The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMERIPRISE FINL INC | COM | 03076C106 | 1,289 | 12,350 | SH | SOLE | 12,350 | 0 | 0 | ||
APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | 20,821 | 848,451 | SH | SOLE | 848,451 | 0 | 0 | ||
AXA EQUITABLE HLDGS INC | COM | 054561105 | 8,362 | 502,810 | SH | SOLE | 502,810 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 9,952 | 403,900 | SH | SOLE | 403,900 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 9,363 | 380,000 | SH | Call | SOLE | 0 | 0 | 0 | |
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 33,803 | 1,133,951 | SH | SOLE | 1,133,951 | 0 | 0 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 5,962 | 200,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CAPITAL ONE FINL CORP | COM | 14040H105 | 1,002 | 13,254 | SH | SOLE | 13,254 | 0 | 0 | ||
CARLYLE GROUP L P | COM UTS LTD PTN | 14309L102 | 23,866 | 1,515,280 | SH | SOLE | 1,515,280 | 0 | 0 | ||
CARLYLE GROUP L P | COM UTS LTD PTN | 14309L102 | 6,300 | 400,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167CY1 | 6,437 | 8,000,000 | PRN | SOLE | 8,000,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 35,870 | 689,019 | SH | SOLE | 689,019 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 20,303 | 390,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CITIZENS FINL GROUP INC | COM | 174610105 | 8,595 | 289,104 | SH | SOLE | 289,104 | 0 | 0 | ||
COMERICA INC | COM | 200340107 | 30,020 | 437,039 | SH | SOLE | 437,039 | 0 | 0 | ||
COMERICA INC | COM | 200340107 | 13,738 | 200,000 | SH | Call | SOLE | 0 | 0 | 0 | |
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 5,722 | 130,397 | SH | SOLE | 130,397 | 0 | 0 | ||
ENCORE CAPITAL | COM | 292554AH5 | 1,187 | 1,416,000 | PRN | SOLE | 1,416,000 | 0 | 0 | ||
EVERCORE INC | CLASS A | 29977A105 | 1,324 | 18,500 | SH | SOLE | 18,500 | 0 | 0 | ||
FIRST HORIZON NATL CORP | COM | 320517105 | 5,984 | 454,738 | SH | SOLE | 454,738 | 0 | 0 | ||
HUNTINGTON BANCSHARES INC | COM | 446150104 | 17,259 | 1,447,900 | SH | SOLE | 1,447,900 | 0 | 0 | ||
KEYCORP NEW | COM | 493267108 | 9,651 | 653,000 | SH | SOLE | 653,000 | 0 | 0 | ||
KEYCORP NEW | COM | 493267108 | 2,956 | 200,000 | SH | Call | SOLE | 0 | 0 | 0 | |
LEGG MASON INC | COM | 524901105 | 12,745 | 499,599 | SH | SOLE | 499,599 | 0 | 0 | ||
LINCOLN NATL CORP IND | COM | 534187109 | 9,540 | 185,924 | SH | SOLE | 185,924 | 0 | 0 | ||
LINCOLN NATL CORP IND | COM | 534187109 | 4,618 | 90,000 | SH | Call | SOLE | 0 | 0 | 0 | |
M & T BK CORP | COM | 55261F104 | 4,666 | 32,600 | SH | SOLE | 32,600 | 0 | 0 | ||
M & T BK CORP | COM | 55261F104 | 7,156 | 50,000 | SH | Call | SOLE | 0 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 2,932 | 73,950 | SH | SOLE | 73,950 | 0 | 0 | ||
OCH ZIFF CAP MGMT GROUP | CL A | 67551U105 | 2,290 | 2,488,995 | SH | SOLE | 2,488,995 | 0 | 0 | ||
PACWEST BANCORP DEL | COM | 695263103 | 7,430 | 223,257 | SH | SOLE | 223,257 | 0 | 0 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 45,805 | 561,681 | SH | SOLE | 561,681 | 0 | 0 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 8,155 | 100,000 | SH | Call | SOLE | 0 | 0 | 0 | |
REGIONS FINL CORP NEW | COM | 7591EP100 | 8,336 | 622,998 | SH | SOLE | 622,998 | 0 | 0 | ||
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 6,447 | 137,796 | SH | SOLE | 137,796 | 0 | 0 | ||
SVB FINL GROUP | COM | 78486Q101 | 893 | 4,700 | SH | SOLE | 4,700 | 0 | 0 | ||
STATE STR CORP | COM | 857477103 | 1,028 | 16,300 | SH | SOLE | 16,300 | 0 | 0 | ||
STERLING BANCORP DEL | COM | 85917A100 | 3,987 | 241,500 | SH | SOLE | 241,500 | 0 | 0 | ||
SYNOVUS FINANCIAL CORP | COM | 87161C105 | 19,100 | 597,069 | SH | SOLE | 597,069 | 0 | 0 | ||
SYNCHRONY FINL | COM | 87165B103 | 4,591 | 195,700 | SH | SOLE | 195,700 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 36,608 | 110,000 | SH | Put | SOLE | 0 | 0 | 0 | |
TEXAS CAPITAL BANCSHARES INC | COM | 88224Q107 | 1,022 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
VICTORY CAP HLDGS INC | COM CL A | 92645B103 | 4,099 | 401,052 | SH | SOLE | 401,052 | 0 | 0 | ||
VOYA FINL INC | COM | 929089100 | 5,064 | 126,150 | SH | SOLE | 126,150 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 34,340 | 745,234 | SH | SOLE | 745,234 | 0 | 0 | ||
ATHENE HLDG LTD | CL A | G0684D107 | 17,153 | 430,645 | SH | SOLE | 430,645 | 0 | 0 | ||
ATHENE HLDG LTD | CL A | G0684D107 | 15,932 | 400,000 | SH | Call | SOLE | 0 | 0 | 0 | |
INVESCO LTD | SHS | G491BT108 | 15,687 | 937,123 | SH | SOLE | 937,123 | 0 | 0 | ||
LAZARD LTD | SHS A | G54050102 | 6,182 | 167,500 | SH | SOLE | 167,500 | 0 | 0 | ||
BRIGHTSPHERE INVESTMENT GROUP | COM | G67506108 | 8,712 | 815,772 | SH | SOLE | 815,772 | 0 | 0 | ||
PENNYMAC MORTGAGE INVESTMENT TRUST | COM | 70931T103 | 5,396 | 227,000 | SH | SOLE | 227,000 | 0 | 0 | ||
TWO HARBORS INV CORP | COM NEW | 90187B408 | 9,980 | 381,643 | SH | SOLE | 381,643 | 0 | 0 |