The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCURAY INC | COM | 004397105 | 48 | 10,037 | SH | DFND | 0 | 10,037 | 0 | ||
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 1,107 | 1,247,000 | PRN | DFND | 0 | 1,247,000 | 0 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 452 | 5,623 | SH | DFND | 0 | 5,623 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 235 | 17,247 | SH | DFND | 0 | 17,247 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | NOTE 2.500% 2/0 | 014339AA3 | 131 | 137,000 | PRN | DFND | 0 | 137,000 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,007 | 5,520 | SH | DFND | 0 | 5,520 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 954 | 3,354 | SH | DFND | 0 | 3,354 | 0 | ||
ALLENA PHARMACEUTICALS INC | COM | 018119107 | 2,085 | 296,961 | SH | DFND | 0 | 296,961 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 1,684 | 11,505 | SH | DFND | 0 | 11,505 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 779 | 662 | SH | DFND | 0 | 662 | 0 | ||
AMAZON COM INC | COM | 023135106 | 1,086 | 610 | SH | DFND | 0 | 610 | 0 | ||
ANTHEM INC | COM | 036752103 | 1,988 | 6,928 | SH | DFND | 0 | 6,928 | 0 | ||
APTINYX INC | COM | 03836N103 | 55 | 13,614 | SH | DFND | 0 | 13,614 | 0 | ||
APTIV PLC | SHS | G6095L109 | 984 | 12,375 | SH | DFND | 0 | 12,375 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 1,820 | 40,605 | SH | DFND | 0 | 40,605 | 0 | ||
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 656 | 16,823 | SH | DFND | 0 | 16,823 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 782 | 9,766 | SH | DFND | 0 | 9,766 | 0 | ||
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 173 | 4,470 | SH | DFND | 0 | 4,470 | 0 | ||
CLOVIS ONCOLOGY INC | NOTE 1.250% 5/0 | 189464AC4 | 87 | 111,000 | PRN | DFND | 0 | 111,000 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 111 | 8,114 | SH | DFND | 0 | 8,114 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 492 | 5,411 | SH | DFND | 0 | 5,411 | 0 | ||
CTRIP COM INTL LTD | SPONSORED ADS | 22943F100 | 524 | 11,999 | SH | DFND | 0 | 11,999 | 0 | ||
DERMIRA INC | COM | 24983L104 | 207 | 15,257 | SH | DFND | 0 | 15,257 | 0 | ||
DERMIRA INC | NOTE 3.000% 5/1 | 24983LAB0 | 72 | 81,000 | PRN | DFND | 0 | 81,000 | 0 | ||
DROPBOX INC | CL A | 26210C104 | 801 | 36,742 | SH | DFND | 0 | 36,742 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E908 | 574 | 3,000 | SH | Call | DFND | 0 | 3,000 | 0 | |
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 1,285 | 6,717 | SH | DFND | 0 | 6,717 | 0 | ||
ENDOLOGIX INC | NOTE 3.250%11/0 | 29266SAB2 | 300 | 413,000 | PRN | DFND | 0 | 413,000 | 0 | ||
EQUILLIUM INC | COM | 29446K106 | 55 | 6,926 | SH | DFND | 0 | 6,926 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 757 | 18,847 | SH | DFND | 0 | 18,847 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 616 | 7,115 | SH | DFND | 0 | 7,115 | 0 | ||
FAIR ISAAC CORP | COM | 303250104 | 741 | 2,728 | SH | DFND | 0 | 2,728 | 0 | ||
FATE THERAPEUTICS INC | COM | 31189P102 | 138 | 7,872 | SH | DFND | 0 | 7,872 | 0 | ||
FLUIDIGM CORP DEL | COM | 34385P108 | 194 | 14,624 | SH | DFND | 0 | 14,624 | 0 | ||
GODADDY INC | CL A | 380237107 | 2,447 | 32,538 | SH | DFND | 0 | 32,538 | 0 | ||
GRITSTONE ONCOLOGY INC | COM | 39868T105 | 116 | 8,749 | SH | DFND | 0 | 8,749 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 748 | 5,736 | SH | DFND | 0 | 5,736 | 0 | ||
HUMANA INC | COM | 444859902 | 2,181 | 8,200 | SH | Call | DFND | 0 | 8,200 | 0 | |
HUMANA INC | COM | 444859102 | 1,938 | 7,287 | SH | DFND | 0 | 7,287 | 0 | ||
ICU MED INC | COM | 44930G107 | 1,316 | 5,499 | SH | DFND | 0 | 5,499 | 0 | ||
INTUIT | COM | 461202103 | 2,000 | 7,651 | SH | DFND | 0 | 7,651 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E953 | 4,366 | 24,300 | SH | Put | DFND | 0 | 24,300 | 0 | |
IQVIA HLDGS INC | COM | 46266C105 | 626 | 4,349 | SH | DFND | 0 | 4,349 | 0 | ||
IRHYTHM TECHNOLOGIES INC | COM | 450056106 | 417 | 5,565 | SH | DFND | 0 | 5,565 | 0 | ||
