The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A10 NETWORKS INC | COM | 002121101 | 266 | 37,576 | SH | SOLE | 37,576 | 0 | 0 | ||
ABBVIE INC | PUT | 00287Y959 | 7 | 22,500 | SH | Put | OTR | 1 | 0 | 22,500 | 0 |
ACHIEVE LIFE SCIENCES ORD | COM NEW | 004468203 | 304 | 94,250 | SH | SOLE | 94,250 | 0 | 0 | ||
ACHIEVE LIFE SCIENCES ORD | COM NEW | 004468203 | 95 | 29,404 | SH | SOLE | 29,404 | 0 | 0 | ||
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 319 | 44,805 | SH | SOLE | 44,805 | 0 | 0 | ||
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 106 | 14,935 | SH | SOLE | 14,935 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 3,378 | 1,033,000 | PRN | OTR | 1 | 0 | 1,033,000 | 0 | |
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 1,955 | 598,000 | PRN | OTR | 1 | 0 | 598,000 | 0 | |
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 12,331 | 3,771,000 | PRN | OTR | 1 | 0 | 3,771,000 | 0 | |
AIRGAIN ORD | COM | 00938A104 | 1,105 | 86,119 | SH | SOLE | 86,119 | 0 | 0 | ||
ALLOT COMMUNICATIONS LTD | SHS | M0854Q105 | 733 | 92,283 | SH | SOLE | 92,283 | 0 | 0 | ||
AMERICAN SUPERCONDUCTOR CORP | SHS NEW | 030111207 | 992 | 77,138 | SH | SOLE | 77,138 | 0 | 0 | ||
AMERICAN SUPERCONDUCTOR CORP | SHS NEW | 030111207 | 349 | 27,169 | SH | SOLE | 27,169 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 2,384 | 12,548 | SH | OTR | 1 | 0 | 12,548 | 0 | |
AMGEN INC | PUT | 031162950 | 104 | 37,700 | SH | Put | OTR | 1 | 0 | 37,700 | 0 |
AMGEN INC | PUT | 031162950 | 1 | 300 | SH | Put | OTR | 1 | 0 | 300 | 0 |
APOLLO ENDOSURGERY ORD | COM | 03767D108 | 106 | 28,223 | SH | SOLE | 28,223 | 0 | 0 | ||
APOLLO ENDOSURGERY ORD | COM | 03767D108 | 106 | 28,223 | SH | SOLE | 28,223 | 0 | 0 | ||
APTEVO THERAPEUTICS INC | COM | 03835L108 | 290 | 321,750 | SH | SOLE | 321,750 | 0 | 0 | ||
APTEVO THERAPEUTICS INC | COM | 03835L108 | 97 | 107,250 | SH | SOLE | 107,250 | 0 | 0 | ||
AVID TECHNOLOGY INC | COM | 05367P100 | 1,416 | 190,116 | SH | SOLE | 190,116 | 0 | 0 | ||
AVID TECHNOLOGY INC | COM | 05367P100 | 472 | 63,371 | SH | SOLE | 63,371 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS | CALL | 09058V903 | 0 | 100 | SH | Call | OTR | 1 | 0 | 100 | 0 |
BIOCRYST PHARMACEUTICALS | CALL | 09058V903 | 49 | 16,100 | SH | Call | OTR | 1 | 0 | 16,100 | 0 |
BIOCRYST PHARMACEUTICALS | PUT | 09058V953 | 63 | 16,200 | SH | Put | OTR | 1 | 0 | 16,200 | 0 |
BIOGEN INC | PUT | 09062X953 | 1,176 | 15,800 | SH | Put | OTR | 1 | 0 | 15,800 | 0 |
BIOGEN INC | COM | 09062X103 | 3,735 | 15,800 | SH | OTR | 1 | 0 | 15,800 | 0 | |
BIOMARIN PHARMACEUTICAL INC | PUT | 09061G951 | 2 | 3,500 | SH | Put | OTR | 1 | 0 | 3,500 | 0 |
BIOMARIN PHARMACEUTICAL INC | PUT | 09061G951 | 6 | 115 | SH | Put | OTR | 1 | 0 | 115 | 0 |
