The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 68 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
ABBVIE INC | COM | 00287Y109 | 866 | 10,750 | SH | DFND | 1 | 10,750 | 0 | 0 | |
ACAMAR PARTNERS ACQSITION CO | UNIT 12/30/2025 | 004285201 | 250 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 459 | 18,000 | SH | DFND | 1 | 18,000 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 35 | 40,000 | SH | Put | DFND | 1 | 40,000 | 0 | 0 |
AGIOS PHARMACEUTICALS INC | COM | 00847X104 | 114 | 30,000 | SH | Call | DFND | 1 | 30,000 | 0 | 0 |
ALBERTON ACQUISITION CORP | *W EXP 04/26/202 | G35006124 | 60 | 661,905 | SH | DFND | 1 | 661,905 | 0 | 0 | |
ALBERTON ACQUISITION CORP | RIGHT 10/04/2020 | G35006132 | 21 | 121,650 | SH | DFND | 1 | 121,650 | 0 | 0 | |
ALLEGRO MERGER CORP | *W EXP 01/06/202 | 01749N111 | 6 | 24,778 | SH | DFND | 1 | 24,778 | 0 | 0 | |
ALLEGRO MERGER CORP | RIGHT 12/31/2023 | 01749N129 | 20 | 74,778 | SH | DFND | 1 | 74,778 | 0 | 0 | |
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 32 | 15,100 | SH | Call | DFND | 1 | 15,100 | 0 | 0 |
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 465 | 33,200 | SH | Put | DFND | 1 | 33,200 | 0 | 0 |
ALPHABET INC | CAP STK CL A | 02079K305 | 222 | 189 | SH | DFND | 3 | 189 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 290 | 247 | SH | DFND | 3 | 247 | 0 | 0 | |
ALTA MESA RES INC | *W EXP 03/28/202 | 02133L117 | 1 | 16,434 | SH | DFND | 1 | 16,434 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 4,692 | 63,300 | SH | DFND | 3 | 63,300 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 4,650 | 2,611 | SH | DFND | 3 | 2,611 | 0 | 0 | |
AMCI ACQUISITION CORP | *W EXP 05/20/202 | 00165R119 | 4 | 14,000 | SH | DFND | 1 | 14,000 | 0 | 0 | |
AMCI ACQUISITION CORP | CLASS A | 00165R101 | 2,302 | 233,931 | SH | DFND | 1 | 233,931 | 0 | 0 | |
AMCI ACQUISITION CORP | UNIT 01/07/2019 | 00165R200 | 432 | 42,700 | SH | DFND | 1 | 42,700 | 0 | 0 | |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 43 | 52,500 | SH | Call | DFND | 1 | 52,500 | 0 | 0 |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 4 | 35,000 | SH | Put | DFND | 1 | 35,000 | 0 | 0 |
ANDINA ACQUISITION CORP III | *W EXP 07/31/202 | G04415124 | 6 | 31,350 | SH | DFND | 1 | 31,350 | 0 | 0 | |
ANDINA ACQUISITION CORP III | RIGHT 07/31/2020 | G04415132 | 121 | 355,563 | SH | DFND | 1 | 355,563 | 0 | 0 | |
ANDINA ACQUISITION CORP III | UNIT 09/24/2020 | G04415116 | 978 | 96,836 | SH | DFND | 1 | 96,836 | 0 | 0 | |
ANTERO RES CORP | COM | 03674X106 | 124 | 14,000 | SH | DFND | 1 | 14,000 | 0 | 0 | |
ANTERO RES CORP | COM | 03674X106 | 67 | 7,500 | SH | Put | DFND | 1 | 7,500 | 0 | 0 |
ANTERO RES CORP | COM | 03674X106 | 2 | 14,600 | SH | Call | DFND | 1 | 14,600 | 0 | 0 |
APHRIA INC | COM | 03765K104 | 82 | 8,850 | SH | DFND | 1 | 8,850 | 0 | 0 | |
APHRIA INC | COM | 03765K104 | 668 | 71,700 | SH | DFND | 2 | 71,700 | 0 | 0 | |
APHRIA INC | COM | 03765K104 | 59 | 71,700 | SH | Put | DFND | 2 | 71,700 | 0 | 0 |
APPLE INC | COM | 037833100 | 892 | 4,694 | SH | DFND | 3 | 4,694 | 0 | 0 | |
ARCONIC INC | COM | 03965L100 | 4 | 29,600 | SH | Call | DFND | 1 | 29,600 | 0 | 0 |
ARCONIC INC | COM | 03965L100 | 1 | 55,200 | SH | Put | DFND | 1 | 55,200 | 0 | 0 |
ARQULE INC | COM | 04269E107 | 46 | 9,500 | SH | DFND | 1 | 9,500 | 0 | 0 | |
ARQULE INC | COM | 04269E107 | 6 | 60,900 | SH | Call | DFND | 1 | 60,900 | 0 | 0 |
ARQULE INC | COM | 04269E107 | 3 | 6,300 | SH | Put | DFND | 1 | 6,300 | 0 | 0 |
ARYA SCIENCES ACQUISITION CO | *W EXP 10/10/202 | G3165V125 | 34 | 34,156 | SH | DFND | 1 | 34,156 | 0 | 0 | |
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 606 | 5,150 | SH | DFND | 1 | 5,150 | 0 | 0 | |
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 106 | 38,800 | SH | Call | DFND | 1 | 38,800 | 0 | 0 |
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 7 | 4,000 | SH | Put | DFND | 1 | 4,000 | 0 | 0 |
AT&T INC | COM | 00206R102 | 3,136 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 67 | 550,000 | SH | Call | DFND | 1 | 550,000 | 0 | 0 |
AT&T INC | COM | 00206R102 | 43 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
ATARA BIOTHERAPEUTICS INC | COM | 046513107 | 38 | 10,000 | SH | Call | DFND | 1 | 10,000 | 0 | 0 |
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 2,848 | 73,000 | SH | DFND | 3 | 73,000 | 0 | 0 | |
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 23 | 5,000 | SH | Call | DFND | 3 | 5,000 | 0 | 0 |
AURORA CANNABIS INC | COM | 05156X108 | 654 | 161,400 | SH | Call | DFND | 1 | 161,400 | 0 | 0 |
AVAYA HLDGS CORP | COM | 05351X101 | 926 | 55,000 | SH | DFND | 4 | 55,000 | 0 | 0 | |
AVAYA HLDGS CORP | COM | 05351X101 | 191 | 150,000 | SH | Call | DFND | 4 | 150,000 | 0 | 0 |
AVON PRODS INC | COM | 054303102 | 4 | 20,000 | SH | Put | DFND | 1 | 20,000 | 0 | 0 |
AVON PRODS INC | COM | 054303102 | 713 | 242,500 | SH | DFND | 1 | 242,500 | 0 | 0 | |
AXSOME THERAPEUTICS INC | COM | 05464T104 | 93 | 20,200 | SH | Call | DFND | 1 | 20,200 | 0 | 0 |
BANK N S HALIFAX | COM | 064149107 | 1 | 28 | SH | DFND | 3 | 28 | 0 | 0 | |
