8-K 1 tv522553_8k.htm FORM 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(D) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): May 28, 2019

 

Rhinebeck Bancorp, Inc.

(Exact Name of Registrant as Specified in Charter)

 

Maryland   001-38779   83-2117268
(State or Other Jurisdiction)   (Commission File No.)   (I.R.S. Employer
of Incorporation)     Identification No.)

 

2 Jefferson Plaza, Poughkeepsie, New York   12601
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (845) 454-8555

 

Not Applicable

(Former name or former address, if changed since last report) 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class  

Trading

Symbol(s)

   Name of each exchange on which registered
Common Stock, par value $0.01 per share   RBKB   The NASDAQ Stock Market, LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).  Emerging growth company x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

  

 

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

The Annual Meeting of Stockholders of Rhinebeck Bancorp, Inc. (the “Company”) was held on May 28, 2019. The final results of the vote on each matter submitted to a vote of stockholders are as follows:

 

1.The following individuals were elected as directors of the Company, each for a three-year term or until his or her successor is duly elected and qualified, by the following vote:

 

   For   Withhold   Broker Non-Votes 
             
Freddimir Garcia   8,669,141    179,274    1,580,883 
Suzanne Rhulen Loughlin   8,790,881      57,534    1,580,883 
Louis Tumolo, Jr.   8,785,318      63,097    1,580,883 

 

2.The appointment of Baker Tilly Virchow Krause, LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019 was ratified by the following vote:

 

For   Against   Abstentions
         
10,183,684   168,610   77,004

  

 

 

  

SIGNATURES

  

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

 

  RHINEBECK BANCORP, INC.
     
     
DATE: May 28, 2019 By: /s/ Michael J. Quinn
    Michael J. Quinn
    President and Chief Executive Officer