The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| BOOKING HOLDINGS INC | COM | 09857L108 | 8,133 | 4,661 | SH | SOLE | 4,661 | 0 | 0 | ||
| COSTAR GROUP INC | COM | 22160N109 | 62,254 | 133,472 | SH | SOLE | 133,472 | 0 | 0 | ||
| EDITAS MEDICINE INC | COM | 28106W103 | 4,540 | 185,668 | SH | SOLE | 185,668 | 0 | 0 | ||
| ENTERA BIO LTD | SHS | M40527109 | 853 | 203,190 | SH | SOLE | 203,190 | 0 | 0 | ||
| FACEBOOK INC | CL A | 30303M102 | 7,010 | 42,053 | SH | SOLE | 42,053 | 0 | 0 | ||
| GRITSTONE ONCOLOGY INC | COM | 39868T105 | 2,587 | 194,499 | SH | SOLE | 194,499 | 0 | 0 | ||
| LPL FINANCIAL HOLDINGS INC | COM | 50212V100 | 7,084 | 101,712 | SH | SOLE | 101,712 | 0 | 0 | ||
| NANTHEALTH INC | COM | 630104107 | 109 | 118,503 | SH | SOLE | 118,503 | 0 | 0 | ||
| NANTKWEST INC | COM | 63016Q102 | 879 | 556,453 | SH | SOLE | 556,453 | 0 | 0 | ||
| PLAYA HOTELS & RESORTS NV | SHS | N70544106 | 2,289 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| SABINE ROYALTY TRUST | UNIT BEN INT | 785688102 | 15,509 | 335,564 | SH | SOLE | 335,564 | 0 | 0 | ||
| SIENNA BIOPHARMACEUTICALS IN | COM | 82622H108 | 686 | 295,613 | SH | SOLE | 295,613 | 0 | 0 | ||
| SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 1,975 | 415,765 | SH | SOLE | 415,765 | 0 | 0 | ||
| UROGEN PHARMA LTD | COM | M96088105 | 19,504 | 527,999 | SH | SOLE | 527,999 | 0 | 0 | ||
| BARCLAYS BK PLC | CALL | 06746P901 | 186 | 75,520 | SH | DFND | 75,520 | 0 | 0 | ||
| UNITED STATES NATL GAS FUND | CALL | 912318900 | 30 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
| NANTHEALTH INC | COM | 630104107 | 75 | 81,870 | SH | DFND | 81,870 | 0 | 0 | ||
| UROGEN PHARMA LTD | COM | M96088105 | 9,272 | 251,004 | SH | DFND | 251,004 | 0 | 0 | ||
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 317 | 2,600 | SH | DFND | 2,600 | 0 | 0 | ||
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 8,588 | 99,752 | SH | DFND | 99,752 | 0 | 0 | ||
| ISHARES TR | IBOXX INV CP ETF | 464287242 | 7,135 | 60,107 | SH | DFND | 60,107 | 0 | 0 | ||
| ISHARES TR | JPMORGAN USD EMG | 464288281 | 6,218 | 56,731 | SH | DFND | 56,731 | 0 | 0 | ||
| VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 2,766 | 32,286 | SH | DFND | 32,286 | 0 | 0 | ||
| ISHARES TR | 20 YR TR BD ETF | 464287432 | 2,623 | 20,792 | SH | DFND | 20,792 | 0 | 0 | ||