BIOMARIN PHARMACEUTICAL INC | PUT | 09061G951 | 11 | 2,900 | SH | Put | OTR | 1 | 0 | 2,900 | 0 |
BIOMARIN PHARMACEUTICAL INC | PUT | 09061G951 | 36 | 96 | SH | Put | OTR | 1 | 0 | 96 | 0 |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 697 | 7,849 | SH | OTR | 1 | 0 | 7,849 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 2,270 | 25,551 | SH | OTR | 1 | 0 | 25,551 | 0 | |
BIONANO GENOMICS EQY WARRANT WRNT 6.13 21 Sep 23 | *W EXP 08/21/202 | 09075F115 | 79 | 62,423 | SH | SOLE | 62,423 | 0 | 0 | ||
BIONANO GENOMICS EQY WARRANT WRNT 6.13 21 Sep 23 | *W EXP 08/21/202 | 09075F115 | 33 | 26,023 | SH | SOLE | 26,023 | 0 | 0 | ||
BIONANO GENOMICS ORD | COM | 09075F107 | 270 | 61,882 | SH | SOLE | 61,882 | 0 | 0 | ||
BIONANO GENOMICS ORD | COM | 09075F107 | 112 | 25,631 | SH | SOLE | 25,631 | 0 | 0 | ||
BOOKING HLDGS INC | PUT | 09857L958 | 9 | 200 | SH | Put | OTR | 1 | 0 | 200 | 0 |
BOOKING HLDGS INC | PUT | 09857L958 | 37 | 8 | SH | Put | OTR | 1 | 0 | 8 | 0 |
BOOKING HOLDINGS ORD | COM | 09857L108 | 501 | 287 | SH | OTR | 1 | 0 | 287 | 0 | |
BOOKING HOLDINGS ORD | COM | 09857L108 | 1,593 | 913 | SH | OTR | 1 | 0 | 913 | 0 | |
CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 1,192 | 821,000 | PRN | OTR | 1 | 0 | 821,000 | 0 | |
CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 2,570 | 1,770,000 | PRN | OTR | 1 | 0 | 1,770,000 | 0 | |
CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 3,886 | 2,676,000 | PRN | OTR | 1 | 0 | 2,676,000 | 0 | |
CAESARS ENTMT CORP | PUT | 127686953 | 2 | 4,600 | SH | Put | OTR | 1 | 0 | 4,600 | 0 |
CAESARS ENTMT CORP | PUT | 127686953 | 4 | 11,900 | SH | Put | OTR | 1 | 0 | 11,900 | 0 |
CAESARS ENTMT CORP | PUT | 127686953 | 5 | 149 | SH | Put | OTR | 1 | 0 | 149 | 0 |
CARA THERAPEUTICS INC | CALL | 140755909 | 35 | 15,900 | SH | Call | OTR | 1 | 0 | 15,900 | 0 |
CASSAVA SCIENCES ORD | COM | 14817C107 | 278 | 215,745 | SH | SOLE | 215,745 | 0 | 0 | ||
CASSAVA SCIENCES ORD | COM | 14817C107 | 94 | 72,618 | SH | SOLE | 72,618 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | COM | 165167107 | 72 | 23,311 | SH | OTR | 1 | 0 | 23,311 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 235 | 75,889 | SH | OTR | 1 | 0 | 75,889 | 0 | |
CLEARFIELD INC | COM | 18482P103 | 654 | 44,498 | SH | SOLE | 44,498 | 0 | 0 | ||
CONATUS PHARMACEUTICALS INC | CALL | 20600T908 | 1 | 45,800 | SH | Call | OTR | 1 | 0 | 45,800 | 0 |
CONATUS PHARMACEUTICALS INC | CALL | 20600T908 | 0 | 600 | SH | Call | OTR | 1 | 0 | 600 | 0 |
CORREVIO PHARMA CORP | COM | 22026V105 | 408 | 129,051 | SH | SOLE | 129,051 | 0 | 0 | ||
CORREVIO PHARMA CORP | COM | 22026V105 | 136 | 43,015 | SH | SOLE | 43,015 | 0 | 0 | ||