BANK N S HALIFAX | COM | 064149107 | 20 | 2,000,000 | SH | Call | DFND | 2 | 2,000,000 | 0 | 0 |
BARCLAYS PLC | ADR | 06738E204 | 150 | 18,696 | SH | DFND | 3 | 18,696 | 0 | 0 | |
BB&T CORP | COM | 054937107 | 30 | 14,500 | SH | Put | DFND | 4 | 14,500 | 0 | 0 |
BELMOND LTD | CL A | G1154H107 | 4 | 77,500 | SH | Call | DFND | 1 | 77,500 | 0 | 0 |
BEMIS CO INC | COM | 081437105 | 38,833 | 699,950 | SH | DFND | 4 | 699,950 | 0 | 0 | |
BIG ROCK PARTNERS ACQUISI CO | COM | 089482103 | 167 | 16,127 | SH | DFND | 1 | 16,127 | 0 | 0 | |
BIOSCRIP INC | COM | 09069N108 | 836 | 417,898 | SH | DFND | 4 | 417,898 | 0 | 0 | |
BLACK RIDGE ACQUISITION CORP | UNIT 10/05/2022 | 09216T206 | 531 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 1,259 | 8,000 | SH | DFND | 3 | 8,000 | 0 | 0 | |
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 2,722 | 34,000 | SH | DFND | 3 | 34,000 | 0 | 0 | |
BOEING CO | COM | 097023105 | 481 | 1,260 | SH | DFND | 3 | 1,260 | 0 | 0 | |
BOXWOOD MERGER CORP | *W EXP 11/26/202 | 10319T119 | 8 | 21,404 | SH | DFND | 1 | 21,404 | 0 | 0 | |
BOXWOOD MERGER CORP | UNIT 11/26/2025 | 10319T200 | 576 | 57,100 | SH | DFND | 1 | 57,100 | 0 | 0 | |
BP PRUDHOE BAY RTY TR | UNIT BEN INT | 055630107 | 490 | 89,000 | SH | Put | DFND | 3 | 89,000 | 0 | 0 |
BRIGHTHOUSE FINL INC | COM | 10922N103 | 377 | 10,399 | SH | DFND | 1 | 10,399 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 687 | 14,400 | SH | DFND | 1 | 14,400 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 86 | 1,800 | SH | DFND | 4 | 1,800 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 117 | 503,800 | SH | Call | DFND | 1 | 503,800 | 0 | 0 |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 253 | 311,000 | SH | Call | DFND | 4 | 311,000 | 0 | 0 |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 644 | 536,800 | SH | Put | DFND | 1 | 536,800 | 0 | 0 |
BROOKFIELD PROPERTY REIT INC | CL A | 11282X103 | 3,877 | 189,200 | SH | DFND | 2 | 189,200 | 0 | 0 | |
BROOKFIELD PROPERTY REIT INC | CL A | 11282X103 | 464 | 22,659 | SH | DFND | 3 | 22,659 | 0 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 362 | 41,602 | SH | DFND | 3 | 41,602 | 0 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 2,451 | 282,100 | SH | DFND | 4 | 282,100 | 0 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 22 | 47,600 | SH | Put | DFND | 1 | 47,600 | 0 | 0 |
CAESARS ENTMT CORP | COM | 127686103 | 287 | 33,000 | SH | DFND | 1 | 33,000 | 0 | 0 | |
CANNTRUST HLDGS INC | COM | 137800207 | 155 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
CANOPY GROWTH CORP | COM | 138035100 | 4,883 | 112,600 | SH | DFND | 2 | 112,600 | 0 | 0 | |
CANOPY GROWTH CORP | COM | 138035100 | 869 | 112,600 | SH | Put | DFND | 2 | 112,600 | 0 | 0 |
CAPITAL ONE FINL CORP | COM | 14040H105 | 408 | 5,000 | SH | DFND | 3 | 5,000 | 0 | 0 | |
CAPITOL INVT CORP IV | *W EXP 01/01/202 | G18920127 | 94 | 68,450 | SH | DFND | 1 | 68,450 | 0 | 0 | |
CAPITOL INVT CORP IV | CL A ORD | G18920101 | 3,919 | 384,988 | SH | DFND | 1 | 384,988 | 0 | 0 | |
CAPITOL INVT CORP IV | CL A ORD | G18920101 | 3,054 | 300,000 | SH | DFND | 3 | 300,000 | 0 | 0 | |
CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 529 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
CARMAX INC | COM | 143130102 | 1,815 | 26,005 | SH | DFND | 1 | 26,005 | 0 | 0 | |
CARMAX INC | COM | 143130102 | 9 | 57,500 | SH | Put | DFND | 1 | 57,500 | 0 | 0 |
CARS COM INC | COM | 14575E105 | 383 | 16,800 | SH | DFND | 1 | 16,800 | 0 | 0 | |
CARS COM INC | COM | 14575E105 | 2,169 | 95,121 | SH | DFND | 4 | 95,121 | 0 | 0 | |
CDN IMPERIAL BK COMM TORONTO | COM | 136069101 | 6 | 500,000 | SH | Call | DFND | 2 | 500,000 | 0 | 0 |
CDN IMPERIAL BK COMM TORONTO | COM | 136069101 | 16 | 200 | SH | DFND | 3 | 200 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 1,166 | 12,355 | SH | DFND | 3 | 12,355 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 2,811 | 29,795 | SH | DFND | 4 | 29,795 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 1,539 | 275,600 | SH | Call | DFND | 1 | 275,600 | 0 | 0 |
CELGENE CORP | COM | 151020104 | 403 | 654,700 | SH | Put | DFND | 1 | 654,700 | 0 | 0 |
CENTENE CORP DEL | COM | 15135B101 | 22 | 30,000 | SH | Call | DFND | 1 | 30,000 | 0 | 0 |
CENTENE CORP DEL | COM | 15135B101 | 33 | 30,000 | SH | Put | DFND | 1 | 30,000 | 0 | 0 |
CF FIN ACQUISITION CORP | UNIT 04/30/2025 | 12528N206 | 747 | 73,200 | SH | DFND | 1 | 73,200 | 0 | 0 | |
CHARDAN HEALTHCARE ACQUISITI | UNIT 12/13/2023 | 15957A207 | 145 | 14,475 | SH | DFND | 1 | 14,475 | 0 | 0 | |
CHASERG TECHNLGY ACQUISITN C | UNIT 09/30/2023 | 16166A202 | 1,708 | 169,100 | SH | DFND | 1 | 169,100 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 827 | 266,799 | SH | DFND | 3 | 266,799 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 379 | 268,800 | SH | Put | DFND | 3 | 268,800 | 0 | 0 |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 34 | 481,200 | SH | Call | DFND | 1 | 481,200 | 0 | 0 |
CHURCHILL CAP CORP | *W EXP 09/11/202 | 17142R111 | 473 | 140,283 | SH | DFND | 1 | 140,283 | 0 | 0 | |
CIGNA CORP NEW | COM | 125523100 | 53 | 15,500 | SH | Call | DFND | 1 | 15,500 | 0 | 0 |
