103 10 24 SH   DFND   24 0 0
FIRST DATA CL A ORD COM 32008D106 7,226 266,950 SH   DFND   266,950 0 0
FIRST DATA CL A ORD COM 32008D106 0 5 SH Put DFND   5 0 0
FIRST FINANCIAL BANKSHARES ORD COM 32020R109 12 405 SH   DFND   405 0 0
FIRST MAJESTIC SILVER ORD COM 32076V103 102 13,000 SH   DFND   13,000 0 0
FIRST MERCHANTS ORD COM 320817109 6 165 SH   DFND   165 0 0
FIRST NBC BANK HOLDING ORD COM 32115D106 1 20,000 SH   SOLE   20,000 0 0
FIRST OF LONG ISLAND ORD COM 320734106 328 16,368 SH   DFND   16,368 0 0
FIRST SOLAR ORD COM 336433107 197 3,000 SH   DFND   3,000 0 0
FIRST TRST ABERDEEN GLBL OPP INCM CF COM 337319107 62 6,000 SH   DFND   6,000 0 0
FIVE BELOW ORD COM 33829M101 80 670 SH   DFND   670 0 0
FLOTEK INDUSTRIES ORD COM 343389102 33 10,000 SH   SOLE   10,000 0 0
FOMENTO ECON ADR REPRESENTING 10 ORD SPONSORED ADR 344419106 13 139 SH   SOLE   139 0 0
FORD MOTOR ORD COM 345370860 80 7,900 SH   DFND   7,900 0 0
FORD MOTOR ORD COM 345370860 2 200 SH Call DFND   200 0 0
FORTRESS BIOTECH ORD COM 34960Q109 202 134,757 SH   DFND   134,757 0 0
FORTUNA SILVER MINES ORD COM 349915108 8 3,000 SH   DFND   3,000 0 0
FOUR SEASONS EDUCATION ADS REP ORD COM 35101A101 4 2,683 SH   SOLE   2,683 0 0
FOX CL A ORD COM 35137L105 452 12,350 SH   DFND   12,350 0 0
FREEPORT MCMORAN ORD COM 35671D857 17 1,523 SH   DFND   1,523 0 0
GAIA CL A ORD COM 36269P104 36 4,781 SH   DFND   4,781 0 0
GAMESTOP CL A ORD COM 36467W109 13 2,400 SH   DFND   2,400 0 0
GAP ORD COM 364760108 158 8,800 SH   DFND   8,800 0 0
GARDNER DENVER HOLDINGS ORD COM 36555P107 138 4,000 SH   DFND   4,000 0 0
GARRISON CAPITAL ORD COM 366554103 80 11,601 SH   DFND   11,601 0 0
GDL CF COM 361570104 71 7,793 SH   DFND   7,793 0 0
GENERAL ELECTRIC ORD COM 369604103 0 80 SH Call DFND   80 0 0
GENIUS PRODUCTS ORD COM 37229R305 0 122 SH   SOLE   122 0 0
GENOCEA BIOSCIENCES ORD COM 372427401 526 134,400 SH   DFND   134,400 0 0
GENWORTH FINANCIAL CL A ORD COM 37247D106 137 37,000 SH   DFND   37,000 0 0
GENWORTH FINANCIAL CL A ORD COM 37247D106 1 369 SH Call DFND   369 0 0
GENWORTH FINANCIAL CL A ORD COM 37247D106 0 210 SH Put DFND   210 0 0
GERON ORD (NMS) COM 374163103 0 50 SH Call DFND   50 0 0
GILEAD SCIENCES ORD COM 375558103 72 1,069 SH   DFND   1,069 0 0
GLOBAL BLOOD THERAPEUTICS ORD COM 37890U108 1,014 19,288 SH   DFND   19,288 0 0
GLOBAL BRASS AND COPPER HOLDINGS ORD COM 37953G103 15 355 SH   SOLE   355 0 0
GLOBALSTAR VTG ORD COM 378973408 0 110 SH   SOLE   110 0 0
GNC HOLDINGS CL A ORD COM 36191G107 75 50,000 SH   SOLE   50,000 0 0
GODADDY CL A ORD COM 380237107 14 205 SH   DFND   205 0 0
GOLD COAST BANCORP ORD COM 380569103 43 3,501 SH   SOLE   3,501 0 0
GOLDMAN SACHS GROUP ORD COM 38141G104 495 2,420 SH   DFND   2,420 0 0
GOODYEAR TIRE AND RUBBER ORD COM 382550101 160 10,490 SH   DFND   10,490 0 0
GOODYEAR TIRE AND RUBBER ORD COM 382550101 0 64 SH Call DFND   64 0 0
GOOSEHEAD INSURANCE CL A ORD COM 38267D109 57 1,200 SH   DFND   1,200 0 0
GORES METROPOULOS UNT COM 382872208 11 1,100 SH   SOLE   1,100 0 0
GRAF INDUSTRIAL RED UNT COM 384278206 6 600 SH   DFND   600 0 0
GRAN TIERRA ENERGY ORD COM 38500T101 7 4,921 SH   SOLE   4,921 0 0
GRAYSCALE BITCOIN ORD COM 389637109 60 4,000 SH   SOLE   4,000 0 0
GREEN GROWTH BRANDS ORD COM 39305B105 305 140,000 SH   SOLE   140,000 0 0
GREENLANE HOLDINGS CL A ORD COM 395330103 658 68,686 SH   DFND   68,686 0 0
GREIF CL A ORD COM 397624107 781 23,997 SH   DFND   23,997 0 0
GRENTRE HSPTLTY GRP ADR CL A ORD SPONSORED ADR 39579V100 19 1,500 SH   SOLE   1,500 0 0
GRUPO AVL ACIONS Y VL ADR REP 20 PRF SPONSORED ADR 40053W101 641 80,517 SH   SOLE   80,517 0 0
GRUPO FINANCIERO ADR REP 10 CL B ORD SPONSORED ADR 399909100 28 815 SH   SOLE   815 0 0
GRUPO SUPERVIELLE ADR REP 5 CL B ORD SPONSORED ADR 40054A108 15 1,904 SH   SOLE   1,904 0 0
GS ACQUISITION HOLDINGS CL A ORD COM 36255F102 15 1,500 SH   SOLE   1,500 0 0
GSX TECHEDU 3 ADR REP 2 CL A ORD SPONSORED ADR 36257Y109 1 100 SH   SOLE   100 0 0
GTY TECHNOLOGY HOLDINGS ORD COM 362409104 85 12,510 SH   SOLE   12,510 0 0
GUARDANT HEALTH ORD COM 40131M109 82 950 SH   DFND   950 0 0
GX ACQUISITON UNT COM 36251A206 301 30,000 SH   SOLE   30,000 0 0
HALLIBURTON ORD COM 406216101 2 100 SH   DFND   100 0 0
HANCOCK JAFFE COM 41015N106 5 5,000 SH   DFND   5,000 0 0
HANGER ORD COM 41043F208 14 776 SH   DFND   776 0 0
HARTFRD FNCL DS REP 1/1000 SRS G PRF COM 416518603 53 2,000 SH   SOLE   2,000 0 0
HAYMAKER ACQUISITION UNT COM 42087L200 2 200 SH   SOLE   200 0 0
HC2 HOLDINGS ORD COM 404139107 88 37,500 SH   SOLE   37,500 0 0
HC2 HOLDINGS ORD COM 404139107 1 455 SH Call SOLE   455 0 0
HCA HEALTHCARE ORD COM 40412C101 175 1,300 SH   DFND   1,300 0 0
HEALTH INSURANCE INNOVATION CL A ORD COM 42225K106 9 350 SH   DFND   350 0 0
HEALTHEQUITY ORD COM 42226A107 13 200 SH   SOLE   200 0 0
HEICO CL A ORD COM 422806208 1,951 18,879 SH   SOLE   18,879 0 0
HELIOS AND MATHESON ANALYTICS ORD COM 42327L309 0 1,004 SH   DFND   1,004 0 0
HELIOS AND MATHESON ANALYTICS ORD COM 42327L309 0 2 SH Call DFND   2 0 0
HELIOS AND MATHESON ANALYTICS ORD COM 42327L309 0 2 SH Put DFND   2 0 0
HERBALIFE NUTRITION ORD COM G4412G101 0 4 SH   SOLE   4 0 0
HERSHA HOSPITALITY CL A REIT ORD COM 427825500 13 836 SH   DFND   836 0 0
HERTZ GLOBAL HOLDINGS ORD COM 42806J106 4 251 SH   DFND   251 0 0
HERTZ GLOBAL HOLDINGS RTS COM 42806J114 0 251 SH   DFND   251 0 0
HEWLETT PACKARD ENTERPRISE ORD COM 42824C109 8 586 SH   DFND   586 0 0
HEXO ORD (ASE) COM 428304109 0 45 SH Call SOLE   45 0 0
HIGHPOWER INTERNATIONAL ORD COM 43113X101 25 6,000 SH   SOLE   6,000 0 0
HIMAX TECHNOLOGIES ADR REP 2 ORD SPONSORED ADR 43289P106 52 15,000 SH   SOLE   15,000 0 0
HORIZON THERAPEUTICS PUBLIC ORD COM G4617B105 80 3,350 SH   SOLE   3,350 0 0
HOWARD BANCORP ORD COM 442496105 6 401 SH   SOLE   401 0 0
HOWARD HUGHES ORD COM 44267D107 3 26 SH Call DFND   26 0 0
HOWARD HUGHES ORD COM 44267D107 0 1 SH Put DFND   1 0 0
HTG MOLECULAR DIAGNOSTICS ORD COM 40434H104 2 1,600 SH   DFND   1,600 0 0
