SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Hill Emily Luisa

(Last) (First) (Middle)
C/O PTC THERAPEUTICS INC.
100 CORPORATE COURT

(Street)
SOUTH PLAINFIELD NJ 07080

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/31/2019
3. Issuer Name and Ticker or Trading Symbol
PTC THERAPEUTICS, INC. [ PTCT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 7,605(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right To Buy) (2) 09/24/2024 Common Stock 7,000 $43.69 D
Stock Option (Right To Buy) (2) 01/02/2025 Common Stock 1,620 $51 D
Stock Option (Right To Buy) (3) 01/03/2026 Common Stock 2,430 $30.86 D
Stock Option (Right To Buy) (4) 01/02/2027 Common Stock 3,825 $11.23 D
Stock Option (Right To Buy) (5) 01/03/2028 Common Stock 14,000 $18.01 D
Stock Option (Right To Buy) (6) 01/21/2029 Common Stock 21,210 $33.02 D
Explanation of Responses:
1. Includes: 1) 179 unvested Restricted Stock Units ("RSUs") from an award of 715 RSUs granted on January 4, 2016, which vests in four equal annual installments over four years, commencing on January 4, 2017; 2) 765 unvested RSUs from an award of 1,530 RSUs granted on January 3, 2017, which vests in four equal annual installments over four years, commencing on January 3, 2018; 3) 1,800 unvested RSUs from an award of 2,400 RSUs granted on January 3, 2018, which vests in four equal annual installments over four years, commencing on January 3, 2019; and 4) 3,636 RSUs granted on January 22, 2019, which vest in four equal annual installments over four years, commencing on January 22, 2020.
2. Currently exercisable.
3. This option was granted on January 4, 2016, and vests over four years, with 25% of the shares underlying the option vesting on January 4, 2017, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 4, 2017.
4. This option was granted on January 3, 2017, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2018, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2018.
5. This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.
6. This option was granted on January 22, 2019, and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 22, 2020.
Remarks:
Avraham S. Adler, attorney-in-fact 06/03/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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