CIGNA CORP NEW | COM | 125523100 | 3 | 27,700 | SH | Put | DFND | 1 | 27,700 | 0 | 0 |
CISCO SYS INC | COM | 17275R102 | 465 | 8,620 | SH | DFND | 1 | 8,620 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 5 | 101 | SH | DFND | 3 | 101 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 51 | 25,000 | SH | Put | DFND | 1 | 25,000 | 0 | 0 |
CM SEVEN STAR ACQUISITION CO | RIGHT 08/21/2022 | G2345N136 | 123 | 372,171 | SH | DFND | 1 | 372,171 | 0 | 0 | |
CM SEVEN STAR ACQUISITION CO | SHS | G2345N102 | 978 | 136,104 | SH | DFND | 1 | 136,104 | 0 | 0 | |
COLLIER CREEK HOLDINGS | *W EXP 99/99/999 | G22707114 | 67 | 60,488 | SH | DFND | 1 | 60,488 | 0 | 0 | |
COLLIER CREEK HOLDINGS | COM CL A | G22707106 | 548 | 55,097 | SH | DFND | 1 | 55,097 | 0 | 0 | |
COLLIER CREEK HOLDINGS | UNIT 99/99/9999 | G22707122 | 479 | 46,385 | SH | DFND | 1 | 46,385 | 0 | 0 | |
COLLIER CREEK HOLDINGS | UNIT 99/99/9999 | G22707122 | 1,290 | 125,000 | SH | DFND | 3 | 125,000 | 0 | 0 | |
CONSTELLATION ALPHA CAP CORP | SHS | G2379F108 | 7,709 | 747,050 | SH | DFND | 1 | 747,050 | 0 | 0 | |
CONSTELLATION ALPHA CAP CORP | UNIT 99/99/9999 | G2379F124 | 1,418 | 136,250 | SH | DFND | 1 | 136,250 | 0 | 0 | |
CORBUS PHARMACEUTICALS HLDGS | COM | 21833P103 | 309 | 44,500 | SH | DFND | 1 | 44,500 | 0 | 0 | |
CORBUS PHARMACEUTICALS HLDGS | COM | 21833P103 | 2 | 59,900 | SH | Call | DFND | 1 | 59,900 | 0 | 0 |
CORVUS PHARMACEUTICALS INC | COM | 221015100 | 2,347 | 583,823 | SH | DFND | 3 | 583,823 | 0 | 0 | |
COTY INC | COM CL A | 222070203 | 7,452 | 648,000 | SH | DFND | 3 | 648,000 | 0 | 0 | |
COTY INC | COM CL A | 222070203 | 10 | 250,000 | SH | Call | DFND | 1 | 250,000 | 0 | 0 |
COTY INC | COM CL A | 222070203 | 88 | 454,200 | SH | Call | DFND | 3 | 454,200 | 0 | 0 |
COTY INC | COM CL A | 222070203 | 938 | 250,000 | SH | Put | DFND | 1 | 250,000 | 0 | 0 |
COTY INC | COM CL A | 222070203 | 78 | 160,200 | SH | Put | DFND | 3 | 160,200 | 0 | 0 |
COVETRUS INC | COM | 22304C100 | 637 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
DASEKE INC | *W EXP 02/27/202 | 23753F115 | 53 | 154,975 | SH | DFND | 1 | 154,975 | 0 | 0 | |
DD3 ACQUISITION CORP | *W EXP 10/20/202 | G2692M111 | 14 | 50,799 | SH | DFND | 1 | 50,799 | 0 | 0 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 138 | 34,500 | SH | Call | DFND | 1 | 34,500 | 0 | 0 |
DENBURY RES INC | COM NEW | 247916208 | 101 | 292,400 | SH | Call | DFND | 4 | 292,400 | 0 | 0 |
DFB HEALTHCARE ACQUISTION CO | *W EXP 04/11/202 | 23291E117 | 21 | 23,480 | SH | DFND | 1 | 23,480 | 0 | 0 | |
DFB HEALTHCARE ACQUISTION CO | COM | 23291E109 | 313 | 31,300 | SH | DFND | 1 | 31,300 | 0 | 0 | |
DIAMONDPEAK HLDGS COR | UNIT 99/99/9999 | 25280H209 | 1,253 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 1,665 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 5 | 30,000 | SH | Call | DFND | 1 | 30,000 | 0 | 0 |
DISNEY WALT CO | COM DISNEY | 254687106 | 4 | 125,000 | SH | Put | DFND | 1 | 125,000 | 0 | 0 |
EDTECHX HLDGS ACQUISITION CO | *W EXP 12/31/202 | 28138X111 | 3 | 15,300 | SH | DFND | 1 | 15,300 | 0 | 0 | |
ELLIE MAE INC | COM | 28849P100 | 3 | 67,700 | SH | Call | DFND | 1 | 67,700 | 0 | 0 |
ENCANA CORP | COM | 292505104 | 9 | 175,100 | SH | Call | DFND | 1 | 175,100 | 0 | 0 |
ENTEGRIS INC | COM | 29362U104 | 607 | 17,000 | SH | DFND | 1 | 17,000 | 0 | 0 | |
EXPEDIA GROUP INC | COM NEW | 30212P303 | 202 | 1,694 | SH | DFND | 3 | 1,694 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 1,244 | 15,400 | SH | DFND | 1 | 15,400 | 0 | 0 | |
FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 73 | 54,556 | SH | DFND | 1 | 54,556 | 0 | 0 | |
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 787 | 79,106 | SH | DFND | 1 | 79,106 | 0 | 0 | |
FASTENAL CO | COM | 311900104 | 386 | 6,000 | SH | DFND | 1 | 6,000 | 0 | 0 | |
FASTENAL CO | COM | 311900104 | 110 | 104,700 | SH | Put | DFND | 1 | 104,700 | 0 | 0 |
FIFTH THIRD BANCORP | COM | 316773100 | 23 | 30,000 | SH | Put | DFND | 4 | 30,000 | 0 | 0 |
FINISAR CORP | COM NEW | 31787A507 | 3,594 | 155,125 | SH | DFND | 4 | 155,125 | 0 | 0 | |
FINTECH ACQUISITION CORP III | *W EXP 12/01/202 | 31811A119 | 73 | 80,671 | SH | DFND | 1 | 80,671 | 0 | 0 | |
FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 1,015 | 99,600 | SH | DFND | 1 | 99,600 | 0 | 0 | |
FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 1,274 | 125,000 | SH | DFND | 3 | 125,000 | 0 | 0 | |
FIRST DATA CORP NEW | COM CL A | 32008D106 | 34,309 | 1,306,018 | SH | DFND | 4 | 1,306,018 | 0 | 0 | |
FIRST REP BK SAN FRANCISCO C | COM | 33616C100 | 89 | 63,600 | SH | Put | DFND | 1 | 63,600 | 0 | 0 |
FISERV INC | COM | 337738108 | 16 | 50,000 | SH | Put | DFND | 4 | 50,000 | 0 | 0 |
FORUM MERGER II CORP | CL A | 34986F103 | 303 | 30,574 | SH | DFND | 1 | 30,574 | 0 | 0 | |
FORUM MERGER II CORP | UNIT 09/30/2025 | 34986F202 | 113 | 10,902 | SH | DFND | 1 | 10,902 | 0 | 0 | |
FORUM MERGER II CORP | UNIT 09/30/2025 | 34986F202 | 5,175 | 500,000 | SH | DFND | 3 | 500,000 | 0 | 0 | |
FOX CORP | CL A COM | 35137L105 | 3 | 27,500 | SH | Call | DFND | 1 | 27,500 | 0 | 0 |
GCI LIBERTY INC | COM CLASS A | 36164V305 | 4,628 | 83,231 | SH | DFND | 3 | 83,231 | 0 | 0 | |