HUBSPOT ORD COM 443573100 165 970 SH   DFND   970 0 0
HUMANA ORD COM 444859102 185 700 SH   DFND   700 0 0
HUTCHSN CHINA MEDTCH ADR REP 5 ORD SPONSORED ADR 44842L103 634 28,850 SH   SOLE   28,850 0 0
HYDROGENICS ORD COM 448883207 5 393 SH   SOLE   393 0 0
HYDROGENICS ORD COM 448883207 0 10 SH Call SOLE   10 0 0
IANTHUS CAPITAL ORD COM 45074T102 258 76,418 SH   SOLE   76,418 0 0
IDACORP ORD COM 451107106 80 800 SH   DFND   800 0 0
ILLUMINA ORD COM 452327109 9 27 SH   SOLE   27 0 0
IMMERSION ORD COM 452521107 13 1,826 SH   SOLE   1,826 0 0
INDEPENDENT BANK GROUP ORD COM 45384B106 6 111 SH   DFND   111 0 0
INDEPENDENT BANK ORD COM 453838609 5 271 SH   DFND   271 0 0
INFLARX ORD COM N44821101 884 280,000 SH   SOLE   280,000 0 0
INPHONIC ORD (OTC) COM 45772G105 0 14,472 SH   SOLE   14,472 0 0
INSEEGO ORD COM 45782B104 131 27,500 SH   SOLE   27,500 0 0
INTELSAT ORD COM L5140P101 0 50 SH Call SOLE   50 0 0
INTERCONTINENTAL EXCHANGE ORD COM 45866F104 85 1,000 SH   DFND   1,000 0 0
INTERMOLECULAR ORD COM 45882D109 316 270,500 SH   SOLE   270,500 0 0
INTERNATIONAL BUSINESS MACHINES ORD COM 459200101 4 32 SH   DFND   32 0 0
INTERNATIONAL SPEEDWAY CL A ORD COM 460335201 8 200 SH   DFND   200 0 0
INTUIT ORD COM 461202103 30 118 SH   DFND   118 0 0
INTUITIVE SURGICAL ORD COM 46120E602 47 91 SH   DFND   91 0 0
INVESCO CREDIT DYNAMIC OPP CF COM 46132R104 226 20,219 SH   DFND   20,219 0 0
INVESCO HIGH INCM 2024 TRGT TERM CF COM 46136K105 131 12,971 SH   SOLE   12,971 0 0
INVESCO SNR INCOME CF COM 46131H107 98 22,750 SH   DFND   22,750 0 0
INVSC CRNCYSH EURO CURRENCY ETF COM 46138K103 10 100 SH   DFND   100 0 0
INVSC QQQ TRUST SRS 1 ETF COM 46090E103 1 9 SH Call DFND   9 0 0
INVSC QQQ TRUST SRS 1 ETF COM 46090E103 59 318 SH Put DFND   318 0 0
ISHARES 20 PLS YEAR TREASURY BND ETF COM 464287432 0 1 SH Call DFND   1 0 0
ISHARES 20 PLS YEAR TREASURY BND ETF COM 464287432 0 1 SH Put DFND   1 0 0
ISHARES CHINA LARGE CAP ETF COM 464287184 2 50 SH Call DFND   50 0 0
ISHARES IBOXX HIGH YIELD BOND ETF COM 464288513 30 351 SH Put DFND   351 0 0
ISHARES MSCI EMERGING MARKETS ETF COM 464287234 1,392 32,462 SH   DFND   32,462 0 0
ISHARES MSCI EMERGING MARKETS ETF COM 464287234 4 100 SH Put DFND   100 0 0
ISHARES PHLX SEMICONDUCTOR ETF COM 464287523 496 2,500 SH   SOLE   2,500 0 0
ISHARES RUSSELL 2000 ETF COM 464287655 3 25 SH Call DFND   25 0 0
ISHARES RUSSELL 2000 ETF COM 464287655 27 174 SH Put DFND   174 0 0
ISHARES SILVER TRUST ETF COM 46428Q109 1 100 SH   DFND   100 0 0
ISHARES SILVER TRUST ETF COM 46428Q109 3 270 SH Call DFND   270 0 0
ITRON ORD COM 465741106 15 253 SH   SOLE   253 0 0
IVY HIGH INCOME OPPORTUNITIES CF COM 465893105 100 7,400 SH   DFND   7,400 0 0
JD.COM ADR REP 2 CL A ORD SPONSORED ADR 47215P106 118 3,919 SH   DFND   3,919 0 0
JD.COM ADR REP 2 CL A ORD SPONSORED ADR 47215P106 3 100 SH Call DFND   100 0 0
JOHN HANCOCK FINANCIAL OPP CF COM 409735206 129 4,033 SH   DFND   4,033 0 0
JPMORGAN CHASE ORD COM 46625H100 111 1,000 SH   DFND   1,000 0 0
JPMORGAN CHASE ORD COM 46625H100 3 30 SH Call DFND   30 0 0
JUNIPER NETWORKS ORD (NYS) COM 48203R104 0 10 SH Call DFND   10 0 0
KALVISTA PHARMACEUTICALS ORD COM 483497103 13 595 SH   SOLE   595 0 0
KAR AUCTION SERVICES ORD COM 48238T109 50 2,000 SH   DFND   2,000 0 0
KARUNA THERAPEUTICS ORD COM 48576A100 16 811 SH   SOLE   811 0 0
KARYOPHARM THERAPEUTICS ORD COM 48576U106 5 1,000 SH   DFND   1,000 0 0
KB FINANCIAL GROUP ADR REP ONE ORD SPONSORED ADR 48241A105 3 99 SH   SOLE   99 0 0
KELLY SERVICES CL B ORD COM 488152307 35 1,390 SH   SOLE   1,390 0 0
KEMPER ORD COM 488401100 80 930 SH   DFND   930 0 0
KEZAR LIFE SCIENCES ORD COM 49372L100 11 1,492 SH   DFND   1,492 0 0
KHIRON LIFE SCIENCES ORD COM 49374L306 1 1,000 SH   SOLE   1,000 0 0
KIRKLAND LAKE GOLD ORD COM 49741E100 107 2,500 SH   DFND   2,500 0 0
KIRKLAND LAKE GOLD ORD COM 49741E100 0 1 SH Call DFND   1 0 0
KLA TENCOR ORD COM 482480100 1 11 SH   DFND   11 0 0
KNOLL ORD COM 498904200 15 685 SH   SOLE   685 0 0
KNOWLES ORD COM 49926D109 183 10,000 SH   SOLE   10,000 0 0
KOHL'S ORD COM 500255104 4 100 SH Call DFND   100 0 0
KOREA ELECTRIC POWER ADR REP 1/2 ORD SPONSORED ADR 500631106 54 4,953 SH   SOLE   4,953 0 0
KRAFT HEINZ ORD COM 500754106 12 408 SH   DFND   408 0 0
KRATON ORD COM 50077C106 5 165 SH   SOLE   165 0 0
KRATOS DEFENSE AND SECURITY SOLS ORD COM 50077B207 171 7,500 SH   SOLE   7,500 0 0
KROGER ORD COM 501044101 0 32 SH   DFND   32 0 0
KT ADR REP 1/2 ORD SPONSORED ADR 48268K101 8,859 716,201 SH   SOLE   716,201 0 0
KUSHCO HOLDINGS ORD COM 50133S103 5 1,000 SH   SOLE   1,000 0 0
LADDER CAPITAL CL A ORD COM 505743104 8 486 SH   DFND   486 0 0
LAKELAND BANCORP ORD COM 511637100 4 299 SH   DFND   299 0 0
LAKELAND FINANCIAL ORD COM 511656100 4 104 SH   DFND   104 0 0
LAM RESEARCH ORD COM 512807108 12 68 SH   DFND   68 0 0
LANDCADIA HOLDINGS II UNT COM 51476X204 79 7,900 SH   SOLE   7,900 0 0
LANDEC ORD COM 514766104 13 1,435 SH   SOLE   1,435 0 0
LENDINGTREE ORD COM 52603B107 79 190 SH   DFND   190 0 0
LENNAR CL B ORD COM 526057302 23 599 SH   SOLE   599 0 0
LEO HOLDINGS CL A ORD COM G5463L105 1,925 187,500 SH   SOLE   187,500 0 0
LEO HOLDINGS EQY WRT EXP 04/05/2023 COM G5463L113 144 115,440 SH   SOLE   115,440 0 0
LG DISPLAY ADR REP 1/2 ORD SPONSORED ADR 50186V102 3,956 510,497 SH   SOLE   510,497 0 0
LIBERTY BROADBAND SRS A ORD COM 530307107 35 344 SH   SOLE   344 0 0
LIBERTY LATIN AMERICA CL C ORD COM G5480U153 171 10,000 SH   SOLE   10,000 0 0
LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD COM 531229607 78 2,060 SH   SOLE   2,060 0 0
LIFEVANTAGE ORD COM 53222K205 16 1,300 SH   SOLE   1,300 0 0
LIGAND PHARMACEUTICALS ORD COM 53220K504 14 125 SH   DFND   125 0 0
LILIS ENERGY ORD COM 532403201 2 4,100 SH   SOLE   4,100 0 0
LIPOCINE ORD COM 53630X104 27 14,240 SH   DFND   14,240 0 0
LIQTECH INTERNATIONAL ORD COM 53632A201 99 10,000 SH   SOLE   10,000 0 0
