The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 21VIANET GROUP INC | SPONSORED ADS A | 90138A103 | 85,577 | 10,778,004 | SH | DFND | 8,23 | 10,778,004 | 0 | 0 | |
| AC IMMUNE SA | SHS | H00263105 | 13,201 | 2,614,095 | SH | DFND | 12,22,27 | 2,614,095 | 0 | 0 | |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 4,757,416 | 26,075,175 | SH | DFND | 2,6,19,20,21 | 26,075,175 | 0 | 0 | |
| ALTERYX INC | COM CL A | 02156B103 | 1,133 | 13,506 | SH | DFND | 11,13 | 13,506 | 0 | 0 | |
| AMAZON COM INC | COM | 023135106 | 62,599 | 35,153 | SH | DFND | 2,19,21 | 35,153 | 0 | 0 | |
| AMYRIS INC | COM NEW | 03236M200 | 924 | 442,021 | SH | DFND | 4,12,16 | 442,021 | 0 | 0 | |
| AMYRIS INC | NOTE 6.500% 5/1 | 03236MAC5 | 10,010 | 10,000,000 | PRN | DFND | 4,12,16 | 10,000,000 | 0 | 0 | |
| ASLAN PHARMACEUTICALS LTD | ADS | 04522R101 | 6,102 | 1,422,475 | SH | DFND | 12,22,27 | 1,422,475 | 0 | 0 | |
| BEIGENE LTD | SPONSORED ADR | 07725L102 | 299,653 | 2,270,100 | SH | DFND | 12,22,27 | 2,270,100 | 0 | 0 | |
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 210,768 | 2,372,712 | SH | DFND | 4,12,16,22,27 | 2,372,712 | 0 | 0 | |
| BP PLC | SPONSORED ADR | 055622104 | 39,368 | 900,457 | SH | DFND | 9,21 | 900,457 | 0 | 0 | |
| CENTURYLINK INC | COM | 156700106 | 1,166,140 | 97,259,407 | SH | DFND | 2,3,7,10,19,21,23 | 97,259,407 | 0 | 0 | |
| CHINA BIOLOGIC PRODS HLDGS I | COM | G21515104 | 90,338 | 990,000 | SH | DFND | 12,22,27 | 990,000 | 0 | 0 | |
| COGNEX CORP | COM | 192422103 | 7,079 | 139,192 | SH | DFND | 2,19,21 | 139,192 | 0 | 0 | |
| COHERUS BIOSCIENCES INC | COM | 19249H103 | 89,425 | 6,556,116 | SH | DFND | 12,22,27 | 6,556,116 | 0 | 0 | |
| DELL TECHNOLOGIES INC | CL C | 24703L202 | 1,067,091 | 18,181,818 | SH | DFND | 17,23,26 | 18,181,818 | 0 | 0 | |
| DENALI THERAPEUTICS INC | COM | 24823R105 | 102,411 | 4,410,457 | SH | DFND | 12,22,25,27 | 4,410,457 | 0 | 0 | |
| DOWDUPONT INC | COM | 26078J100 | 299,607 | 5,620,090 | SH | DFND | 9,21 | 5,620,090 | 0 | 0 | |
| EROS INTL PLC | SHS NEW | G3788M114 | 25,184 | 2,755,310 | SH | DFND | 6,19,21 | 2,755,310 | 0 | 0 | |
| EVOQUA WATER TECHNOLOGIES CO | COM | 30057T105 | 75,954 | 6,037,705 | SH | DFND | 11,13 | 6,037,705 | 0 | 0 | |
| FARFETCH LTD | ORD SH CL A | 30744W107 | 87,631 | 3,256,439 | SH | DFND | 18,19,21 | 3,256,439 | 0 | 0 | |
| FTS INTERNATIONAL INC | COM | 30283W104 | 416,171 | 41,617,144 | SH | DFND | 11,15 | 41,617,144 | 0 | 0 | |
| GLOBAL PMTS INC | COM | 37940X102 | 119,616 | 876,176 | SH | DFND | 12,14 | 876,176 | 0 | 0 | |
| GRACE W R & CO DEL NEW | COM | 38388F108 | 170,713 | 2,187,501 | SH | DFND | 9,21 | 2,187,501 | 0 | 0 | |
| GUARDANT HEALTH INC | COM | 40131M109 | 123,718 | 1,613,007 | SH | DFND | 12,22,25 | 1,613,007 | 0 | 0 | |