GENWORTH FINL INC | COM CL A | 37247D106 | 3,157 | 824,308 | SH | DFND | 4 | 824,308 | 0 | 0 | |
GIGCAPITAL INC | RIGHT 03/06/2020 | 37518N114 | 8 | 12,934 | SH | DFND | 1 | 12,934 | 0 | 0 | |
GIGCAPITAL INC | UNIT 03/06/2025 | 37518N205 | 1,150 | 105,532 | SH | DFND | 1 | 105,532 | 0 | 0 | |
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 3,599 | 68,000 | SH | DFND | 3 | 68,000 | 0 | 0 | |
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 9 | 6,800 | SH | Call | DFND | 1 | 6,800 | 0 | 0 |
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 29 | 23,100 | SH | Call | DFND | 3 | 23,100 | 0 | 0 |
GLOBALSTAR INC | COM | 378973408 | 24 | 55,000 | SH | DFND | 1 | 55,000 | 0 | 0 | |
GORDON POINTE ACQUISITION CO | *W EXP 07/30/202 | 382788115 | 6 | 15,690 | SH | DFND | 1 | 15,690 | 0 | 0 | |
GORDON POINTE ACQUISITION CO | COM CLASS A | 382788107 | 819 | 80,250 | SH | DFND | 1 | 80,250 | 0 | 0 | |
GORES HOLDINGS III INC | *W EXP 09/11/202 | 38286G117 | 47 | 33,333 | SH | DFND | 1 | 33,333 | 0 | 0 | |
GORES HOLDINGS III INC | CLASS A | 38286G109 | 2,079 | 210,802 | SH | DFND | 1 | 210,802 | 0 | 0 | |
GORES METROPOULOS INC | *W EXP 01/28/202 | 382872117 | 21 | 14,734 | SH | DFND | 1 | 14,734 | 0 | 0 | |
GORES METROPOULOS INC | UNIT 99/99/9999 | 382872208 | 3,326 | 324,830 | SH | DFND | 1 | 324,830 | 0 | 0 | |
GRAF INDL CORP | *W EXP 12/31/202 | 384278115 | 40 | 121,571 | SH | DFND | 1 | 121,571 | 0 | 0 | |
GRAF INDL CORP | UNIT 12/31/2025 | 384278206 | 251 | 24,800 | SH | DFND | 1 | 24,800 | 0 | 0 | |
GREENLAND ACQUISITIN CORPORA | RIGHT 04/27/2025 | G40981113 | 72 | 233,540 | SH | DFND | 1 | 233,540 | 0 | 0 | |
GS ACQUISITION HLDGS CORP | *W EXP 06/12/202 | 36255F110 | 67 | 48,002 | SH | DFND | 1 | 48,002 | 0 | 0 | |
GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 20 | 1,898 | SH | DFND | 1 | 1,898 | 0 | 0 | |
GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 1,574 | 150,000 | SH | DFND | 3 | 150,000 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 4,855 | 28,800 | SH | DFND | 1 | 28,800 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 89 | 11,000 | SH | Call | DFND | 1 | 11,000 | 0 | 0 |
HALCON RES CORP | *W EXP 09/09/202 | 40537Q118 | 1 | 140,499 | SH | DFND | 1 | 140,499 | 0 | 0 | |
HARRIS CORP DEL | COM | 413875105 | 33 | 30,000 | SH | Put | DFND | 4 | 30,000 | 0 | 0 |
HENNESSY CAP ACQUSTION CORP | UNIT 99/99/9999 | 42589C203 | 1,461 | 144,976 | SH | DFND | 1 | 144,976 | 0 | 0 | |
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 10,212 | 251,650 | SH | DFND | 3 | 251,650 | 0 | 0 | |
HUNTER MARITIME ACQUISITION | *W EXP 11/17/202 | Y37828129 | 12 | 23,830 | SH | DFND | 1 | 23,830 | 0 | 0 | |
II VI INC | COM | 902104108 | 5 | 50,000 | SH | Put | DFND | 4 | 50,000 | 0 | 0 |
IMMUNOMEDICS INC | COM | 452907108 | 5 | 15,000 | SH | Put | DFND | 1 | 15,000 | 0 | 0 |
INSMED INC | COM PAR $.01 | 457669307 | 58 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
INSMED INC | COM PAR $.01 | 457669307 | 5 | 19,300 | SH | Call | DFND | 1 | 19,300 | 0 | 0 |
INSURANCE ACQUISITION CORP | UNIT 03/31/2024 | 457867307 | 1,568 | 155,200 | SH | DFND | 1 | 155,200 | 0 | 0 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 8,683 | 177,246 | SH | DFND | 4 | 177,246 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 34 | 10,000 | SH | Call | DFND | 1 | 10,000 | 0 | 0 |
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 43 | 12,000 | SH | Put | DFND | 1 | 12,000 | 0 | 0 |
IRON MTN INC NEW | COM | 46284V101 | 217 | 110,000 | SH | Put | DFND | 1 | 110,000 | 0 | 0 |
IRON MTN INC NEW | COM | 46284V101 | 50 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 103 | 250,000 | SH | Put | DFND | 1 | 250,000 | 0 | 0 |
JACK IN THE BOX INC | COM | 466367109 | 1,540 | 19,004 | SH | DFND | 4 | 19,004 | 0 | 0 | |
JACOBS ENGR GROUP INC | COM | 469814107 | 2 | 10,000 | SH | Put | DFND | 1 | 10,000 | 0 | 0 |
KBL MERGER CORP IV | COM | 48242A104 | 849 | 81,700 | SH | DFND | 1 | 81,700 | 0 | 0 | |
KEMPHARM INC | COM | 488445107 | 732 | 438,505 | SH | DFND | 3 | 438,505 | 0 | 0 | |
KEZAR LIFE SCIENCES INC | COM | 49372L100 | 8,728 | 492,006 | SH | DFND | 3 | 492,006 | 0 | 0 | |
KLA-TENCOR CORP | COM | 482480100 | 75 | 624 | SH | DFND | 4 | 624 | 0 | 0 | |
KLA-TENCOR CORP | COM | 482480100 | 62 | 100,000 | SH | Put | DFND | 4 | 100,000 | 0 | 0 |
KRAFT HEINZ CO | COM | 500754106 | 89 | 100,000 | SH | Call | DFND | 4 | 100,000 | 0 | 0 |
LEGACY ACQUISITION CORP | *W EXP 11/30/202 | 524643111 | 70 | 231,921 | SH | DFND | 1 | 231,921 | 0 | 0 | |
LEGACY ACQUISITION CORP | COM CL A | 524643103 | 1,506 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
LEGACY ACQUISITION CORP | UNIT 05/31/2024 | 524643202 | 6,162 | 600,000 | SH | DFND | 3 | 600,000 | 0 | 0 | |
LEGACY ACQUISITION CORP | UNIT 05/31/2024 | 524643202 | 1,689 | 164,450 | SH | DFND | 1 | 164,450 | 0 | 0 | |
LEISURE ACQUISITION CORP | *W EXP 12/05/201 | 52539T115 | 144 | 320,098 | SH | DFND | 1 | 320,098 | 0 | 0 | |
LEISURE ACQUISITION CORP | UNIT 99/99/9999 | 52539T206 | 1,025 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
