The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACHILLION PHARMACEUTICALS | COM | 00448Q201 | 1,839 | 621,182 | SH | SOLE | 621,182 | 0 | 0 | ||
ADVAXIS INC | COM NEW | 007624307 | 1,195 | 202,222 | SH | SOLE | 202,222 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 7,209 | 151,770 | SH | SOLE | 151,770 | 0 | 0 | ||
AILERON THERAPEUTICS INC | COM | 00887A105 | 194 | 99,502 | SH | SOLE | 99,502 | 0 | 0 | ||
AKEBIA THERAPEUTICS INC | COM | 00972D105 | 5,860 | 715,538 | SH | SOLE | 715,538 | 0 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | NOTE 2.500% 2/0 | 014339AA3 | 240 | 250,000 | PRN | SOLE | 250,000 | 0 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 7,794 | 571,013 | SH | SOLE | 571,013 | 0 | 0 | ||
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 452 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ALECTOR INC | COM | 014442107 | 918 | 49,063 | SH | SOLE | 49,063 | 0 | 0 | ||
APPLIED GENETIC TECHNOL CORP | COM | 03820J100 | 1,505 | 359,190 | SH | SOLE | 359,190 | 0 | 0 | ||
ARBUTUS BIOPHARMA CORP | COM | 03879J100 | 884 | 246,900 | SH | SOLE | 246,900 | 0 | 0 | ||
ARCTURUS THERAPEUTICS LTD | SHS | M1492T105 | 323 | 47,255 | SH | SOLE | 47,255 | 0 | 0 | ||
ARDELYX INC | COM | 039697107 | 1,895 | 676,759 | SH | SOLE | 676,759 | 0 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 4,211 | 93,942 | SH | SOLE | 93,942 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 4,451 | 35,650 | SH | SOLE | 35,650 | 0 | 0 | ||
ARQULE INC | COM | 04269E107 | 1,787 | 373,164 | SH | SOLE | 373,164 | 0 | 0 | ||
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 5,224 | 44,380 | SH | SOLE | 44,380 | 0 | 0 | ||
ASSEMBLY BIOSCIENCES INC | COM | 045396108 | 996 | 50,573 | SH | SOLE | 50,573 | 0 | 0 | ||
ATRICURE INC | COM | 04963C209 | 8,539 | 318,729 | SH | SOLE | 318,729 | 0 | 0 | ||
BELLICUM PHARMACEUTICALS INC | COM | 079481107 | 101 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS INC | COM | 09058V103 | 4,057 | 498,415 | SH | SOLE | 498,415 | 0 | 0 | ||
BIOHAVEN PHARMACEUTICALS HOLD | COM | G11196105 | 4,118 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
BIOTELEMETRY INC | COM | 090672106 | 2,179 | 34,800 | SH | SOLE | 34,800 | 0 | 0 | ||
BIOTIME INC | COM | 09066L105 | 124 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 4,248 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 9,583 | 119,718 | SH | SOLE | 119,718 | 0 | 0 | ||
CARA THERAPEUTICS INC | COM | 140755109 | 2,818 | 143,611 | SH | SOLE | 143,611 | 0 | 0 | ||
CARDIOVASCULAR SYSTEMS INC | COM | 141619106 | 2,173 | 56,200 | SH | SOLE | 56,200 | 0 | 0 | ||
CIDARA THERAPEUTICS INC | COM | 171757107 | 564 | 212,766 | SH | SOLE | 212,766 | 0 | 0 | ||
CORBUS PHARMACEUTICALS HLDGS | COM | 21833P103 | 2,120 | 305,000 | SH | SOLE | 305,000 | 0 | 0 | ||
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 3,703 | 278,811 | SH | SOLE | 278,811 | 0 | 0 | ||
CYTOKINETICS INC | COM NEW | 23282W605 | 3,238 | 400,294 | SH | SOLE | 400,294 | 0 | 0 | ||
DERMIRA INC | COM | 24983L104 | 969 | 71,500 | SH | SOLE | 71,500 | 0 | 0 | ||
DEXCOM INC | COM | 252131107 | 3,851 | 32,338 | SH | SOLE | 32,338 | 0 | 0 | ||
DEXCOM INC | NOTE 0.750% 5/1 | 252131AF4 | 336 | 250,000 | PRN | SOLE | 250,000 | 0 | 0 | ||
DICERNA PHARMACEUTICALS INC | COM | 253031108 | 1,807 | 123,314 | SH | SOLE | 123,314 | 0 | 0 | ||
FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 3,030 | 808,000 | SH | SOLE | 808,000 | 0 | 0 | ||
GALAPAGOS NV | SPON ADR | 36315X101 | 5,843 | 49,609 | SH | SOLE | 49,609 | 0 | 0 | ||