LIQUIDIA TECHNOLOGIES ORD COM 53635D202 3 493 SH   SOLE   493 0 0
LIVENT ORD COM 53814L108 142 20,617 SH   DFND   20,617 0 0
LIVEXLIVE MEDIA ORD COM 53839L208 5 1,290 SH   SOLE   1,290 0 0
LLOYDS BANKING GROUP ADR 4 ORD SPONSORED ADR 539439109 7,173 2,525,945 SH   SOLE   2,525,945 0 0
LMP CAPITAL & INCM CF COM 50208A102 16 1,215 SH   DFND   1,215 0 0
LOUISIANA PACIFIC ORD COM 546347105 2 100 SH   SOLE   100 0 0
LOVESAC COMPANY ORD COM 54738L109 127 4,094 SH   DFND   4,094 0 0
LSC COMMUNICATIONS ORD COM 50218P107 175 47,942 SH   DFND   47,942 0 0
LULULEMON ATHLETICA ORD COM 550021109 116 644 SH   DFND   644 0 0
LYONDELLBASELL INDUSTRIES CL A ORD COM N53745100 3,166 36,763 SH   SOLE   36,763 0 0
MAG SILVER ORD COM 55903Q104 0 40 SH   DFND   40 0 0
MAGELLAN HEALTH ORD COM 559079207 502 6,776 SH   DFND   6,776 0 0
MAIDEN HLDNG 7.125 SRS C NON CUM PRF COM G5753U138 49 10,000 SH   SOLE   10,000 0 0
MAIDEN HOLDINGS LTD COM 560292302 697 43,605 SH   SOLE   43,605 0 0
MAIDEN HOLDINGS ORD COM G5753U112 0 400 SH   SOLE   400 0 0
MAKEMYTRIP ORD COM V5633W109 4 183 SH   SOLE   183 0 0
MALVERN BANCORP ORD COM 561409103 54 2,489 SH   DFND   2,489 0 0
MARKER THERAPEUTICS ORD COM 57055L107 197 24,883 SH   DFND   24,883 0 0
MARLIN BUSINESS SERVICES ORD COM 571157106 16 676 SH   DFND   676 0 0
MARRIOTT INTERNATIONAL CL A ORD COM 571903202 35 251 SH   DFND   251 0 0
MARSH & MCLENNAN ORD COM 571748102 149 1,500 SH   DFND   1,500 0 0
MAXIM INTEGRATED PRODUCTS ORD COM 57772K101 25 424 SH   DFND   424 0 0
MAYVILLE ENGINEERING CO ORD COM 578605107 59 4,340 SH   DFND   4,340 0 0
MCKESSON ORD COM 58155Q103 174 1,296 SH   DFND   1,296 0 0
MDU RESOURCES GROUP ORD COM 552690109 14 567 SH   DFND   567 0 0
MEDALLION FINANCIAL ORD COM 583928106 0 80 SH   DFND   80 0 0
MEDIDATA SOLUTIONS ORD COM 58471A105 13 152 SH Call SOLE   152 0 0
MEGALITH FINANCIAL ACQUISITION UNT COM 58518F208 78 7,700 SH   SOLE   7,700 0 0
MELLANOX TECHNOLOGIES ORD COM M51363113 5,272 47,646 SH   SOLE   47,646 0 0
MERCADOLIBRE ORD COM 58733R102 13 22 SH   DFND   22 0 0
MFS CHARTER INCOME CF COM 552727109 36 4,475 SH   DFND   4,475 0 0
MGIC INVESTMENT ORD COM 552848103 80 6,160 SH   DFND   6,160 0 0
MICROCHIP TECHNOLOGY ORD COM 595017104 8 100 SH   DFND   100 0 0
MICRON SOLUTIONS ORD COM 59511X105 240 98,155 SH   SOLE   98,155 0 0
MICRON TECHNOLOGY ORD COM 595112103 897 23,251 SH   DFND   23,251 0 0
MICRON TECHNOLOGY ORD COM 595112103 5 150 SH Call DFND   150 0 0
MICRON TECHNOLOGY ORD COM 595112103 0 7 SH Put DFND   7 0 0
MICROSOFT ORD COM 594918104 550 4,106 SH   DFND   4,106 0 0
MODERNA ORD COM 60770K107 314 21,500 SH   DFND   21,500 0 0
MOHAWK GROUP HOLDINGS ORD COM 608189106 3 400 SH   SOLE   400 0 0
MONDELEZ INTERNATIONAL CL A ORD COM 609207105 35 652 SH   DFND   652 0 0
MONEYGRAM INTERNATIONAL ORD COM 60935Y208 12 5,200 SH   DFND   5,200 0 0
MONEYGRAM INTERNATIONAL ORD COM 60935Y208 0 105 SH Call DFND   105 0 0
MONGODB CL A ORD COM 60937P106 30 200 SH   DFND   200 0 0
MORGAN STANL DS REP 1/1000 SRS E PRF COM 61762V200 2 92 SH   SOLE   92 0 0
MORGAN STANLEY EMERGING MKT DEBT CF COM 61744H105 156 16,794 SH   DFND   16,794 0 0
MOTUS GI HOLDINGS ORD COM 62014P108 446 147,500 SH   SOLE   147,500 0 0
MOUNTAIN PROVINCE DIAMONDS ORD COM 62426E402 23 22,550 SH   SOLE   22,550 0 0
MS EMERGING MARKTS DOMESTIC DEBT CF COM 617477104 17 2,522 SH   DFND   2,522 0 0
MSC INDUSTRIAL CL A ORD COM 553530106 29 400 SH   DFND   400 0 0
MULTI COLOR ORD (NMS) COM 625383104 0 20 SH Call SOLE   20 0 0
MULTI COLOR ORD (NMS) COM 625383104 1 40 SH Put SOLE   40 0 0
MUSTANG BIO ORD COM 62818Q104 736 200,000 SH   SOLE   200,000 0 0
MYLAN ORD COM N59465109 182 9,596 SH   SOLE   9,596 0 0
MYLAN ORD COM N59465109 1 63 SH Call SOLE   63 0 0
MYOKARDIA ORD COM 62857M105 15 307 SH   DFND   307 0 0
MYRIAD GENETICS ORD COM 62855J104 34 1,250 SH   SOLE   1,250 0 0
MYRIAD GENETICS ORD COM 62855J104 0 5 SH Call SOLE   5 0 0
NASPERS SPON 5 ADR REP CL N ORD SPONSORED ADR 631512209 0 4 SH   SOLE   4 0 0
NATIONAL BANK HOLDINGS CL A ORD COM 633707104 4 131 SH   SOLE   131 0 0
NATIONAL GENERAL HOLDINGS ORD COM 636220303 13 605 SH   DFND   605 0 0
NAVISTAR INTERNATIONAL ORD COM 63934E108 34 1,000 SH   DFND   1,000 0 0
NELNET CL A ORD COM 64031N108 14 245 SH   DFND   245 0 0
NETAPP ORD COM 64110D104 6 112 SH   DFND   112 0 0
NETFLIX ORD COM 64110L106 254 693 SH   DFND   693 0 0
NETFLIX ORD COM 64110L106 12 33 SH Put DFND   33 0 0
NEUBERGER BERMAN HGH YLD STRATGS CF COM 64128C106 198 17,000 SH   DFND   17,000 0 0
NEW AGE BEVERAGES ORD COM 64157V108 0 51 SH Call DFND   51 0 0
NEW AMERICA HIGH INCOME CF COM 641876800 8 912 SH   DFND   912 0 0
NEW RELIC ORD COM 64829B100 78 902 SH   DFND   902 0 0
NEW RESIDENTIAL INVESTMENT REIT ORD COM 64828T201 14 961 SH   DFND   961 0 0
NEW YORK TIMES CL A ORD COM 650111107 80 2,470 SH   DFND   2,470 0 0
NEWELL BRANDS ORD COM 651229106 231 15,000 SH   DFND   15,000 0 0
NEWELL BRANDS ORD COM 651229106 1 100 SH Call DFND   100 0 0
NEWMONT GOLDCORP ORD COM 651639106 0 25 SH Call DFND   25 0 0
NEWPARK RSC ORD COM 651718504 4 631 SH   SOLE   631 0 0
NEXPOINT STRATEGIC OPPORTUNITIES CF COM 65340G205 24 1,318 SH   DFND   1,318 0 0
NEXSTAR MEDIA GROUP CL A ORD COM 65336K103 80 800 SH   DFND   800 0 0
NIELSEN HOLDINGS ORD COM G6518L108 0 15 SH Call SOLE   15 0 0
NII HOLDINGS ORD COM 62913F508 726 430,000 SH   DFND   430,000 0 0
NINTENDO ADR COM 654445303 0 4 SH   DFND   4 0 0
NIO ADS REP 1 CL A ORD COM 62914V106 8 3,400 SH   DFND   3,400 0 0
NJ RESOURCES ORD COM 646025106 12 243 SH   DFND   243 0 0
NL INDUSTRIES ORD COM 629156407 10 2,944 SH   SOLE   2,944 0 0
NOBLE ORD COM G65431101 3 2,037 SH   SOLE   2,037 0 0
NOKIA ADR REPSG 1 SER A ORD SPONSORED ADR 654902204 322 64,292 SH   DFND   64,292 0 0
NOODLES CL A ORD COM 65540B105 15 2,010 SH   DFND   2,010 0 0
NORDSTROM ORD COM 655664100 7 225 SH Call DFND   225 0 0
NORTHERN DYNASTY MINERALS ORD COM 66510M204 12 20,000 SH   DFND   20,000 0 0