LEO HOLDINGS CORP | *W EXP 02/07/202 | G5463L113 | 108 | 138,190 | SH | DFND | 1 | 138,190 | 0 | 0 | |
LEO HOLDINGS CORP | COM CL A | G5463L105 | 205 | 20,450 | SH | DFND | 1 | 20,450 | 0 | 0 | |
LIBERTY BROADBAND CORP | COM SER C | 530307305 | 6,346 | 69,171 | SH | DFND | 3 | 69,171 | 0 | 0 | |
LIBERTY EXPEDIA HLDGS INC | SER A COM | 53046P109 | 1,059 | 24,749 | SH | DFND | 3 | 24,749 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | 531229409 | 7,229 | 189,336 | SH | DFND | 3 | 189,336 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM C SIRIUSXM | 531229607 | 380 | 9,947 | SH | DFND | 3 | 9,947 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 130 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 155 | 206,000 | SH | Put | DFND | 1 | 206,000 | 0 | 0 |
LIVENT CORP | COM | 53814L108 | 3 | 30,000 | SH | Call | DFND | 2 | 30,000 | 0 | 0 |
LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 29,159 | 9,083,813 | SH | DFND | 3 | 9,083,813 | 0 | 0 | |
LONGEVITY ACQUISITION CORP | *W EXP 07/31/202 | G56372116 | 22 | 371,430 | SH | DFND | 1 | 371,430 | 0 | 0 | |
LONGEVITY ACQUISITION CORP | UNIT 08/29/2024 | G56372108 | 227 | 22,253 | SH | DFND | 1 | 22,253 | 0 | 0 | |
LUXOFT HLDG INC | ORD SHS CL A | G57279104 | 24,463 | 416,678 | SH | DFND | 4 | 416,678 | 0 | 0 | |
LUXOFT HLDG INC | ORD SHS CL A | G57279104 | 5 | 98,000 | SH | Put | DFND | 4 | 98,000 | 0 | 0 |
MAGELLAN HEALTH INC | COM NEW | 559079207 | 9,978 | 151,360 | SH | DFND | 4 | 151,360 | 0 | 0 | |
MAGNOLIA OIL & GAS CORP | *W EXP 07/31/202 | 559663117 | 1,226 | 361,568 | SH | DFND | 1 | 361,568 | 0 | 0 | |
MANULIFE FINL CORP | COM | 56501R106 | 484 | 28,611 | SH | DFND | 3 | 28,611 | 0 | 0 | |
MAXWELL TECHNOLOGIES INC | COM | 577767106 | 7,970 | 1,783,094 | SH | DFND | 4 | 1,783,094 | 0 | 0 | |
MCDERMOTT INTL INC | COM | 580037703 | 391 | 52,500 | SH | DFND | 1 | 52,500 | 0 | 0 | |
MCDERMOTT INTL INC | COM | 580037703 | 1 | 11,500 | SH | Call | DFND | 1 | 11,500 | 0 | 0 |
MEGALITH FINL ACQUISITION CO | CL A COM | 58518F109 | 918 | 91,972 | SH | DFND | 1 | 91,972 | 0 | 0 | |
MEGALITH FINL ACQUISITION CO | UNIT 09/30/2025 | 58518F208 | 11 | 1,100 | SH | DFND | 1 | 1,100 | 0 | 0 | |
MEGALITH FINL ACQUISITION CO | UNIT 09/30/2025 | 58518F208 | 3,381 | 328,900 | SH | DFND | 3 | 328,900 | 0 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 51,784 | 437,510 | SH | DFND | 4 | 437,510 | 0 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 38 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
MERCK & CO INC | COM | 58933Y105 | 166 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 13 | 10,400 | SH | Call | DFND | 1 | 10,400 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 348 | 2,952 | SH | DFND | 3 | 2,952 | 0 | 0 | |
MIZUHO FINL GROUP INC | SPONSORED ADR | 60687Y109 | 3,039 | 993,000 | SH | DFND | 2 | 993,000 | 0 | 0 | |
MODERN MEDIA ACQUISITION | COM | 60765P103 | 1,587 | 153,158 | SH | DFND | 1 | 153,158 | 0 | 0 | |
MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | 61946M209 | 991 | 96,200 | SH | DFND | 1 | 96,200 | 0 | 0 | |
MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | 61946M209 | 1,548 | 150,000 | SH | DFND | 3 | 150,000 | 0 | 0 | |
MTECH ACQUISITION CORP | COM CLASS A | 55378W107 | 211 | 20,869 | SH | DFND | 1 | 20,869 | 0 | 0 | |
MUDRICK CAP ACQUISITION CORP | *W EXP 02/12/202 | 624745113 | 115 | 208,215 | SH | DFND | 1 | 208,215 | 0 | 0 | |
MUDRICK CAP ACQUISITION CORP | *W EXP 02/12/202 | 624745113 | 138 | 250,000 | SH | DFND | 3 | 250,000 | 0 | 0 | |
MUDRICK CAP ACQUISITION CORP | COM CLASS A | 624745105 | 72 | 7,100 | SH | DFND | 1 | 7,100 | 0 | 0 | |
MUDRICK CAP ACQUISITION CORP | COM CLASS A | 624745105 | 2,520 | 250,000 | SH | DFND | 3 | 250,000 | 0 | 0 | |
MUDRICK CAP ACQUISITION CORP | UNIT 02/01/2023 | 624745204 | 172 | 16,290 | SH | DFND | 1 | 16,290 | 0 | 0 | |
MUDRICK CAP ACQUISITION CORP | UNIT 02/01/2023 | 624745204 | 1,058 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
MYOKARDIA INC | COM | 62857M105 | 2,806 | 53,965 | SH | DFND | 3 | 53,965 | 0 | 0 | |
NATIONAL ENERGY SERVICES REU | *W EXP 05/05/202 | G6375R115 | 127 | 111,363 | SH | DFND | 1 | 111,363 | 0 | 0 | |
NEBULA ACQUISITION CORP | COM CLASS A | 629076100 | 1,578 | 158,415 | SH | DFND | 1 | 158,415 | 0 | 0 | |
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 147 | 14,359 | SH | DFND | 1 | 14,359 | 0 | 0 | |
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 1,025 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
NEW FRONTIER CORP | *W EXP 99/99/999 | G6485P124 | 302 | 430,820 | SH | DFND | 1 | 430,820 | 0 | 0 | |
NEW FRONTIER CORP | COM CL A | G6485P108 | 4,607 | 465,335 | SH | DFND | 1 | 465,335 | 0 | 0 | |
NEW FRONTIER CORP | UNIT 99/99/9999 | G6485P116 | 886 | 87,735 | SH | DFND | 1 | 87,735 | 0 | 0 | |
NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 488 | 52,500 | SH | Call | DFND | 1 | 52,500 | 0 | 0 |
NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 30 | 120,000 | SH | Put | DFND | 4 | 120,000 | 0 | 0 |
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 5,885 | 248,611 | SH | DFND | 4 | 248,611 | 0 | 0 | |
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 26 | 26,300 | SH | Call | DFND | 1 | 26,300 | 0 | 0 |
