The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCURAY INC | COM | 004397105 | 7,715 | 1,617,297 | SH | DFND | 0 | 1,617,297 | 0 | ||
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 83,582 | 94,177,000 | PRN | DFND | 0 | 94,177,000 | 0 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 22,592 | 281,069 | SH | DFND | 0 | 281,069 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 31,482 | 2,306,367 | SH | DFND | 0 | 2,306,367 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | NOTE 2.500% 2/0 | 014339AA3 | 16,517 | 17,213,000 | PRN | DFND | 0 | 17,213,000 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 33,245 | 182,212 | SH | DFND | 0 | 182,212 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 60,531 | 212,889 | SH | DFND | 0 | 212,889 | 0 | ||
ALLENA PHARMACEUTICALS INC | COM | 018119107 | 10,272 | 1,463,208 | SH | DFND | 0 | 1,463,208 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 84,162 | 574,837 | SH | DFND | 0 | 574,837 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 25,949 | 22,049 | SH | DFND | 0 | 22,049 | 0 | ||
AMAZON COM INC | COM | 023135106 | 35,829 | 20,120 | SH | DFND | 0 | 20,120 | 0 | ||
ANTHEM INC | COM | 036752103 | 99,409 | 346,397 | SH | DFND | 0 | 346,397 | 0 | ||
APTINYX INC | COM | 03836N103 | 7,270 | 1,795,149 | SH | DFND | 0 | 1,795,149 | 0 | ||
APTIV PLC | SHS | G6095L109 | 31,114 | 391,418 | SH | DFND | 0 | 391,418 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 145,932 | 3,255,230 | SH | DFND | 0 | 3,255,230 | 0 | ||
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 79,229 | 2,030,481 | SH | DFND | 0 | 2,030,481 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 77,174 | 964,075 | SH | DFND | 0 | 964,075 | 0 | ||
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 17,278 | 446,921 | SH | DFND | 0 | 446,921 | 0 | ||
CLOVIS ONCOLOGY INC | NOTE 1.250% 5/0 | 189464AC4 | 10,091 | 12,889,000 | PRN | DFND | 0 | 12,889,000 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 12,918 | 947,061 | SH | DFND | 0 | 947,061 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 16,460 | 180,922 | SH | DFND | 0 | 180,922 | 0 | ||
CTRIP COM INTL LTD | SPONSORED ADS | 22943F100 | 16,581 | 379,510 | SH | DFND | 0 | 379,510 | 0 | ||
DERMIRA INC | COM | 24983L104 | 34,973 | 2,581,033 | SH | DFND | 0 | 2,581,033 | 0 | ||
DERMIRA INC | NOTE 3.000% 5/1 | 24983LAB0 | 13,244 | 14,919,000 | PRN | DFND | 0 | 14,919,000 | 0 | ||
DROPBOX INC | CL A | 26210C104 | 25,347 | 1,162,707 | SH | DFND | 0 | 1,162,707 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E908 | 29,943 | 156,500 | SH | Call | DFND | 0 | 156,500 | 0 | |
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 68,938 | 360,307 | SH | DFND | 0 | 360,307 | 0 | ||
ENDOLOGIX INC | NOTE 3.250%11/0 | 29266SAB2 | 34,452 | 47,379,000 | PRN | DFND | 0 | 47,379,000 | 0 | ||
EQUILLIUM INC | COM | 29446K106 | 11,576 | 1,446,972 | SH | DFND | 0 | 1,446,972 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 65,327 | 1,627,079 | SH | DFND | 0 | 1,627,079 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 49,058 | 566,359 | SH | DFND | 0 | 566,359 | 0 | ||
FAIR ISAAC CORP | COM | 303250104 | 23,430 | 86,256 | SH | DFND | 0 | 86,256 | 0 | ||
FATE THERAPEUTICS INC | COM | 31189P102 | 22,517 | 1,281,536 | SH | DFND | 0 | 1,281,536 | 0 | ||
FLUIDIGM CORP DEL | COM | 34385P108 | 19,156 | 1,441,363 | SH | DFND | 0 | 1,441,363 | 0 | ||
GODADDY INC | CL A | 380237107 | 80,785 | 1,074,417 | SH | DFND | 0 | 1,074,417 | 0 | ||
GRITSTONE ONCOLOGY INC | COM | 39868T105 | 4,983 | 374,656 | SH | DFND | 0 | 374,656 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 37,413 | 286,951 | SH | DFND | 0 | 286,951 | 0 | ||
HUMANA INC | COM | 444859902 | 104,565 | 393,100 | SH | Call | DFND | 0 | 393,100 | 0 | |
HUMANA INC | COM | 444859102 | 96,950 | 364,473 | SH | DFND | 0 | 364,473 | 0 | ||
ICU MED INC | COM | 44930G107 | 89,715 | 374,860 | SH | DFND | 0 | 374,860 | 0 | ||
INTUIT | COM | 461202103 | 66,016 | 252,539 | SH | DFND | 0 | 252,539 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E953 | 365,734 | 2,035,700 | SH | Put | DFND | 0 | 2,035,700 | 0 | |
IQVIA HLDGS INC | COM | 46266C105 | 39,819 | 276,809 | SH | DFND | 0 | 276,809 | 0 | ||
IRHYTHM TECHNOLOGIES INC | COM | 450056106 | 40,631 | 542,033 | SH | DFND | 0 | 542,033 | 0 | ||