NORTHERN OIL AND GAS ORD COM 665531109 4 2,118 SH   DFND   2,118 0 0
NORTHSTAR REALTY EUROPE ORD COM 66706L101 82 5,000 SH   DFND   5,000 0 0
NRTN TR 1000 DS REP 1 SRS C PREP PRF COM 665859872 30 1,200 SH   SOLE   1,200 0 0
NUVEEN AMT FREE MNCPL CRDT INCM CF COM 67071L106 30 1,944 SH   DFND   1,944 0 0
NUVEEN AMT FREE MUNICIPAL CF COM 670695105 2 162 SH   DFND   162 0 0
NUVEEN AMT FREE QLTY MNCPL INCM CF COM 670657105 6 486 SH   DFND   486 0 0
NUVEEN ARIZONA QLTY MNCPL INCM CF COM 67061W104 2 162 SH   DFND   162 0 0
NUVEEN CALIF SELECT TAX-FREE INCM CF COM 67063R103 1 81 SH   DFND   81 0 0
NUVEEN CALIFORNIA MUNICIPAL VALUE CF COM 67062C107 2 243 SH   DFND   243 0 0
NUVEEN CALIFORNIA MUNICIPL VAL 2 CF COM 6706EB106 1 81 SH   DFND   81 0 0
NUVEEN CLIFORNIA QULTY MNCPL INCM CF COM 67066Y105 9 648 SH   DFND   648 0 0
NUVEEN CORE EQUITY ALPHA CF COM 67090X107 18 1,296 SH   DFND   1,296 0 0
NUVEEN CREDIT OPPORTUNITIES 2022 CF COM 67075U102 0 81 SH   DFND   81 0 0
NUVEEN CREDIT STRATEGIES INCOME CF COM 67073D102 497 62,810 SH   DFND   62,810 0 0
NUVEEN DIVERSIFIED DIVIDEND INCM CF COM 6706EP105 11 1,053 SH   DFND   1,053 0 0
NUVEEN DOW 30SM DYNAMIC OVRWRT CF COM 67075F105 31 1,773 SH   DFND   1,773 0 0
NUVEEN ENHANCED MUNICIPAL VALUE CF COM 67074M101 2 162 SH   DFND   162 0 0
NUVEEN FLOATG RATE INCM OPPORTNTY CF COM 6706EN100 5 567 SH   DFND   567 0 0
NUVEEN FLOATING RATE INCOME CF COM 67072T108 31 3,240 SH   DFND   3,240 0 0
NUVEEN GEORGIA QLTY MNCPL INCM CF COM 67072B107 2 162 SH   DFND   162 0 0
NUVEEN GLOBAL HIGH INCOME CF COM 67075G103 28 1,828 SH   DFND   1,828 0 0
NUVEEN HG INCM NOV 2021 TRGT NAV CF COM 67077N106 3 324 SH   SOLE   324 0 0
NUVEEN HIGH INCOME 2020 CF COM 67075L102 70 7,103 SH   DFND   7,103 0 0
NUVEEN INTERMEDIATE DURATION MUNI CF COM 670671106 3 243 SH   DFND   243 0 0
NUVEEN MARYLAND QLTY MNCPL INCM CF COM 67061Q107 66 5,162 SH   DFND   5,162 0 0
NUVEEN MASACHUSET QLTY MNCPL INCM CF COM 67061E104 1 81 SH   DFND   81 0 0
NUVEEN MICHIGAN QLTY MNCPL INCM CF COM 670979103 11 856 SH   DFND   856 0 0
NUVEEN MORTGAGE OPPORTUNITY TERM CF COM 670735109 3 162 SH   DFND   162 0 0
NUVEEN MUNI HIGH INC OPPORTUNITY CF COM 670682103 6 486 SH   DFND   486 0 0
NUVEEN MUNICIPAL 2021 TARGET TERM CF COM 670687102 1 200 SH   SOLE   200 0 0
NUVEEN MUNICIPAL CREDIT INCOME CF COM 67070X101 106 6,782 SH   DFND   6,782 0 0
NUVEEN MUNICIPAL INCOME CF COM 67062J102 1 162 SH   DFND   162 0 0
NUVEEN NASDAQ 100 DYNAMIC OVRWRT CF COM 670699107 39 1,782 SH   DFND   1,782 0 0
NUVEEN NEW JERSEY QLTY MNCPL INCM CF COM 67069Y102 5 405 SH   DFND   405 0 0
NUVEEN NEW YORK QLTY MNCPL INCM CF COM 67066X107 2 162 SH   DFND   162 0 0
NUVEEN NY AMT FREE QLT MNCPL INCM CF COM 670656107 76 5,816 SH   DFND   5,816 0 0
NUVEEN NY SELECT TAX-FREE INCM CF COM 67063V104 1 81 SH   DFND   81 0 0
NUVEEN OHIO QLTY MNCPL INCM CF COM 670980101 2 162 SH   DFND   162 0 0
NUVEEN PNSYLVANIA QLTY MNCPL INCM CF COM 670972108 5 405 SH   DFND   405 0 0
NUVEEN PREF AND INCM SECURITIES CF COM 67072C105 19 2,025 SH   DFND   2,025 0 0
NUVEEN PREFERRD AND INCM 2022 TRM CF COM 46623C202 3 162 SH   DFND   162 0 0
NUVEEN PREFERRED AND INCM OPP CF COM 67073B106 6 648 SH   DFND   648 0 0
NUVEEN PREFERRED AND INCOME TERM CF COM 67075A106 5 243 SH   DFND   243 0 0
NUVEEN QUALITY MUNICIPAL INCM CF COM 67066V101 4 324 SH   DFND   324 0 0
NUVEEN REAL ASSET INCOME AND GRO CF COM 67074Y105 5 324 SH   DFND   324 0 0
NUVEEN REAL ESTATE INCOME CF COM 67071B108 7 729 SH   DFND   729 0 0
NUVEEN S P 500 BUY WRITE INC CF COM 6706ER101 26 2,025 SH   DFND   2,025 0 0
NUVEEN S P 500 DYNAMIC OVRWRT CF COM 6706EW100 19 1,215 SH   DFND   1,215 0 0
NUVEEN SELECT TAX FREE INCOME 2 CF COM 67063C106 2 162 SH   DFND   162 0 0
NUVEEN SELECT TAX-FREE INCOME 3 CF COM 67063X100 2 162 SH   DFND   162 0 0
NUVEEN SELECT TAX-FREE INCOME CF COM 67062F100 2 162 SH   DFND   162 0 0
NUVEEN SENIOR INCOME CF COM 67067Y104 1 324 SH   DFND   324 0 0
NUVEEN SHORT DURATION CREDIT CF COM 67074X107 5 324 SH   DFND   324 0 0
NUVEEN TAX ADVNTGD DIVDND GRWTH CF COM 67073G105 10 648 SH   DFND   648 0 0
NUVEEN TAX-ADVANTAGED TOTAL RETN CF COM 67090H102 5 486 SH   DFND   486 0 0
NUVEEN TAXABLE MUNICIPAL INCM NAV CF COM 67074C103 318 14,982 SH   DFND   14,982 0 0
NUVEEN VIRGINIA QLTY MNCPL INCM CF COM 67064R102 2 162 SH   DFND   162 0 0
NUVEN CALIFOR AMT FREE QLT MNCPL CF COM 670651108 2 162 SH   DFND   162 0 0
NVIDIA ORD COM 67066G104 1,841 11,215 SH   DFND   11,215 0 0
NXCHAIN ORD COM 629471103 1 800 SH   SOLE   800 0 0
NXP SEMICONDUCTORS ORD COM N6596X109 746 7,649 SH   SOLE   7,649 0 0
NXP SEMICONDUCTORS ORD COM N6596X109 0 2 SH Put SOLE   2 0 0
O'REILLY AUTOMOTIVE ORD COM 67103H107 553 1,500 SH   DFND   1,500 0 0
O'REILLY AUTOMOTIVE ORD COM 67103H107 1 5 SH Put DFND   5 0 0
OAKTREE CAPITAL GROUP CL A UNT (NYS) COM 674001201 0 6 SH Call SOLE   6 0 0
OAKTREE CAPITAL GROUP CL A UNT (NYS) COM 674001201 0 2 SH Put SOLE   2 0 0
OAKTREE SPECIALTY LENDING ORD COM 67401P108 13 2,583 SH   DFND   2,583 0 0
OASMIA PHARMACEUTICAL ADR REP 3 ORD SPONSORED ADR 67421W109 2 2,600 SH   SOLE   2,600 0 0
OCCIDENTAL PETROLEUM ORD COM 674599105 25 516 SH Put DFND   516 0 0
OFFICE DEPOT ORD COM 676220106 0 50 SH Put DFND   50 0 0
OHR PHARMACEUTICAL ORD COM 67778H309 104 30,520 SH   SOLE   30,520 0 0
OLD POINT FINANCIAL ORD COM 680194107 4 216 SH   SOLE   216 0 0
OLLIES BARGAIN OUTLET HLDG ORD COM 681116109 81 930 SH   DFND   930 0 0
OMEROS ORD (NMS) COM 682143102 0 5 SH Call SOLE   5 0 0
ONEOK ORD COM 682680103 0 6 SH   DFND   6 0 0
ONESPAWORLD HOLDINGS LTD COM P73684105 93 20,000 SH   SOLE   20,000 0 0
OPKO HEALTH ORD COM 68375N103 0 200 SH   SOLE   200 0 0
ORACLE ORD COM 68389X105 0 5 SH Call DFND   5 0 0
ORBCOMM ORD COM 68555P100 4 660 SH   SOLE   660 0 0
OSMOTICA PHARMACEUTICALS ORD COM G6S41R101 15 4,046 SH   SOLE   4,046 0 0
OUTFRONT MEDIA ORD COM 69007J106 3 147 SH   DFND   147 0 0
OVERSTOCK COM ORD COM 690370101 243 17,930 SH   DFND   17,930 0 0