DERMIRA INC | COM | 24983L104 | 447 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||
DERMIRA INC | COM | 24983L104 | 149 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
DIAMEDICA THERAPEUTI ORD | COM NEW | 25253X207 | 408 | 89,898 | SH | SOLE | 89,898 | 0 | 0 | ||
DIAMEDICA THERAPEUTI ORD | COM NEW | 25253X207 | 136 | 29,965 | SH | SOLE | 29,965 | 0 | 0 | ||
DIGITAL TURBINE INC | COM NEW | 25400W102 | 883 | 252,373 | SH | SOLE | 252,373 | 0 | 0 | ||
DSP GROUP INC | COM | 23332B106 | 671 | 47,697 | SH | SOLE | 47,697 | 0 | 0 | ||
ENTERA BIO LTD | *W EXP 06/27/202 | M40527117 | 13 | 13,943 | SH | OTR | 1 | 0 | 13,943 | 0 | |
ENTERA BIO LTD | SHS | M40527109 | 65 | 14,949 | SH | OTR | 1 | 0 | 14,949 | 0 | |
FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 51 | 13,500 | SH | OTR | 1 | 0 | 13,500 | 0 | |
HERBALIFE NUTRITION LTD | PUT | G4412G951 | 0 | 1,400 | SH | Put | OTR | 1 | 0 | 1,400 | 0 |
HERBALIFE NUTRITION LTD | PUT | G4412G951 | 2 | 96 | SH | Put | OTR | 1 | 0 | 96 | 0 |
HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 733 | 588,000 | PRN | OTR | 1 | 0 | 588,000 | 0 | |
HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 5,498 | 4,412,000 | PRN | OTR | 1 | 0 | 4,412,000 | 0 | |
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 807 | 710,000 | PRN | OTR | 1 | 0 | 710,000 | 0 | |
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 554 | 487,000 | PRN | OTR | 1 | 0 | 487,000 | 0 | |
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 2,625 | 2,308,000 | PRN | OTR | 1 | 0 | 2,308,000 | 0 | |
IMMUNOGEN INC | PUT | 45253H951 | 127 | 53,300 | SH | Put | OTR | 1 | 0 | 53,300 | 0 |
IMMUNOGEN INC | PUT | 45253H951 | 6 | 2,500 | SH | Put | OTR | 1 | 0 | 2,500 | 0 |
IMMUNOGEN INC | COM | 45253H101 | 145 | 53,382 | SH | OTR | 1 | 0 | 53,382 | 0 | |
INTERCEPT PHARMACEUTICALS IN | NOTE 3.250% 7/0 | 45845PAA6 | 808 | 807,000 | PRN | OTR | 1 | 0 | 807,000 | 0 | |
INTERCEPT PHARMACEUTICALS IN | NOTE 3.250% 7/0 | 45845PAA6 | 1,179 | 1,178,000 | PRN | OTR | 1 | 0 | 1,178,000 | 0 | |
INTERCEPT PHARMACEUTICALS IN | NOTE 3.250% 7/0 | 45845PAA6 | 2,962 | 2,959,000 | PRN | OTR | 1 | 0 | 2,959,000 | 0 | |
INTERCEPT PHARMACEUTICALS IN | PUT | 45845P958 | 9 | 11,500 | SH | Put | OTR | 1 | 0 | 11,500 | 0 |
INTERCEPT PHARMACEUTICALS IN | PUT | 45845P958 | 19 | 23,400 | SH | Put | OTR | 1 | 0 | 23,400 | 0 |
INTERCEPT PHARMACEUTICALS IN | PUT | 45845P958 | 33 | 415 | SH | Put | OTR | 1 | 0 | 415 | 0 |
INTERCEPT PHARMACEUTICALS IN | PUT | 45845P958 | 1 | 700 | SH | Call | OTR | 1 | 0 | 700 | 0 |
INTERCEPT PHARMACEUTICALS IN | PUT | 45845P958 | 19 | 21,200 | SH | Put | OTR | 1 | 0 | 21,200 | 0 |
INTERCEPT PHARMACEUTICALS IN | PUT | 45845P958 | 30 | 34,600 | SH | Put | OTR | 1 | 0 | 34,600 | 0 |