| HDFC BANK LTD | SPONSORED ADS | 40415F101 | 117,216 | 1,011,265 | SH | DFND | 9,21 | 1,011,265 | 0 | 0 | |
| HOMOLOGY MEDICINES INC | COM | 438083107 | 89,299 | 3,220,293 | SH | DFND | 12,22,25,27 | 3,220,293 | 0 | 0 | |
| ICICI BK LTD | ADR | 45104G104 | 99,012 | 8,639,819 | SH | DFND | 4,9,12,21 | 8,639,819 | 0 | 0 | |
| IHS MARKIT LTD | SHS | G47567105 | 616,439 | 11,335,769 | SH | DFND | 8,23 | 11,335,769 | 0 | 0 | |
| ILLUMINA INC | COM | 452327109 | 17,228 | 55,452 | SH | DFND | 2,19,21 | 55,452 | 0 | 0 | |
| INTELLIA THERAPEUTICS INC | COM | 45826J105 | 13,502 | 790,527 | SH | DFND | 9,12,21,22,25 | 790,527 | 0 | 0 | |
| KKR REAL ESTATE FIN TR INC | COM | 48251K100 | 48,829 | 2,439,024 | SH | DFND | 2,19,21 | 2,439,024 | 0 | 0 | |
| MASTERCARD INC | CL A | 57636Q104 | 339,216 | 1,440,714 | SH | DFND | 2,12,14,19,21 | 1,440,714 | 0 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 2,304 | 19,536 | SH | DFND | 11,13 | 19,536 | 0 | 0 | |
| NIO INC | SPON ADS | 62914V106 | 211,380 | 41,446,985 | SH | DFND | 1,23,24 | 41,446,985 | 0 | 0 | |
| ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 17,880 | 1,000,000 | SH | DFND | 12,22,27 | 1,000,000 | 0 | 0 | |
| PAYPAL HLDGS INC | COM | 70450Y103 | 652,793 | 6,286,524 | SH | DFND | 6,12,14,19,21 | 6,286,524 | 0 | 0 | |
| PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 179,544 | 5,174,168 | SH | DFND | 2,4,12,16,19,21,22,27 | 5,174,168 | 0 | 0 | |
| PPG INDS INC | COM | 693506107 | 194,999 | 1,727,645 | SH | DFND | 2,19,21 | 1,727,645 | 0 | 0 | |
| ROCKWELL AUTOMATION INC | COM | 773903109 | 7,792 | 44,409 | SH | DFND | 2,19,21 | 44,409 | 0 | 0 | |
| ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 232,460 | 3,635,028 | SH | DFND | 9,21 | 3,635,028 | 0 | 0 | |
| SVMK INC | COM | 78489X103 | 3,052 | 167,620 | SH | DFND | 11 | 167,620 | 0 | 0 | |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 411,425 | 1,503,087 | SH | DFND | 4,12,16 | 1,503,087 | 0 | 0 | |
| TOTAL S A | SPONSORED ADS | 89151E109 | 25,648 | 460,885 | SH | DFND | 9,21 | 460,885 | 0 | 0 | |
| TUNIU CORP | SPONSORED ADS A | 89977P106 | 39,333 | 8,194,444 | SH | DFND | 8,23 | 8,194,444 | 0 | 0 | |
| UNIVAR INC | COM | 91336L107 | 226,446 | 10,218,695 | SH | DFND | 5,23,24 | 10,218,695 | 0 | 0 | |
| VIRTU FINL INC | CL A | 928254101 | 400,912 | 16,880,503 | SH | DFND | 2,11,13,19,21 | 16,880,503 | 0 | 0 | |
| VISA INC | COM CL A | 92826C839 | 671,772 | 4,300,992 | SH | DFND | 2,12,14,19,21 | 4,300,992 | 0 | 0 | |
| WORLDPAY INC | CL A | 981558109 | 275,372 | 2,426,186 | SH | DFND | 2,12,14,19,21 | 2,426,186 | 0 | 0 | |
| ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 222,591 | 12,176,750 | SH | DFND | 2,19,21 | 12,176,750 | 0 | 0 | |