GENOCEA BIOSCIENCES INC | COM | 372427104 | 1,174 | 1,989,653 | SH | SOLE | 1,989,653 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 97 | 5,052 | SH | SOLE | 5,052 | 0 | 0 | ||
INOGEN INC | COM | 45780L104 | 944 | 9,900 | SH | SOLE | 9,900 | 0 | 0 | ||
INSULET CORP | NOTE 1.375% | 45784PAG6 | 1,811 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
INTEC PHARMA LTD JERUSALEM | SHS | M53644106 | 2,799 | 381,789 | SH | SOLE | 381,789 | 0 | 0 | ||
ISHARES TR NASDAQ BIOTECH | ETF | 464287556 | 6,865 | 61,400 | SH | SOLE | 61,400 | 0 | 0 | ||
JOHNSON AND JOHNSON | COM | 478160104 | 1,314 | 9,400 | SH | SOLE | 9,400 | 0 | 0 | ||
KADMON HOLDINGS INC | COM | 48283N106 | 1,999 | 757,177 | SH | SOLE | 757,177 | 0 | 0 | ||
KALVISTA PHARMACEUTICALS INC | COM | 483497103 | 665 | 23,225 | SH | SOLE | 23,225 | 0 | 0 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 606 | 36,558 | SH | SOLE | 36,558 | 0 | 0 | ||
LUMINEX CORP | COM | 55027E102 | 3,184 | 138,391 | SH | SOLE | 138,391 | 0 | 0 | ||
MACROGENICS INC | COM | 556099109 | 899 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 827 | 6,600 | SH | SOLE | 6,600 | 0 | 0 | ||
MASIMO CORPORATION | COM | 574795100 | 415 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
MENLO THERAPEUTICS INC | COM | 586858102 | 4,710 | 600,030 | SH | SOLE | 600,030 | 0 | 0 | ||
MERSANA THERAPEUTICS INC | COM | 59045L106 | 2,121 | 403,300 | SH | SOLE | 403,300 | 0 | 0 | ||
MINERVA NEUROSCIENCES INC | COM | 603380106 | 284 | 36,084 | SH | SOLE | 36,084 | 0 | 0 | ||
NATUS MEDICAL INC | COM | 639050103 | 1,089 | 42,900 | SH | SOLE | 42,900 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 4,846 | 55,008 | SH | SOLE | 55,008 | 0 | 0 | ||
NEVRO CORP | COM | 64157F103 | 1,951 | 31,210 | SH | SOLE | 31,210 | 0 | 0 | ||
OBSEVA SA | COM | H5861P103 | 555 | 43,408 | SH | SOLE | 43,408 | 0 | 0 | ||
ORAMED PHARMACEUTICALS INC | COM NEW | 68403P203 | 95 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
PHASEBIO PHARMACEUTICALS INC | COM | 717224109 | 689 | 72,500 | SH | SOLE | 72,500 | 0 | 0 | ||
PROQR THERAPEUTICS N V | SHS EURO | N71542109 | 3,627 | 261,521 | SH | SOLE | 261,521 | 0 | 0 | ||
RADIUS HEALTH INC | COM NEW | 750469207 | 837 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
RADIUS HEALTH INC | NOTE 3.000% 9/0 | 750469AA6 | 3,336 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 354 | 137,600 | SH | SOLE | 137,600 | 0 | 0 | ||
SAGE THERAPEUTICS INC | COM | 78667J108 | 19,691 | 123,806 | SH | SOLE | 123,806 | 0 | 0 | ||
SAVARA INC | COM | 805111101 | 813 | 110,275 | SH | SOLE | 110,275 | 0 | 0 | ||
SCYNEXIS INC | COM | 811292101 | 1,922 | 1,272,927 | SH | SOLE | 1,272,927 | 0 | 0 | ||
SOL GEL TECHNOLOGIES LTD | SHS | M8694L103 | 237 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
SPERO THERAPEUTICS INC | COM | 84833T103 | 897 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
STEREOTAXIS INC | COM | 85916J409 | 26,677 | 13,680,554 | SH | SOLE | 13,680,554 | 0 | 0 | ||
SUTRO BIOPHARMA INC | COM | 869367102 | 359 | 31,494 | SH | SOLE | 31,494 | 0 | 0 | ||
UROGEN PHARMA LTD | COM | M96088105 | 554 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
VBI VACCINES INC | COM NEW | 91822J103 | 1,590 | 850,000 | SH | SOLE | 850,000 | 0 | 0 | ||
VIKING THERAPEUTICS INC | COM | 92686J106 | 1,781 | 179,200 | SH | SOLE | 179,200 | 0 | 0 | ||
WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 7,403 | 190,554 | SH | SOLE | 190,554 | 0 | 0 | ||
XENON PHARMACEUTICALS INC | COM | 98420N105 | 3,360 | 330,667 | SH | SOLE | 330,667 | 0 | 0 | ||
ZAFGEN INC | COM | 98885E103 | 910 | 332,000 | SH | SOLE | 332,000 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 7,138 | 129,764 | SH | SOLE | 129,764 | 0 | 0 |