INTERCEPT PHARMACEUTICALS IN | PUT | 45845P958 | 61 | 696 | SH | Put | OTR | 1 | 0 | 696 | 0 |
INTERCEPT PHARMACEUTICALS IN | PUT | 45845P958 | 0 | 100 | SH | Put | OTR | 1 | 0 | 100 | 0 |
INTEVAC INC | COM | 461148108 | 53 | 8,598 | SH | SOLE | 8,598 | 0 | 0 | ||
INTEVAC INC | COM | 461148108 | 18 | 2,866 | SH | SOLE | 2,866 | 0 | 0 | ||
INTRA CELLULAR THERAPIES INC | CALL | 46116X901 | 8 | 11,300 | SH | Call | OTR | 1 | 0 | 11,300 | 0 |
INTRA CELLULAR THERAPIES INC | CALL | 46116X901 | 35 | 56,200 | SH | Call | OTR | 1 | 0 | 56,200 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 291 | 1,898 | SH | SOLE | 1,898 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,457 | 9,516 | SH | SOLE | 9,516 | 0 | 0 | ||
ISHARES TR | PUT | 464287955 | 285 | 37,500 | SH | Put | SOLE | 37,500 | 0 | 0 | |
ISHARES TR | PUT | 464287955 | 95 | 12,500 | SH | Put | SOLE | 12,500 | 0 | 0 | |
KBR INC | PUT | 48242W956 | 1 | 10,400 | SH | Put | OTR | 1 | 0 | 10,400 | 0 |
KBR INC | PUT | 48242W956 | 3 | 337 | SH | Put | OTR | 1 | 0 | 337 | 0 |
KNOWLES CORP | COM | 49926D109 | 841 | 47,697 | SH | SOLE | 47,697 | 0 | 0 | ||
LA JOLLA PHARMACEUTICAL CO | COM PAR $.0001 2 | 503459604 | 461 | 71,707 | SH | SOLE | 71,707 | 0 | 0 | ||
LA JOLLA PHARMACEUTICAL CO | COM PAR $.0001 2 | 503459604 | 154 | 23,900 | SH | SOLE | 23,900 | 0 | 0 | ||
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 398 | 53,800 | SH | SOLE | 53,800 | 0 | 0 | ||
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 120 | 16,250 | SH | SOLE | 16,250 | 0 | 0 | ||
MEDICINES CO | NOTE 2.750% 7/1 | 584688AG0 | 723 | 857,000 | PRN | OTR | 1 | 0 | 857,000 | 0 | |
MEDICINES CO | NOTE 2.750% 7/1 | 584688AG0 | 1,199 | 1,421,000 | PRN | OTR | 1 | 0 | 1,421,000 | 0 | |
MEDICINES CO | NOTE 2.750% 7/1 | 584688AG0 | 2,572 | 3,048,000 | PRN | OTR | 1 | 0 | 3,048,000 | 0 | |
MEDICINES CO | PUT | 584688955 | 4 | 3,400 | SH | Put | OTR | 1 | 0 | 3,400 | 0 |
MEDICINES CO | PUT | 584688955 | 4 | 4,100 | SH | Put | OTR | 1 | 0 | 4,100 | 0 |
MEDICINES CO | PUT | 584688955 | 9 | 86 | SH | Put | OTR | 1 | 0 | 86 | 0 |
MEDICINES CO | PUT | 584688955 | 39 | 17,500 | SH | Put | OTR | 1 | 0 | 17,500 | 0 |
MEDICINES CO | PUT | 584688955 | 77 | 34,400 | SH | Put | OTR | 1 | 0 | 34,400 | 0 |
MEDICINES CO | PUT | 584688955 | 139 | 626 | SH | Put | OTR | 1 | 0 | 626 | 0 |
MEDICINES CO | PUT | 584688955 | 122 | 33,900 | SH | Put | OTR | 1 | 0 | 33,900 | 0 |
MEDICINES CO | PUT | 584688955 | 199 | 55,400 | SH | Put | OTR | 1 | 0 | 55,400 | 0 |
MEDICINES CO | PUT | 584688955 | 433 | 1,204 | SH | Put | OTR | 1 | 0 | 1,204 | 0 |
MILLENDO THERAPEUTICS INC | COM | 60040X103 | 169 | 11,240 | SH | SOLE | 11,240 | 0 | 0 | ||