OVERSTOCK COM ORD COM 690370101 4 350 SH Call DFND   350 0 0
OWENS ILLINOIS ORD COM 690768403 2 145 SH   DFND   145 0 0
PACCAR ORD COM 693718108 11 157 SH   DFND   157 0 0
PACIFIC BIOSCIENCES OF CALIFRNIA ORD COM 69404D108 67 11,200 SH   DFND   11,200 0 0
PACW PACWEST BANCORP ORD COM 695263103 4 126 SH   DFND   126 0 0
PALO ALTO NETWORKS ORD COM 697435105 20 100 SH   DFND   100 0 0
PAMPA ENERGIA ADR REPSG 25 ORD SPONSORED ADR 697660207 49 1,435 SH   SOLE   1,435 0 0
PAN AMER SILVER ORD COM 697900108 16 1,270 SH   DFND   1,270 0 0
PAN AMER SILVER ORD COM 697900108 0 16 SH Put DFND   16 0 0
PARATEK PHARMACEUTICALS ORD COM 699374302 1 500 SH   SOLE   500 0 0
PARETEUM ORD COM 69946T207 0 50 SH Call SOLE   50 0 0
PARKER HANNIFIN ORD COM 701094104 68 400 SH   DFND   400 0 0
PARSLEY ENERGY CL A ORD COM 701877102 6 330 SH   DFND   330 0 0
PATTERN ENERGY GROUP CL A ORD COM 70338P100 30 1,327 SH   DFND   1,327 0 0
PATTERSON COMPANIES ORD COM 703395103 208 9,100 SH   DFND   9,100 0 0
PATTERSON COMPANIES ORD COM 703395103 0 15 SH Call DFND   15 0 0
PAYCHEX ORD COM 704326107 8 100 SH Put DFND   100 0 0
PAYLOCITY HOLDING ORD COM 70438V106 79 850 SH   SOLE   850 0 0
PAYPAL HOLDINGS ORD COM 70450Y103 203 1,782 SH   DFND   1,782 0 0
PCM FUND CF COM 69323T101 1 162 SH   DFND   162 0 0
PCM ORD COM 69323K100 0 5 SH Put SOLE   5 0 0
PDVWIRELESS ORD COM 69290R104 70 1,500 SH   SOLE   1,500 0 0
PEAPACK GLADSTONE FINANCIAL ORD COM 704699107 4 176 SH   DFND   176 0 0
PENNANTPARK FLOATING RATE CAPITA ORD COM 70806A106 229 19,890 SH   DFND   19,890 0 0
PENNANTPARK INVESTMENT ORD COM 708062104 61 9,810 SH   DFND   9,810 0 0
PEPSICO ORD COM 713448108 76 585 SH   DFND   585 0 0
PERSHING SQR HLDNGS REG S CL USD ORD (PNK) COM G7016V101 445 25,100 SH   SOLE   25,100 0 0
PERSONALIS ORD COM 71535D106 119 4,401 SH   DFND   4,401 0 0
PERSPECTA ORD COM 715347100 27 1,193 SH   SOLE   1,193 0 0
PETROLEO BRASILEIRO ADR REPSTG 2 ORD SPONSORED ADR 71654V408 768 49,350 SH   DFND   49,350 0 0
PG&E ORD COM 69331C108 0 4 SH Call DFND   4 0 0
PG&E ORD COM 69331C108 1 76 SH Put DFND   76 0 0
PGIM GLOBAL HIGH YIELD CF COM 69346J106 48 3,333 SH   DFND   3,333 0 0
PGIM HIGH YIELD BOND CF COM 69346H100 40 2,785 SH   DFND   2,785 0 0
PHIBRO ANIMAL HEALTH CL A ORD COM 71742Q106 33 1,040 SH   SOLE   1,040 0 0
PHUNWARE ORD COM 71948P100 1 400 SH   DFND   400 0 0
PILGRIMS PRIDE ORD COM 72147K108 705 27,800 SH   SOLE   27,800 0 0
PILGRIMS PRIDE ORD COM 72147K108 25 1,019 SH Call SOLE   1,019 0 0
PIMCO CALIFOR MUNI INCM III CF COM 72201C109 3 324 SH   DFND   324 0 0
PIMCO CALIFORNIA MUNICI INCOME II CF COM 72200M108 3 324 SH   DFND   324 0 0
PIMCO CALIFORNIA MUNICIPAL INCOME CF COM 72200N106 3 162 SH   DFND   162 0 0
PIMCO CORP INCOME CF COM 72200U100 5 324 SH   DFND   324 0 0
PIMCO CORPORATE OPPORTUNITY CF COM 72201B101 27 1,539 SH   DFND   1,539 0 0
PIMCO DYNAMIC INCOME CF COM 72201Y101 15 486 SH   DFND   486 0 0
PIMCO DYNMC CRDT AND MRTG INCM CF COM 72202D106 261 10,949 SH   DFND   10,949 0 0
PIMCO ENRG TCTCL CRT OPPO CF COM 69346N107 52 2,692 SH   SOLE   2,692 0 0
PIMCO GLOBAL STOCKSPLUS INCOME CF COM 722011103 3 243 SH   DFND   243 0 0
PIMCO HIGH INCOME CF COM 722014107 11 1,458 SH   DFND   1,458 0 0
PIMCO INCOME OPPORTUNITY CF COM 72202B100 6 243 SH   DFND   243 0 0
PIMCO INCOME STRATEGY CF COM 72201H108 2 243 SH   DFND   243 0 0
PIMCO INCOME STRATEGY II CF COM 72201J104 8 823 SH   DFND   823 0 0
PIMCO MUNICIPAL INCOME CF COM 72200R107 8 567 SH   DFND   567 0 0
PIMCO MUNICIPAL INCOME II CF COM 72200W106 10 729 SH   DFND   729 0 0
PIMCO MUNICIPAL INCOME III CF COM 72201A103 127 10,354 SH   DFND   10,354 0 0
PIMCO NEW YORK MUN INCOME III CF COM 72201E105 0 81 SH   DFND   81 0 0
PIMCO NEW YORK MUNICI INCOME II CF COM 72200Y102 1 162 SH   DFND   162 0 0
PIMCO STRATEGIC INCOME CF COM 72200X104 3 405 SH   DFND   405 0 0
PIONEER HIGH INCOME CF COM 72369H106 4 546 SH   DFND   546 0 0
PIONEER MUNICIPAL HIGH INCOME ADV CF COM 723762100 9 908 SH   DFND   908 0 0
PIONEER MUNICIPAL HIGH INCOME CF COM 723763108 46 3,818 SH   DFND   3,818 0 0
PITNEY BOWES ORD COM 724479100 42 10,000 SH   DFND   10,000 0 0
PITNEY BOWES ORD COM 724479100 1 250 SH Call DFND   250 0 0
PIVOTAL ACQUISITION CL A ORD COM 72583A101 7,120 701,478 SH   DFND   701,478 0 0
PIVOTAL ACQUISITION CL A RED UNT COM 72583A200 1,456 125,600 SH   DFND   125,600 0 0
PIVOTAL SOFTWARE CL A ORD COM 72582H107 125 11,861 SH   SOLE   11,861 0 0
PIVOTAL SOFTWARE CL A ORD COM 72582H107 1 100 SH Call SOLE   100 0 0
PLANET FITNESS CL A ORD COM 72703H101 80 1,110 SH   DFND   1,110 0 0
PLUMAS BANCORP ORD COM 729273102 4 187 SH   SOLE   187 0 0
POINTER TELOCATION ORD COM M7946T104 39 2,615 SH   SOLE   2,615 0 0
POTNETWORK HOLDINGS INC COM 737636209 0 3,000 SH   SOLE   3,000 0 0
PPL ORD COM 69351T106 468 15,104 SH   DFND   15,104 0 0
PREFERRED APARTMENT COMM REIT ORD COM 74039L103 13 879 SH   DFND   879 0 0
PREVAIL THERAPEUTICS ORD COM 74140Y101 7 600 SH   DFND   600 0 0
PRIMERICA ORD COM 74164M108 80 670 SH   SOLE   670 0 0
PRIMORIS SERVICES ORD COM 74164F103 4 237 SH   SOLE   237 0 0
PRINCIPAL REAL ESTATE INCOME CF COM 74255X104 118 6,203 SH   SOLE   6,203 0 0
PROFIRE ENERGY ORD COM 74316X101 0 228 SH   DFND   228 0 0
PROS HOLDINGS ORD COM 74346Y103 16 257 SH   DFND   257 0 0
PROSHARES ULTRA S&P 500 ETF COM 74347R107 116 924 SH   DFND   924 0 0
PROSHARES ULTRA VIX SHORT TERM ETF COM 74347W148 71 2,259 SH   DFND   2,259 0 0
PROSHARES ULTRASHORT S&P 500 ETF COM 74347B383 24 792 SH   DFND   792 0 0
PROSHRES ULTRASHT 20 PLS YR TRSY ETF COM 74347B201 167 5,800 SH   DFND   5,800 0 0
PROVIDENCE SERVICE ORD COM 743815102 12 221 SH   SOLE   221 0 0
PUTNAM MASTER INTERMEDIATE INCOME CF COM 746909100 1 243 SH   DFND   243 0 0
PUTNAM MUNICIPAL OPPORTUNITIES CF COM 746922103 6 486 SH   DFND   486 0 0
PUTNAM PREMIER INCOME CF COM 746853100 4 972 SH   DFND   972 0 0
PYXUS INTERNATIONAL ORD COM 74737V106 182 12,000 SH   DFND   12,000 0 0
