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The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 8,638 9,900,000 PRN   SOLE   9,900,000 0 0
AMCI ACQUISITION CORP UNIT 01/07/2019 00165R200 1,242 122,700 SH   SOLE   122,700 0 0
AEGERION PHARMACEUTICALS INC NOTE 2.000% 8/1 00767EAB8 1,058 1,500,000 PRN   SOLE   1,500,000 0 0
NOVELION THERAPEUTICS INC COM NEW 67001K202 52 42,534 SH   SOLE   42,534 0 0
ALLEGRO MERGER CORP UNIT 12/31/2023 01749N301 1,315 125,509 SH   SOLE   125,509 0 0
APOLLO COML REAL EST FIN INC NOTE 5.375%10/1 03762UAC9 3,318 3,385,000 PRN   SOLE   3,385,000 0 0
AURORA CANNABIS INC DEBT 5.500% 2/2 C0534LAA3 3,629 3,800,000 PRN   SOLE   3,800,000 0 0
BLACK RIDGE ACQUISITION CORP *W EXP 07/10/202 05337YAA6 131 2,400 SH   SOLE   2,400 0 0
BLACK RIDGE ACQUISITION CORP UNIT 10/05/2022 09216T115 2 8,300 SH   SOLE   8,300 0 0
CANOPY GROWTH CORP COM 09216T206 977 90,000 SH   SOLE   90,000 0 0
BLACKSTONE MTG TR INC NOTE 4.750% 3/1 09257WAC4 302 300,000 PRN   SOLE   300,000 0 0
CHASERG TECHNLGY ACQUISITN C UNIT 09/30/2023 16166A202 787 77,900 SH   SOLE   77,900 0 0
CHENIERE ENERGY INC DEBT 4.875% 5/2 U16344AB6 1,044 1,000,000 PRN   SOLE   1,000,000 0 0
CONCRETE PUMPING HLDGS INC *W EXP 08/01/202 206704116 229 190,700 SH   SOLE   190,700 0 0
DERMIRA INC NOTE 3.000% 5/1 24983LAB0 2,301 2,592,000 PRN   SOLE   2,592,000 0 0
ASSERTIO THERAPEUTICS INC NOTE 2.500% 9/0 249908AA2 4,238 5,500,000 PRN   SOLE   5,500,000 0 0
ENCORE CAP GROUP INC NOTE 3.000% 7/0 292554AF9 2,507 2,619,000 PRN   SOLE   2,619,000 0 0
ENCORE CAP GROUP INC NOTE 3.250% 3/1 292554AK8 4,006 4,500,000 PRN   SOLE   4,500,000 0 0
ENDOLOGIX INC NOTE 3.250%11/0 29266SAB2 892 2,745,000 PRN   SOLE   2,745,000 0 0
FINTECH ACQUISITION CORP III UNIT 12/01/2023 31811A309 566 55,500 SH   SOLE   55,500 0 0
FIRST MAJESTIC SILVER CORP NOTE 1.875% 3/0 32076VAB9 1,458 1,500,000 PRN   SOLE   1,500,000 0 0
FORUM MERGER II CORP UNIT 09/30/2025 34986F202 3,479 336,115 SH   SOLE   336,115 0 0
FORUM MERGER II CORP CL A 34986F103 454 45,785 SH   SOLE   45,785 0 0
GDS HLDGS LTD DEBT 2.000% 6/0 36165LAA6 4,046 4,175,000 PRN   SOLE   4,175,000 0 0
GORDON POINTE ACQUISITION CO UNIT 01/18/2023 382788206 979 93,200 SH   SOLE   93,200 0 0
GRAF INDL CORP UNIT 12/31/2025 384278206 1,655 163,600 SH   SOLE   163,600 0 0
HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 700 538,600 SH   SOLE   538,600 0 0
INFRA AND ENERGY ALTRNTIVE I *W EXP 05/20/202 45686J112 8 18,764 SH   SOLE   18,764 0 0
INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 1,132 50,000 SH   SOLE   50,000 0 0
IQIYI INC DEBT 3.750%12/0 G4939KAA4 6,801 5,700,000 PRN   SOLE   5,700,000 0 0
IQIYI INC DEBT 2.000% 4/0 G4939KAB2 2,090 2,000,000 PRN   SOLE   2,000,000 0 0
IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 4,419 4,000,000 PRN   SOLE   4,000,000 0 0
ISHARES TR CORE US AGGBD ET 464287226 2,509 23,000 SH   SOLE   23,000 0 0
ISHARES TR IBOXX INV CP ETF 464287242 762 6,400 SH   SOLE   6,400 0 0
ISHARES TR 20 YR TR BD ETF 464287432 1,012 8,000 SH   SOLE   8,000 0 0
LF CAP ACQUISITION CORP UNIT 06/19/2025 50200K207 1,442 139,090 SH   SOLE   139,090 0 0
MTECH ACQUISITION CORP COM CLASS A 55378W107 530 52,494 SH   SOLE   52,494 0 0
MTECH ACQUISITION CORP *W EXP 08/01/202 55378W115 2 2,700 SH   SOLE   2,700 0 0
MTECH ACQUISITION CORP UNIT 01/19/2023 55378W206 1,901 175,685 SH   SOLE   175,685 0 0
MAGNOLIA OIL & GAS CORP *W EXP 07/31/202 559663117 708 208,900 SH   SOLE   208,900 0 0
MEDICINES CO NOTE 2.750% 7/1 584688AG0 2,962 3,500,000 PRN   SOLE   3,500,000 0 0
MICROCHIP TECHNOLOGY INC NOTE 2.250% 2/1 595017AH7 3,424 3,100,000 PRN   SOLE   3,100,000 0 0
MODERN MEDIA ACQUISITION *W EXP 05/17/202 60765P111 6 20,000 SH   SOLE   20,000 0 0
MODERN MEDIA ACQUISITION RIGHT 99/99/9999 60765P129 13 40,000 SH   SOLE   40,000 0 0
MOMO INC DEBT 1.250% 7/0 G6200PAA0 1,867 1,928,000 PRN   SOLE   1,928,000 0 0
MUDRICK CAP ACQUISITION CORP UNIT 02/01/2023 624745204 454 42,900 SH   SOLE   42,900 0 0
NANTHEALTH INC NOTE 5.500%12/1 630104AB3 1,338 2,140,000 PRN   SOLE   2,140,000 0 0
NEW MTN FIN CORP NOTE 5.750% 8/1 647551AC4 2,066 2,055,000 PRN   SOLE   2,055,000 0 0
NEW YORK MTG TR INC NOTE 6.250% 1/1 649604AD7 3,116 3,111,000 PRN   SOLE   3,111,000 0 0
NOVAVAX INC NOTE 3.750% 2/0 670002AB0 365 1,000,000 PRN   SOLE   1,000,000 0 0
OPKO HEALTH INC NOTE 4.500% 2/1 68375NAD5 4,730 5,000,000 PRN   SOLE   5,000,000 0 0
PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAG9 10,832 9,450,000 PRN   SOLE   9,450,000 0 0
PENSARE ACQUISITION CORP UNIT 07/27/2022 70957E204 550 51,700 SH   SOLE   51,700 0 0
PIVOTAL ACQUISITION CORP UNIT 12/01/2025 72583A200 950 93,200 SH   SOLE   93,200 0 0
PRETIUM RES INC NOTE 2.250% 3/1 74139CAB8 174 185,000 PRN   SOLE   185,000 0 0
PROSPECT CAPITAL CORPORATION NOTE 6.375% 3/0 74348TAT9 2,143 2,170,000 PRN   SOLE   2,170,000 0 0
PURE ACQUISITION CORP UNIT 04/13/2023 74621Q205 2,539 240,000 SH   SOLE   240,000 0 0