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 154 | 125,200 | SH | Call | DFND | 4 | 125,200 | 0 | 0 |
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 349 | 175,000 | SH | Put | DFND | 4 | 175,000 | 0 | 0 |
NIO INC | SPON ADS | 62914V106 | 15 | 300,000 | SH | Call | DFND | 2 | 300,000 | 0 | 0 |
NIO INC | SPON ADS | 62914V106 | 1 | 50,000 | SH | Call | DFND | 3 | 50,000 | 0 | 0 |
NOMURA HLDGS INC | SPONSORED ADR | 65535H208 | 844 | 235,000 | SH | DFND | 2 | 235,000 | 0 | 0 | |
NOVAVAX INC | COM | 670002104 | 54 | 66,000 | SH | Put | DFND | 1 | 66,000 | 0 | 0 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 1,167 | 13,205 | SH | DFND | 1 | 13,205 | 0 | 0 | |
NXP SEMICONDUCTORS N V | NOTE 1.000%12/0 | 62952QAB6 | 371 | 120,500 | PRN | Call | DFND | 1 | 120,500 | 0 | 0 |
NXP SEMICONDUCTORS N V | NOTE 1.000%12/0 | 62952QAB6 | 226 | 8,000 | PRN | Put | DFND | 1 | 8,000 | 0 | 0 |
OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 1,774 | 35,731 | SH | DFND | 4 | 35,731 | 0 | 0 | |
ONE MADISON CORP | *W EXP 99/99/999 | G6772P126 | 33 | 29,485 | SH | DFND | 1 | 29,485 | 0 | 0 | |
ONE MADISON CORP | COM CL A | G6772P100 | 112 | 10,960 | SH | DFND | 1 | 10,960 | 0 | 0 | |
ONESPAWORLD HOLDINGS LIMITED | COM | P73684113 | 343 | 25,098 | SH | DFND | 1 | 25,098 | 0 | 0 | |
OPES ACQUISITION CORP | *W EXP 03/13/202 | 68373P118 | 142 | 590,773 | SH | DFND | 1 | 590,773 | 0 | 0 | |
OPES ACQUISITION CORP | COM | 68373P100 | 1,421 | 139,975 | SH | DFND | 1 | 139,975 | 0 | 0 | |
OPES ACQUISITION CORP | UNIT 03/07/2023 | 68373P209 | 200 | 19,300 | SH | DFND | 1 | 19,300 | 0 | 0 | |
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 51,989 | 2,907,627 | SH | DFND | 3 | 2,907,627 | 0 | 0 | |
OVID THERAPEUTICS INC | COM | 690469101 | 1,950 | 1,101,414 | SH | DFND | 3 | 1,101,414 | 0 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 869 | 120,200 | SH | DFND | 1 | 120,200 | 0 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 54 | 144,900 | SH | Put | DFND | 1 | 144,900 | 0 | 0 |
PENN NATL GAMING INC | COM | 707569109 | 287 | 14,300 | SH | DFND | 3 | 14,300 | 0 | 0 | |
PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 10 | 52,000 | SH | DFND | 1 | 52,000 | 0 | 0 | |
PENSARE ACQUISITION CORP | COM | 70957E105 | 1,046 | 102,000 | SH | DFND | 3 | 102,000 | 0 | 0 | |
PENSARE ACQUISITION CORP | COM | 70957E105 | 673 | 65,636 | SH | DFND | 1 | 65,636 | 0 | 0 | |
PIONEER NAT RES CO | COM | 723787107 | 891 | 5,850 | SH | DFND | 1 | 5,850 | 0 | 0 | |
PIONEER NAT RES CO | COM | 723787107 | 11 | 15,000 | SH | Put | DFND | 1 | 15,000 | 0 | 0 |
PIVOTAL ACQUISITION CORP | UNIT 12/01/2025 | 72583A200 | 278 | 27,300 | SH | DFND | 1 | 27,300 | 0 | 0 | |
PRECISION BIOSCIENCES INC | COM | 74019P108 | 18,104 | 1,008,565 | SH | DFND | 3 | 1,008,565 | 0 | 0 | |
PURE ACQUISITION CORP | *W EXP 04/17/202 | 74621Q114 | 1 | 146,129 | SH | DFND | 1 | 146,129 | 0 | 0 | |
PURE ACQUISITION CORP | CL A | 74621Q106 | 6,837 | 682,321 | SH | DFND | 1 | 682,321 | 0 | 0 | |
PURE ACQUISITION CORP | UNIT 04/13/2023 | 74621Q205 | 47 | 4,443 | SH | DFND | 1 | 4,443 | 0 | 0 | |
PURE ACQUISITION CORP | UNIT 04/13/2023 | 74621Q205 | 2,645 | 250,000 | SH | DFND | 3 | 250,000 | 0 | 0 | |
PVH CORP | COM | 693656100 | 2,893 | 23,720 | SH | DFND | 1 | 23,720 | 0 | 0 | |
PVH CORP | COM | 693656100 | 23 | 17,000 | SH | Put | DFND | 1 | 17,000 | 0 | 0 |
QUAD / GRAPHICS INC | COM CL A | 747301109 | 1,338 | 112,401 | SH | DFND | 4 | 112,401 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 757 | 13,274 | SH | DFND | 1 | 13,274 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 14 | 15,900 | SH | Put | DFND | 1 | 15,900 | 0 | 0 |
QUEST DIAGNOSTICS INC | COM | 74834L100 | 4 | 25,000 | SH | Put | DFND | 1 | 25,000 | 0 | 0 |
QUEST DIAGNOSTICS INC | COM | 74834L100 | 4 | 25,000 | SH | Call | DFND | 1 | 25,000 | 0 | 0 |
QUTOUTIAO INC | ADS REP SHS A | 74915J107 | 8 | 55,000 | SH | Call | DFND | 2 | 55,000 | 0 | 0 |
REALOGY HLDGS CORP | COM | 75605Y106 | 125 | 11,000 | SH | DFND | 1 | 11,000 | 0 | 0 | |
RED HAT INC | COM | 756577102 | 67,561 | 369,790 | SH | DFND | 4 | 369,790 | 0 | 0 | |
RED HAT INC | COM | 756577102 | 144 | 37,500 | SH | Call | DFND | 1 | 37,500 | 0 | 0 |
RED HAT INC | COM | 756577102 | 181 | 74,600 | SH | Put | DFND | 1 | 74,600 | 0 | 0 |
RED HAT INC | COM | 756577102 | 303 | 155,000 | SH | Put | DFND | 4 | 155,000 | 0 | 0 |
REGALWOOD GLOBAL ENERGY LTD | *W EXP 12/05/202 | G74760128 | 56 | 62,300 | SH | DFND | 1 | 62,300 | 0 | 0 | |
RIMINI STR INC DEL | COM | 76674Q107 | 1,188 | 237,500 | SH | DFND | 1 | 237,500 | 0 | 0 | |
RMG ACQUISITION CORP | UNIT 99/99/9999 | 749641205 | 1,255 | 125,173 | SH | DFND | 1 | 125,173 | 0 | 0 | |
SABAN CAP ACQUISITION CORP | COM CL A | 78516C106 | 6,367 | 619,361 | SH | DFND | 1 | 619,361 | 0 | 0 | |
SABAN CAP ACQUISITION CORP | COM CL A | 78516C106 | 6,682 | 650,000 | SH | DFND | 3 | 650,000 | 0 | 0 | |
SCHULTZE SPL PURP ACQUSTN CO | *W EXP 12/31/202 | 80821R117 | 104 | 334,390 | SH | DFND | 1 | 334,390 | 0 | 0 | |
