The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 36,467 | 1,244,185 | SH | SOLE | 0 | 1,244,185 | 0 | 0 | |
| ALCOA CORP | COM | 013872106 | 40,304 | 1,431,263 | SH | SOLE | 0 | 1,431,263 | 0 | 0 | |
| ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 17,355 | 1,271,500 | SH | SOLE | 0 | 1,271,500 | 0 | 0 | |
| ALDER BIOPHARMACEUTICALS INC | NOTE 2.500% 2/0 | 014339AA3 | 50,131 | 52,517,000 | PRN | SOLE | 0 | 52,517,000 | 0 | 0 | |
| ARCONIC INC | COM | 03965L100 | 25,798 | 1,350,000 | SH | SOLE | 0 | 1,350,000 | 0 | 0 | |
| CANADIAN SOLAR INC | COM | 136635109 | 86,384 | 4,636,826 | SH | SOLE | 0 | 4,636,826 | 0 | 0 | |
| CARRIZO OIL & GAS INC | COM | 144577103 | 54,174 | 4,344,400 | SH | SOLE | 0 | 4,344,400 | 0 | 0 | |
| COMSCORE INC | COM | 20564W105 | 38,925 | 1,922,241 | SH | SOLE | 0 | 1,922,241 | 0 | 0 | |
| ENCANA CORP | COM | 292505104 | 10,840 | 1,497,330 | SH | SOLE | 0 | 1,497,330 | 0 | 0 | |
| EQT CORP | COM | 26884L109 | 21,495 | 1,036,450 | SH | SOLE | 0 | 1,036,450 | 0 | 0 | |
| EXTREME NETWORKS INC | COM | 30226D106 | 6,080 | 811,835 | SH | SOLE | 0 | 811,835 | 0 | 0 | |
| FTS INTERNATIONAL INC | COM | 30283W104 | 16,568 | 1,656,826 | SH | SOLE | 0 | 1,656,826 | 0 | 0 | |
| HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 3,411 | 3,000,000 | PRN | SOLE | 0 | 3,000,000 | 0 | 0 | |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 434,010 | 2,835,000 | SH | Put | SOLE | 0 | 2,835,000 | 0 | 0 |
| KEANE GROUP INC | COM | 48669A108 | 43 | 4,000 | SH | SOLE | 0 | 4,000 | 0 | 0 | |
| LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 93,748 | 7,858,195 | SH | SOLE | 0 | 7,858,195 | 0 | 0 | |
| LOGICBIO THERAPEUTICS INC | COM | 54142F102 | 4,940 | 500,000 | SH | SOLE | 0 | 500,000 | 0 | 0 | |
| MEDICINES CO | COM | 584688105 | 4,192 | 150,000 | SH | SOLE | 0 | 150,000 | 0 | 0 | |
| OPES ACQUISITION CORP | UNIT 03/07/2023 | 68373P209 | 865 | 83,438 | SH | SOLE | 0 | 83,438 | 0 | 0 | |
| PDC ENERGY INC | COM | 69327R101 | 62,939 | 1,547,180 | SH | SOLE | 0 | 1,547,180 | 0 | 0 | |
| SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 53,795 | 1,750,000 | SH | Put | SOLE | 0 | 1,750,000 | 0 | 0 |
| XILINX INC | COM | 983919101 | 33,599 | 265,000 | SH | Put | SOLE | 0 | 265,000 | 0 | 0 |
| XPO LOGISTICS INC | COM | 983793100 | 2,472 | 46,000 | SH | SOLE | 0 | 46,000 | 0 | 0 | |
| ZAYO GROUP HLDGS INC | COM | 98919V105 | 8,014 | 282,000 | SH | SOLE | 0 | 282,000 | 0 | 0 | |