The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Achaogen Inc | Com | 004449104 | 8 | 16,994 | SH | DFND | 1 | 16,994 | 0 | 0 | |
| Alteryx Inc | Com Cl A | 02156B103 | 5,537 | 66,022 | SH | DFND | 1 | 66,022 | 0 | 0 | |
| Antero Res Corp | Com | 03674X106 | 1,058 | 119,820 | SH | DFND | 1 | 119,820 | 0 | 0 | |
| Carbon Black Inc | Com | 14081R103 | 142 | 10,146 | SH | DFND | 1 | 10,146 | 0 | 0 | |
| Castlight Health Inc | Cl B | 14862Q100 | 873 | 232,713 | SH | DFND | 1 | 232,713 | 0 | 0 | |
| Docusign Inc | Com | 256163106 | 8,853 | 170,785 | SH | DFND | 1 | 170,785 | 0 | 0 | |
| Dropbox Inc | Cl A | 26210C104 | 413 | 18,963 | SH | DFND | 1 | 18,963 | 0 | 0 | |
| Fate Therapeutics Inc | Com | 31189P102 | 371 | 21,104 | SH | DFND | 1 | 21,104 | 0 | 0 | |
| Hallador Energy Company | Com | 40609P105 | 620 | 117,904 | SH | DFND | 1 | 117,904 | 0 | 0 | |
| Inspire Med Sys Inc | Com | 457730109 | 359 | 6,324 | SH | DFND | 1 | 6,324 | 0 | 0 | |
| Microsoft Corp | Com | 594918104 | 893 | 7,573 | SH | DFND | 1 | 7,573 | 0 | 0 | |
| Mimecast Ltd | Ord Shs | G14838109 | 4,400 | 92,929 | SH | DFND | 1 | 92,929 | 0 | 0 | |
| Neophotonics Corp | Com | 64051T100 | 1,255 | 199,453 | SH | DFND | 1 | 199,453 | 0 | 0 | |
| NIO Inc | Spon Ads | 62914V106 | 1,346 | 263,904 | SH | DFND | 1 | 263,904 | 0 | 0 | |
| nLight Inc | Com | 65487K100 | 3,858 | 173,147 | SH | DFND | 1 | 173,147 | 0 | 0 | |
| Pluralsight Inc | Com Cl A | 72941B106 | 1,849 | 58,245 | SH | DFND | 1 | 58,245 | 0 | 0 | |
| PPDAI Group Inc | Sponsored ADR | 69354V108 | 1,904 | 503,577 | SH | DFND | 1 | 503,577 | 0 | 0 | |
| Ramaco Res Inc | Com | 75134P303 | 175 | 30,187 | SH | DFND | 1 | 30,187 | 0 | 0 | |
| Smartsheet Inc | Com Cl A | 83200N103 | 10,781 | 264,316 | SH | DFND | 1 | 264,316 | 0 | 0 | |
| Sonos Inc | Com | 83570H108 | 1,130 | 109,857 | SH | DFND | 1 | 109,857 | 0 | 0 | |
| Spotify Technology S A | Shs | L8681T102 | 1,988 | 14,324 | SH | DFND | 1 | 14,324 | 0 | 0 | |
| Square Inc | Cl A | 852234103 | 5,628 | 75,117 | SH | DFND | 1 | 75,117 | 0 | 0 | |
| Stitch Fix Inc | Com Cl A | 860897107 | 5,096 | 180,528 | SH | DFND | 1 | 180,528 | 0 | 0 | |
| TPI Composites Inc | Com | 87266J104 | 8,289 | 289,614 | SH | DFND | 1 | 289,614 | 0 | 0 | |
| Yext Inc | Com | 98585N106 | 3,252 | 148,783 | SH | DFND | 1 | 148,783 | 0 | 0 | |
| Zafgen Inc | Com | 98885E103 | 128 | 46,806 | SH | DFND | 1 | 46,806 | 0 | 0 | |
| Zuora Inc | Com Cl A | 98983V106 | 3,480 | 173,724 | SH | DFND | 1 | 173,724 | 0 | 0 | |