SEATTLE GENETICS INC | COM | 812578102 | 58 | 40,000 | SH | Put | DFND | 1 | 40,000 | 0 | 0 |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 274 | 217,500 | SH | Put | DFND | 4 | 217,500 | 0 | 0 |
SIERRA ONCOLOGY INC | COM | 82640U107 | 128 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
SOCIAL CAP HEDOSOPHIA HLDGS | *W EXP 09/14/202 | G8250R129 | 14 | 16,889 | SH | DFND | 1 | 16,889 | 0 | 0 | |
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 12 | 1,200 | SH | DFND | 1 | 1,200 | 0 | 0 | |
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 10,190 | 1,000,000 | SH | DFND | 3 | 1,000,000 | 0 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 56,680 | 497,720 | SH | DFND | 4 | 497,720 | 0 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 3,848 | 91,000 | SH | Call | DFND | 1 | 91,000 | 0 | 0 |
SPARK THERAPEUTICS INC | COM | 84652J103 | 1 | 27,500 | SH | Call | DFND | 4 | 27,500 | 0 | 0 |
SPARK THERAPEUTICS INC | COM | 84652J103 | 205 | 2,887,200 | SH | Put | DFND | 4 | 2,887,200 | 0 | 0 |
SPARTAN ENERGY ACQUISITON CO | *W EXP 08/27/202 | 846784122 | 158 | 143,651 | SH | DFND | 1 | 143,651 | 0 | 0 | |
SPARTAN ENERGY ACQUISITON CO | UNIT 99/99/9999 | 846784114 | 5,075 | 500,000 | SH | DFND | 3 | 500,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 340 | 354,500 | SH | Put | DFND | 1 | 354,500 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 271 | 566,500 | SH | Call | DFND | 4 | 566,500 | 0 | 0 |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 326 | 3,600 | SH | DFND | 1 | 3,600 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 13 | 10,000 | SH | Put | DFND | 1 | 10,000 | 0 | 0 |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 36 | 30,000 | SH | Put | DFND | 3 | 30,000 | 0 | 0 |
SPRINT CORPORATION | COM | 85207U105 | 57 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
SPRINT CORPORATION | COM | 85207U105 | 42 | 64,500 | SH | Call | DFND | 1 | 64,500 | 0 | 0 |
SPRINT CORPORATION | COM | 85207U105 | 1 | 1,000 | SH | Put | DFND | 1 | 1,000 | 0 | 0 |
SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 85208R101 | 8,033 | 647,800 | SH | DFND | 3 | 647,800 | 0 | 0 | |
STERLING BANCORP DEL | COM | 85917A100 | 968 | 51,960 | SH | DFND | 3 | 51,960 | 0 | 0 | |
STITCH FIX INC | COM CL A | 860897107 | 24 | 20,000 | SH | Call | DFND | 1 | 20,000 | 0 | 0 |
STITCH FIX INC | COM CL A | 860897107 | 64 | 2,250 | SH | DFND | 1 | 2,250 | 0 | 0 | |
SUNCOR ENERGY INC NEW | COM | 867224107 | 460 | 14,192 | SH | DFND | 3 | 14,192 | 0 | 0 | |
SUNTRUST BKS INC | COM | 867914103 | 6,003 | 101,317 | SH | DFND | 4 | 101,317 | 0 | 0 | |
SYMANTEC CORP | COM | 871503108 | 15 | 112,500 | SH | Put | DFND | 4 | 112,500 | 0 | 0 |
T MOBILE US INC | COM | 872590104 | 216 | 112,800 | SH | Put | DFND | 4 | 112,800 | 0 | 0 |
TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 874060205 | 6,007 | 294,914 | SH | DFND | 3 | 294,914 | 0 | 0 | |
TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 874060205 | 77 | 66,000 | SH | Call | DFND | 1 | 66,000 | 0 | 0 |
TARGA RES CORP | COM | 87612G101 | 3,457 | 83,200 | SH | DFND | 1 | 83,200 | 0 | 0 | |
TARGA RES CORP | COM | 87612G101 | 1,022 | 157,200 | SH | Put | DFND | 1 | 157,200 | 0 | 0 |
TARGET HOSPITALITY CORP | *W EXP 03/15/202 | 87615L115 | 46 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
TENZING ACQUISITION CORP | *W EXP 02/23/202 | G8708A108 | 6 | 40,351 | SH | DFND | 1 | 40,351 | 0 | 0 | |
TENZING ACQUISITION CORP | ORD SHS | G8708A116 | 342 | 34,000 | SH | DFND | 1 | 34,000 | 0 | 0 | |
THUNDER BRIDGE ACQUISITION L | *W EXP 01/01/202 | G8857R126 | 1 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
THUNDER BRIDGE ACQUISITION L | *W EXP 01/01/202 | G8857R126 | 112 | 155,800 | SH | DFND | 3 | 155,800 | 0 | 0 | |
THUNDER BRIDGE ACQUISITION L | SHS CLASS A | G8857R100 | 408 | 40,024 | SH | DFND | 1 | 40,024 | 0 | 0 | |
THUNDER BRIDGE ACQUISITION L | SHS CLASS A | G8857R100 | 2,099 | 205,800 | SH | DFND | 3 | 205,800 | 0 | 0 | |
TILRAY INC | COM CL 2 | 88688T100 | 3,872 | 59,100 | SH | DFND | 2 | 59,100 | 0 | 0 | |
TILRAY INC | COM CL 2 | 88688T100 | 855 | 59,100 | SH | Put | DFND | 2 | 59,100 | 0 | 0 |
TKK SYMPHONY ACQUISITION COR | *W EXP 02/20/202 | G88950129 | 5 | 35,898 | SH | DFND | 1 | 35,898 | 0 | 0 | |
TORTOISE ACQUISITION CORP | UNIT 03/04/2024 | 89154L209 | 4,727 | 473,158 | SH | DFND | 1 | 473,158 | 0 | 0 | |
TOTTENHAM ACQUISITION I LTD | RIGHT 06/05/2020 | G8959N122 | 54 | 200,271 | SH | DFND | 1 | 200,271 | 0 | 0 | |
TOTTENHAM ACQUISITION I LTD | SHS | G8959N106 | 1,158 | 115,237 | SH | DFND | 1 | 115,237 | 0 | 0 | |
TPG PACE HLDGS CORP | *W EXP 06/27/202 | G89827110 | 66 | 49,216 | SH | DFND | 1 | 49,216 | 0 | 0 | |
TPG PACE HLDGS CORP | CL A | G89827128 | 62 | 6,087 | SH | DFND | 1 | 6,087 | 0 | 0 | |
TPG PACE HLDGS CORP | CL A | G89827128 | 2,042 | 200,000 | SH | DFND | 3 | 200,000 | 0 | 0 | |
TRANSDIGM GROUP INC | COM | 893641100 | 25 | 13,200 | SH | Put | DFND | 4 | 13,200 | 0 | 0 |
TRIBUNE MEDIA CO | CL A | 896047503 | 41 | 38,800 | SH | Call | DFND | 1 | 38,800 | 0 | 0 |
TRIBUNE MEDIA CO | CL A | 896047503 | 40 | 100,000 | SH | Put | DFND | 4 | 100,000 | 0 | 0 |
TRIDENT ACQUISITIONS CORP | *W EXP 05/09/202 | 89615T114 | 33 | 204,056 | SH | DFND | 1 | 204,056 | 0 | 0 | |