MILLENDO THERAPEUTICS INC | COM | 60040X103 | 107 | 7,117 | SH | SOLE | 7,117 | 0 | 0 | ||
MOLINA HEALTHCARE INC | NOTE 1.125% 1/1 | 60855RAC4 | 4,789 | 1,402,000 | PRN | OTR | 1 | 0 | 1,402,000 | 0 | |
MOLINA HEALTHCARE INC | NOTE 1.125% 1/1 | 60855RAC4 | 11,756 | 3,442,000 | PRN | OTR | 1 | 0 | 3,442,000 | 0 | |
MOLINA HEALTHCARE INC | NOTE 1.125% 1/1 | 60855RAC4 | 16,607 | 4,862,000 | PRN | OTR | 1 | 0 | 4,862,000 | 0 | |
NANO DIMENSION LTD | SPONS ADR | 63008G104 | 282 | 397,247 | SH | SOLE | 397,247 | 0 | 0 | ||
NANO DIMENSION LTD | SPONS ADR | 63008G104 | 94 | 132,416 | SH | SOLE | 132,416 | 0 | 0 | ||
NANO DIMENSION LTD | SPONS ADR | 63008G104 | 13 | 299,993 | SH | SOLE | 299,993 | 0 | 0 | ||
NANO DIMENSION LTD | SPONS ADR | 63008G104 | 4 | 99,998 | SH | SOLE | 99,998 | 0 | 0 | ||
NANO DIMENSION LTD | SPONS ADR | 63008G104 | 70 | 399,990 | SH | SOLE | 399,990 | 0 | 0 | ||
NANO DIMENSION LTD | SPONS ADR | 63008G104 | 23 | 133,330 | SH | SOLE | 133,330 | 0 | 0 | ||
NANOVIBRONIX INC | COM | 63008J108 | 41 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NANOVIBRONIX INC | COM | 63008J108 | 41 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NEWLINK GENETICS CORP | COM | 651511107 | 356 | 184,239 | SH | SOLE | 184,239 | 0 | 0 | ||
NEWLINK GENETICS CORP | COM | 651511107 | 119 | 61,410 | SH | SOLE | 61,410 | 0 | 0 | ||
NOVAVAX INC | CALL | 670002904 | 1 | 22,500 | SH | Call | OTR | 1 | 0 | 22,500 | 0 |
NOVAVAX INC | CALL | 670002904 | 1 | 14,800 | SH | Call | OTR | 1 | 0 | 14,800 | 0 |
NOVAVAX INC | CALL | 670002904 | 0 | 100 | SH | Call | OTR | 1 | 0 | 100 | 0 |
NOVAVAX INC | CALL | 670002904 | 0 | 6,100 | SH | Call | OTR | 1 | 0 | 6,100 | 0 |
PDVWIRELESS INC | COM | 69290R104 | 83 | 2,363 | SH | OTR | 1 | 0 | 2,363 | 0 | |
PIXELWORKS INC | COM NEW | 72581M305 | 904 | 230,628 | SH | SOLE | 230,628 | 0 | 0 | ||
PROGENICS PHARMACEUTICALS IN | COM | 743187106 | 481 | 103,768 | SH | SOLE | 103,768 | 0 | 0 | ||
PROGENICS PHARMACEUTICALS IN | COM | 743187106 | 160 | 34,589 | SH | SOLE | 34,589 | 0 | 0 | ||
QUALCOMM INC | CALL | 747525903 | 3 | 27,300 | SH | Call | OTR | 1 | 0 | 27,300 | 0 |
QUALCOMM INC | PUT | 747525953 | 1 | 9,000 | SH | Put | OTR | 1 | 0 | 9,000 | 0 |
QUALCOMM INC | PUT | 747525953 | 3 | 22,500 | SH | Put | OTR | 1 | 0 | 22,500 | 0 |
QUALCOMM INC | CALL | 747525903 | 59 | 21,000 | SH | Call | OTR | 1 | 0 | 21,000 | 0 |
QUALCOMM INC | PUT | 747525953 | 85 | 110,100 | SH | Put | OTR | 1 | 0 | 110,100 | 0 |
QUALCOMM INC | COM | 747525103 | 876 | 15,355 | SH | OTR | 1 | 0 | 15,355 | 0 | |
QUANTENNA COMMUNICAT ORD | COM | 74766D100 | 368 | 15,119 | SH | SOLE | 15,119 | 0 | 0 | ||
QUICKLOGIC CORP | COM | 74837P108 | 59 | 97,282 | SH | SOLE | 97,282 | 0 | 0 | ||