RESTORATION HARDWARE HLDGS I NOTE 6/1 761283AD2 3,126 3,100,000 PRN   SOLE   3,100,000 0 0
SEA LTD DEBT 2.250% 7/0 G7948TAA7 3,470 2,500,000 PRN   SOLE   2,500,000 0 0
SENTINEL ENERGY SVCS INC *W EXP 11/02/202 81728P113 116 170,401 SH   SOLE   170,401 0 0
SPIRIT RLTY CAP INC NEW NOTE 2.875% 5/1 84860WAA0 30 30,000 PRN   SOLE   30,000 0 0
TEAM INC NOTE 5.000% 8/0 878155AE0 4,012 3,700,000 PRN   SOLE   3,700,000 0 0
TESLA INC NOTE 1.250% 3/0 88160RAC5 103 100,000 PRN   SOLE   100,000 0 0
THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 5,827 6,000,000 PRN   SOLE   6,000,000 0 0
TIBERIUS ACQUISITION CORP UNIT 02/28/2021 88633A206 12,122 116,000 SH   SOLE   116,000 0 0
TILRAY INC DEBT 5.000%10/0 U8961EAA4 2,478 2,950,000 PRN   SOLE   2,950,000 0 0
TRINITY MERGER CORP UNIT 05/11/2025 89653L205 1,028 97,868 SH   SOLE   97,868 0 0
TUSCAN HOLDINGS CORP UNIT 99/99/9999 90069K203 2,086 200,000 SH   SOLE   200,000 0 0
TWO HBRS INVT CORP NOTE 6.250% 1/1 90187BAA9 3,540 3,497,000 PRN   SOLE   3,497,000 0 0
VECTOR GROUP LTD FRNT 4/1 92240MBC1 265 2,600 SH   SOLE   2,600 0 0
VANGUARD INDEX FDS LARGE CAP ETF 922908637 935 7,200 SH   SOLE   7,200 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 246 1,700 SH   SOLE   1,700 0 0
CM SEVEN STAR ACQUISITION CO SHS G2345N102 2,970 287,500 SH   SOLE   287,500 0 0
CM SEVEN STAR ACQUISITION CO *W EXP 08/21/202 G2345N110 24 143,750 SH   SOLE   143,750 0 0
CM SEVEN STAR ACQUISITION CO RIGHT 08/21/2022 G2345N136 95 287,500 SH   SOLE   287,500 0 0
ARYA SCIENCES ACQUISITION CO UNIT 10/04/2023 G3165V117 1,361 131,499 SH   SOLE   131,499 0 0
THUNDER BRIDGE ACQUISITION L UNIT 01/01/2025 G8857R118 1,624 150,000 SH   SOLE   150,000 0 0
TKK SYMPHONY ACQUISITION COR UNIT 08/15/2023 G88950111 1,471 142,800 SH   SOLE   142,800 0 0
TWELVE SEAS INVESTMENT COMPA *W EXP 12/22/202 G9145A115 0 1,400 SH   SOLE   1,400 0 0
TWELVE SEAS INVESTMENT COMPA UNIT 06/21/2023 G9145A123 2,190 207,600 SH   SOLE   207,600 0 0
TWELVE SEAS INVESTMENT COMPA RIGHT 12/22/2019 G9145A131 0 1,400 SH   SOLE   1,400 0 0
BISON CAP ACQUISITION CORP *W EXP 06/20/202 G1142P112 17 82,900 SH   SOLE   82,900 0 0
DD3 ACQUISITION CORP UNIT 10/12/2023 G2692M129 1,907 188,100 SH   SOLE   188,100 0 0
HL ACQUISITIONS CORP UNIT 06/21/2023 G4603R114 777 74,600 SH   SOLE   74,600 0 0
LONGEVITY ACQUISITION CORP UNIT 08/29/2024 G56372108 526 51,500 SH   SOLE   51,500 0 0
TENZING ACQUISITION CORP UNIT 08/24/2024 G8708A124 810 79,300 SH   SOLE   79,300 0 0