UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

HARBORONE NORTHEAST BANCORP, INC.

(Exact name of registrant as specified in charter)

 

 

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

		Name of each exchange
Title of each class		on which each
to be so registered		class is to be registered
Common Stock, par value $0.01		The NASDAQ Stock Market LLC

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.  o

 

Securities Act registration statement file number to which this form relates: 333-230183

 

Securities to be registered pursuant to Section 12(g) of the Act:  None.

 

 

 

Item 1.                          Description of Registrant’s Securities to be Registered

 

The description of the Common Stock and the rights of the shareholders of the registrant set forth under the captions “Description of Capital Stock of New HarborOne Following the Conversion” and “Dividend Policy” and “Market for the Common Stock” in the registrant’s prospectus dated June 21, 2019, which relates to the registrant’s registration statement on Form S-1 (No. 333-230183) (the “Registration Statement”), and is hereby incorporated by reference into this response.

 

Item 2.                          Exhibits

 

Exhibit Number		Description
2.1		Plan of Conversion (1)
2.2		Agreement and Plan of Merger (1)
3.1		Articles of Organization of HarborOne NorthEast Bancorp, Inc. (1)
3.2		By-Laws of HarborOne NorthEast Bancorp, Inc. (1)
4.1		Form of Common Stock Certificate of HarborOne NorthEast Bancorp, Inc. (1)

 

(1)  Incorporated by reference to the identically numbered exhibit to the Registration Statement.

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

 

	HARBORONE NORTHEAST BANCORP, INC.
Date:  June 24, 2019		By:	/s/ Linda H. Simmons
		Name:	Linda H. Simmons
		Title:	Senior Vice President and Chief Financial Officer

 

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