QUICKLOGIC CORP | COM | 74837P108 | 18 | 28,812 | SH | SOLE | 28,812 | 0 | 0 | ||
REALPAGE INC | NOTE 1.500%11/1 | 75606NAB5 | 68 | 44,000 | PRN | OTR | 1 | 0 | 44,000 | 0 | |
REALPAGE INC | NOTE 1.500%11/1 | 75606NAB5 | 786 | 509,000 | PRN | OTR | 1 | 0 | 509,000 | 0 | |
RETROPHIN INC | NOTE 2.500% 9/1 | 761299AB2 | 1,161 | 1,233,000 | PRN | OTR | 1 | 0 | 1,233,000 | 0 | |
RETROPHIN INC | NOTE 2.500% 9/1 | 761299AB2 | 671 | 712,000 | PRN | OTR | 1 | 0 | 712,000 | 0 | |
RETROPHIN INC | NOTE 2.500% 9/1 | 761299AB2 | 3,785 | 4,018,000 | PRN | OTR | 1 | 0 | 4,018,000 | 0 | |
RETROPHIN INC | PUT | 761299956 | 15 | 8,600 | SH | Put | OTR | 1 | 0 | 8,600 | 0 |
RETROPHIN INC | PUT | 761299956 | 19 | 10,300 | SH | Put | OTR | 1 | 0 | 10,300 | 0 |
RETROPHIN INC | PUT | 761299956 | 50 | 279 | SH | Put | OTR | 1 | 0 | 279 | 0 |
RF INDS LTD | COM PAR $0.01 | 749552105 | 344 | 51,048 | SH | SOLE | 51,048 | 0 | 0 | ||
RF INDS LTD | COM PAR $0.01 | 749552105 | 172 | 25,524 | SH | SOLE | 25,524 | 0 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 322 | 164,358 | SH | SOLE | 164,358 | 0 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 141 | 54,785 | SH | SOLE | 54,785 | 0 | 0 | ||
SANOFI CONTINGENT VALUE RTS RIGHTS | RIGHT 12/31/2020 | 80105N113 | 13 | 28,979 | SH | OTR | 1 | 0 | 28,979 | 0 | |
SAREPTA THERAPEUTICS INC | DBCV 1.500%11/1 | 803607AB6 | 1,361 | 754,000 | PRN | OTR | 1 | 0 | 754,000 | 0 | |
SAREPTA THERAPEUTICS INC | DBCV 1.500%11/1 | 803607AB6 | 6,617 | 3,665,000 | PRN | OTR | 1 | 0 | 3,665,000 | 0 | |
SAREPTA THERAPEUTICS INC | DBCV 1.500%11/1 | 803607AB6 | 4,358 | 2,414,000 | PRN | OTR | 1 | 0 | 2,414,000 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 139 | 1,224 | SH | SOLE | 1,224 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 704 | 6,181 | SH | SOLE | 6,181 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 60 | 1,074 | SH | SOLE | 1,074 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 304 | 5,415 | SH | SOLE | 5,415 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 62 | 2,423 | SH | SOLE | 2,423 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 312 | 12,144 | SH | SOLE | 12,144 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 222 | 2,420 | SH | SOLE | 2,420 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 1,119 | 12,192 | SH | SOLE | 12,192 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 102 | 1,362 | SH | SOLE | 1,362 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 517 | 6,892 | SH | SOLE | 6,892 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 10 | 168 | SH | SOLE | 168 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 49 | 842 | SH | SOLE | 842 | 0 | 0 | ||