TRIDENT ACQUISITIONS CORP | COM | 89615T106 | 110 | 10,806 | SH | DFND | 1 | 10,806 | 0 | 0 | |
TRIDENT ACQUISITIONS CORP | COM | 89615T106 | 1,019 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
TRIDENT ACQUISITIONS CORP | UNIT 05/09/2023 | 89615T205 | 116 | 11,300 | SH | DFND | 1 | 11,300 | 0 | 0 | |
TRIDENT ACQUISITIONS CORP | UNIT 05/09/2023 | 89615T205 | 6,739 | 654,300 | SH | DFND | 3 | 654,300 | 0 | 0 | |
TRINE ACQUISITION CORP | UNIT 03/31/2021 | 89628U207 | 4,152 | 414,331 | SH | DFND | 1 | 414,331 | 0 | 0 | |
TRINITY MERGER CORP | COM CL A | 89653L106 | 796 | 77,872 | SH | DFND | 1 | 77,872 | 0 | 0 | |
TRINITY MERGER CORP | UNIT 05/11/2025 | 89653L205 | 1,315 | 125,240 | SH | DFND | 3 | 125,240 | 0 | 0 | |
TURTLE BEACH CORP | COM NEW | 900450206 | 635 | 55,900 | SH | DFND | 2 | 55,900 | 0 | 0 | |
TURTLE BEACH CORP | COM NEW | 900450206 | 224 | 55,900 | SH | Put | DFND | 2 | 55,900 | 0 | 0 |
TUSCAN HOLDINGS CORP | UNIT 99/99/9999 | 90069K203 | 1,043 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
TUSCAN HOLDINGS CORP | UNIT 99/99/9999 | 90069K203 | 1,005 | 96,399 | SH | DFND | 1 | 96,399 | 0 | 0 | |
TWELVE SEAS INVESTMENT COMPA | *W EXP 12/22/202 | G9145A115 | 31 | 120,212 | SH | DFND | 1 | 120,212 | 0 | 0 | |
TWELVE SEAS INVESTMENT COMPA | RIGHT 12/22/2019 | G9145A131 | 192 | 710,579 | SH | DFND | 1 | 710,579 | 0 | 0 | |
TWELVE SEAS INVESTMENT COMPA | SHS | G9145A107 | 4,458 | 445,842 | SH | DFND | 1 | 445,842 | 0 | 0 | |
TWILIO INC | CL A | 90138F102 | 61 | 10,000 | SH | Call | DFND | 1 | 10,000 | 0 | 0 |
U S WELL SVCS INC | *W EXP 03/15/202 | 91274U119 | 19 | 19,000 | SH | DFND | 1 | 19,000 | 0 | 0 | |
ULTIMATE SOFTWARE GROUP INC | COM | 90385D107 | 79,575 | 241,040 | SH | DFND | 4 | 241,040 | 0 | 0 | |
ULTIMATE SOFTWARE GROUP INC | COM | 90385D107 | 3 | 20,000 | SH | Call | DFND | 1 | 20,000 | 0 | 0 |
ULTRAGENYX PHARMACEUTICAL IN | COM | 90400D108 | 2,081 | 30,000 | SH | DFND | 3 | 30,000 | 0 | 0 | |
UNDER ARMOUR INC | CL C | 904311206 | 4,010 | 212,494 | SH | DFND | 3 | 212,494 | 0 | 0 | |
UNILEVER N V | N Y SHS NEW | 904784709 | 5,829 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
UNIQURE NV | SHS | N90064101 | 239 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
UNIQURE NV | SHS | N90064101 | 29 | 23,500 | SH | Call | DFND | 1 | 23,500 | 0 | 0 |
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 1,330 | 106,383 | SH | DFND | 3 | 106,383 | 0 | 0 | |
UNUM THERAPEUTICS INC | COM | 903214104 | 3,588 | 817,395 | SH | DFND | 3 | 817,395 | 0 | 0 | |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 5,717 | 255,000 | SH | DFND | 1 | 255,000 | 0 | 0 | |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 475 | 1,713,400 | SH | Call | DFND | 1 | 1,713,400 | 0 | 0 |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 36 | 400,000 | SH | Put | DFND | 1 | 400,000 | 0 | 0 |
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 4 | 15,000 | SH | Call | DFND | 1 | 15,000 | 0 | 0 |
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 8 | 15,000 | SH | Put | DFND | 1 | 15,000 | 0 | 0 |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 128 | 103,400 | SH | Put | DFND | 4 | 103,400 | 0 | 0 |
VECTOIQ ACQUISITION CORP | *W EXP 05/11/202 | 92243N111 | 9 | 21,990 | SH | DFND | 1 | 21,990 | 0 | 0 | |
VECTOIQ ACQUISITION CORP | COM | 92243N103 | 89 | 1,169,890 | SH | DFND | 1 | 1,169,890 | 0 | 0 | |
VECTOIQ ACQUISITION CORP | UNIT 05/11/2023 | 92243N202 | 3,100 | 296,667 | SH | DFND | 1 | 296,667 | 0 | 0 | |
VERRA MOBILITY CORP | COM | 92511U102 | 150 | 12,569 | SH | DFND | 1 | 12,569 | 0 | 0 | |
VERSUM MATLS INC | COM | 92532W103 | 3 | 11,600 | SH | Put | DFND | 1 | 11,600 | 0 | 0 |
VERSUM MATLS INC | COM | 92532W103 | 9 | 85,000 | SH | Put | DFND | 4 | 85,000 | 0 | 0 |
VERSUM MATLS INC | COM | 92532W103 | 9 | 11,500 | SH | Call | DFND | 1 | 11,500 | 0 | 0 |
WABCO HLDGS INC | COM | 92927K102 | 8,745 | 66,332 | SH | DFND | 4 | 66,332 | 0 | 0 | |
WEALTHBRIDGE ACQUISITION LTD | SHS | G4887W110 | 665 | 67,760 | SH | DFND | 1 | 67,760 | 0 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 594 | 2,202 | SH | DFND | 1 | 2,202 | 0 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 3,938 | 14,600 | SH | DFND | 4 | 14,600 | 0 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 65 | 4,500 | SH | Call | DFND | 1 | 4,500 | 0 | 0 |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 20 | 4,500 | SH | Put | DFND | 1 | 4,500 | 0 | 0 |
WORLDPAY INC | CL A | 981558109 | 48,910 | 430,925 | SH | DFND | 4 | 430,925 | 0 | 0 | |
WPX ENERGY INC | COM | 98212B103 | 7 | 45,000 | SH | Put | DFND | 1 | 45,000 | 0 | 0 |
YOGAWORKS INC | COM | 986005106 | 514 | 558,212 | SH | DFND | 1 | 558,212 | 0 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 5 | 5,700 | SH | Call | DFND | 1 | 5,700 | 0 | 0 |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 190 | 110,000 | SH | Call | DFND | 4 | 110,000 | 0 | 0 |
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 170 | 56,500 | SH | Call | DFND | 1 | 56,500 | 0 | 0 |
ZOGENIX INC | COM NEW | 98978L204 | 76 | 20,000 | SH | Call | DFND | 1 | 20,000 | 0 | 0 |