LIVE NATION ENTERTAINMENT IN | COM | 538034109 | 32,685 | 514,407 | SH | DFND | 0 | 514,407 | 0 | ||
LYFT INC | CL A COM | 55087P104 | 6,904 | 88,182 | SH | DFND | 0 | 88,182 | 0 | ||
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 33,083 | 112,860 | SH | DFND | 0 | 112,860 | 0 | ||
MERIT MED SYS INC | COM | 589889104 | 60,427 | 977,313 | SH | DFND | 0 | 977,313 | 0 | ||
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 85,185 | 1,026,821 | SH | DFND | 0 | 1,026,821 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 34,946 | 296,300 | SH | DFND | 0 | 296,300 | 0 | ||
MIRATI THERAPEUTICS INC | COM | 60468T105 | 8,808 | 120,166 | SH | DFND | 0 | 120,166 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 71,056 | 500,538 | SH | DFND | 0 | 500,538 | 0 | ||
MYOKARDIA INC | COM | 62857M105 | 83,252 | 1,601,307 | SH | DFND | 0 | 1,601,307 | 0 | ||
NEON THERAPEUTICS INC | COM | 64050Y100 | 2,729 | 422,396 | SH | DFND | 0 | 422,396 | 0 | ||
NETFLIX INC | COM | 64110L106 | 30,814 | 86,420 | SH | DFND | 0 | 86,420 | 0 | ||
NEVRO CORP | COM | 64157F103 | 45,084 | 721,229 | SH | DFND | 0 | 721,229 | 0 | ||
NEW YORK TIMES CO | CL A | 650111107 | 56,760 | 1,727,851 | SH | DFND | 0 | 1,727,851 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 31,861 | 360,456 | SH | DFND | 0 | 360,456 | 0 | ||
PACIRA PHARMACEUTICALS INC | COM | 695127100 | 10,740 | 282,197 | SH | DFND | 0 | 282,197 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 52,709 | 507,599 | SH | DFND | 0 | 507,599 | 0 | ||
PENUMBRA INC | COM | 70975L107 | 106,885 | 727,057 | SH | DFND | 0 | 727,057 | 0 | ||
PERKINELMER INC | COM | 714046109 | 45,545 | 472,656 | SH | DFND | 0 | 472,656 | 0 | ||
PFIZER INC | COM | 717081103 | 120,322 | 2,833,096 | SH | DFND | 0 | 2,833,096 | 0 | ||
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 12,177 | 584,051 | SH | DFND | 0 | 584,051 | 0 | ||
PTC THERAPEUTICS INC | COM | 69366J200 | 40,906 | 1,086,776 | SH | DFND | 0 | 1,086,776 | 0 | ||
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 101,006 | 2,603,920 | SH | DFND | 0 | 2,603,920 | 0 | ||
QUALCOMM INC | COM | 747525903 | 186,979 | 3,278,600 | SH | Call | DFND | 0 | 3,278,600 | 0 | |
SAGE THERAPEUTICS INC | COM | 78667J108 | 26,987 | 169,676 | SH | DFND | 0 | 169,676 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 32,529 | 205,398 | SH | DFND | 0 | 205,398 | 0 | ||
SEA LTD | SPONSORED ADS | 81141R100 | 23,707 | 1,007,969 | SH | DFND | 0 | 1,007,969 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 4,053 | 19,616 | SH | DFND | 0 | 19,616 | 0 | ||
SIENNA BIOPHARMACEUTICALS IN | COM | 82622H108 | 6,228 | 2,684,678 | SH | DFND | 0 | 2,684,678 | 0 | ||
SPARK THERAPEUTICS INC | COM | 84652J103 | 24,578 | 215,821 | SH | DFND | 0 | 215,821 | 0 | ||
SPDR SERIES TRUST | S&P METALS MNG | 78464A905 | 79,127 | 2,666,000 | SH | Call | DFND | 0 | 2,666,000 | 0 | |
SPLUNK INC | COM | 848637104 | 11,224 | 90,080 | SH | DFND | 0 | 90,080 | 0 | ||
SQUARE INC | CL A | 852234103 | 43,124 | 575,598 | SH | DFND | 0 | 575,598 | 0 | ||
STRYKER CORP | COM | 863667101 | 114,452 | 579,444 | SH | DFND | 0 | 579,444 | 0 | ||
TABLEAU SOFTWARE INC | CL A | 87336U105 | 15,456 | 121,435 | SH | DFND | 0 | 121,435 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 77,035 | 281,436 | SH | DFND | 0 | 281,436 | 0 | ||
TWILIO INC | CL A | 90138F102 | 16,245 | 125,755 | SH | DFND | 0 | 125,755 | 0 | ||
UNIQURE NV | SHS | N90064101 | 24,866 | 416,862 | SH | DFND | 0 | 416,862 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 111,685 | 451,689 | SH | DFND | 0 | 451,689 | 0 | ||
UNITY BIOTECHNOLOGY INC | COM | 91381U101 | 1,096 | 135,189 | SH | DFND | 0 | 135,189 | 0 | ||
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 37,343 | 1,951,061 | SH | DFND | 0 | 1,951,061 | 0 | ||
WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 35,065 | 902,578 | SH | DFND | 0 | 902,578 | 0 | ||
WELLCARE HEALTH PLANS INC | COM | 94946T906 | 84,836 | 314,500 | SH | Call | DFND | 0 | 314,500 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 89,782 | 332,834 | SH | DFND | 0 | 332,834 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 28,625 | 910,190 | SH | DFND | 0 | 910,190 | 0 | ||
ZAI LAB LTD | ADR | 98887Q104 | 4,646 | 157,442 | SH | DFND | 0 | 157,442 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 121,474 | 951,246 | SH | DFND | 0 | 951,246 | 0 |