SILICOM LTD | ORD | M84116108 | 1,199 | 31,335 | SH | SOLE | 31,335 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 116 | 1,284 | SH | SOLE | 1,284 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 589 | 6,509 | SH | SOLE | 6,509 | 0 | 0 | ||
SPDR SERIES TRUST | S&P PHARMAC | 78464A722 | 59 | 1,424 | SH | SOLE | 1,424 | 0 | 0 | ||
SPDR SERIES TRUST | S&P PHARMAC | 78464A722 | 300 | 7,211 | SH | SOLE | 7,211 | 0 | 0 | ||
SQUARE INC | NOTE 0.375% 3/0 | 852234AB9 | 2,964 | 904,000 | PRN | OTR | 1 | 0 | 904,000 | 0 | |
SQUARE INC | NOTE 0.375% 3/0 | 852234AB9 | 4,246 | 1,295,000 | PRN | OTR | 1 | 0 | 1,295,000 | 0 | |
SQUARE INC | NOTE 0.375% 3/0 | 852234AB9 | 23,733 | 7,239,000 | PRN | OTR | 1 | 0 | 7,239,000 | 0 | |
TITAN MEDICAL ORD | COM NEW | 88830X819 | 241 | 86,165 | SH | SOLE | 86,165 | 0 | 0 | ||
TITAN MEDICAL ORD | COM NEW | 88830X819 | 80 | 28,721 | SH | SOLE | 28,721 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 149 | 17,155 | SH | OTR | 1 | 0 | 17,155 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 486 | 55,845 | SH | OTR | 1 | 0 | 55,845 | 0 | |
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 101 | 503 | SH | SOLE | 503 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 505 | 2,518 | SH | SOLE | 2,518 | 0 | 0 | ||
VISTAGEN THERAPEUTICS INC | COM NEW | 92840H202 | 152 | 118,758 | SH | SOLE | 118,758 | 0 | 0 | ||
VISTAGEN THERAPEUTICS INC | COM NEW | 92840H202 | 51 | 39,585 | SH | SOLE | 39,585 | 0 | 0 | ||
VUZIX CORP | COM NEW | 92921W300 | 502 | 163,949 | SH | SOLE | 163,949 | 0 | 0 | ||
VUZIX CORP | COM NEW | 92921W300 | 167 | 54,651 | SH | SOLE | 54,651 | 0 | 0 | ||
WEATHERFORD INTL PLC | ORD SHS | G48833100 | 12 | 17,000 | SH | OTR | 1 | 0 | 17,000 | 0 | |
WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 910 | 587,000 | PRN | OTR | 1 | 0 | 587,000 | 0 | |
WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 2,966 | 1,913,000 | PRN | OTR | 1 | 0 | 1,913,000 | 0 | |
XILINX INC | COM | 983919101 | 634 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
XILINX INC | CALL | 983919901 | 256 | 7,800 | SH | Call | SOLE | 7,800 | 0 | 0 | |
XILINX INC | CALL | 983919901 | 154 | 4,700 | SH | Call | SOLE | 4,700 | 0 | 0 | |
XILINX INC | CALL | 983919901 | 255 | 24,500 | SH | Call | SOLE | 24,500 | 0 | 0 | |
XILINX INC | CALL | 983919901 | 57 | 5,500 | SH | Call | SOLE | 5,500 | 0 | 0 | |
ZAYO GROUP HLDGS INC | CALL | 98919V905 | 25 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
ZAYO GROUP HLDGS INC | CALL | 98919V905 | 8 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
ZENDESK INC | NOTE 0.250% 3/1 | 98936JAB7 | 514 | 352,000 | PRN | OTR | 1 | 0 | 352,000 | 0 | |
ZENDESK INC | NOTE 0.250% 3/1 | 98936JAB7 | 1,676 | 1,148,000 | PRN | OTR | 1 | 0 | 1,148,000 | 0 |