LIVE NATION ENTERTAINMENT IN | COM | 538034109 | 1,033 | 16,256 | SH | DFND | 0 | 16,256 | 0 | ||
LYFT INC | CL A COM | 55087P104 | 219 | 2,792 | SH | DFND | 0 | 2,792 | 0 | ||
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 1,046 | 3,567 | SH | DFND | 0 | 3,567 | 0 | ||
MERIT MED SYS INC | COM | 589889104 | 719 | 11,629 | SH | DFND | 0 | 11,629 | 0 | ||
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 2,581 | 31,111 | SH | DFND | 0 | 31,111 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,059 | 8,978 | SH | DFND | 0 | 8,978 | 0 | ||
MIRATI THERAPEUTICS INC | COM | 60468T105 | 96 | 1,309 | SH | DFND | 0 | 1,309 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 1,041 | 7,331 | SH | DFND | 0 | 7,331 | 0 | ||
MYOKARDIA INC | COM | 62857M105 | 799 | 15,362 | SH | DFND | 0 | 15,362 | 0 | ||
NEON THERAPEUTICS INC | COM | 64050Y100 | 2,320 | 359,125 | SH | DFND | 0 | 359,125 | 0 | ||
NETFLIX INC | COM | 64110L106 | 974 | 2,731 | SH | DFND | 0 | 2,731 | 0 | ||
NEVRO CORP | COM | 64157F103 | 575 | 9,192 | SH | DFND | 0 | 9,192 | 0 | ||
NEW YORK TIMES CO | CL A | 650111107 | 1,718 | 52,307 | SH | DFND | 0 | 52,307 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 1,008 | 11,400 | SH | DFND | 0 | 11,400 | 0 | ||
PACIRA PHARMACEUTICALS INC | COM | 695127100 | 121 | 3,173 | SH | DFND | 0 | 3,173 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 1,616 | 15,567 | SH | DFND | 0 | 15,567 | 0 | ||
PENUMBRA INC | COM | 70975L107 | 1,197 | 8,144 | SH | DFND | 0 | 8,144 | 0 | ||
PERKINELMER INC | COM | 714046109 | 667 | 6,924 | SH | DFND | 0 | 6,924 | 0 | ||
PFIZER INC | COM | 717081103 | 2,160 | 50,864 | SH | DFND | 0 | 50,864 | 0 | ||
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 385 | 18,464 | SH | DFND | 0 | 18,464 | 0 | ||
PTC THERAPEUTICS INC | COM | 69366J200 | 417 | 11,083 | SH | DFND | 0 | 11,083 | 0 | ||
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 1,066 | 27,493 | SH | DFND | 0 | 27,493 | 0 | ||
QUALCOMM INC | COM | 747525903 | 5,720 | 100,300 | SH | Call | DFND | 0 | 100,300 | 0 | |
SAGE THERAPEUTICS INC | COM | 78667J108 | 340 | 2,138 | SH | DFND | 0 | 2,138 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 989 | 6,243 | SH | DFND | 0 | 6,243 | 0 | ||
SEA LTD | SPONSORED ADS | 81141R100 | 750 | 31,867 | SH | DFND | 0 | 31,867 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 128 | 620 | SH | DFND | 0 | 620 | 0 | ||
SIENNA BIOPHARMACEUTICALS IN | COM | 82622H108 | 31 | 13,247 | SH | DFND | 0 | 13,247 | 0 | ||
SPARK THERAPEUTICS INC | COM | 84652J103 | 441 | 3,874 | SH | DFND | 0 | 3,874 | 0 | ||
SPDR SERIES TRUST | S&P METALS MNG | 78464A905 | 935 | 31,500 | SH | Call | DFND | 0 | 31,500 | 0 | |
SPLUNK INC | COM | 848637104 | 355 | 2,848 | SH | DFND | 0 | 2,848 | 0 | ||
SQUARE INC | CL A | 852234103 | 1,322 | 17,641 | SH | DFND | 0 | 17,641 | 0 | ||
STRYKER CORP | COM | 863667101 | 2,293 | 11,607 | SH | DFND | 0 | 11,607 | 0 | ||
TABLEAU SOFTWARE INC | CL A | 87336U105 | 489 | 3,839 | SH | DFND | 0 | 3,839 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 1,541 | 5,630 | SH | DFND | 0 | 5,630 | 0 | ||
TWILIO INC | CL A | 90138F102 | 492 | 3,810 | SH | DFND | 0 | 3,810 | 0 | ||
UNIQURE NV | SHS | N90064101 | 203 | 3,411 | SH | DFND | 0 | 3,411 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 2,234 | 9,035 | SH | DFND | 0 | 9,035 | 0 | ||
UNITY BIOTECHNOLOGY INC | COM | 91381U101 | 48 | 5,962 | SH | DFND | 0 | 5,962 | 0 | ||
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 194 | 10,136 | SH | DFND | 0 | 10,136 | 0 | ||
WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 287 | 7,383 | SH | DFND | 0 | 7,383 | 0 | ||
WELLCARE HEALTH PLANS INC | COM | 94946T906 | 1,430 | 5,300 | SH | Call | DFND | 0 | 5,300 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 1,582 | 5,866 | SH | DFND | 0 | 5,866 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 348 | 11,057 | SH | DFND | 0 | 11,057 | 0 | ||
ZAI LAB LTD | ADR | 98887Q104 | 0 | 6 | SH | DFND | 0 | 6 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 2,430 | 19,030 | SH | DFND | 0 | 19,030 | 0 |