X-17A-5: Filer Information

X-17A-5: Submission Information

X-17A-5: A. Registrant Identification

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1
15 SOUTH 5TH STREET
City
RICHMOND
State/Country
VIRGINIA
Mailing Zip/ Portal Code
23219

Name and Telephone Number of Person to Contact in Regard to this Report

Name
Elaine Altizer
Telephone Number
804-644-6381

X-17A-5: B. Accountant Identification

Independent Public Accountant

X-17A-5: Signature

Oath or Affirmation

I, Elaine Altizer, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of THOMPSON DAVIS & CO., INC., as of 12-31-2018, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

certain joint accounts, custodian accounts, trusteed IRA accounts of shareholders or similar types of accounts which are classified as customer accounts in accordance with Rule 15c3(a)(1) of the Securities and Exchange Act of 1934.

Notary Public