QEP RESOURCES ORD COM 74733V100 18 2,500 SH   DFND   2,500 0 0
QEP RESOURCES ORD COM 74733V100 0 32 SH Call DFND   32 0 0
QUAD GRAPHICS CL A ORD (NYS) COM 747301109 2 320 SH Call DFND   320 0 0
QUALCOMM ORD COM 747525103 612 8,051 SH   DFND   8,051 0 0
QUALCOMM ORD COM 747525103 0 5 SH Call DFND   5 0 0
QUOTIENT ORD COM G73268107 195 20,869 SH   SOLE   20,869 0 0
QUTOUTIAO 4 ADR REP CL A ORD (NMS) COM 74915J107 3 855 SH Call DFND   855 0 0
RANPAK HOLDINGS CL A ORD COM 75321W103 4 500 SH   DFND   500 0 0
RAPID7 ORD COM 753422104 57 1,000 SH   DFND   1,000 0 0
RE MAX HOLDINGS CL A ORD COM 75524W108 21 700 SH   DFND   700 0 0
REALOGY HOLDINGS ORD COM 75605Y106 3 500 SH Put DFND   500 0 0
RED HAT ORD COM 756577102 47,605 253,543 SH   DFND   253,543 0 0
REGENERON PHARMACEUTICALS ORD COM 75886F107 2 7 SH   DFND   7 0 0
REGIONAL MANAGEMENT ORD COM 75902K106 10 399 SH   SOLE   399 0 0
REGULUS RESOURCES ORD COM 75915G100 2 2,500 SH   DFND   2,500 0 0
REPLAY ACQUISITION UNT COM G75130123 97 9,750 SH   SOLE   9,750 0 0
REVANCE THERAPEUTICS ORD COM 761330109 37 2,901 SH   DFND   2,901 0 0
REVOLVE GROUP CL A ORD COM 76156B107 118 3,441 SH   DFND   3,441 0 0
REWALK ROBOTICS LTD COM M8216Q200 326 75,120 SH   SOLE   75,120 0 0
RIO TINTO ADR REP ONE ORD SPONSORED ADR 767204100 2,921 46,865 SH   DFND   46,865 0 0
RITE AID ORD COM 767754872 1 205 SH   SOLE   205 0 0
RIVERNORTH DOUBLLINE STRTGC OPTY CF COM 76882G107 228 13,391 SH   SOLE   13,391 0 0
RIVERNORTH OPPORTUNI MUN INC NAV CF COM 76883F108 214 10,038 SH   SOLE   10,038 0 0
ROKU CL A ORD COM 77543R102 80 890 SH   DFND   890 0 0
ROSS STORES ORD COM 778296103 16 166 SH   DFND   166 0 0
RR DONNELLEY AND SONS ORD COM 257867200 4 2,064 SH   SOLE   2,064 0 0
RTW RETAILWINDS ORD COM 74980D100 4 2,389 SH   SOLE   2,389 0 0
RUSH ENTERPRISES CL A ORD COM 781846209 38 1,050 SH   SOLE   1,050 0 0
SABRA HEALTH CARE REIT ORD COM 78573L106 10 514 SH   DFND   514 0 0
SABRE ORD COM 78573M104 444 20,000 SH   DFND   20,000 0 0
SAFEGUARD SCIENTIFICS ORD COM 786449207 78 6,500 SH   SOLE   6,500 0 0
SAILPOINT TECHNOLOGIES HOLDINGS ORD COM 78781P105 521 26,000 SH   DFND   26,000 0 0
SALLY BEAUTY HOLDINGS ORD (NYS) COM 79546E104 1 85 SH Put DFND   85 0 0
SAMSUNG ELECTRONICS REG S GDR COM 796050888 1 1 SH   SOLE   1 0 0
SANDERSON FARMS ORD COM 800013104 54 400 SH   DFND   400 0 0
SANDERSON FARMS ORD COM 800013104 18 138 SH Call DFND   138 0 0
SANDRIDGE MISSISSIPPIAN UNT COM 80007T101 1 2,234 SH   DFND   2,234 0 0
SANDSTORM GOLD ORD COM 80013R206 109 19,800 SH   DFND   19,800 0 0
SANGAMO THERAPEUTICS ORD COM 800677106 5 513 SH   DFND   513 0 0
SAREPTA THERAPEUTICS ORD COM 803607100 574 3,778 SH   DFND   3,778 0 0
SAREPTA THERAPEUTICS ORD COM 803607100 0 1 SH Call DFND   1 0 0
SB ONE BANCORP ORD COM 78413T103 89 4,000 SH   DFND   4,000 0 0
SCHNEIDER NATIONAL CL B ORD COM 80689H102 10 600 SH   SOLE   600 0 0
SCHOLAR ROCK HOLDING ORD COM 80706P103 3 230 SH   DFND   230 0 0
SCHULTZE SPECIAL PURPOSE ACQUISI ORD COM 80821R109 0 62 SH   DFND   62 0 0
SCHULTZE SPECIAL PURPOSE ACQUISI UNT COM 80821R208 9 951 SH   DFND   951 0 0
SCHWAB EMERGING MARKETS EQUITY ETF COM 808524706 25 972 SH   DFND   972 0 0
SCHWAB FUNDA EMG MKTS LARGE COM ETF COM 808524730 16 567 SH   DFND   567 0 0
SCHWAB FUNDAMENTAL INL LARGE COM ETF COM 808524755 6 243 SH   DFND   243 0 0
SCHWAB INTERNATNAL SMALL CAP EQY ETF COM 808524888 18 567 SH   DFND   567 0 0
SCHWAB US DIVIDEND EQUITY ETF COM 808524797 111 2,106 SH   DFND   2,106 0 0
SCHWAB US LARGE CAP ETF COM 808524201 280 4,000 SH   SOLE   4,000 0 0
SCHWAB US LARGE CAP VALUE ETF COM 808524409 18 324 SH   DFND   324 0 0
SCHWAB US SMALL CAP ETF COM 808524607 46 648 SH   DFND   648 0 0
SCORPIO TANKERS ORD COM Y7542C106 215 7,300 SH   SOLE   7,300 0 0
SCOTTS MIRACLE GRO ORD (NYS) COM 810186106 0 5 SH Call DFND   5 0 0
SEA ADS REP CL A ORD COM 81141R100 200 6,041 SH   DFND   6,041 0 0
SEACOAST BANKING OF FLORIDA ORD COM 811707801 4 187 SH   DFND   187 0 0
SEADRILL ORD COM G7945E105 4 1,125 SH   SOLE   1,125 0 0
SEANERGY MARITIME HOLDINGS ORD COM Y73760301 4 7,000 SH   SOLE   7,000 0 0
SECOND STREET CAPITAL ORD COM 813630100 0 20 SH   SOLE   20 0 0
SECURITY DEVICES INTL ORD COM 814196101 315 1,858,017 SH   SOLE   1,858,017 0 0
SELECT SECTOR INDUSTRIAL SPDR ETF COM 81369Y704 144 1,868 SH   DFND   1,868 0 0
SELECT STR FINANCIAL SELECT SPDR ETF COM 81369Y605 2 100 SH Put DFND   100 0 0
SEMTECH ORD COM 816850101 458 9,550 SH   SOLE   9,550 0 0
SENECA FOODS CL B ORD COM 817070105 47 1,732 SH   SOLE   1,732 0 0
SESEN BIO ORD COM 817763105 37 25,000 SH   SOLE   25,000 0 0
SHINHAN FINANCIAL ADR REPSG 1 ORD SPONSORED ADR 824596100 432 11,118 SH   SOLE   11,118 0 0
SHOPIFY CL A SUB VTG ORD COM 82509L107 9 30 SH Put DFND   30 0 0
SHUTTERFLY ORD COM 82568P304 252 5,000 SH   DFND   5,000 0 0
SHUTTERFLY ORD COM 82568P304 1 20 SH Put DFND   20 0 0
SIGMA DESIGNS ORD COM 826565103 0 6,300 SH   SOLE   6,300 0 0
SIGNATURE BANK ORD (NMS) COM 82669G104 1 15 SH Put SOLE   15 0 0
SILK ROAD MEDICAL ORD COM 82710M100 70 1,458 SH   DFND   1,458 0 0
SILVERBOW RESOURCES ORD COM 82836G102 4 297 SH   SOLE   297 0 0
SILVERCREST METALS ORD COM 828363101 40 10,000 SH   SOLE   10,000 0 0
SINCLAIR BROADCAST GROUP CL A ORD COM 829226109 80 1,500 SH   DFND   1,500 0 0
SK TELECOM ADR RPSTNG 1/9 ORD SPONSORED ADR 78440P108 1,476 59,656 SH   SOLE   59,656 0 0
SLACK TECHNOLOGIES CL A ORD COM 83088V102 11 297 SH   DFND   297 0 0
SLM ORD COM 78442P106 24 2,500 SH   SOLE   2,500 0 0
SMARTFINANCIAL ORD COM 83190L208 5 232 SH   SOLE   232 0 0
SMARTSHEET CL A ORD COM 83200N103 1 36 SH   DFND   36 0 0
SNAP CL A ORD COM 83304A106 190 13,301 SH   DFND   13,301 0 0
SOCIAL CAPITAL HEDOSOPHIA HOLD UNT COM G8250R111 277 25,987 SH   SOLE   25,987 0 0
SOCIAL CPTL HEDOSOPHIA HLD CL A ORD COM G8250R103 1,575 151,102 SH   SOLE   151,102 0 0
SONIM TECHNOLOGIES ORD COM 83548F101 1 100 SH   DFND   100 0 0
SOUTH MOUNTAIN MERGER UNT COM 838884203 11 1,108 SH   SOLE   1,108 0 0
