8-K 1 form8k_050319.htm FORM 8-K TEB BANCORP, INC. MAY 3, 2019

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): May 3, 2019

TEB BANCORP, INC.
(Exact Name of Registrant as Specified in its Charter)

Maryland
000-56049
83-2040340
(State or Other Jurisdiction)
(Commission File No.)
(I.R.S. Employer
of Incorporation)
 
Identification No.)
     
2290 North Mayfair Road, Wauwatosa, Wisconsin
 
53226
(Address of Principal Executive Offices)
 
(Zip Code)

Registrant’s telephone number, including area code: (414) 476-6434

Not Applicable
(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17
      CFR 240.14d-2(b))

[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17
      CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company [X]

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [  ]
 

Securities registered pursuant to Section 12(b) of the Act:
Title of each class
 
Trading
Symbol(s)
 
Name of each exchange on which registered
None
       


Item 8.01   Other Events.

The Equitable Bank, S.S.B. (the “Bank”) previously announced that it had completed its reorganization into the mutual holding company structure, and the related stock offering of TEB Bancorp, Inc. (“TEB Bancorp”), the Bank’s new holding company.

TEB Bancorp’s common stock is expected to trade on the OTC Pink Marketplace under the trading symbol “TBBA” beginning on Monday, May 6, 2019.

This current report contains certain forward-looking statements about the offering.  Forward-looking statements include statements regarding anticipated future events and can be identified by the fact that they do not relate strictly to historical or current facts.  They often include words such as “believe,” “expect,” “anticipate,” “estimate,” and “intend” or future or conditional verbs such as “will,” “would,” “should,” “could,” or “may.”  Forward-looking statements, by their nature, are subject to risks and uncertainties.

TEB Bancorp wishes to caution readers not to place undue reliance on any such forward-looking statements, which speak only as of the date made. Certain factors that could cause actual results to differ materially from expected results include delays in commencement of trading, increased competitive pressures, changes in the interest rate environment, general economic conditions or conditions within the securities markets, and legislative and regulatory changes that could adversely affect the business in which TEB Bancorp and the Bank are engaged.  TEB Bancorp wishes to advise readers that the factors listed above could affect TEB Bancorp’s financial performance and could cause TEB Bancorp’s actual results for future periods to differ materially from any opinions or statements expressed with respect to future periods in any current statements. TEB Bancorp does not undertake and specifically declines any obligation to publicly release the results of any revisions that may be made to any forward-looking statements to reflect events or circumstances after the date of such statements or to reflect the occurrence of anticipated or unanticipated events.

The shares of common stock are not savings accounts or savings deposits, may lose value and are not insured by the Federal Deposit Insurance Corporation or any other government agency.

Item 9.01   Financial Statements and Exhibits
Not applicable.



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.


   
TEB Bancorp, Inc.
 
 
 
DATE:  May 3, 2019
By:  
 /s/ John P. Matter
   
John P. Matter
President and Chief Executive Officer