SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Burke Pamela B.

(Last) (First) (Middle)
C/O GROCERY OUTLET HOLDING CORP.
5650 HOLLIS STREET

(Street)
EMERYVILLE CA 94608

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/20/2019
3. Issuer Name and Ticker or Trading Symbol
Grocery Outlet Holding Corp. [ GO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CAO, GC & Secretary
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) (1) 09/29/2025 Common Stock 90,507 $8.11 D
Stock Options (Right to Buy) (2) 03/31/2027 Common Stock 35,075 $8.57 D
Stock Options (Right to Buy) (3) 12/26/2028 Common Stock 49,105 $11.64 D
Stock Options (Right to Buy) (4) 06/19/2029 Common Stock 63,135 $22 D
Explanation of Responses:
1. These stock options were granted on September 29, 2015 and vest in five equal installments on each of the first five anniversaries of the grant date. Does not include an additional 90,507 stock options with an exercise price of $4.79 which are eligible to vest upon the achievement of certain performance-based vesting conditions.
2. These stock options were granted on March 31, 2017 and vest in five equal installments on each of the first five anniversaries of the grant date. Does not include an additional 35,075 stock options with an exercise price of $6.48 which are eligible to vest upon the achievement of certain performance-based vesting conditions.
3. These stock options were granted on December 26, 2018 and vest in five equal installments on each of the first five anniversaries of the grant date. Does not include an additional 49,105 stock options with an exercise price of $11.64 which are eligible to vest upon the achievement of certain performance-based vesting conditions.
4. These stock options vest on June 19, 2023.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
/s/ Pamela B. Burke 06/20/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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