SOUTHCREST FINANCIAL GROUP ORD COM 84129X107 4 450 SH   DFND   450 0 0
SOUTHERN NATNL BANCORP VIRGINIA ORD COM 843395104 76 5,001 SH   DFND   5,001 0 0
SPARK THERAPEUTICS ORD COM 84652J103 11,602 113,330 SH   DFND   113,330 0 0
SPARTAN ENERGY ACQUISITION CL A ORD COM 846784106 15 1,590 SH   SOLE   1,590 0 0
SPARTAN ENERGY ACQUISITION CL A UNT COM 846784114 13 1,300 SH   SOLE   1,300 0 0
SPDR GOLD SHARES ETF COM 78463V107 113 850 SH   DFND   850 0 0
SPDR S&P 500 ETF COM 78462F103 229 784 SH Put DFND   784 0 0
SPDR S&P CHINA ETF COM 78463X400 23 243 SH   DFND   243 0 0
SPDR S&P EMERGING ASIA PACIFIC ETF COM 78463X301 15 162 SH   DFND   162 0 0
SPDR S&P EMERGING MRKT SML CP ETF COM 78463X756 10 243 SH   DFND   243 0 0
SPDR S&P HOMEBUILDERS ETF COM 78464A888 16 400 SH Put DFND   400 0 0
SPDR S&P INTERNATIONAL SMALL CAP ETF COM 78463X871 4 162 SH   DFND   162 0 0
SPDR S&P OIL & GAS EXPL & PROD ETF COM 78464A730 707 25,954 SH   DFND   25,954 0 0
SPECTRUM BRANDS HOLDINGS ORD COM 84790A105 14 263 SH   SOLE   263 0 0
SPHERE 3D ORD COM 84841L308 4 2,726 SH   DFND   2,726 0 0
SPIRIT MTA REIT ORD COM 84861U105 17 2,095 SH   SOLE   2,095 0 0
SPS COMMERCE ORD COM 78463M107 14 139 SH   SOLE   139 0 0
SQUARE CL A ORD COM 852234103 85 1,176 SH   DFND   1,176 0 0
SSR MINING ORD COM 784730103 68 5,000 SH   DFND   5,000 0 0
ST JOE ORD COM 790148100 15 908 SH   DFND   908 0 0
STAR BULK CARRIERS ORD COM Y8162K204 14 1,500 SH   SOLE   1,500 0 0
STARS GROUP ORD COM 85570W100 323 18,938 SH   DFND   18,938 0 0
STATE STREET ORD COM 857477103 16 300 SH   DFND   300 0 0
STOCK YARDS BANCORP ORD COM 861025104 5 162 SH   DFND   162 0 0
STONE HARBOR EMR MRK TTL INC CF COM 86164W100 22 1,800 SH   SOLE   1,800 0 0
SUMMIT MATERIALS CL A ORD COM 86614U100 5 297 SH   SOLE   297 0 0
SUNCOKE ENERGY ORD COM 86722A103 0 44 SH   SOLE   44 0 0
SUNNYSIDE BANCORP ORD COM 867475105 97 7,500 SH   SOLE   7,500 0 0
SUTRO BIOPHARMA ORD COM 869367102 16 1,467 SH   SOLE   1,467 0 0
SYMANTEC ORD COM 871503108 6 280 SH   DFND   280 0 0
SYNNEX ORD COM 87162W100 79 810 SH   DFND   810 0 0
SYNOVUS FINAL NON CUM PERP SER D PRF COM 87161C600 25 1,000 SH   SOLE   1,000 0 0
SYNOVUS FINANCIAL ORD COM 87161C501 10 313 SH   DFND   313 0 0
T MOBILE US ORD COM 872590104 898 12,121 SH   DFND   12,121 0 0
TABLEAU SOFTWARE CL A ORD COM 87336U105 3,108 18,725 SH   DFND   18,725 0 0
TAKEDA PHARMACEUTICL ADR REP 0.5 ORD SPONSORED ADR 874060205 38 2,200 SH   DFND   2,200 0 0
TEEKAY TANKERS CL A ORD COM Y8565N102 129 100,901 SH   SOLE   100,901 0 0
TEMPLETON EMERGING MARKET INCOME CF COM 880192109 77 7,549 SH   DFND   7,549 0 0
TENARIS ADR REP 2 ORD SPONSORED ADR 88031M109 381 14,500 SH   SOLE   14,500 0 0
TENET HEALTHCARE ORD COM 88033G407 185 9,000 SH   DFND   9,000 0 0
TENNECO CL A ORD COM 880349105 110 10,000 SH   DFND   10,000 0 0
TERNIUM ADR REPRESENTING TEN ORD SPONSORED ADR 880890108 13 584 SH   SOLE   584 0 0
TESLA ORD COM 88160R101 23 106 SH Call DFND   106 0 0
TESLA ORD COM 88160R101 22 100 SH Put DFND   100 0 0
TESSCO TECHNOLOGIES ORD COM 872386107 19 1,087 SH   DFND   1,087 0 0
TEXAS INSTRUMENTS ORD COM 882508104 48 425 SH   DFND   425 0 0
THE REALREAL ORD COM 88339P101 63 2,209 SH   DFND   2,209 0 0
THERAPEUTICSMD ORD COM 88338N107 4 1,773 SH   DFND   1,773 0 0
THL CREDIT SENIOR LOAN CF COM 87244R103 80 5,253 SH   SOLE   5,253 0 0
THUNDER BRIDGE ACQ ORD COM G8857R118 3 293 SH   SOLE   293 0 0
THUNDER BRIDGE ACQUISITION CL A ORD COM G8857R100 651 62,500 SH   SOLE   62,500 0 0
TIDELANDS OIL AND GAS ORD COM 886405109 0 526,323 SH   SOLE   526,323 0 0
TIDEWATER ORD COM 88642R109 4 203 SH   DFND   203 0 0
TIVITY HEALTH ORD (NMS) COM 88870R102 0 38 SH Put DFND   38 0 0
TOTAL ADR REP 1 ORD SPONSORED ADR 89151E109 11 200 SH   DFND   200 0 0
TOTAL SYSTEM SERVICES ORD COM 891906109 3 28 SH Put SOLE   28 0 0
TOWN SPORTS INTERNATIONAL ORD COM 89214A102 65 30,000 SH   SOLE   30,000 0 0
TPG PACE HOLDINGS CL A EQY WRT 08/18/2022 COM G89827110 109 68,600 SH   SOLE   68,600 0 0
TRADE DESK CL A ORD COM 88339J105 82 360 SH   DFND   360 0 0
TRAVELCENTERS AMERICA 8.25 SNR NTS COM 894174200 25 1,000 SH   SOLE   1,000 0 0
TRECORA RESOURCES ORD COM 894648104 4 482 SH   SOLE   482 0 0
TRIBUNE MEDIA CL A ORD COM 896047503 9 200 SH   DFND   200 0 0
TRIBUNE MEDIA CL A ORD COM 896047503 0 10 SH Put DFND   10 0 0
TRINE ACQUISITION CL A ORD COM 89628U108 724 74,700 SH   DFND   74,700 0 0
TRINE ACQUISITION CL A RED UNT COM 89628U207 1,117 110,600 SH   DFND   110,600 0 0
TRINITY MERGER CL A ORD COM 89653L106 2,065 200,486 SH   SOLE   200,486 0 0
TRONOX HOLDINGS ORD COM Q9235V101 108 8,500 SH   DFND   8,500 0 0
TRUEBLUE ORD COM 89785X101 14 671 SH   SOLE   671 0 0
TRUSTCO BANK ORD COM 898349105 6 810 SH   DFND   810 0 0
TSAKOS ENR NVG CUM RED PRP SRS E PRF COM G9108L157 4 200 SH   SOLE   200 0 0
TSAKOS ENRG NVGT CM RD PRP SRS F PRF COM G9108L165 154 7,000 SH   SOLE   7,000 0 0
TURKCELL ILETISIM ADR REP 2.5 ORD SPONSORED ADR 900111204 0 1 SH   SOLE   1 0 0
TWIN RIVER WORLDWIDE HOLDINGS ORD COM 90171V204 126 4,250 SH   DFND   4,250 0 0
TYSON FOODS CL A ORD COM 902494103 645 8,000 SH   DFND   8,000 0 0
TYSON FOODS CL A ORD COM 902494103 8 100 SH Put DFND   100 0 0
UBER TECHNOLOGIES INC COM 90353T100 542 11,703 SH   DFND   11,703 0 0
UGI ORD COM 902681105 30 567 SH   DFND   567 0 0
ULTA BEAUTY ORD COM 90384S303 9 26 SH   DFND   26 0 0
UNDER ARMOUR CL C ORD COM 904311206 772 34,811 SH   DFND   34,811 0 0
UNILEVER NV COM 904784709 236 3,900 SH   DFND   3,900 0 0
UNITED AIRLINES HOLDINGS ORD COM 910047109 10 119 SH   DFND   119 0 0
UNITED BANKSHARES ORD COM 909907107 60 1,620 SH   DFND   1,620 0 0
UNITED MICR ELCTRNS ADR REP 5 ORD SPONSORED ADR 910873405 844 382,000 SH   DFND   382,000 0 0
UNITED RENTAL ORD COM 911363109 47 360 SH   DFND   360 0 0
UNITED STATES OIL ETF COM 91232N108 3 260 SH Put DFND   260 0 0
UNITED TECHNOLOGIES ORD COM 913017109 23 180 SH Call DFND   180 0 0
