The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Achaogen, Inc. | Common | 004449104 | 9 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Antero Resources LLC | Common | 03674x106 | 1,512 | 171,214 | SH | SOLE | 161,192 | 0 | 0 | ||
Audentes Therapeutics, Inc. | Common | 05070R104 | 710 | 18,200 | SH | SOLE | 144,712 | 0 | 0 | ||
Carbon Black, Inc. | Common | 14081R103 | 2,404 | 172,343 | SH | SOLE | 222,982 | 0 | 0 | ||
Castlight Health, Inc. | Common | 14862Q100 | 1,309 | 349,070 | SH | SOLE | 349,070 | 0 | 0 | ||
Cytomx Therapeutics, Inc. | Common | 23284F105 | 851 | 79,193 | SH | SOLE | 160,663 | 0 | 0 | ||
Docusign, Inc. | Common | 256163106 | 1,487 | 28,675 | SH | SOLE | 34,141 | 0 | 0 | ||
Hallador Energy Resources, Inc. | Common | 40609P105 | 91 | 17,392 | SH | SOLE | 63,988 | 0 | 0 | ||
Inspire Medical Systems, Inc. | Common | 457730109 | 354 | 6,238 | SH | SOLE | 79,193 | 0 | 0 | ||
Kala Pharmaceuticals, Inc. | Common | 483119103 | 820 | 99,186 | SH | SOLE | 67,141 | 0 | 0 | ||
LendingClub Corp. | Common | 52603A109 | 7,664 | 2,480,206 | SH | SOLE | 99,186 | 0 | 0 | ||
Mimecast Ltd. | Ordinary | G14838109 | 566 | 11,945 | SH | SOLE | 2,480,206 | 0 | 0 | ||
NeoPhotonics Corp. | Common | 64051T100 | 1,961 | 311,798 | SH | SOLE | 23,465 | 0 | 0 | ||
National Vision, Inc. | Common | 63845R107 | 792 | 25,192 | SH | SOLE | 63,751 | 0 | 0 | ||
Proteostasis Therapeutics, Inc. | Common | 74373B109 | 555 | 440,627 | SH | SOLE | 1,901,106 | 0 | 0 | ||
Ramaco Resources, Inc. | Common | 75134P303 | 121 | 20,848 | SH | SOLE | 440,627 | 0 | 0 | ||
Rhythm Pharmaceuticals, Inc. | Common | 76243J105 | 1,377 | 50,221 | SH | SOLE | 11,802 | 0 | 0 | ||
Revance Therapeutics, Inc. | Common | 761330109 | 419 | 26,565 | SH | SOLE | 50,000 | 0 | 0 | ||
Smartsheet, Inc. | Common | 83200N103 | 9,211 | 225,812 | SH | SOLE | 1,010,572 | 0 | 0 | ||
Snap, Inc. | Common | 83304A106 | 11,137 | 1,010,572 | SH | SOLE | 133,142 | 0 | 0 | ||
Stitchfix, Inc. | Common | 860897107 | 1,879 | 66,571 | SH | SOLE | 233,850 | 0 | 0 | ||
TPI Composites, Inc. | Common | 87266J104 | 2,292 | 80,094 | SH | SOLE | 6,696 | 0 | 0 | ||
Trevena, Inc. | Common | 89532E109 | 365 | 233,850 | SH | SOLE | 1,476,877 | 0 | 0 | ||
U.S. Auto Parts Network, Inc. | Common | 90343C100 | 1,492 | 1,476,877 | SH | SOLE | 72,726 | 0 | 0 | ||
Yext, Inc. | Common | 98585N106 | 2,517 | 115,147 | SH | SOLE | 115,147 | 0 | 0 | ||
YUMA Energy, Inc. | Common | 98872F105 | 38 | 322,466 | SH | SOLE | 322,466 | 0 | 0 | ||
Zuora, Inc. | Common | 98983V106 | 3,717 | 185,587 | SH | SOLE | 182,594 | 0 | 0 | ||
Evelo Biosciences, Inc. | Common | 299734103 | 14,108 | 1,763,505 | SH | SOLE | 1,763,505 | 0 | 0 | ||
Finjan Holdings, Inc. | Common | 31788H303 | 12,609 | 4,303,435 | SH | SOLE | 4,303,435 | 0 | 0 | ||
Inovalon Holdings, Inc. | Common | 45781D101 | 2,829 | 227,614 | SH | SOLE | 227,614 | 0 | 0 | ||
Kaliedo Biosciences, Inc. | Common | 483347100 | 16,924 | 1,167,166 | SH | SOLE | 1,167,166 | 0 | 0 | ||
Rubius Therapeutics, Inc. | Common | 78116T103 | 17,862 | 986,878 | SH | SOLE | 986,878 | 0 | 0 | ||
Solarwinds Corp. | Common | 83417Q105 | 162,532 | 8,326,431 | SH | SOLE | 8,326,431 | 0 | 0 |