UNITEDHEALTH GRP ORD COM 91324P102 268 1,100 SH   DFND   1,100 0 0
UNIVAR ORD COM 91336L107 55 2,500 SH   SOLE   2,500 0 0
UNIVEST FINANCIAL ORD COM 915271100 6 243 SH   DFND   243 0 0
UPLAND SOFTWARE ORD COM 91544A109 13 300 SH   DFND   300 0 0
UQM TECHNOLOGIES ORD COM 903213106 2,557 1,550,231 SH   SOLE   1,550,231 0 0
URSTADT BIDDLE REIT ORD COM 917286106 260 15,224 SH   SOLE   15,224 0 0
US GLOBAL INVESTORS CL A ORD COM 902952100 31 17,500 SH   SOLE   17,500 0 0
US STEEL ORD COM 912909108 118 7,724 SH   DFND   7,724 0 0
US STEEL ORD COM 912909108 0 22 SH Put DFND   22 0 0
US WELL SERVICES CL A ORD COM 91274U101 15 3,250 SH   SOLE   3,250 0 0
VAALCO ENERGY ORD COM 91851C201 4 2,763 SH   SOLE   2,763 0 0
VANECK VECTOR JUNR GOLD MNRS ETF COM 92189F791 43 1,250 SH   DFND   1,250 0 0
VANECK VECTORS AGRIBUSINESS ETF COM 92189F700 117 1,761 SH   DFND   1,761 0 0
VANECK VECTORS GOLD MINERS ETF COM 92189F106 1,978 77,400 SH   DFND   77,400 0 0
VANECK VECTORS GOLD MINERS ETF COM 92189F106 1 75 SH Call DFND   75 0 0
VANECK VECTORS SEMICONDUCTOR ETF COM 92189F676 20 186 SH Put DFND   186 0 0
VANGUARD LARGE CAP ETF COM 922908637 315 2,344 SH   DFND   2,344 0 0
VANGUARD VALUE ETF COM 922908744 166 1,500 SH   SOLE   1,500 0 0
VEON ADR COM 91822M106 8 2,916 SH   SOLE   2,916 0 0
VERISIGN ORD COM 92343E102 1 8 SH   SOLE   8 0 0
VERRA MOBILITY CL A ORD COM 92511U102 13 1,045 SH   DFND   1,045 0 0
VERSO CL A ORD COM 92531L207 4 223 SH   SOLE   223 0 0
VERSUM MATERIALS ORD COM 92532W103 1,627 31,561 SH   DFND   31,561 0 0
VERSUM MATERIALS ORD COM 92532W103 1 20 SH Call DFND   20 0 0
VERSUM MATERIALS ORD COM 92532W103 1 33 SH Put DFND   33 0 0
VERTEX PHARMACEUTICALS ORD COM 92532F100 12 70 SH   DFND   70 0 0
VERTICAL CAPITAL INCOME NAV CF COM 92535C104 226 23,868 SH   SOLE   23,868 0 0
VIACOM CL B ORD COM 92553P201 68 2,303 SH   DFND   2,303 0 0
VIAD ORD COM 92552R406 15 232 SH   DFND   232 0 0
VIASAT ORD COM 92552V100 80 1,000 SH   SOLE   1,000 0 0
VICI PPTYS ORD COM 925652109 88 4,000 SH   DFND   4,000 0 0
VICOR ORD COM 925815102 0 21 SH Call DFND   21 0 0
VIEWRAY ORD COM 92672L107 5 573 SH   DFND   573 0 0
VIKING THERAPEUTICS ORD COM 92686J106 43 5,220 SH   DFND   5,220 0 0
VIKING THERAPEUTICS ORD COM 92686J106 1 208 SH Call DFND   208 0 0
VINCE HOLDING ORD COM 92719W207 139 10,000 SH   SOLE   10,000 0 0
VIRTUSA ORD COM 92827P102 15 339 SH   SOLE   339 0 0
VMWARE CL A ORD COM 928563402 83 500 SH   DFND   500 0 0
VODAFONE GROUP ADR REP 10 ORD SPONSORED ADR 92857W308 832 51,000 SH   SOLE   51,000 0 0
VOYA PRIME RATE CF COM 92913A100 0 200 SH   SOLE   200 0 0
VOYAGER THERAPEUTICS ORD (NMS) COM 92915B106 0 10 SH Call DFND   10 0 0
VUZIX ORD COM 92921W300 0 50 SH Call DFND   50 0 0
WABCO HOLDINGS ORD COM 92927K102 839 6,329 SH   DFND   6,329 0 0
WABCO HOLDINGS ORD COM 92927K102 5 38 SH Put DFND   38 0 0
WAITR HOLDINGS ORD COM 930752100 13 2,156 SH   SOLE   2,156 0 0
WALGREEN BOOTS ALLIANCE ORD COM 931427108 90 1,664 SH   DFND   1,664 0 0
WALMART ORD COM 931142103 99 900 SH   DFND   900 0 0
WAYFAIR CL A ORD COM 94419L101 0 5 SH Put DFND   5 0 0
WEIBO ADR REP 1 CL A ORD SPONSORED ADR 948596101 5 115 SH   SOLE   115 0 0
WELLS FARGO GLOBAL DIVIDEND OPPO CF COM 94987C103 11 2,025 SH   DFND   2,025 0 0
WELLS FARGO INCOME OPPORTUNITS CF COM 94987B105 4 486 SH   DFND   486 0 0
WELLS FARGO MULTI SECTOR INCOME CF COM 94987D101 15 1,215 SH   DFND   1,215 0 0
WELLS FARGO UTLTS AND HGH INCM CF COM 94987E109 2 162 SH   DFND   162 0 0
WESBANCO ORD COM 950810101 15 405 SH   DFND   405 0 0
WESDOME GOLD MINES ORD COM 95083R100 456 111,000 SH   DFND   111,000 0 0
WESTERN ASSET CORPORATE LOAN CF COM 95790J102 1 162 SH   DFND   162 0 0
WESTERN ASSET EMERGING MRKTS DEBT CF COM 95766A101 9 648 SH   DFND   648 0 0
WESTERN ASSET HIGH YLD DFD OPPTY CF COM 95768B107 2 162 SH   DFND   162 0 0
WESTERN ASSET INVEST GR DEF OPP CF COM 95790A101 3 162 SH   DFND   162 0 0
WESTERN ASSET INVSTMNT GRADE INCM CF COM 95766T100 2 162 SH   DFND   162 0 0
WESTERN ASSET MRTG DEFINED OPPTY CF COM 95790B109 191 8,982 SH   DFND   8,982 0 0
WESTERN ASSET MUNICIPAL HGH INCM CF COM 95766N103 1 162 SH   DFND   162 0 0
WESTERN ASSET MUNICIPAL PARTNERS CF COM 95766P108 2 162 SH   DFND   162 0 0
WESTERN ASSET PREMIER BOND CF COM 957664105 3 243 SH   DFND   243 0 0
WESTERN ASST GLBAL HIGH INCOME CF COM 95766B109 130 13,165 SH   DFND   13,165 0 0
WESTERN ASST HIGH INCM II CF COM 95766J102 2 405 SH   DFND   405 0 0
WESTERN ASST MNGD MUNCPLS CF COM 95766M105 3 243 SH   DFND   243 0 0
WESTERN AST GLB CORP DEFIND OPPTY CF COM 95790C107 5 324 SH   DFND   324 0 0
WESTERN AST INFLTN LINK OPRT INCM CF COM 95766R104 138 12,358 SH   DFND   12,358 0 0
WESTERN DIGITAL ORD COM 958102105 1,128 23,733 SH   DFND   23,733 0 0
WESTRN ASST HIGH INCM OPPORTUNITY CF COM 95766K109 2 541 SH   DFND   541 0 0
WIDEOPENWEST ORD COM 96758W101 13 1,905 SH   SOLE   1,905 0 0
WLL FRG DS REP 1/1000 CM PR CL A PRF COM 949746465 14 500 SH   SOLE   500 0 0
WLS FRG DS REP SRS W NON CM CL A PRF COM 94988U714 12 500 SH   SOLE   500 0 0
WOODWARD ORD COM 980745103 80 710 SH   DFND   710 0 0
WORKDAY CL A ORD COM 98138H101 15 73 SH   DFND   73 0 0
WORLD WRESTLING ENTERTAINM CL A ORD COM 98156Q108 80 1,120 SH   DFND   1,120 0 0
WRIGHT MEDICAL GROUP ORD COM N96617118 56 1,885 SH   SOLE   1,885 0 0
XILINX ORD COM 983919101 343 2,915 SH   DFND   2,915 0 0
XTRCKR HRVST CSI 300 CHNA A SHR ETF COM 233051879 2 87 SH Call DFND   87 0 0
YUM BRANDS ORD COM 988498101 60 550 SH   DFND   550 0 0
ZAGG ORD COM 98884U108 5 736 SH   SOLE   736 0 0
ZAYO GROUP HOLDINGS ORD COM 98919V105 9,014 273,918 SH   DFND   273,918 0 0
ZENDESK ORD (NYS) COM 98936J101 0 10 SH Put SOLE   10 0 0
ZILLOW GROUP CL A ORD COM 98954M101 818 17,896 SH   DFND   17,896 0 0
ZIOPHARM ONCOLGY ORD (NMS) COM 98973P101 0 5 SH Call DFND   5 0 0
ZSCALER ORD COM 98980G102 103 1,350 SH   DFND   1,350 0 0
ZYNERBA PHARMACEUTICALS ORD (NMS) COM 98986X109 0 30 SH Call DFND   30 0 0